NTRS SEC filings (2026)
CIK 73124 · State Commercial Banks (SIC 6022) · incorporated in DE · fiscal year ends in December
4,209 filings on EDGAR since 1994 · 35 annual, 102 quarterly, 352 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
October 2026
- Oct 218-K8-K · NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $642.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $3.40Results of operations; Regulation FD disclosure
- Oct 208-K8-K · Directors or officers; compensation; Regulation FD disclosure
September 2026
August 2026
- Aug 24Insider saleSouth Thomas A (Executive Vice President) sold 1,800 shares for $333K at $184.90
- Aug 38-K8-K · Northern Trust Announces Redemption of Series D Preferred StockOther events
July 2026
June 2026
May 2026
April 2026
- Apr 30ReportQuarterly report, Q1 2026 — revenue $2.21B (+14% y/y), net income $525.5M, EPS $2.71
- Apr 29Insider saleFox David W Jr (EVP & Chief Financial Officer) sold 13 shares for $2,155 at $165.74
- Apr 28Insider saleFox David W Jr (EVP & Chief Financial Officer) sold 19,987 shares for $3.3M at $166.16
- Apr 24Insider saleBellows Clive (Co-President Asset Servicing) sold 2,800 shares for $462K at $165.02
- Apr 228-K8-K · Shareholder vote results
- Apr 21EarningsEarnings release — EPS $2.71 vs $2.37 est. (+14.3%); revenue $2.21B (+14% y/y) 8.0%
- Apr 218-K8-K · Regulation FD disclosure
March 2026
- Mar 11ProxyProxy · Annual report to shareholders
- Mar 11ProxyProxy · Additional proxy materials
- Mar 11ProxyProxy · Proxy statement
- Mar 5Insider saleGibson Guy (Co-President Asset Servicing) sold 3,009 shares for $428K at $142.39
- Mar 4Insider saleFox David W Jr (EVP & Chief Financial Officer) sold 3,255 shares for $468K at $143.89
February 2026
- Feb 25Insider saleFox David W Jr (EVP & Chief Financial Officer) sold 1,450 shares for $209K at $144.05
- Feb 24ReportAnnual report, FY2025 — revenue $8.09B (−2% y/y), net income $1.74B, EPS $8.74
- Feb 12Insider saleBellows Clive (Co-President Asset Servicing) sold 1,148 shares for $167K at $145.26
- Feb 12Insider saleGibson Guy (Co-President Asset Servicing) sold 1,043 shares for $154K at $147.43
- Feb 108-K8-K · Regulation FD disclosure
- Feb 5Insider buyPetrino Richard (Director) bought 1,000 shares for $149K at $148.91
- Feb 2Insider buyMoritz Robert Edward Jr. (Director) bought 245 shares for $37K at $151.85
January 2026
November 2025
- Nov 198-K8-K · Other events
October 2025
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $9.9M in 11 sales and bought $269K in 4 purchases; 114 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Aug 24, 2026Form 4 | South Thomas AExecutive Vice PresidentSold · $333K · 1,800 sh |
| Jul 29, 2026Form 4 | Moritz Robert Edward Jr.DirectorBought · $46K · 255 sh |
| Jun 3, 2026Form 4 | Hallinan AengusExecutive Vice PresidentSold · $614K · 3,668 sh |
| May 1, 2026Form 4 | Moritz Robert Edward Jr.DirectorBought · $37K · 225 sh |
| Apr 29, 2026Form 4 | Fox David W JrEVP & Chief Financial OfficerSold · $2,155 · 13 sh |
| Apr 28, 2026Form 4 | Fox David W JrEVP & Chief Financial OfficerSold · $3.3M · 19,987 sh |
| Apr 24, 2026Form 4 | Bellows CliveCo-President Asset ServicingSold · $462K · 2,800 sh |
| Mar 5, 2026Form 4 | Gibson GuyCo-President Asset ServicingSold · $428K · 3,009 sh |
| Mar 4, 2026Form 4 | Fox David W JrEVP & Chief Financial OfficerSold · $468K · 3,255 sh |
| Feb 25, 2026Form 4 | Fox David W JrEVP & Chief Financial OfficerSold · $209K · 1,450 sh |
| Feb 12, 2026Form 4 | Bellows CliveCo-President Asset ServicingSold · $167K · 1,148 sh |
| Feb 12, 2026Form 4 | Gibson GuyCo-President Asset ServicingSold · $154K · 1,043 sh |
| Feb 5, 2026Form 4 | Petrino RichardDirectorBought · $149K · 1,000 sh |
| Feb 2, 2026Form 4 | Moritz Robert Edward Jr.DirectorBought · $37K · 245 sh |
| Jan 26, 2026Form 4 | Cherecwich PeterChief Operating OfficerSold · $3.7M · 25,000 sh |
