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RJF SEC filings (2026)

CIK 720005 · Security Brokers, Dealers & Flotation Companies (SIC 6211) · incorporated in FL · fiscal year ends in September

3,438 filings on EDGAR since 1995 · 35 annual, 99 quarterly, 556 current · financial statements · earnings

Latest 10-K
Nov 25, 2025
fiscal year to Sep 30, 2025
Latest 10-Q
Aug 5, 2026
quarter to Jun 30, 2026
Latest 8-K
Sep 23, 2026
RAYMOND JAMES FINANCIAL REPORTS AUGUST 2026 OPERATING DATA
Last earnings release
Jul 22, 2026
$3.14 vs $2.91 · ▼ 1.1%
Filings on file
3,438
since 1995, 2,447 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

September 2026

August 2026

July 2026

June 2026

May 2026

April 2026

March 2026

February 2026

January 2026

December 2025

November 2025

October 2025

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $9.1M in 5 sales and bought nothing on the open market; 25 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

DateInsider
Aug 28, 2026Form 4Allaire Bella LoykhterChief Admin OfficerSold · $1.3M · 7,500 sh
Jul 28, 2026Form 4Elwyn Tashtego SPresident, PCGSold · $1.8M · 10,000 sh
Jul 27, 2026Form 4Raney Steven MExecutive Chair RJBankSold · $998K · 5,770 sh
Mar 19, 2026Form 4Allaire Bella LoykhterChief Admin OfficerSold · $4.2M · 29,551 sh
Feb 4, 2026Form 4Santelli Jonathan NEVP, General CounselSold · $767K · 4,500 sh
Awards, exercises, withholding and plan purchases · 25 transactions
DateInsider
Aug 20, 2026Form 4Helal TarekChief Strategy OfficerGift · $0 · 46,794 sh
Aug 18, 2026Form 4Curtis Scott AChief Operating OfficerGift · $0 · 1,000 sh
Feb 28, 2026Form 4Aisenbrey Christopher SChief Human Resources OfficerTax withholding · $20K · 132 sh
Feb 28, 2026Form 4Aisenbrey Christopher SChief Human Resources OfficerExercise or conversion · $0 · 600 sh
Feb 28, 2026Form 4Aisenbrey Christopher SChief Human Resources OfficerExercise or conversion · Restricted Stock Units · $0 · 600 sh
Feb 24, 2026Form 4Edwards Jeffrey NDirectorGift · $0 · 3,007 sh
Feb 19, 2026Form 4Mistarz CecilyDirectorExercise or conversion · $0 · 1,753 sh
Feb 19, 2026Form 4Mistarz CecilyDirectorExercise or conversion · Restricted Stock Units · $0 · 1,753 sh
Feb 19, 2026Form 4Begor Mark WDirectorAward · $0 · 1,303 sh
Feb 19, 2026Form 4DEBEL MARLENEDirectorAward · Restricted Stock Units · $0 · 1,303 sh
Feb 19, 2026Form 4Edwards Jeffrey NDirectorAward · Restricted Stock Units · $0 · 1,303 sh
Feb 19, 2026Form 4Mistarz CecilyDirectorAward · $0 · 1,303 sh
Feb 19, 2026Form 4Esty BenjaminDirectorAward · $0 · 1,303 sh
Feb 19, 2026Form 4GARCIA ART ADirectorAward · $0 · 1,303 sh
Feb 19, 2026Form 4Gates AnneDirectorAward · $0 · 1,303 sh
Feb 19, 2026Form 4MCGEARY RODERICK CDirectorAward · $0 · 1,303 sh
Feb 19, 2026Form 4MCDANIEL RAYMOND WDirectorAward · $0 · 1,303 sh
Feb 19, 2026Form 4Seshadri RajDirectorAward · $0 · 1,303 sh
Feb 19, 2026Form 4DEBEL MARLENEDirectorExercise or conversion · $0 · 1,253 sh
Feb 19, 2026Form 4DEBEL MARLENEDirectorExercise or conversion · Restricted Stock Units · $0 · 1,253 sh
Feb 19, 2026Form 4Edwards Jeffrey NDirectorExercise or conversion · $0 · 1,253 sh
Feb 19, 2026Form 4Edwards Jeffrey NDirectorExercise or conversion · Restricted Stock Units · $0 · 1,253 sh
Feb 19, 2026Form 4Mistarz CecilyDirectorAward · Restricted Stock Units · $0 · 496 sh
Jan 30, 2026Form 4Edwards Jeffrey NDirectorGift · $0 · 41,009 sh
Dec 30, 2025Form 4Helal TarekChief Strategy OfficerGift · $0 · 242 sh

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.

