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NTRS SEC filings (2026)

CIK 73124 · State Commercial Banks (SIC 6022) · incorporated in DE · fiscal year ends in December

4,209 filings on EDGAR since 1994 · 35 annual, 102 quarterly, 352 current · financial statements · earnings

Latest 10-K
Feb 24, 2026
fiscal year to Dec 31, 2025
Latest 10-Q
Jul 30, 2026
quarter to Jun 30, 2026
Latest 8-K
Oct 21, 2026
NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $642.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $3.40
Last earnings release
Oct 21, 2026
8-K, Item 2.02
Filings on file
4,209
since 1994, 2,941 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

October 2026

September 2026

August 2026

July 2026

June 2026

May 2026

April 2026

March 2026

February 2026

January 2026

November 2025

October 2025

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $9.9M in 11 sales and bought $269K in 4 purchases; 114 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

DateInsider
Aug 24, 2026Form 4South Thomas AExecutive Vice PresidentSold · $333K · 1,800 sh
Jul 29, 2026Form 4Moritz Robert Edward Jr.DirectorBought · $46K · 255 sh
Jun 3, 2026Form 4Hallinan AengusExecutive Vice PresidentSold · $614K · 3,668 sh
May 1, 2026Form 4Moritz Robert Edward Jr.DirectorBought · $37K · 225 sh
Apr 29, 2026Form 4Fox David W JrEVP & Chief Financial OfficerSold · $2,155 · 13 sh
Apr 28, 2026Form 4Fox David W JrEVP & Chief Financial OfficerSold · $3.3M · 19,987 sh
Apr 24, 2026Form 4Bellows CliveCo-President Asset ServicingSold · $462K · 2,800 sh
Mar 5, 2026Form 4Gibson GuyCo-President Asset ServicingSold · $428K · 3,009 sh
Mar 4, 2026Form 4Fox David W JrEVP & Chief Financial OfficerSold · $468K · 3,255 sh
Feb 25, 2026Form 4Fox David W JrEVP & Chief Financial OfficerSold · $209K · 1,450 sh
Feb 12, 2026Form 4Bellows CliveCo-President Asset ServicingSold · $167K · 1,148 sh
Feb 12, 2026Form 4Gibson GuyCo-President Asset ServicingSold · $154K · 1,043 sh
Feb 5, 2026Form 4Petrino RichardDirectorBought · $149K · 1,000 sh
Feb 2, 2026Form 4Moritz Robert Edward Jr.DirectorBought · $37K · 245 sh
Jan 26, 2026Form 4Cherecwich PeterChief Operating OfficerSold · $3.7M · 25,000 sh
Awards, exercises, withholding and plan purchases · 114 transactions
DateInsider
Oct 17, 2026Form 4Taylor AlexandriaChief Administrative OfficerTax withholding · $632K · 3,823 sh
Oct 1, 2026Form 4Harrison Dean MDirectorAward · $26K · 151.57 sh
Oct 1, 2026Form 4Thompson DonaldDirectorAward · $25K · 145.34 sh
Oct 1, 2026Form 4CROWN SUSANDirectorAward · Common Stock Units · $15K · 86.88 sh
Oct 1, 2026Form 4Tribbett Charles ADirectorAward · $14K · 80.16 sh
Oct 1, 2026Form 4SLARK MARTIN PDirectorAward · $12K · 70.65 sh
Oct 1, 2026Form 4Klevorn Marcy SDirectorAward · $11K · 65.38 sh
Oct 1, 2026Form 4Mehta Siddharth NDirectorAward · $5,215 · 30.82 sh
Oct 1, 2026Form 4Dhandapani ChandraDirectorAward · $5,210 · 30.79 sh
Oct 1, 2026Form 4Petrino RichardDirectorAward · $1,047 · 6.19 sh
Sep 30, 2026Form 4Harrison Dean MDirectorAward · $45K · 265.71 sh
Sep 30, 2026Form 4Thompson DonaldDirectorAward · $37K · 221.42 sh
Sep 30, 2026Form 4Dhandapani ChandraDirectorAward · $35K · 206.66 sh
Sep 1, 2026Form 4Hunstad MichaelPresident/Asset ManagementTax withholding · $114K · 622 sh
Jul 31, 2026Form 4SMITH DAVID BYRON JRDirectorGift · $0 · 1,120 sh
Jul 1, 2026Form 4Harrison Dean MDirectorAward · $23K · 130.96 sh
Jul 1, 2026Form 4Thompson DonaldDirectorAward · $22K · 125.75 sh
Jul 1, 2026Form 4CROWN SUSANDirectorAward · Common Stock Units · $13K · 75.75 sh
Jul 1, 2026Form 4Tribbett Charles ADirectorAward · $12K · 69.9 sh
Jul 1, 2026Form 4SLARK MARTIN PDirectorAward · $11K · 61.6 sh