Awards, exercises, withholding and plan purchases · 114 transactions
| Date | Insider |
|---|---|
| Oct 17, 2026Form 4 | Taylor AlexandriaChief Administrative OfficerTax withholding · $632K · 3,823 sh |
| Oct 1, 2026Form 4 | Harrison Dean MDirectorAward · $26K · 151.57 sh |
| Oct 1, 2026Form 4 | Thompson DonaldDirectorAward · $25K · 145.34 sh |
| Oct 1, 2026Form 4 | CROWN SUSANDirectorAward · Common Stock Units · $15K · 86.88 sh |
| Oct 1, 2026Form 4 | Tribbett Charles ADirectorAward · $14K · 80.16 sh |
| Oct 1, 2026Form 4 | SLARK MARTIN PDirectorAward · $12K · 70.65 sh |
| Oct 1, 2026Form 4 | Klevorn Marcy SDirectorAward · $11K · 65.38 sh |
| Oct 1, 2026Form 4 | Mehta Siddharth NDirectorAward · $5,215 · 30.82 sh |
| Oct 1, 2026Form 4 | Dhandapani ChandraDirectorAward · $5,210 · 30.79 sh |
| Oct 1, 2026Form 4 | Petrino RichardDirectorAward · $1,047 · 6.19 sh |
| Sep 30, 2026Form 4 | Harrison Dean MDirectorAward · $45K · 265.71 sh |
| Sep 30, 2026Form 4 | Thompson DonaldDirectorAward · $37K · 221.42 sh |
| Sep 30, 2026Form 4 | Dhandapani ChandraDirectorAward · $35K · 206.66 sh |
| Sep 1, 2026Form 4 | Hunstad MichaelPresident/Asset ManagementTax withholding · $114K · 622 sh |
| Jul 31, 2026Form 4 | SMITH DAVID BYRON JRDirectorGift · $0 · 1,120 sh |
| Jul 1, 2026Form 4 | Harrison Dean MDirectorAward · $23K · 130.96 sh |
| Jul 1, 2026Form 4 | Thompson DonaldDirectorAward · $22K · 125.75 sh |
| Jul 1, 2026Form 4 | CROWN SUSANDirectorAward · Common Stock Units · $13K · 75.75 sh |
| Jul 1, 2026Form 4 | Tribbett Charles ADirectorAward · $12K · 69.9 sh |
| Jul 1, 2026Form 4 | SLARK MARTIN PDirectorAward · $11K · 61.6 sh |
| Jul 1, 2026Form 4 | Klevorn Marcy SDirectorAward · $10K · 57.01 sh |
| Jul 1, 2026Form 4 | Mehta Siddharth NDirectorAward · $4,720 · 26.88 sh |
| Jul 1, 2026Form 4 | Dhandapani ChandraDirectorAward · $4,555 · 25.94 sh |
| Jul 1, 2026Form 4 | Petrino RichardDirectorAward · $946 · 5.39 sh |
| Jun 30, 2026Form 4 | Harrison Dean MDirectorAward · $45K · 258.86 sh |
| Jun 30, 2026Form 4 | Thompson DonaldDirectorAward · $38K · 215.72 sh |
| Jun 30, 2026Form 4 | Dhandapani ChandraDirectorAward · $35K · 201.33 sh |
| Jun 1, 2026Form 4 | Hallinan AengusExecutive Vice PresidentTax withholding · $452K · 2,707 sh |
| May 22, 2026Form 4 | South Thomas AExecutive Vice PresidentGift · $0 · 320 sh |
| May 4, 2026Form 4 | South Thomas AExecutive Vice PresidentGift · $0 · 1,300 sh |
| Apr 30, 2026Form 4 | SMITH DAVID BYRON JRDirectorGift · $0 · 1,200 sh |
| Apr 21, 2026Form 4 | SLARK MARTIN PDirectorAward · $5,992 · 1,023.89 sh |
| Apr 21, 2026Form 4 | CROWN SUSANDirectorAward · Common Stock Units · $5,992 · 1,023.89 sh |
| Apr 21, 2026Form 4 | Mehta Siddharth NDirectorAward · $5,992 · 1,023.89 sh |
| Apr 21, 2026Form 4 | Thompson DonaldDirectorAward · $5,992 · 1,023.89 sh |
| Apr 21, 2026Form 4 | Harrison Dean MDirectorAward · $5,992 · 1,023.89 sh |
| Apr 21, 2026Form 4 | Klevorn Marcy SDirectorAward · $5,992 · 1,023.89 sh |
| Apr 21, 2026Form 4 | Dhandapani ChandraDirectorAward · $5,992 · 1,023.89 sh |
| Apr 21, 2026Form 4 | Petrino RichardDirectorAward · $2,997 · 1,006.45 sh |
| Apr 21, 2026Form 4 | Tribbett Charles ADirectorAward · $0 · 989 sh |
| Apr 21, 2026Form 4 | SMITH DAVID BYRON JRDirectorAward · $0 · 989 sh |
| Apr 21, 2026Form 4 | Henderson Jay LDirectorAward · $0 · 989 sh |
| Apr 21, 2026Form 4 | Moritz Robert Edward Jr.DirectorAward · $0 · 989 sh |
| Apr 1, 2026Form 4 | Harrison Dean MDirectorAward · $21K · 149.03 sh |
| Apr 1, 2026Form 4 | Thompson DonaldDirectorAward · $20K · 142.85 sh |
| Apr 1, 2026Form 4 | Tribbett Charles ADirectorAward · $12K · 86.31 sh |
| Apr 1, 2026Form 4 | CROWN SUSANDirectorAward · Common Stock Units · $12K · 82.65 sh |
| Apr 1, 2026Form 4 | SLARK MARTIN PDirectorAward · $9,216 · 65.17 sh |