2026 · 23 filings
FiledWhat it is
Sep 23, 20268-KRAYMOND JAMES FINANCIAL REPORTS AUGUST 2026 OPERATING DATARegulation FD disclosure
Sep 1, 20268-KRAYMOND JAMES FINANCIAL BOARD APPOINTS NEW DIRECTORDirectors or officers; compensation; Regulation FD disclosure
Aug 19, 20268-KRAYMOND JAMES FINANCIAL REPORTS JULY 2026 OPERATING DATARegulation FD disclosure
Aug 5, 202610-QQuarterly report, Q3 2026 — revenue $3.93B (+16% y/y), net income $595.0M, EPS $3.01
Jul 22, 20268-KEarnings release — EPS $3.14 vs $2.91 est. (+7.9%); revenue $3.93B (+16% y/y) 1.1%
Jun 24, 20268-KRAYMOND JAMES FINANCIAL REPORTS MAY 2026 OPERATING DATARegulation FD disclosure
May 27, 20268-KRegulation FD disclosure
May 20, 20268-KRAYMOND JAMES FINANCIAL REPORTS APRIL 2026 OPERATING DATARegulation FD disclosure
May 19, 20268-KQUARTERLY DIVIDEND ON COMMON STOCKRegulation FD disclosure
May 6, 202610-QQuarterly report, Q2 2026 — revenue $3.86B (+13% y/y), net income $544.0M, EPS $2.72
Apr 22, 20268-KEarnings release — EPS $2.83 vs $2.76 est. (+2.5%); revenue $3.86B (+13% y/y) 0.7%
Mar 25, 20268-KRAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2026 OPERATING DATARegulation FD disclosure
Feb 23, 20268-KQUARTERLY DIVIDENDS ON COMMON STOCKShareholder vote results; Regulation FD disclosure
Feb 18, 20268-KRAYMOND JAMES FINANCIAL REPORTS JANUARY 2026 OPERATING DATARegulation FD disclosure
Feb 6, 202610-QQuarterly report, Q1 FY2026 — revenue $3.73B (+6% y/y), net income $563.0M, EPS $2.79
Feb 4, 2026DEFA14AAdditional proxy materials
Jan 28, 20268-KEarnings release — EPS $2.86 vs $2.83 est. (+1.1%); revenue $3.73B (+6% y/y) 0.4%
Jan 15, 20268-KRAYMOND JAMES TO ACQUIRE CLARK CAPITAL MANAGEMENT GROUPOther events
Jan 7, 2026DEFA14AAdditional proxy materials
Jan 7, 2026DEFA14AAdditional proxy materials
Jan 7, 2026DEFA14AAdditional proxy materials
Jan 7, 2026DEF 14AProxy statement
Jan 7, 2026ARSAnnual report to shareholders
2025 · 30 filings
FiledWhat it is
Dec 17, 20258-KRAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2025 OPERATING DATARegulation FD disclosure
Dec 4, 20258-KRAYMOND JAMES FINANCIAL RAISES QUARTERLY DIVIDENDS ON COMMON STOCK BY 8% AND ANNOUNCES QUARTERLY DIVIDEND ON PREFERRED STOCK; ANNOUNCES INCREASED COMMON STOCK REPURCHASE AUTHORIZATIONRegulation FD disclosure; Other events
Dec 2, 20258-KRAYMOND JAMES ANNOUNCES FULL REDEMPTION OF ITS SERIES B PREFERRED STOCK AND RELATED DEPOSITARY SHARESOther events
Nov 25, 202510-KAnnual report, FY2025 — revenue $14.06B (+10% y/y), net income $2.13B, EPS $10.30
Nov 19, 20258-KRAYMOND JAMES FINANCIAL REPORTS OCTOBER 2025 OPERATING DATARegulation FD disclosure
Oct 22, 20258-KEarnings release — EPS $3.11 vs $2.70 est. (+15.2%); revenue $3.73B (+96% y/y) 0.6%
Sep 24, 20258-KRegulation FD disclosure
Sep 23, 20258-KMaterial definitive agreement; New financial obligation
Sep 11, 20258-KOther events
Aug 21, 20258-KRegulation FD disclosure
Aug 20, 20258-KRegulation FD disclosure
Aug 6, 202510-QQuarterly report, Q3 2025 — revenue $3.40B (−10% y/y), net income $436.0M, EPS $2.12
Jul 23, 20258-KEarnings release — EPS $2.18 vs $2.37 est. (−8.0%); revenue $3.40B (−10% y/y) 3.7%
Jun 25, 20258-KRegulation FD disclosure
Jun 5, 20258-KRegulation FD disclosure
May 23, 20258-KDirectors or officers; compensation; Regulation FD disclosure
May 21, 20258-KRegulation FD disclosure