Jul 1, 2026Form 4Klevorn Marcy SDirectorAward · $10K · 57.01 sh
Jul 1, 2026Form 4Mehta Siddharth NDirectorAward · $4,720 · 26.88 sh
Jul 1, 2026Form 4Dhandapani ChandraDirectorAward · $4,555 · 25.94 sh
Jul 1, 2026Form 4Petrino RichardDirectorAward · $946 · 5.39 sh
Jun 30, 2026Form 4Harrison Dean MDirectorAward · $45K · 258.86 sh
Jun 30, 2026Form 4Thompson DonaldDirectorAward · $38K · 215.72 sh
Jun 30, 2026Form 4Dhandapani ChandraDirectorAward · $35K · 201.33 sh
Jun 1, 2026Form 4Hallinan AengusExecutive Vice PresidentTax withholding · $452K · 2,707 sh
May 22, 2026Form 4South Thomas AExecutive Vice PresidentGift · $0 · 320 sh
May 4, 2026Form 4South Thomas AExecutive Vice PresidentGift · $0 · 1,300 sh
Apr 30, 2026Form 4SMITH DAVID BYRON JRDirectorGift · $0 · 1,200 sh
Apr 21, 2026Form 4SLARK MARTIN PDirectorAward · $5,992 · 1,023.89 sh
Apr 21, 2026Form 4CROWN SUSANDirectorAward · Common Stock Units · $5,992 · 1,023.89 sh
Apr 21, 2026Form 4Mehta Siddharth NDirectorAward · $5,992 · 1,023.89 sh
Apr 21, 2026Form 4Thompson DonaldDirectorAward · $5,992 · 1,023.89 sh
Apr 21, 2026Form 4Harrison Dean MDirectorAward · $5,992 · 1,023.89 sh
Apr 21, 2026Form 4Klevorn Marcy SDirectorAward · $5,992 · 1,023.89 sh
Apr 21, 2026Form 4Dhandapani ChandraDirectorAward · $5,992 · 1,023.89 sh
Apr 21, 2026Form 4Petrino RichardDirectorAward · $2,997 · 1,006.45 sh
Apr 21, 2026Form 4Tribbett Charles ADirectorAward · $0 · 989 sh
Apr 21, 2026Form 4SMITH DAVID BYRON JRDirectorAward · $0 · 989 sh
Apr 21, 2026Form 4Henderson Jay LDirectorAward · $0 · 989 sh
Apr 21, 2026Form 4Moritz Robert Edward Jr.DirectorAward · $0 · 989 sh
Apr 1, 2026Form 4Harrison Dean MDirectorAward · $21K · 149.03 sh
Apr 1, 2026Form 4Thompson DonaldDirectorAward · $20K · 142.85 sh
Apr 1, 2026Form 4Tribbett Charles ADirectorAward · $12K · 86.31 sh
Apr 1, 2026Form 4CROWN SUSANDirectorAward · Common Stock Units · $12K · 82.65 sh
Apr 1, 2026Form 4SLARK MARTIN PDirectorAward · $9,216 · 65.17 sh
Apr 1, 2026Form 4Klevorn Marcy SDirectorAward · $8,414 · 59.5 sh
Apr 1, 2026Form 4Mehta Siddharth NDirectorAward · $3,152 · 22.29 sh
Apr 1, 2026Form 4Dhandapani ChandraDirectorAward · $2,789 · 19.72 sh
Apr 1, 2026Form 4Petrino RichardDirectorAward · $344 · 2.43 sh
Mar 31, 2026Form 4Harrison Dean MDirectorAward · $45K · 322.42 sh
Mar 31, 2026Form 4Thompson DonaldDirectorAward · $37K · 268.68 sh
Mar 31, 2026Form 4Dhandapani ChandraDirectorAward · $35K · 250.77 sh
Mar 1, 2026Form 4O'Grady MichaelChairman and CEO · DirectorTax withholding · $1.6M · 11,129 sh
Mar 1, 2026Form 4Cherecwich PeterChief Operating OfficerTax withholding · $595K · 4,157 sh
Mar 1, 2026Form 4Hunstad MichaelPresident/Asset ManagementTax withholding · $554K · 3,867 sh
Mar 1, 2026Form 4Tyler Jason J.President/Wealth ManagementTax withholding · $549K · 3,837 sh
Mar 1, 2026Form 4Bellows CliveCo-President Asset ServicingTax withholding · $446K · 3,116 sh
Mar 1, 2026Form 4Gibson GuyCo-President Asset ServicingTax withholding · $382K · 2,672 sh
Mar 1, 2026Form 4Levy Susan CohenEVP and General CounselTax withholding · $382K · 2,671 sh
Mar 1, 2026Form 4South Thomas AExecutive Vice PresidentTax withholding · $364K · 2,544 sh
Mar 1, 2026Form 4Fox David W JrEVP & Chief Financial OfficerTax withholding · $337K · 2,355 sh
Mar 1, 2026Form 4Taylor AlexandriaChief Administrative OfficerTax withholding · $267K · 1,868 sh
Mar 1, 2026Form 4Landers JohnControllerTax withholding · $43K · 300 sh
Feb 17, 2026Form 4O'Grady MichaelChairman and CEO · DirectorTax withholding · $4.7M · 32,181 sh
Feb 17, 2026Form 4Cherecwich PeterChief Operating OfficerTax withholding · $1.7M · 11,661 sh
Feb 17, 2026Form 4Tyler Jason J.President/Wealth ManagementTax withholding · $1.4M · 9,541 sh