| Apr 1, 2026Form 4 | Klevorn Marcy SDirectorAward · $8,414 · 59.5 sh |
| Apr 1, 2026Form 4 | Mehta Siddharth NDirectorAward · $3,152 · 22.29 sh |
| Apr 1, 2026Form 4 | Dhandapani ChandraDirectorAward · $2,789 · 19.72 sh |
| Apr 1, 2026Form 4 | Petrino RichardDirectorAward · $344 · 2.43 sh |
| Mar 31, 2026Form 4 | Harrison Dean MDirectorAward · $45K · 322.42 sh |
| Mar 31, 2026Form 4 | Thompson DonaldDirectorAward · $37K · 268.68 sh |
| Mar 31, 2026Form 4 | Dhandapani ChandraDirectorAward · $35K · 250.77 sh |
| Mar 1, 2026Form 4 | O'Grady MichaelChairman and CEO · DirectorTax withholding · $1.6M · 11,129 sh |
| Mar 1, 2026Form 4 | Cherecwich PeterChief Operating OfficerTax withholding · $595K · 4,157 sh |
| Mar 1, 2026Form 4 | Hunstad MichaelPresident/Asset ManagementTax withholding · $554K · 3,867 sh |
| Mar 1, 2026Form 4 | Tyler Jason J.President/Wealth ManagementTax withholding · $549K · 3,837 sh |
| Mar 1, 2026Form 4 | Bellows CliveCo-President Asset ServicingTax withholding · $446K · 3,116 sh |
| Mar 1, 2026Form 4 | Gibson GuyCo-President Asset ServicingTax withholding · $382K · 2,672 sh |
| Mar 1, 2026Form 4 | Levy Susan CohenEVP and General CounselTax withholding · $382K · 2,671 sh |
| Mar 1, 2026Form 4 | South Thomas AExecutive Vice PresidentTax withholding · $364K · 2,544 sh |
| Mar 1, 2026Form 4 | Fox David W JrEVP & Chief Financial OfficerTax withholding · $337K · 2,355 sh |
| Mar 1, 2026Form 4 | Taylor AlexandriaChief Administrative OfficerTax withholding · $267K · 1,868 sh |
| Mar 1, 2026Form 4 | Landers JohnControllerTax withholding · $43K · 300 sh |
| Feb 17, 2026Form 4 | O'Grady MichaelChairman and CEO · DirectorTax withholding · $4.7M · 32,181 sh |
| Feb 17, 2026Form 4 | Cherecwich PeterChief Operating OfficerTax withholding · $1.7M · 11,661 sh |
| Feb 17, 2026Form 4 | Tyler Jason J.President/Wealth ManagementTax withholding · $1.4M · 9,541 sh |
| Feb 17, 2026Form 4 | South Thomas AExecutive Vice PresidentTax withholding · $1.3M · 8,606 sh |
| Feb 17, 2026Form 4 | Levy Susan CohenEVP and General CounselTax withholding · $1.0M · 7,130 sh |
| Feb 17, 2026Form 4 | Taylor AlexandriaChief Administrative OfficerTax withholding · $418K · 2,840 sh |
| Feb 17, 2026Form 4 | Fox David W JrEVP & Chief Financial OfficerTax withholding · $170K · 1,154 sh |
| Feb 17, 2026Form 4 | O'Grady MichaelChairman and CEO · DirectorAward · $0 · 72,642 sh |
| Feb 17, 2026Form 4 | Cherecwich PeterChief Operating OfficerAward · $0 · 26,322 sh |
| Feb 17, 2026Form 4 | Tyler Jason J.President/Wealth ManagementAward · $0 · 21,537 sh |
| Feb 17, 2026Form 4 | South Thomas AExecutive Vice PresidentAward · $0 · 19,892 sh |
| Feb 17, 2026Form 4 | Levy Susan CohenEVP and General CounselAward · $0 · 16,452 sh |
| Feb 17, 2026Form 4 | Taylor AlexandriaChief Administrative OfficerAward · $0 · 6,410 sh |
| Feb 17, 2026Form 4 | Fox David W JrEVP & Chief Financial OfficerAward · $0 · 2,604 sh |
| Feb 13, 2026Form 4 | Tyler Jason J.President/Wealth ManagementTax withholding · $447K · 3,057 sh |
| Feb 13, 2026Form 4 | Tyler Jason J.President/Wealth ManagementExercise or conversion · $268K · 4,599 sh |
| Feb 13, 2026Form 4 | Tyler Jason J.President/Wealth ManagementExercise or conversion · Employee Stock Option (rig… · $0 · 4,599 sh |
| Feb 5, 2026Form 4 | South Thomas AExecutive Vice PresidentTax withholding · $158K · 1,063 sh |
| Feb 5, 2026Form 4 | Gibson GuyCo-President Asset ServicingTax withholding · $138K · 925 sh |
| Feb 5, 2026Form 4 | Bellows CliveCo-President Asset ServicingTax withholding · $117K · 1,044 sh |
| Feb 5, 2026Form 4 | O'Grady MichaelChairman and CEO · DirectorAward · $0 · 19,437 sh |
| Feb 5, 2026Form 4 | South Thomas AExecutive Vice PresidentAward · $0 · 16,850 sh |
| Feb 5, 2026Form 4 | Cherecwich PeterChief Operating OfficerAward · $0 · 8,016 sh |