May 7, 202510-QQuarterly report, Q2 2025 — revenue $3.40B (−6% y/y), net income $495.0M, EPS $2.36
Apr 23, 20258-KEarnings release — EPS $2.42 vs $2.44 est. (−0.8%); revenue $3.40B (−6% y/y) 1.4%
Mar 19, 20258-KRegulation FD disclosure
Feb 26, 20258-KDirectors or officers; compensation; Shareholder vote results; Regulation FD disclosure
Feb 24, 20258-K/ADirectors or officers; compensation
Feb 19, 20258-KRegulation FD disclosure
Feb 7, 202510-QQuarterly report, Q1 FY2025 — revenue $3.54B (+0% y/y), net income $600.0M, EPS $2.86
Jan 29, 20258-KEarnings release — EPS $2.93 vs $2.75 est. (+6.5%); revenue $3.54B (+0% y/y) 0.8%
Jan 8, 2025DEFA14AAdditional proxy materials
Jan 8, 2025DEFA14AAdditional proxy materials
Jan 8, 2025ARSAnnual report to shareholders
Jan 8, 2025DEFA14AAdditional proxy materials
Jan 8, 2025DEF 14AProxy statement
2024 · 30 filings
FiledWhat it is
Dec 18, 20248-KRegulation FD disclosure
Dec 9, 20248-KDirectors or officers; compensation
Dec 6, 20248-KRegulation FD disclosure; Other events
Nov 26, 202410-KAnnual report, FY2024 — revenue $12.82B (+10% y/y), net income $2.07B, EPS $9.70
Nov 20, 20248-KRegulation FD disclosure
Oct 23, 20248-KEarnings release — EPS $2.95 vs $2.44 est. (+20.9%); revenue $1.90B (−11% y/y) 7.3%
Sep 25, 20248-KRegulation FD disclosure
Sep 4, 20248-KDirectors or officers; compensation
Aug 23, 20248-KCharter, bylaws or fiscal-year change; Regulation FD disclosure
Aug 21, 20248-KRegulation FD disclosure
Aug 6, 202410-QQuarterly report, Q3 2024 — revenue $3.76B (+14% y/y), net income $492.0M, EPS $2.31
Jul 24, 20248-KEarnings release — EPS $2.39 vs $2.31 est. (+3.5%); revenue $3.76B (+14% y/y) 5.2%
Jun 18, 20248-KRegulation FD disclosure
May 24, 20248-KDirectors or officers; compensation; Regulation FD disclosure
May 23, 20248-KOther events
May 23, 20248-KRegulation FD disclosure
May 22, 20248-KRegulation FD disclosure
May 7, 202410-QQuarterly report, Q2 2024 — revenue $3.64B (+15% y/y), net income $476.0M, EPS $2.22
Apr 24, 20248-KEarnings release — EPS $2.31 vs $2.32 est. (−0.4%); revenue $3.64B (+15% y/y) 4.4%
Mar 20, 20248-KRegulation FD disclosure
Mar 20, 20248-KDirectors or officers; compensation
Feb 27, 20248-KShareholder vote results; Regulation FD disclosure
Feb 21, 20248-KRegulation FD disclosure
Feb 7, 202410-QQuarterly report, Q1 FY2024 — revenue $3.52B (+16% y/y), net income $498.0M, EPS $2.32
Jan 24, 20248-KEarnings release — EPS $2.40 vs $2.25 est. (+6.7%); revenue $3.52B (+16% y/y) 1.2%
Jan 10, 2024DEFA14AAdditional proxy materials
Jan 8, 2024DEFA14AAdditional proxy materials
Jan 8, 2024ARSAnnual report to shareholders
Jan 8, 2024DEFA14AAdditional proxy materials
Jan 8, 2024DEF 14AProxy statement
2023 · 32 filings — 23 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms
FiledWhat it is
Nov 21, 202310-KAnnual report, FY2023 — revenue $11.62B (+3% y/y), net income $1.74B, EPS $7.97
Aug 4, 202310-QQuarterly report, Q3 2023 — revenue $3.29B (+19% y/y), net income $369.0M, EPS $1.71
May 8, 202310-QQuarterly report, Q2 2023 — revenue $3.16B (+16% y/y), net income $427.0M, EPS $1.93
Feb 3, 202310-QQuarterly report, Q1 FY2023 — revenue $3.03B (+7% y/y), net income $509.0M, EPS $2.30
Jan 17, 2023DEFA14AAdditional proxy materials
Jan 12, 2023DEFA14AAdditional proxy materials
Jan 11, 2023ARSAnnual report to shareholders
Jan 11, 2023DEFA14AAdditional proxy materials
Jan 11, 2023DEF 14AProxy statement

