Where can I read AMP's latest 10-K?

AMP's latest annual report, a 10-K, was filed on Feb 19, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.

When did AMP last file an 8-K?

On Jul 23, 2026 it covered results of operations. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 23, 2026.

Are AMP insiders buying or selling?

Over the last 13 months insiders sold $65.3M in 12 sales and bought nothing on the open market; 101 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Brockman Dawn M. (SVP AND CONTROLLER) sold 472 shares on Aug 10, 2026 for $264K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.

How many SEC filings has AMP made?

3,919 filings are on EDGAR under the registrant records that have been Ameriprise Financial Inc., going back to 1994; 1,758 of them are insider ownership forms (Forms 3, 4, 5 and 144).

AMP

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☾ AH $490.72 +0.63%

Ameriprise Financial Inc.Stock · FinancialsS&P 500 Equal Weight · 0.2% of RSPS&P 500 · 0.06% of SPYRussell 1000 · 0.06% of IWBRussell 3000 · 0.06% of IWVUS Stock Market · 0.06% of VTIMSCI World · 0.05% of URTHMSCI ACWI · 0.05% of ACWI

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AMP SEC filings (2026)

CIK 820027 · Investment Advice (SIC 6282) · incorporated in DE · fiscal year ends in December

3,919 filings on EDGAR since 1994 · 22 annual, 63 quarterly, 205 current · financial statements · earnings

Latest 10-K

Feb 19, 2026

fiscal year to Dec 31, 2025

Latest 10-Q

Aug 4, 2026

quarter to Jun 30, 2026

Latest 8-K

Jul 23, 2026

Results of operations

Last earnings release

Jul 23, 2026

$11.07 vs $10.72 · ▼ 1.3%

Filings on file

3,919

since 1994, 1,758 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

August 2026

Aug 10Insider saleBrockman Dawn M. (SVP AND CONTROLLER) sold 472 shares for $264K at $558.93
Aug 6Insider saleMcGraw Deirdre Davey (EVP Mktg, Strat. & Comms.) sold 2,400 shares for $1.3M at $558.28
Aug 4ReportQuarterly report, Q2 2026 — revenue $5.01B (+12% y/y), net income $1.11B, EPS $11.98

July 2026

Jul 28Insider saleCRACCHIOLO JAMES M (CHAIRMAN AND CEO · Director) sold 18,020 shares for $9.8M at $545.28–$546.67
Jul 28Insider saleBerman Walter Stanley (EXECUTIVE VP AND CFO) sold 11,012 shares for $6.0M at $548.92–$549.76
Jul 28Insider saleWilliams William Jerryl (Pres, Wealth Mgmt Advisor Grp) sold 8,210 shares for $4.4M at $538.23–$541.90
Jul 27Insider saleWilliams William Jerryl (Pres, Wealth Mgmt Advisor Grp) sold 7,894 shares for $4.2M at $537.08–$537.61
Jul 23EarningsEarnings release — EPS $11.07 vs $10.72 est. (+3.3%); revenue $5.01B (+12% y/y) 1.3%

June 2026

Jun 98-K8-K · Other events

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $65.3M in 12 sales and bought nothing on the open market; 101 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

Date	Insider	Action	Shares	Price	Value	Held after	Filing
Aug 10, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERSold · $264K · 472 sh	Sold	472	$558.93	$264K	713	Form 4
Aug 6, 2026Form 4	McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.Sold · $1.3M · 2,400 sh	Sold	2,400	$558.28	$1.3M	3,373	Form 4
Jul 28, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorSold · $9.8M · 18,020 sh	Sold	18,020	$545.28–$546.67	$9.8M	107,633	Form 4
Jul 28, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOSold · $6.0M · 11,012 sh	Sold	11,012	$548.92–$549.76	$6.0M	5,609	Form 4
Jul 28, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpSold · $4.4M · 8,210 sh	Sold	8,210	$538.23–$541.90	$4.4M	6,779.926	Form 4
Jul 27, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpSold · $4.2M · 7,894 sh	Sold	7,894	$537.08–$537.61	$4.2M	10,881.926	Form 4
May 14, 2026Form 4	Smyth Gerard P.EVP & Hd. of Tech. & Serv. DelSold · $3.0M · 6,255 sh	Sold	6,255	$472.52	$3.0M	6,103	Form 4
May 8, 2026Form 4	Sharpe Robert Francis JRDirectorSold · $559K · 1,200 sh	Sold	1,200	$465.83	$559K	6,300	Form 4
Feb 10, 2026Form 4	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTSold · $2.7M · 5,000 sh	Sold	5,000	$532.08	$2.7M	12,149	Form 4
Feb 9, 2026Form 4	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESSold · $2.5M · 4,658 sh	Sold	4,658	$542.88	$2.5M	4,621	Form 4
Feb 5, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOSold · $3.8M · 7,000 sh	Sold	7,000	$544.22	$3.8M	5,609	Form 4
Feb 4, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorSold · $26.6M · 48,813 sh	Sold	48,813	$540.11–$548.61	$26.6M	107,633	Form 4