| Feb 5, 2026Form 4 | Bellows CliveCo-President Asset ServicingAward · $0 · 7,758 sh |
| Feb 5, 2026Form 4 | Tyler Jason J.President/Wealth ManagementAward · $0 · 7,185 sh |
| Feb 5, 2026Form 4 | Gibson GuyCo-President Asset ServicingAward · $0 · 6,449 sh |
| Feb 5, 2026Form 4 | Fox David W JrEVP & Chief Financial OfficerAward · $0 · 6,355 sh |
| Feb 5, 2026Form 4 | Taylor AlexandriaChief Administrative OfficerAward · $0 · 5,690 sh |
| Feb 5, 2026Form 4 | Levy Susan CohenEVP and General CounselAward · $0 · 4,694 sh |
| Feb 5, 2026Form 4 | Hunstad MichaelPresident/Asset ManagementAward · $0 · 4,527 sh |
| Feb 5, 2026Form 4 | Hallinan AengusExecutive Vice PresidentAward · $0 · 4,029 sh |
| Feb 5, 2026Form 4 | Landers JohnControllerAward · $0 · 801 sh |
| Jan 30, 2026Form 4 | SMITH DAVID BYRON JRDirectorGift · $0 · 1,340 sh |
| Jan 29, 2026Form 4 | O'Grady MichaelChairman and CEO · DirectorTax withholding · $3.3M · 21,739 sh |
| Jan 29, 2026Form 4 | O'Grady MichaelChairman and CEO · DirectorExercise or conversion · $2.0M · 34,489 sh |
| Jan 29, 2026Form 4 | O'Grady MichaelChairman and CEO · DirectorExercise or conversion · Employee Stock Option (rig… · $0 · 34,489 sh |
| Jan 1, 2026Form 4 | Harrison Dean MDirectorAward · $21K · 151.52 sh |
| Jan 1, 2026Form 4 | Thompson DonaldDirectorAward · $20K · 145.48 sh |
| Jan 1, 2026Form 4 | Tribbett Charles ADirectorAward · $12K · 88.84 sh |
| Jan 1, 2026Form 4 | CROWN SUSANDirectorAward · Common Stock Units · $12K · 85.06 sh |
| Jan 1, 2026Form 4 | SLARK MARTIN PDirectorAward · $9,162 · 67.08 sh |
| Jan 1, 2026Form 4 | Klevorn Marcy SDirectorAward · $8,365 · 61.24 sh |
| Jan 1, 2026Form 4 | Mehta Siddharth NDirectorAward · $3,135 · 22.95 sh |
| Jan 1, 2026Form 4 | Dhandapani ChandraDirectorAward · $2,568 · 18.8 sh |
| Jan 1, 2026Form 4 | Petrino RichardDirectorAward · $341 · 2.5 sh |
| Dec 31, 2025Form 4 | Harrison Dean MDirectorAward · $45K · 329.45 sh |
| Dec 31, 2025Form 4 | Thompson DonaldDirectorAward · $37K · 274.54 sh |
| Dec 31, 2025Form 4 | Dhandapani ChandraDirectorAward · $35K · 256.24 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 16 filings
| Filed | What it is |
|---|---|
| Oct 21, 20268-K | NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $642.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $3.40Results of operations; Regulation FD disclosure |
| Oct 20, 20268-K | Directors or officers; compensation; Regulation FD disclosure |
| Sep 29, 20268-K | Directors or officers; compensation; Regulation FD disclosure |
| Aug 3, 20268-K | Northern Trust Announces Redemption of Series D Preferred StockOther events |
| Jul 30, 202610-Q | Quarterly report, Q2 2026 — revenue $2.70B (+35% y/y), net income $792.2M |
| Jul 22, 20268-K | Earnings release — EPS $2.97 vs $2.68 est. (+10.8%); revenue $2.70B (+35% y/y) 3.5% |
| Apr 30, 202610-Q | Quarterly report, Q1 2026 — revenue $2.21B (+14% y/y), net income $525.5M, EPS $2.71 |
| Apr 22, 20268-K | Shareholder vote results |
| Apr 21, 20268-K | Regulation FD disclosure |
| Apr 21, 20268-K | Earnings release — EPS $2.71 vs $2.37 est. (+14.3%); revenue $2.21B (+14% y/y) 8.0% |
| Mar 11, 2026ARS | Annual report to shareholders |
| Mar 11, 2026DEFA14A | Additional proxy materials |
| Mar 11, 2026DEF 14A | Proxy statement |
| Feb 24, 202610-K | Annual report, FY2025 — revenue $8.09B (−2% y/y), net income $1.74B, EPS $8.74 |
| Feb 10, 20268-K | Regulation FD disclosure |
| Jan 22, 20268-K | Earnings release — EPS $2.69 vs $2.37 est. (+13.5%); revenue $2.12B (+8% y/y) 6.0% |
2025 · 18 filings
| Filed | What it is |
|---|---|
| Nov 19, 20258-K | Other events |
| Oct 30, 202510-Q | Quarterly report, Q3 2025 — revenue $2.03B (+3% y/y), net income $457.6M, EPS $2.29 |
| Oct 22, 20258-K | Earnings release — EPS $2.29 vs $2.26 est. (+1.3%); revenue $2.03B (+3% y/y) 2.4% |
| Sep 3, 20258-K | Directors or officers; compensation |