23 current reports (8-K) not listed; the year is on EDGAR.

2022 · 32 filings — 21 × 8-K, 4 × DEFA14A, 3 × 10-Q and 3 other forms
FiledWhat it is
Nov 22, 202210-KAnnual report, FY2022 — revenue $11.31B (+14% y/y), net income $1.51B, EPS $6.98
Aug 8, 202210-QQuarterly report, Q3 2022 — revenue $2.78B (+11% y/y), net income $301.0M, EPS $1.38
May 9, 202210-QQuarterly report, Q2 2022 — revenue $2.71B (+13% y/y), net income $323.0M, EPS $1.52
Feb 8, 202210-QQuarterly report, Q1 FY2022 — revenue $2.82B (+25% y/y), net income $446.0M, EPS $2.10
Feb 2, 2022DEFA14AAdditional proxy materials
Jan 13, 2022DEFA14AAdditional proxy materials
Jan 13, 2022DEFA14AAdditional proxy materials
Jan 12, 2022DEFA14AAdditional proxy materials
Jan 12, 2022DEF 14AProxy statement

23 current reports (8-K) not listed; the year is on EDGAR.

2021 · 35 filings — 26 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms
FiledWhat it is
Dec 17, 2021PRE 14APreliminary proxy statement
Nov 23, 202110-KAnnual report, FY2021 — revenue $9.91B (+21% y/y), net income $1.40B, EPS $6.63
Aug 9, 202110-QQuarterly report, Q3 2021 — revenue $2.51B (+34% y/y), net income $307.0M, EPS $1.45
May 7, 202110-QQuarterly report, Q2 2021 — revenue $2.41B (+14% y/y), net income $355.0M, EPS $1.68
Feb 8, 202110-QQuarterly report, Q1 FY2021 — revenue $2.26B (+10% y/y), net income $312.0M, EPS $1.48
Jan 14, 2021DEFA14AAdditional proxy materials
Jan 12, 2021DEFA14AAdditional proxy materials
Jan 8, 2021DEFA14AAdditional proxy materials
Jan 8, 2021DEF 14AProxy statement

26 current reports (8-K) not listed; the year is on EDGAR.

2020 · 28 filings — 20 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
FiledWhat it is
Nov 24, 202010-KAnnual report, FY2020 — revenue $8.17B (+2% y/y), net income $818.0M, EPS $3.88
Aug 7, 202010-QQuarterly report, Q3 2020 — revenue $1.88B (−6% y/y), net income $172.0M, EPS $1.23
May 8, 202010-QQuarterly report, Q2 2020 — revenue $2.11B (+9% y/y), net income $169.0M, EPS $1.20
Feb 7, 202010-QQuarterly report, Q1 FY2020 — revenue $2.06B (+3% y/y), net income $268.0M, EPS $1.89
Feb 5, 2020DEFA14AAdditional proxy materials
Jan 13, 2020DEFA14AAdditional proxy materials
Jan 10, 2020DEFA14AAdditional proxy materials
Jan 10, 2020DEF 14AProxy statement

20 current reports (8-K) not listed; the year is on EDGAR.