Feb 17, 2026Form 4South Thomas AExecutive Vice PresidentTax withholding · $1.3M · 8,606 sh
Feb 17, 2026Form 4Levy Susan CohenEVP and General CounselTax withholding · $1.0M · 7,130 sh
Feb 17, 2026Form 4Taylor AlexandriaChief Administrative OfficerTax withholding · $418K · 2,840 sh
Feb 17, 2026Form 4Fox David W JrEVP & Chief Financial OfficerTax withholding · $170K · 1,154 sh
Feb 17, 2026Form 4O'Grady MichaelChairman and CEO · DirectorAward · $0 · 72,642 sh
Feb 17, 2026Form 4Cherecwich PeterChief Operating OfficerAward · $0 · 26,322 sh
Feb 17, 2026Form 4Tyler Jason J.President/Wealth ManagementAward · $0 · 21,537 sh
Feb 17, 2026Form 4South Thomas AExecutive Vice PresidentAward · $0 · 19,892 sh
Feb 17, 2026Form 4Levy Susan CohenEVP and General CounselAward · $0 · 16,452 sh
Feb 17, 2026Form 4Taylor AlexandriaChief Administrative OfficerAward · $0 · 6,410 sh
Feb 17, 2026Form 4Fox David W JrEVP & Chief Financial OfficerAward · $0 · 2,604 sh
Feb 13, 2026Form 4Tyler Jason J.President/Wealth ManagementTax withholding · $447K · 3,057 sh
Feb 13, 2026Form 4Tyler Jason J.President/Wealth ManagementExercise or conversion · $268K · 4,599 sh
Feb 13, 2026Form 4Tyler Jason J.President/Wealth ManagementExercise or conversion · Employee Stock Option (rig… · $0 · 4,599 sh
Feb 5, 2026Form 4South Thomas AExecutive Vice PresidentTax withholding · $158K · 1,063 sh
Feb 5, 2026Form 4Gibson GuyCo-President Asset ServicingTax withholding · $138K · 925 sh
Feb 5, 2026Form 4Bellows CliveCo-President Asset ServicingTax withholding · $117K · 1,044 sh
Feb 5, 2026Form 4O'Grady MichaelChairman and CEO · DirectorAward · $0 · 19,437 sh
Feb 5, 2026Form 4South Thomas AExecutive Vice PresidentAward · $0 · 16,850 sh
Feb 5, 2026Form 4Cherecwich PeterChief Operating OfficerAward · $0 · 8,016 sh
Feb 5, 2026Form 4Bellows CliveCo-President Asset ServicingAward · $0 · 7,758 sh
Feb 5, 2026Form 4Tyler Jason J.President/Wealth ManagementAward · $0 · 7,185 sh
Feb 5, 2026Form 4Gibson GuyCo-President Asset ServicingAward · $0 · 6,449 sh
Feb 5, 2026Form 4Fox David W JrEVP & Chief Financial OfficerAward · $0 · 6,355 sh
Feb 5, 2026Form 4Taylor AlexandriaChief Administrative OfficerAward · $0 · 5,690 sh
Feb 5, 2026Form 4Levy Susan CohenEVP and General CounselAward · $0 · 4,694 sh
Feb 5, 2026Form 4Hunstad MichaelPresident/Asset ManagementAward · $0 · 4,527 sh
Feb 5, 2026Form 4Hallinan AengusExecutive Vice PresidentAward · $0 · 4,029 sh
Feb 5, 2026Form 4Landers JohnControllerAward · $0 · 801 sh
Jan 30, 2026Form 4SMITH DAVID BYRON JRDirectorGift · $0 · 1,340 sh
Jan 29, 2026Form 4O'Grady MichaelChairman and CEO · DirectorTax withholding · $3.3M · 21,739 sh
Jan 29, 2026Form 4O'Grady MichaelChairman and CEO · DirectorExercise or conversion · $2.0M · 34,489 sh
Jan 29, 2026Form 4O'Grady MichaelChairman and CEO · DirectorExercise or conversion · Employee Stock Option (rig… · $0 · 34,489 sh
Jan 1, 2026Form 4Harrison Dean MDirectorAward · $21K · 151.52 sh
Jan 1, 2026Form 4Thompson DonaldDirectorAward · $20K · 145.48 sh
Jan 1, 2026Form 4Tribbett Charles ADirectorAward · $12K · 88.84 sh
Jan 1, 2026Form 4CROWN SUSANDirectorAward · Common Stock Units · $12K · 85.06 sh
Jan 1, 2026Form 4SLARK MARTIN PDirectorAward · $9,162 · 67.08 sh
Jan 1, 2026Form 4Klevorn Marcy SDirectorAward · $8,365 · 61.24 sh
Jan 1, 2026Form 4Mehta Siddharth NDirectorAward · $3,135 · 22.95 sh
Jan 1, 2026Form 4Dhandapani ChandraDirectorAward · $2,568 · 18.8 sh
Jan 1, 2026Form 4Petrino RichardDirectorAward · $341 · 2.5 sh
Dec 31, 2025Form 4Harrison Dean MDirectorAward · $45K · 329.45 sh
Dec 31, 2025Form 4Thompson DonaldDirectorAward · $37K · 274.54 sh
Dec 31, 2025Form 4Dhandapani ChandraDirectorAward · $35K · 256.24 sh