| Jul 30, 202510-Q | Quarterly report, Q2 2025 — revenue $2.00B (−26% y/y), net income $421.3M, EPS $2.13 |
| Jul 28, 20258-K | Other events |
| Jul 23, 20258-K | Earnings release — EPS $2.13 vs $2.08 est. (+2.4%); revenue $2.00B (−26% y/y) 1.8% |
| Apr 30, 202510-Q | Quarterly report, Q1 2025 — revenue $1.94B (+70% y/y), net income $392.0M, EPS $1.90 |
| Apr 23, 20258-K | Charter, bylaws or fiscal-year change; Shareholder vote results |
| Apr 22, 20258-K | Regulation FD disclosure |
| Apr 22, 20258-K | Earnings release — EPS $1.90 vs $1.85 est. (+2.7%); revenue $1.94B (+70% y/y) 3.0% |
| Mar 12, 2025DEFA14A | Additional proxy materials |
| Mar 12, 2025ARS | Annual report to shareholders |
| Mar 12, 2025DEF 14A | Proxy statement |
| Feb 24, 202510-K | Annual report, FY2024 — revenue $8.29B (+22% y/y), net income $2.03B, EPS $9.77 |
| Feb 21, 20258-K/A | Directors or officers; compensation |
| Jan 23, 20258-K | Earnings release — EPS $2.26 vs $2.02 est. (+11.9%); revenue $1.96B (+27% y/y) 2.0% |
| Jan 22, 20258-K | Directors or officers; compensation |
2024 · 18 filings
| Filed | What it is |
|---|---|
| Nov 22, 20248-K | Charter, bylaws or fiscal-year change |
| Oct 29, 202410-Q | Quarterly report, Q3 2024 — revenue $1.97B (+14% y/y), net income $464.9M, EPS $2.22 |
| Oct 23, 20248-K | Earnings release — EPS $1.96 vs $1.73 est. (+13.3%); revenue $1.97B (+14% y/y) 7.0% |
| Sep 10, 20248-K | Directors or officers; compensation |
| Aug 1, 202410-Q | Quarterly report, Q2 2024 — revenue $2.72B (+55% y/y), net income $896.1M, EPS $4.34 |
| Jul 17, 20248-K | Earnings release — EPS $1.78 vs $1.75 est. (+1.7%); revenue $2.72B (+55% y/y) 5.1% |
| May 29, 20248-K | Directors or officers; compensation |
| Apr 23, 202410-Q | Quarterly report, Q1 2024 — revenue $1.14B (−34% y/y), net income $214.7M, EPS $0.96 |
| Apr 19, 20248-K | Shareholder vote results |
| Apr 17, 20248-K/A | Results of operations; Regulation FD disclosure |
| Apr 16, 20248-K | Regulation FD disclosure |
| Apr 16, 20248-K | Earnings release — EPS $1.70 vs $1.47 est. (+15.7%); revenue $1.14B (−34% y/y) 5.0% |
| Mar 6, 2024DEFA14A | Additional proxy materials |
| Mar 6, 2024DEF 14A | Proxy statement |
| Mar 6, 2024ARS | Annual report to shareholders |
| Mar 6, 20248-K | Other events |
| Feb 27, 202410-K | Annual report, FY2023 — revenue $6.77B (+0% y/y), net income $1.11B, EPS $5.08 |
| Jan 18, 20248-K | Earnings release — EPS $1.46 vs $1.33 est. (+9.8%); revenue $1.55B (+2% y/y) 2.4% |
2023 · 15 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
| Filed | What it is |
|---|---|
| Oct 31, 202310-Q | Quarterly report, Q3 2023 — revenue $1.73B (−2% y/y), net income $327.8M, EPS $1.49 |
| Jul 25, 202310-Q | Quarterly report, Q2 2023 — revenue $1.76B (−1% y/y), net income $331.8M, EPS $1.56 |
| May 2, 202310-Q | Quarterly report, Q1 2023 — revenue $1.74B (+2% y/y), net income $334.6M, EPS $1.51 |
| Mar 16, 2023DEFA14A | Additional proxy materials |
| Mar 16, 2023DEF 14A | Proxy statement |
| Mar 16, 2023ARS | Annual report to shareholders |
| Feb 28, 202310-K | Annual report, FY2022 — revenue $6.76B (+5% y/y), net income $1.34B, EPS $6.14 |
8 current reports (8-K) not listed; the year is on EDGAR.
2022 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Oct 25, 202210-Q | Quarterly report, Q3 2022 — revenue $1.75B (+7% y/y), net income $394.8M, EPS $1.80 |
| Jul 26, 202210-Q | Quarterly report, Q2 2022 — revenue $1.77B (+12% y/y), net income $396.2M, EPS $1.86 |
| May 3, 202210-Q | Quarterly report, Q1 2022 — revenue $1.72B (+9% y/y), net income $389.3M, EPS $1.77 |
| Mar 17, 2022DEFA14A | Additional proxy materials |
| Mar 17, 2022DEF 14A | Proxy statement |
| Feb 28, 202210-K | Annual report, FY2021 — revenue $6.46B (+6% y/y), net income $1.55B, EPS $7.14 |
10 current reports (8-K) not listed; the year is on EDGAR.