2019 · 34 filings — 28 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 26, 201910-KAnnual report, FY2019 — revenue $8.02B (+7% y/y), net income $1.03B, EPS $4.78
Aug 8, 201910-QQuarterly report, Q3 2019 — revenue $2.00B (+6% y/y), net income $259.0M, EPS $1.80
May 9, 201910-QQuarterly report, Q2 2019 — revenue $1.93B (+4% y/y), net income $261.0M, EPS $1.81
Feb 8, 201910-QQuarterly report, Q1 FY2019 — revenue $2.00B (+13% y/y), net income $249.0M, EPS $1.69
Jan 18, 2019DEFA14AAdditional proxy materials
Jan 17, 2019DEF 14AProxy statement

28 current reports (8-K) not listed; the year is on EDGAR.

2018 · 37 filings — 31 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 21, 201810-KAnnual report, FY2018 — revenue $7.48B (+15% y/y), net income $857.0M, EPS $5.75
Aug 7, 201810-QQuarterly report, Q3 2018 — revenue $1.89B (+14% y/y), net income $232.0M, EPS $1.55
May 9, 201810-QQuarterly report, Q2 2018 — revenue $1.86B (+16% y/y), net income $243.0M, EPS $1.63
Feb 8, 201810-QQuarterly report, Q1 FY2018 — revenue $1.77B (+16% y/y), net income $119.0M, EPS $0.80
Jan 12, 2018DEFA14AAdditional proxy materials
Jan 8, 2018DEF 14AProxy statement

31 current reports (8-K) not listed; the year is on EDGAR.

2017 · 38 filings — 31 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
FiledWhat it is
Nov 22, 201710-KAnnual report, FY2017 — revenue $6.53B (+18% y/y), net income $636.0M, EPS $4.33
Aug 8, 201710-QQuarterly report, Q3 2017 — revenue $1.66B (+20% y/y), net income $183.4M, EPS $1.24
May 10, 201710-QQuarterly report, Q2 2017 — revenue $1.60B (+19% y/y), net income $112.8M, EPS $0.77
Feb 8, 201710-QQuarterly report, Q1 FY2017 — revenue $1.53B (+18% y/y), net income $146.6M, EPS $1.00
Jan 12, 2017DEFA14AAdditional proxy materials
Jan 10, 2017DEF 14AProxy statement

32 current reports (8-K) not listed; the year is on EDGAR.

2016 · 34 filings — 26 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms

Counted, not listed; the year is on EDGAR.

2015 · 30 filings — 23 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2014 · 32 filings — 24 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2013 · 36 filings — 29 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2012 · 45 filings — 36 × 8-K, 3 × 10-Q, 2 × 8-K/A and 3 other forms

Counted, not listed; the year is on EDGAR.

2011 · 36 filings — 26 × 8-K, 3 × 10-Q, 3 × DEF 14A and 4 other forms

Counted, not listed; the year is on EDGAR.

2010 · 31 filings — 21 × 8-K, 4 × DEF 14A, 3 × 10-Q and 3 other forms

Counted, not listed; the year is on EDGAR.

2009 · 33 filings — 25 × 8-K, 3 × 10-Q, 3 × DEF 14A and 2 other forms

Counted, not listed; the year is on EDGAR.

2008 · 27 filings — 22 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2007 · 23 filings — 17 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2006 · 23 filings — 16 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2005 · 24 filings — 19 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2004 · 21 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2003 · 11 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2002 · 6 filings — 3 × 10-Q, 1 × 10-K, 1 × 10-Q/A and 1 other form

Counted, not listed; the year is on EDGAR.

2001 · 11 filings — 3 × 10-Q, 3 × 8-K, 2 × 10-K/A and 3 other forms

Counted, not listed; the year is on EDGAR.

2000 · 7 filings — 3 × 10-Q, 1 × 10-K, 1 × 10-Q/A and 2 other forms

Counted, not listed; the year is on EDGAR.

1999 · 6 filings — 3 × 10-Q, 1 × 10-K, 1 × 8-K and 1 other form

Counted, not listed; the year is on EDGAR.

1998 · 5 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A

Counted, not listed; the year is on EDGAR.

1997 · 5 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A

Counted, not listed; the year is on EDGAR.

1996 · 6 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A and 1 other form

Counted, not listed; the year is on EDGAR.