Awards, exercises, withholding and plan purchases · 101 transactions

Date	Insider	Action	Shares	Price	Value	Held after	Filing
Aug 10, 2026Form 4	MELLOH HEATHER J.EVP AND GENERAL COUNSELTax withholding · $262K · 469 sh	Tax withholding	469	$559.62	$262K	3,937	Form 4
Aug 10, 2026Form 4	MELLOH HEATHER J.EVP AND GENERAL COUNSELExercise or conversion · $143K · 722 sh	Exercise or conversion	722	$197.87	$143K	4,406	Form 4
Aug 10, 2026Form 4	MELLOH HEATHER J.EVP AND GENERAL COUNSELExercise or conversion · Employee Stock Option (rig… · $0 · 722 sh	Exercise or conversion· Employee Stock Option (rig…	722	$0.00	$0	0	Form 4
Aug 6, 2026Form 4	McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.Tax withholding · $1.2M · 2,191 sh	Tax withholding	2,191	$558.08	$1.2M	5,773	Form 4
Aug 6, 2026Form 4	McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.Exercise or conversion · $661K · 3,000 sh	Exercise or conversion	3,000	$165.41–$298.09	$661K	7,964	Form 4
Aug 6, 2026Form 4	McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.Exercise or conversion · Employee Stock Option (rig… · $0 · 3,000 sh	Exercise or conversion· Employee Stock Option (rig…	3,000	$0.00	$0	2,143	Form 4
Jul 28, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorTax withholding · $19.1M · 34,912 sh	Tax withholding	34,912	$545.83	$19.1M	125,653	Form 4
Jul 28, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOTax withholding · $12.7M · 23,099 sh	Tax withholding	23,099	$550.81	$12.7M	16,621	Form 4
Jul 28, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorExercise or conversion · $8.8M · 52,932 sh	Exercise or conversion	52,932	$165.41	$8.8M	160,565	Form 4
Jul 28, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOExercise or conversion · $6.4M · 34,111 sh	Exercise or conversion	34,111	$165.41–$197.87	$6.4M	39,720	Form 4
Jul 28, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpTax withholding · $3.7M · 6,840 sh	Tax withholding	6,840	$538.01	$3.7M	14,989.926	Form 4
Jul 28, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpExercise or conversion · $1.8M · 10,948 sh	Exercise or conversion	10,948	$165.41	$1.8M	21,829.926	Form 4
Jul 28, 2026Form 4	WILLIAMS CHRISTOPHER JDirectorAward · $21K · 37.732 sh	Award	37.732	$546.62	$21K	3,927.377	Form 4
Jul 28, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorExercise or conversion · Employee Stock Option (rig… · $0 · 52,932 sh	Exercise or conversion· Employee Stock Option (rig…	52,932	$0.00	$0	0	Form 4
Jul 28, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOExercise or conversion · Employee Stock Option (rig… · $0 · 34,111 sh	Exercise or conversion· Employee Stock Option (rig…	34,111	$0.00	$0	0	Form 4
Jul 28, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpExercise or conversion · Employee Stock Option (rig… · $0 · 10,948 sh	Exercise or conversion· Employee Stock Option (rig…	10,948	$0.00	$0	2,532	Form 4
Jul 27, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpTax withholding · $1.1M · 2,131 sh	Tax withholding	2,131	$537.08	$1.1M	18,775.926	Form 4
Jul 27, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpExercise or conversion · $461K · 3,634 sh	Exercise or conversion	3,634	$126.89	$461K	20,906.926	Form 4
Jul 27, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpExercise or conversion · Employee Stock Option (rig… · $0 · 3,634 sh	Exercise or conversion· Employee Stock Option (rig…	3,634	$0.00	$0	0	Form 4
Jul 9, 2026Form 4	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTTax withholding · $90K · 180.64 sh	Tax withholding	180.64	$500.16	$90K	4,794	Form 4
Jul 9, 2026Form 4	HUNTER PETRUZILLO KELLI A.Exec VP of Human ResourcesTax withholding · $49K · 98.185 sh	Tax withholding	98.185	$500.16	$49K	4,208	Form 4