2021 · 12 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Oct 26, 202110-Q | Quarterly report, Q3 2021 — revenue $1.63B (+10% y/y), net income $395.7M, EPS $1.80 |
| Jul 27, 202110-Q | Quarterly report, Q2 2021 — revenue $1.58B (+5% y/y), net income $368.1M, EPS $1.72 |
| Apr 27, 202110-Q | Quarterly report, Q1 2021 — revenue $1.58B (−0% y/y), net income $375.1M, EPS $1.70 |
| Mar 9, 2021DEFA14A | Additional proxy materials |
| Mar 9, 2021DEF 14A | Proxy statement |
| Feb 23, 202110-K | Annual report, FY2020 — revenue $6.10B (+0% y/y), net income $1.21B, EPS $5.46 |
6 current reports (8-K) not listed; the year is on EDGAR.
2020 · 15 filings — 8 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Oct 27, 202010-Q | Quarterly report, Q3 2020 — revenue $1.49B (−3% y/y), net income $294.5M, EPS $1.32 |
| Jul 28, 202010-Q | Quarterly report, Q2 2020 — revenue $1.51B (−0% y/y), net income $313.3M, EPS $1.46 |
| Apr 27, 202010-Q | Quarterly report, Q1 2020 — revenue $1.59B (+7% y/y), net income $360.6M, EPS $1.55 |
| Apr 1, 2020DEFA14A | Additional proxy materials |
| Mar 10, 2020DEFA14A | Additional proxy materials |
| Mar 10, 2020DEF 14A | Proxy statement |
| Feb 25, 202010-K | Annual report, FY2019 — revenue $6.07B (+2% y/y), net income $1.49B, EPS $6.63 |
8 current reports (8-K) not listed; the year is on EDGAR.
2019 · 22 filings — 14 × 8-K, 3 × 10-Q, 2 × 8-K/A and 3 other forms
| Filed | What it is |
|---|---|
| Oct 28, 201910-Q | Quarterly report, Q3 2019 — revenue $1.54B (+4% y/y), net income $384.6M, EPS $1.69 |
| Jul 30, 201910-Q | Quarterly report, Q2 2019 — revenue $1.51B (+0% y/y), net income $389.4M, EPS $1.75 |
| Apr 29, 201910-Q | Quarterly report, Q1 2019 — revenue $1.48B (+0% y/y), net income $347.1M, EPS $1.48 |
| Mar 12, 2019DEFA14A | Additional proxy materials |
| Mar 12, 2019DEF 14A | Proxy statement |
| Feb 26, 201910-K | Annual report, FY2018 — revenue $5.96B (+11% y/y), net income $1.56B, EPS $6.64 |
16 current reports (8-K) not listed; the year is on EDGAR.
2018 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Oct 29, 201810-Q | Quarterly report, Q3 2018 — revenue $1.47B (+10% y/y), net income $374.5M, EPS $1.58 |
| Jul 30, 201810-Q | Quarterly report, Q2 2018 — revenue $1.51B (+14% y/y), net income $390.4M, EPS $1.68 |
| May 4, 201810-Q | Quarterly report, Q1 2018 — revenue $1.48B (+15% y/y), net income $381.6M, EPS $1.58 |
| Mar 8, 2018DEFA14A | Additional proxy materials |
| Mar 8, 2018DEF 14A | Proxy statement |
| Feb 27, 201810-K | Annual report, FY2017 — revenue $5.38B (+12% y/y), net income $1.20B, EPS $4.92 |
10 current reports (8-K) not listed; the year is on EDGAR.
2017 · 21 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Oct 26, 201710-Q | Quarterly report, Q3 2017 — revenue $1.35B (+11% y/y), net income $298.4M, EPS $1.20 |
| Jul 27, 201710-Q | Quarterly report, Q2 2017 — revenue $1.32B (+0% y/y), net income $267.9M, EPS $1.12 |
| May 2, 201710-Q | Quarterly report, Q1 2017 — revenue $1.28B (+8% y/y), net income $276.1M, EPS $1.09 |
| Mar 16, 2017DEFA14A | Additional proxy materials |
| Mar 16, 2017DEF 14A | Proxy statement |
| Feb 28, 201710-K | Annual report, FY2016 — revenue $4.78B (+5% y/y), net income $1.03B, EPS $4.32 |
15 current reports (8-K) not listed; the year is on EDGAR.
2016 · 19 filings — 13 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2015 · 21 filings — 12 × 8-K, 3 × 10-Q, 3 × 8-K/A and 3 other forms
Counted, not listed; the year is on EDGAR.
2014 · 18 filings — 12 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2013 · 21 filings — 13 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2012 · 24 filings — 16 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2011 · 24 filings — 17 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2010 · 25 filings — 18 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2009 · 33 filings — 25 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2008 · 32 filings — 25 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2007 · 19 filings — 13 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2006 · 18 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2005 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2004 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2003 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2002 · 16 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2001 · 10 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2000 · 10 filings — 4 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 14 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
1998 · 13 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1997 · 11 filings — 4 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
1996 · 11 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K405 and 1 other form
Counted, not listed; the year is on EDGAR.
1995 · 6 filings — 3 × 10-Q, 1 × 10-K405, 1 × 8-K and 1 other form
Counted, not listed; the year is on EDGAR.