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.

2026 · 16 filings
FiledWhat it is
Oct 21, 20268-KNORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $642.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $3.40Results of operations; Regulation FD disclosure
Oct 20, 20268-KDirectors or officers; compensation; Regulation FD disclosure
Sep 29, 20268-KDirectors or officers; compensation; Regulation FD disclosure
Aug 3, 20268-KNorthern Trust Announces Redemption of Series D Preferred StockOther events
Jul 30, 202610-QQuarterly report, Q2 2026 — revenue $2.70B (+35% y/y), net income $792.2M
Jul 22, 20268-KEarnings release — EPS $2.97 vs $2.68 est. (+10.8%); revenue $2.70B (+35% y/y) 3.5%
Apr 30, 202610-QQuarterly report, Q1 2026 — revenue $2.21B (+14% y/y), net income $525.5M, EPS $2.71
Apr 22, 20268-KShareholder vote results
Apr 21, 20268-KRegulation FD disclosure
Apr 21, 20268-KEarnings release — EPS $2.71 vs $2.37 est. (+14.3%); revenue $2.21B (+14% y/y) 8.0%
Mar 11, 2026ARSAnnual report to shareholders
Mar 11, 2026DEFA14AAdditional proxy materials
Mar 11, 2026DEF 14AProxy statement
Feb 24, 202610-KAnnual report, FY2025 — revenue $8.09B (−2% y/y), net income $1.74B, EPS $8.74
Feb 10, 20268-KRegulation FD disclosure
Jan 22, 20268-KEarnings release — EPS $2.69 vs $2.37 est. (+13.5%); revenue $2.12B (+8% y/y) 6.0%
2025 · 18 filings
FiledWhat it is
Nov 19, 20258-KOther events
Oct 30, 202510-QQuarterly report, Q3 2025 — revenue $2.03B (+3% y/y), net income $457.6M, EPS $2.29
Oct 22, 20258-KEarnings release — EPS $2.29 vs $2.26 est. (+1.3%); revenue $2.03B (+3% y/y) 2.4%
Sep 3, 20258-KDirectors or officers; compensation
Jul 30, 202510-QQuarterly report, Q2 2025 — revenue $2.00B (−26% y/y), net income $421.3M, EPS $2.13
Jul 28, 20258-KOther events
Jul 23, 20258-KEarnings release — EPS $2.13 vs $2.08 est. (+2.4%); revenue $2.00B (−26% y/y) 1.8%
Apr 30, 202510-QQuarterly report, Q1 2025 — revenue $1.94B (+70% y/y), net income $392.0M, EPS $1.90
Apr 23, 20258-KCharter, bylaws or fiscal-year change; Shareholder vote results
Apr 22, 20258-KRegulation FD disclosure
Apr 22, 20258-KEarnings release — EPS $1.90 vs $1.85 est. (+2.7%); revenue $1.94B (+70% y/y) 3.0%
Mar 12, 2025DEFA14AAdditional proxy materials
Mar 12, 2025ARSAnnual report to shareholders
Mar 12, 2025DEF 14AProxy statement
Feb 24, 202510-KAnnual report, FY2024 — revenue $8.29B (+22% y/y), net income $2.03B, EPS $9.77
Feb 21, 20258-K/ADirectors or officers; compensation
Jan 23, 20258-KEarnings release — EPS $2.26 vs $2.02 est. (+11.9%); revenue $1.96B (+27% y/y) 2.0%
Jan 22, 20258-KDirectors or officers; compensation
2024 · 18 filings
FiledWhat it is
Nov 22, 20248-KCharter, bylaws or fiscal-year change
Oct 29, 202410-QQuarterly report, Q3 2024 — revenue $1.97B (+14% y/y), net income $464.9M, EPS $2.22
Oct 23, 20248-KEarnings release — EPS $1.96 vs $1.73 est. (+13.3%); revenue $1.97B (+14% y/y) 7.0%
Sep 10, 20248-KDirectors or officers; compensation
Aug 1, 202410-QQuarterly report, Q2 2024 — revenue $2.72B (+55% y/y), net income $896.1M, EPS $4.34
Jul 17, 20248-KEarnings release — EPS $1.78 vs $1.75 est. (+1.7%); revenue $2.72B (+55% y/y) 5.1%
May 29, 20248-KDirectors or officers; compensation
Apr 23, 202410-QQuarterly report, Q1 2024 — revenue $1.14B (−34% y/y), net income $214.7M, EPS $0.96
Apr 19, 20248-KShareholder vote results
Apr 17, 20248-K/AResults of operations; Regulation FD disclosure
Apr 16, 20248-KRegulation FD disclosure
Apr 16, 20248-KEarnings release — EPS $1.70 vs $1.47 est. (+15.7%); revenue $1.14B (−34% y/y) 5.0%
Mar 6, 2024DEFA14AAdditional proxy materials
Mar 6, 2024DEF 14AProxy statement
Mar 6, 2024ARSAnnual report to shareholders
Mar 6, 20248-KOther events
Feb 27, 202410-KAnnual report, FY2023 — revenue $6.77B (+0% y/y), net income $1.11B, EPS $5.08
Jan 18, 20248-KEarnings release — EPS $1.46 vs $1.33 est. (+9.8%); revenue $1.55B (+2% y/y) 2.4%
2023 · 15 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
FiledWhat it is
Oct 31, 202310-QQuarterly report, Q3 2023 — revenue $1.73B (−2% y/y), net income $327.8M, EPS $1.49
Jul 25, 202310-QQuarterly report, Q2 2023 — revenue $1.76B (−1% y/y), net income $331.8M, EPS $1.56
May 2, 202310-QQuarterly report, Q1 2023 — revenue $1.74B (+2% y/y), net income $334.6M, EPS $1.51
Mar 16, 2023DEFA14AAdditional proxy materials
Mar 16, 2023DEF 14AProxy statement
Mar 16, 2023ARSAnnual report to shareholders
Feb 28, 202310-KAnnual report, FY2022 — revenue $6.76B (+5% y/y), net income $1.34B, EPS $6.14