1995 · 7 filings — 3 × 10-Q, 1 × 10-K, 1 × 10-K/A and 2 other forms

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 33 filings — 21 × 4, 4 × 144, 3 × 13F-HR and 5 other forms
FiledWhat it is
Aug 31, 20264Insider transaction (Form 4)
Aug 28, 2026144Notice of proposed sale (Form 144)
Aug 27, 20264Insider transaction (Form 4)
Aug 20, 20264Insider transaction (Form 4)
Aug 14, 202613F-HROther filings
Jul 29, 20264Insider transaction (Form 4)
Jul 28, 2026144Notice of proposed sale (Form 144)
Jul 28, 20264Insider transaction (Form 4)
Jul 27, 2026144Notice of proposed sale (Form 144)
Jun 26, 20263Initial insider holdings (Form 3)
May 14, 2026S-8Employee stock plan registration
May 14, 202613F-HROther filings
Apr 30, 2026SCHEDULE 13GOther filings
Mar 27, 2026SCHEDULE 13G/AOther filings
Mar 20, 20264Insider transaction (Form 4)
Mar 3, 20264Insider transaction (Form 4)
Feb 25, 20264Insider transaction (Form 4)
Feb 23, 20264Insider transaction (Form 4)
Feb 23, 20264Insider transaction (Form 4)
Feb 23, 20264Insider transaction (Form 4)
Feb 23, 20264Insider transaction (Form 4)
Feb 23, 20264Insider transaction (Form 4)
Feb 23, 20264Insider transaction (Form 4)
Feb 23, 20264Insider transaction (Form 4)
Feb 23, 20264Insider transaction (Form 4)

The newest 25 of 33 shown; the full year is on EDGAR.

2025 · 94 filings — 72 × 4, 4 × 13F-HR, 4 × 144 and 9 other forms
FiledWhat it is
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 16, 20254Insider transaction (Form 4)
Dec 15, 20254Insider transaction (Form 4)
Dec 15, 2025144/ANotice of proposed sale (Form 144), amended
Dec 15, 2025144Notice of proposed sale (Form 144)
Dec 12, 20254Insider transaction (Form 4)
Dec 11, 20254/AInsider transaction (Form 4), amended
Dec 9, 20254Insider transaction (Form 4)
Dec 8, 20254Insider transaction (Form 4)
Dec 4, 20254Insider transaction (Form 4)
Dec 4, 20254Insider transaction (Form 4)
Dec 4, 20254Insider transaction (Form 4)
Dec 4, 20254Insider transaction (Form 4)
Dec 4, 20254Insider transaction (Form 4)

The newest 25 of 94 shown; the full year is on EDGAR.

2024 · 118 filings — 88 × 4, 17 × 144, 6 × SC 13G/A and 4 other forms
FiledWhat it is
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 16, 20244Insider transaction (Form 4)
Dec 16, 20244Insider transaction (Form 4)
Dec 16, 20244Insider transaction (Form 4)
Dec 16, 20244Insider transaction (Form 4)
Dec 13, 2024144Notice of proposed sale (Form 144)
Dec 13, 20244Insider transaction (Form 4)
Dec 11, 20244Insider transaction (Form 4)
Dec 11, 20244Insider transaction (Form 4)
Dec 10, 20244Insider transaction (Form 4)
Dec 10, 20244Insider transaction (Form 4)
Dec 10, 20244Insider transaction (Form 4)
Dec 10, 20244Insider transaction (Form 4)
Dec 6, 20244Insider transaction (Form 4)
Dec 6, 20244Insider transaction (Form 4)
Dec 5, 2024144/ANotice of proposed sale (Form 144), amended
Dec 5, 2024144Notice of proposed sale (Form 144)
Dec 5, 20244Insider transaction (Form 4)

The newest 25 of 118 shown; the full year is on EDGAR.

2023 · 100 filings — 83 × 4, 7 × 144, 3 × SC 13G/A and 6 other forms

Counted, not listed; the year is on EDGAR.

2022 · 105 filings — 91 × 4, 4 × SC 13G/A, 3 × 3 and 7 other forms

Counted, not listed; the year is on EDGAR.

2021 · 137 filings — 104 × 4, 16 × S-8 POS, 5 × 425 and 8 other forms

Counted, not listed; the year is on EDGAR.

2020 · 122 filings — 109 × 4, 5 × SC 13G/A, 3 × 3 and 5 other forms

Counted, not listed; the year is on EDGAR.

2019 · 133 filings — 123 × 4, 3 × SC 13G/A, 2 × UPLOAD and 5 other forms

Counted, not listed; the year is on EDGAR.