1994 · 5 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 131 filings — 103 × 4, 10 × 144, 7 × SCHEDULE 13G/A and 8 other forms
| Filed | What it is |
|---|---|
| Oct 21, 20264 | Insider transaction (Form 4) |
| Oct 21, 20263 | Initial insider holdings (Form 3) |
| Oct 20, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Sep 3, 20264 | Insider transaction (Form 4) |
| Aug 28, 2026N-PX | Other filings |
| Aug 25, 20264 | Insider transaction (Form 4) |
| Aug 19, 2026144 | Notice of proposed sale (Form 144) |
| Aug 13, 202613F-HR | Other filings |
| Aug 6, 2026SCHEDULE 13G/A | Other filings |
| Aug 4, 20264 | Insider transaction (Form 4) |
| Jul 30, 2026S-3ASR | Automatic shelf registration |
| Jul 30, 20264 | Insider transaction (Form 4) |
| Jul 2, 20264 | Insider transaction (Form 4) |
| Jul 2, 20264 | Insider transaction (Form 4) |
| Jul 2, 20264 | Insider transaction (Form 4) |
| Jul 2, 20264 | Insider transaction (Form 4) |
The newest 25 of 131 shown; the full year is on EDGAR.
2025 · 156 filings — 120 × 4, 17 × 144, 4 × 13F-HR and 9 other forms
| Filed | What it is |
|---|---|
| Dec 15, 20254 | Insider transaction (Form 4) |
| Dec 10, 2025144 | Notice of proposed sale (Form 144) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 5, 20254 | Insider transaction (Form 4) |
| Dec 5, 20254 | Insider transaction (Form 4) |
| Dec 5, 20254 | Insider transaction (Form 4) |
| Dec 5, 20254 | Insider transaction (Form 4) |
| Dec 5, 20254 | Insider transaction (Form 4) |
| Dec 5, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Nov 18, 20254 | Insider transaction (Form 4) |
| Nov 14, 2025144 | Notice of proposed sale (Form 144) |
| Nov 14, 202513F-HR | Other filings |
| Nov 13, 2025424B5 | Prospectus supplement |
| Nov 12, 2025FWP | Free writing prospectus |
| Nov 12, 2025424B5 | Prospectus supplement |
| Nov 10, 2025SCHEDULE 13G | Other filings |
| Nov 7, 20254 | Insider transaction (Form 4) |
| Nov 6, 2025144 | Notice of proposed sale (Form 144) |
| Nov 5, 20254 | Insider transaction (Form 4) |
| Nov 5, 20254 | Insider transaction (Form 4) |
| Nov 4, 20254 | Insider transaction (Form 4) |
| Nov 4, 2025144 | Notice of proposed sale (Form 144) |
| Oct 28, 20254 | Insider transaction (Form 4) |
| Oct 22, 2025S-3 | Shelf registration |
The newest 25 of 156 shown; the full year is on EDGAR.
2024 · 150 filings — 109 × 4, 14 × 144, 8 × SC 13G/A and 10 other forms
| Filed | What it is |
|---|---|
| Dec 5, 20244 | Insider transaction (Form 4) |
| Dec 5, 20244 | Insider transaction (Form 4) |
| Dec 5, 20244 | Insider transaction (Form 4) |
| Dec 5, 20244 | Insider transaction (Form 4) |
| Dec 5, 20244 | Insider transaction (Form 4) |
| Dec 5, 20244 | Insider transaction (Form 4) |
| Dec 5, 20244 | Insider transaction (Form 4) |
| Dec 5, 20244 | Insider transaction (Form 4) |
| Dec 4, 20244 | Insider transaction (Form 4) |
| Dec 3, 20244 | Insider transaction (Form 4) |
| Nov 27, 2024144 | Notice of proposed sale (Form 144) |
| Nov 14, 2024SCHEDULE 13G/A | Other filings |
| Nov 13, 202413F-HR | Other filings |
| Nov 12, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Nov 8, 20244 | Insider transaction (Form 4) |
| Nov 7, 20244 | Insider transaction (Form 4) |
| Nov 7, 2024144 | Notice of proposed sale (Form 144) |
| Nov 7, 2024144 | Notice of proposed sale (Form 144) |
| Nov 4, 20244 | Insider transaction (Form 4) |
| Oct 29, 20244 | Insider transaction (Form 4) |
| Oct 29, 20244 | Insider transaction (Form 4) |
| Oct 29, 20244 | Insider transaction (Form 4) |
| Oct 29, 20244 | Insider transaction (Form 4) |
| Oct 29, 20244 | Insider transaction (Form 4) |
| Oct 25, 2024144 | Notice of proposed sale (Form 144) |
The newest 25 of 150 shown; the full year is on EDGAR.
2023 · 100 filings — 83 × 4, 7 × SC 13G/A, 4 × 13F-HR and 4 other forms
Counted, not listed; the year is on EDGAR.
2022 · 113 filings — 94 × 4, 6 × SC 13G/A, 4 × 13F-HR and 6 other forms
Counted, not listed; the year is on EDGAR.
2021 · 150 filings — 133 × 4, 8 × SC 13G/A, 4 × 13F-HR and 3 other forms
Counted, not listed; the year is on EDGAR.
2020 · 142 filings — 125 × 4, 6 × SC 13G/A, 4 × 13F-HR and 6 other forms
Counted, not listed; the year is on EDGAR.
2019 · 128 filings — 104 × 4, 6 × SC 13G/A, 4 × 13F-HR and 9 other forms
Counted, not listed; the year is on EDGAR.