8 current reports (8-K) not listed; the year is on EDGAR.

2022 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Oct 25, 202210-QQuarterly report, Q3 2022 — revenue $1.75B (+7% y/y), net income $394.8M, EPS $1.80
Jul 26, 202210-QQuarterly report, Q2 2022 — revenue $1.77B (+12% y/y), net income $396.2M, EPS $1.86
May 3, 202210-QQuarterly report, Q1 2022 — revenue $1.72B (+9% y/y), net income $389.3M, EPS $1.77
Mar 17, 2022DEFA14AAdditional proxy materials
Mar 17, 2022DEF 14AProxy statement
Feb 28, 202210-KAnnual report, FY2021 — revenue $6.46B (+6% y/y), net income $1.55B, EPS $7.14

10 current reports (8-K) not listed; the year is on EDGAR.

2021 · 12 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Oct 26, 202110-QQuarterly report, Q3 2021 — revenue $1.63B (+10% y/y), net income $395.7M, EPS $1.80
Jul 27, 202110-QQuarterly report, Q2 2021 — revenue $1.58B (+5% y/y), net income $368.1M, EPS $1.72
Apr 27, 202110-QQuarterly report, Q1 2021 — revenue $1.58B (−0% y/y), net income $375.1M, EPS $1.70
Mar 9, 2021DEFA14AAdditional proxy materials
Mar 9, 2021DEF 14AProxy statement
Feb 23, 202110-KAnnual report, FY2020 — revenue $6.10B (+0% y/y), net income $1.21B, EPS $5.46

6 current reports (8-K) not listed; the year is on EDGAR.

2020 · 15 filings — 8 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Oct 27, 202010-QQuarterly report, Q3 2020 — revenue $1.49B (−3% y/y), net income $294.5M, EPS $1.32
Jul 28, 202010-QQuarterly report, Q2 2020 — revenue $1.51B (−0% y/y), net income $313.3M, EPS $1.46
Apr 27, 202010-QQuarterly report, Q1 2020 — revenue $1.59B (+7% y/y), net income $360.6M, EPS $1.55
Apr 1, 2020DEFA14AAdditional proxy materials
Mar 10, 2020DEFA14AAdditional proxy materials
Mar 10, 2020DEF 14AProxy statement
Feb 25, 202010-KAnnual report, FY2019 — revenue $6.07B (+2% y/y), net income $1.49B, EPS $6.63

8 current reports (8-K) not listed; the year is on EDGAR.