2018 · 108 filings — 100 × 4, 3 × 3, 2 × 4/A and 2 other forms

Counted, not listed; the year is on EDGAR.

2017 · 116 filings — 105 × 4, 4 × 4/A, 2 × SC 13G/A and 5 other forms

Counted, not listed; the year is on EDGAR.

2016 · 123 filings — 115 × 4, 2 × SC 13G/A, 1 × 3 and 5 other forms

Counted, not listed; the year is on EDGAR.

2015 · 98 filings — 93 × 4, 2 × 3, 1 × S-3ASR and 2 other forms

Counted, not listed; the year is on EDGAR.

2014 · 77 filings — 71 × 4, 4 × 3, 1 × 5 and 1 other form

Counted, not listed; the year is on EDGAR.

2013 · 110 filings — 83 × 4, 22 × 5, 2 × CORRESP and 2 other forms

Counted, not listed; the year is on EDGAR.

2012 · 126 filings — 79 × 4, 22 × 5, 4 × CORRESP and 10 other forms

Counted, not listed; the year is on EDGAR.

2011 · 107 filings — 73 × 4, 26 × 5, 2 × UPLOAD and 6 other forms

Counted, not listed; the year is on EDGAR.

2010 · 103 filings — 52 × 4, 26 × 5, 17 × 4/A and 4 other forms

Counted, not listed; the year is on EDGAR.

2009 · 128 filings — 79 × 4, 25 × 5, 7 × UPLOAD and 9 other forms

Counted, not listed; the year is on EDGAR.

2008 · 113 filings — 68 × 4, 26 × 5, 6 × UPLOAD and 5 other forms

Counted, not listed; the year is on EDGAR.

2007 · 106 filings — 74 × 4, 22 × 5, 3 × S-8 and 5 other forms

Counted, not listed; the year is on EDGAR.

2006 · 109 filings — 75 × 4, 23 × 5, 3 × 3 and 4 other forms

Counted, not listed; the year is on EDGAR.

2005 · 84 filings — 76 × 4, 4 × 5, 1 × 3 and 3 other forms

Counted, not listed; the year is on EDGAR.

2004 · 109 filings — 105 × 4, 2 × 3, 1 × 5/A and 1 other form

Counted, not listed; the year is on EDGAR.

2003 · 134 filings — 99 × 4, 23 × 5, 4 × 3 and 4 other forms

Counted, not listed; the year is on EDGAR.

2002 · 62 filings — 39 × 4, 20 × 5, 1 × 4/A and 2 other forms

Counted, not listed; the year is on EDGAR.

2001 · 1 filing — 1 × S-8

Counted, not listed; the year is on EDGAR.

2000 · 1 filing — 1 × S-3

Counted, not listed; the year is on EDGAR.

1998 · 2 filings — 2 × S-8

Counted, not listed; the year is on EDGAR.

1997 · 1 filing — 1 × SC 13G/A

Counted, not listed; the year is on EDGAR.

About this data#

Raymond James Financial Inc. (RJF) has 3,438 filings on EDGAR going back to 1995: 35 annual reports, 99 quarterly reports and 556 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Nov 25, 2025 for the fiscal year ended Sep 30, 2025. The most recent 8-K, on Sep 23, 2026, furnished a press release headed “RAYMOND JAMES FINANCIAL REPORTS AUGUST 2026 OPERATING DATA”. Over the last 13 months insiders sold $9.1M in 5 sales and bought nothing on the open market; 25 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Raymond James Financial Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read RJF's latest 10-K?
RJF's latest annual report, a 10-K, was filed on Nov 25, 2025 for the fiscal year ended Sep 30, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did RJF last file an 8-K?
On Sep 23, 2026 it furnished a press release headed “RAYMOND JAMES FINANCIAL REPORTS AUGUST 2026 OPERATING DATA”. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 22, 2026.
Are RJF insiders buying or selling?
Over the last 13 months insiders sold $9.1M in 5 sales and bought nothing on the open market; 25 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Allaire Bella Loykhter (Chief Admin Officer) sold 7,500 shares on Aug 28, 2026 for $1.3M. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has RJF made?
3,438 filings are on EDGAR under the registrant records that have been Raymond James Financial Inc., going back to 1995; 2,447 of them are insider ownership forms (Forms 3, 4, 5 and 144).