2018 · 157 filings — 141 × 4, 5 × SC 13G/A, 4 × 13F-HR and 7 other forms
Counted, not listed; the year is on EDGAR.
2017 · 159 filings — 139 × 4, 6 × SC 13G/A, 4 × 13F-HR and 8 other forms
Counted, not listed; the year is on EDGAR.
2016 · 165 filings — 144 × 4, 4 × 13F-HR, 4 × SC 13G/A and 10 other forms
Counted, not listed; the year is on EDGAR.
2015 · 121 filings — 105 × 4, 4 × 13F-HR, 4 × 3 and 5 other forms
Counted, not listed; the year is on EDGAR.
2014 · 155 filings — 126 × 4, 5 × 3, 4 × 13F-HR and 13 other forms
Counted, not listed; the year is on EDGAR.
2013 · 144 filings — 110 × 4, 14 × 4/A, 4 × 13F-HR and 8 other forms
Counted, not listed; the year is on EDGAR.
2012 · 105 filings — 80 × 4, 4 × 13F-HR, 3 × 11-K/A and 12 other forms
Counted, not listed; the year is on EDGAR.
2011 · 84 filings — 60 × 4, 4 × 13F-HR, 4 × 3 and 11 other forms
Counted, not listed; the year is on EDGAR.
2010 · 100 filings — 75 × 4, 5 × UPLOAD, 4 × 13F-HR and 10 other forms
Counted, not listed; the year is on EDGAR.
2009 · 139 filings — 113 × 4, 4 × 13F-HR, 4 × 4/A and 9 other forms
Counted, not listed; the year is on EDGAR.
2008 · 169 filings — 137 × 4, 8 × 4/A, 7 × SC 13G/A and 9 other forms
Counted, not listed; the year is on EDGAR.
2007 · 186 filings — 136 × 4, 17 × SC 13G/A, 13 × 4/A and 11 other forms
Counted, not listed; the year is on EDGAR.
2006 · 159 filings — 122 × 4, 14 × 4/A, 8 × SC 13G/A and 10 other forms
Counted, not listed; the year is on EDGAR.
2005 · 151 filings — 110 × 4, 10 × 4/A, 10 × SC 13G/A and 9 other forms
Counted, not listed; the year is on EDGAR.
2004 · 154 filings — 106 × 4, 14 × 4/A, 11 × SC 13G/A and 9 other forms
Counted, not listed; the year is on EDGAR.
2003 · 151 filings — 107 × 4, 20 × 4/A, 7 × SC 13G/A and 9 other forms
Counted, not listed; the year is on EDGAR.
2002 · 46 filings — 24 × 4, 8 × SC 13G/A, 4 × 13F-HR and 5 other forms
Counted, not listed; the year is on EDGAR.
2001 · 16 filings — 10 × SC 13G/A, 4 × 13F-HR, 1 × 11-K and 1 other form
Counted, not listed; the year is on EDGAR.
2000 · 21 filings — 14 × SC 13G/A, 4 × 13F-HR, 1 × 11-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 35 filings — 22 × SC 13G/A, 3 × 13F-HR, 2 × 8-A12G/A and 5 other forms
Counted, not listed; the year is on EDGAR.
1998 · 34 filings — 17 × SC 13G/A, 7 × SC 13G, 3 × 8-A12G/A and 6 other forms
Counted, not listed; the year is on EDGAR.
1997 · 42 filings — 27 × SC 13G/A, 4 × SC 13G, 3 × S-8 and 7 other forms
Counted, not listed; the year is on EDGAR.
1996 · 34 filings — 18 × SC 13G/A, 11 × SC 13G, 1 × 11-K and 4 other forms
Counted, not listed; the year is on EDGAR.
1995 · 23 filings — 16 × SC 13G/A, 2 × SC 13G, 1 × 10-C and 4 other forms
Counted, not listed; the year is on EDGAR.
1994 · 26 filings — 16 × SC 13G/A, 4 × SC 13G, 2 × S-4 and 4 other forms
Counted, not listed; the year is on EDGAR.
About this data#
Northern Trust Corporation (NTRS) has 4,209 filings on EDGAR going back to 1994: 35 annual reports, 102 quarterly reports and 352 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 24, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Oct 21, 2026, furnished a press release headed “NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $642.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $3.40”. Over the last 13 months insiders sold $9.9M in 11 sales and bought $269K in 4 purchases; 114 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Northern Trust Corporation, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read NTRS's latest 10-K?
- NTRS's latest annual report, a 10-K, was filed on Feb 24, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did NTRS last file an 8-K?
- On Oct 21, 2026 it furnished a press release headed “NORTHERN TRUST CORPORATION REPORTS THIRD QUARTER NET INCOME OF $642.9 MILLION, EARNINGS PER DILUTED COMMON SHARE OF $3.40”. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Oct 21, 2026.
- Are NTRS insiders buying or selling?
- Over the last 13 months insiders sold $9.9M in 11 sales and bought $269K in 4 purchases; 114 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: South Thomas A (Executive Vice President) sold 1,800 shares on Aug 24, 2026 for $333K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has NTRS made?
- 4,209 filings are on EDGAR under the registrant records that have been Northern Trust Corporation, going back to 1994; 2,941 of them are insider ownership forms (Forms 3, 4, 5 and 144).