2019 · 22 filings — 14 × 8-K, 3 × 10-Q, 2 × 8-K/A and 3 other forms
FiledWhat it is
Oct 28, 201910-QQuarterly report, Q3 2019 — revenue $1.54B (+4% y/y), net income $384.6M, EPS $1.69
Jul 30, 201910-QQuarterly report, Q2 2019 — revenue $1.51B (+0% y/y), net income $389.4M, EPS $1.75
Apr 29, 201910-QQuarterly report, Q1 2019 — revenue $1.48B (+0% y/y), net income $347.1M, EPS $1.48
Mar 12, 2019DEFA14AAdditional proxy materials
Mar 12, 2019DEF 14AProxy statement
Feb 26, 201910-KAnnual report, FY2018 — revenue $5.96B (+11% y/y), net income $1.56B, EPS $6.64

16 current reports (8-K) not listed; the year is on EDGAR.

2018 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Oct 29, 201810-QQuarterly report, Q3 2018 — revenue $1.47B (+10% y/y), net income $374.5M, EPS $1.58
Jul 30, 201810-QQuarterly report, Q2 2018 — revenue $1.51B (+14% y/y), net income $390.4M, EPS $1.68
May 4, 201810-QQuarterly report, Q1 2018 — revenue $1.48B (+15% y/y), net income $381.6M, EPS $1.58
Mar 8, 2018DEFA14AAdditional proxy materials
Mar 8, 2018DEF 14AProxy statement
Feb 27, 201810-KAnnual report, FY2017 — revenue $5.38B (+12% y/y), net income $1.20B, EPS $4.92

10 current reports (8-K) not listed; the year is on EDGAR.

2017 · 21 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Oct 26, 201710-QQuarterly report, Q3 2017 — revenue $1.35B (+11% y/y), net income $298.4M, EPS $1.20
Jul 27, 201710-QQuarterly report, Q2 2017 — revenue $1.32B (+0% y/y), net income $267.9M, EPS $1.12
May 2, 201710-QQuarterly report, Q1 2017 — revenue $1.28B (+8% y/y), net income $276.1M, EPS $1.09
Mar 16, 2017DEFA14AAdditional proxy materials
Mar 16, 2017DEF 14AProxy statement
Feb 28, 201710-KAnnual report, FY2016 — revenue $4.78B (+5% y/y), net income $1.03B, EPS $4.32

15 current reports (8-K) not listed; the year is on EDGAR.

2016 · 19 filings — 13 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2015 · 21 filings — 12 × 8-K, 3 × 10-Q, 3 × 8-K/A and 3 other forms

Counted, not listed; the year is on EDGAR.

2014 · 18 filings — 12 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2013 · 21 filings — 13 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms

Counted, not listed; the year is on EDGAR.

2012 · 24 filings — 16 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms

Counted, not listed; the year is on EDGAR.

2011 · 24 filings — 17 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2010 · 25 filings — 18 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2009 · 33 filings — 25 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2008 · 32 filings — 25 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2007 · 19 filings — 13 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2006 · 18 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2005 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2004 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2003 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2002 · 16 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2001 · 10 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2000 · 10 filings — 4 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

1999 · 14 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

1998 · 13 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

1997 · 11 filings — 4 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

1996 · 11 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K405 and 1 other form

Counted, not listed; the year is on EDGAR.

1995 · 6 filings — 3 × 10-Q, 1 × 10-K405, 1 × 8-K and 1 other form

Counted, not listed; the year is on EDGAR.

1994 · 5 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 131 filings — 103 × 4, 10 × 144, 7 × SCHEDULE 13G/A and 8 other forms
FiledWhat it is
Oct 21, 20264Insider transaction (Form 4)
Oct 21, 20263Initial insider holdings (Form 3)
Oct 20, 20264Insider transaction (Form 4)
Oct 2, 20264Insider transaction (Form 4)
Oct 2, 20264Insider transaction (Form 4)
Oct 2, 20264Insider transaction (Form 4)
Oct 2, 20264Insider transaction (Form 4)
Oct 2, 20264Insider transaction (Form 4)
Oct 2, 20264Insider transaction (Form 4)
Oct 2, 20264Insider transaction (Form 4)
Oct 2, 20264Insider transaction (Form 4)
Oct 2, 20264Insider transaction (Form 4)
Sep 3, 20264Insider transaction (Form 4)
Aug 28, 2026N-PXOther filings
Aug 25, 20264Insider transaction (Form 4)
Aug 19, 2026144Notice of proposed sale (Form 144)
Aug 13, 202613F-HROther filings
Aug 6, 2026SCHEDULE 13G/AOther filings
Aug 4, 20264Insider transaction (Form 4)
Jul 30, 2026S-3ASRAutomatic shelf registration
Jul 30, 20264Insider transaction (Form 4)
Jul 2, 20264Insider transaction (Form 4)
Jul 2, 20264Insider transaction (Form 4)
Jul 2, 20264Insider transaction (Form 4)
Jul 2, 20264Insider transaction (Form 4)

The newest 25 of 131 shown; the full year is on EDGAR.

2025 · 156 filings — 120 × 4, 17 × 144, 4 × 13F-HR and 9 other forms
FiledWhat it is
Dec 15, 20254Insider transaction (Form 4)
Dec 10, 2025144Notice of proposed sale (Form 144)
Dec 10, 20254Insider transaction (Form 4)
Dec 5, 20254Insider transaction (Form 4)
Dec 5, 20254Insider transaction (Form 4)
Dec 5, 20254Insider transaction (Form 4)
Dec 5, 20254Insider transaction (Form 4)
Dec 5, 20254Insider transaction (Form 4)
Dec 5, 20254Insider transaction (Form 4)
Dec 3, 20254Insider transaction (Form 4)
Nov 18, 20254Insider transaction (Form 4)
Nov 14, 2025144Notice of proposed sale (Form 144)
Nov 14, 202513F-HROther filings
Nov 13, 2025424B5Prospectus supplement
Nov 12, 2025FWPFree writing prospectus
Nov 12, 2025424B5Prospectus supplement
Nov 10, 2025SCHEDULE 13GOther filings
Nov 7, 20254Insider transaction (Form 4)
Nov 6, 2025144Notice of proposed sale (Form 144)
Nov 5, 20254Insider transaction (Form 4)
Nov 5, 20254Insider transaction (Form 4)
Nov 4, 20254Insider transaction (Form 4)
Nov 4, 2025144Notice of proposed sale (Form 144)
Oct 28, 20254Insider transaction (Form 4)
Oct 22, 2025S-3Shelf registration

The newest 25 of 156 shown; the full year is on EDGAR.

2024 · 150 filings — 109 × 4, 14 × 144, 8 × SC 13G/A and 10 other forms
FiledWhat it is
Dec 5, 20244Insider transaction (Form 4)
Dec 5, 20244Insider transaction (Form 4)
Dec 5, 20244Insider transaction (Form 4)
Dec 5, 20244Insider transaction (Form 4)
Dec 5, 20244Insider transaction (Form 4)
Dec 5, 20244Insider transaction (Form 4)
Dec 5, 20244Insider transaction (Form 4)
Dec 5, 20244Insider transaction (Form 4)
Dec 4, 20244Insider transaction (Form 4)
Dec 3, 20244Insider transaction (Form 4)
Nov 27, 2024144Notice of proposed sale (Form 144)
Nov 14, 2024SCHEDULE 13G/AOther filings
Nov 13, 202413F-HROther filings
Nov 12, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Nov 8, 20244Insider transaction (Form 4)
Nov 7, 20244Insider transaction (Form 4)
Nov 7, 2024144Notice of proposed sale (Form 144)
Nov 7, 2024144Notice of proposed sale (Form 144)
Nov 4, 20244Insider transaction (Form 4)
Oct 29, 20244Insider transaction (Form 4)
Oct 29, 20244Insider transaction (Form 4)
Oct 29, 20244Insider transaction (Form 4)
Oct 29, 20244Insider transaction (Form 4)
Oct 29, 20244Insider transaction (Form 4)
Oct 25, 2024144Notice of proposed sale (Form 144)

The newest 25 of 150 shown; the full year is on EDGAR.

2023 · 100 filings — 83 × 4, 7 × SC 13G/A, 4 × 13F-HR and 4 other forms

Counted, not listed; the year is on EDGAR.

2022 · 113 filings — 94 × 4, 6 × SC 13G/A, 4 × 13F-HR and 6 other forms

Counted, not listed; the year is on EDGAR.

2021 · 150 filings — 133 × 4, 8 × SC 13G/A, 4 × 13F-HR and 3 other forms

Counted, not listed; the year is on EDGAR.

2020 · 142 filings — 125 × 4, 6 × SC 13G/A, 4 × 13F-HR and 6 other forms

Counted, not listed; the year is on EDGAR.

2019 · 128 filings — 104 × 4, 6 × SC 13G/A, 4 × 13F-HR and 9 other forms

Counted, not listed; the year is on EDGAR.

2018 · 157 filings — 141 × 4, 5 × SC 13G/A, 4 × 13F-HR and 7 other forms

Counted, not listed; the year is on EDGAR.

2017 · 159 filings — 139 × 4, 6 × SC 13G/A, 4 × 13F-HR and 8 other forms

Counted, not listed; the year is on EDGAR.

2016 · 165 filings — 144 × 4, 4 × 13F-HR, 4 × SC 13G/A and 10 other forms

Counted, not listed; the year is on EDGAR.

2015 · 121 filings — 105 × 4, 4 × 13F-HR, 4 × 3 and 5 other forms

Counted, not listed; the year is on EDGAR.

2014 · 155 filings — 126 × 4, 5 × 3, 4 × 13F-HR and 13 other forms

Counted, not listed; the year is on EDGAR.

2013 · 144 filings — 110 × 4, 14 × 4/A, 4 × 13F-HR and 8 other forms

Counted, not listed; the year is on EDGAR.

2012 · 105 filings — 80 × 4, 4 × 13F-HR, 3 × 11-K/A and 12 other forms

Counted, not listed; the year is on EDGAR.

2011 · 84 filings — 60 × 4, 4 × 13F-HR, 4 × 3 and 11 other forms

Counted, not listed; the year is on EDGAR.

2010 · 100 filings — 75 × 4, 5 × UPLOAD, 4 × 13F-HR and 10 other forms

Counted, not listed; the year is on EDGAR.

2009 · 139 filings — 113 × 4, 4 × 13F-HR, 4 × 4/A and 9 other forms

Counted, not listed; the year is on EDGAR.

2008 · 169 filings — 137 × 4, 8 × 4/A, 7 × SC 13G/A and 9 other forms

Counted, not listed; the year is on EDGAR.

2007 · 186 filings — 136 × 4, 17 × SC 13G/A, 13 × 4/A and 11 other forms

Counted, not listed; the year is on EDGAR.

2006 · 159 filings — 122 × 4, 14 × 4/A, 8 × SC 13G/A and 10 other forms

Counted, not listed; the year is on EDGAR.

2005 · 151 filings — 110 × 4, 10 × 4/A, 10 × SC 13G/A and 9 other forms

Counted, not listed; the year is on EDGAR.

2004 · 154 filings — 106 × 4, 14 × 4/A, 11 × SC 13G/A and 9 other forms

Counted, not listed; the year is on EDGAR.

2003 · 151 filings — 107 × 4, 20 × 4/A, 7 × SC 13G/A and 9 other forms

Counted, not listed; the year is on EDGAR.

2002 · 46 filings — 24 × 4, 8 × SC 13G/A, 4 × 13F-HR and 5 other forms

Counted, not listed; the year is on EDGAR.

2001 · 16 filings — 10 × SC 13G/A, 4 × 13F-HR, 1 × 11-K and 1 other form

Counted, not listed; the year is on EDGAR.

2000 · 21 filings — 14 × SC 13G/A, 4 × 13F-HR, 1 × 11-K and 2 other forms

Counted, not listed; the year is on EDGAR.

1999 · 35 filings — 22 × SC 13G/A, 3 × 13F-HR, 2 × 8-A12G/A and 5 other forms

Counted, not listed; the year is on EDGAR.

1998 · 34 filings — 17 × SC 13G/A, 7 × SC 13G, 3 × 8-A12G/A and 6 other forms

Counted, not listed; the year is on EDGAR.

1997 · 42 filings — 27 × SC 13G/A, 4 × SC 13G, 3 × S-8 and 7 other forms

Counted, not listed; the year is on EDGAR.

1996 · 34 filings — 18 × SC 13G/A, 11 × SC 13G, 1 × 11-K and 4 other forms

Counted, not listed; the year is on EDGAR.

1995 · 23 filings — 16 × SC 13G/A, 2 × SC 13G, 1 × 10-C and 4 other forms

Counted, not listed; the year is on EDGAR.

1994 · 26 filings — 16 × SC 13G/A, 4 × SC 13G, 2 × S-4 and 4 other forms

Counted, not listed; the year is on EDGAR.

About this data#

Northern Trust Corporation (NTRS) has 4,209 filings on EDGAR going back to 1994: 35 annual reports, 102 quarterly reports and 352 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 24, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Oct 21, 2026, furnished a press release headed “NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $642.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $3.40”. Over the last 13 months insiders sold $9.9M in 11 sales and bought $269K in 4 purchases; 114 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Northern Trust Corporation, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read NTRS's latest 10-K?
NTRS's latest annual report, a 10-K, was filed on Feb 24, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did NTRS last file an 8-K?
On Oct 21, 2026 it furnished a press release headed “NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $642.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $3.40”. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Oct 21, 2026.
Are NTRS insiders buying or selling?
Over the last 13 months insiders sold $9.9M in 11 sales and bought $269K in 4 purchases; 114 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: South Thomas A (Executive Vice President) sold 1,800 shares on Aug 24, 2026 for $333K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has NTRS made?
4,209 filings are on EDGAR under the registrant records that have been Northern Trust Corporation, going back to 1994; 2,941 of them are insider ownership forms (Forms 3, 4, 5 and 144).