Jul 9, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpTax withholding · $12K · 23.984 sh	Tax withholding	23.984	$500.16	$12K	17,272.926	Form 4
Jul 9, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERTax withholding · $4,521 · 9.04 sh	Tax withholding	9.04	$500.16	$4,521	1,185	Form 4
Jul 9, 2026Form 4	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTExercise or conversion · — · 391.64 sh	Exercise or conversion	391.64	—	—	5,185.64	Form 4
Jul 9, 2026Form 4	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTExercise or conversion · — · 391.64 sh	Exercise or conversion	391.64	—	—	639.118	Form 4
Jul 9, 2026Form 4	HUNTER PETRUZILLO KELLI A.Exec VP of Human ResourcesExercise or conversion · — · 207.185 sh	Exercise or conversion	207.185	—	—	4,306.185	Form 4
Jul 9, 2026Form 4	HUNTER PETRUZILLO KELLI A.Exec VP of Human ResourcesExercise or conversion · — · 207.185 sh	Exercise or conversion	207.185	—	—	1,109.232	Form 4
Jul 9, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpExercise or conversion · — · 53.984 sh	Exercise or conversion	53.984	—	—	17,296.91	Form 4
Jul 9, 2026Form 4	Williams William JerrylPres, Wealth Mgmt Advisor GrpExercise or conversion · — · 53.984 sh	Exercise or conversion	53.984	—	—	15,061.433	Form 4
Jul 9, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERExercise or conversion · — · 26.04 sh	Exercise or conversion	26.04	—	—	1,194.04	Form 4
Jul 9, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERExercise or conversion · — · 26.04 sh	Exercise or conversion	26.04	—	—	275.601	Form 4
May 14, 2026Form 4	Smyth Gerard P.EVP & Hd. of Tech. & Serv. DelTax withholding · $677K · 1,437 sh	Tax withholding	1,437	$471.22	$677K	12,358	Form 4
May 14, 2026Form 4	Smyth Gerard P.EVP & Hd. of Tech. & Serv. DelExercise or conversion · $367K · 2,221 sh	Exercise or conversion	2,221	$165.41	$367K	13,795	Form 4
May 14, 2026Form 4	Smyth Gerard P.EVP & Hd. of Tech. & Serv. DelExercise or conversion · Employee Stock Option (rig… · $0 · 2,221 sh	Exercise or conversion· Employee Stock Option (rig…	2,221	$0.00	$0	0	Form 4
Apr 29, 2026Form 4	PELLETIER LIANE JDirectorAward · $0 · 441.752 sh	Award	441.752	$0.00	$0	624.728	Form 4
Apr 29, 2026Form 4	NEAL BLIXT DIANNEDirectorAward · $0 · 441.752 sh	Award	441.752	$0.00	$0	13,122.614	Form 4
Apr 29, 2026Form 4	WILLIAMS CHRISTOPHER JDirectorAward · $0 · 441.752 sh	Award	441.752	$0.00	$0	9,707.623	Form 4
Apr 29, 2026Form 4	BRYAN GLYNISDirectorAward · $0 · 441.752 sh	Award	441.752	$0.00	$0	960.615	Form 4
Apr 29, 2026Form 4	DiGeso AmyDirectorAward · $0 · 441.752 sh	Award	441.752	$0.00	$0	13,122.614	Form 4
Apr 29, 2026Form 4	Sharpe Robert Francis JRDirectorAward · $0 · 441.752 sh	Award	441.752	$0.00	$0	40,092.311	Form 4
Apr 29, 2026Form 4	Shea Brian TDirectorAward · $0 · 441.752 sh	Award	441.752	$0.00	$0	5,863.174	Form 4
Apr 28, 2026Form 4	WILLIAMS CHRISTOPHER JDirectorAward · $21K · 43.389 sh	Award	43.389	$475.35	$21K	3,875.081	Form 4
Feb 9, 2026Form 4	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESTax withholding · $2.7M · 4,950 sh	Tax withholding	4,950	$542.78	$2.7M	9,279	Form 4
Feb 9, 2026Form 4	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESExercise or conversion · $1.2M · 8,293 sh	Exercise or conversion	8,293	$126.89–$179.84	$1.2M	14,229	Form 4
Feb 9, 2026Form 4	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESExercise or conversion · Employee Stock Option (rig… · $0 · 8,293 sh	Exercise or conversion· Employee Stock Option (rig…	8,293	$0.00	$0	0	Form 4
Feb 6, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERAward · $4,700 · 8.656 sh	Award	8.656	$542.99	$4,700	299.525	Form 4
Feb 3, 2026Form 4	PELLETIER LIANE JDirectorAward · $97K · 182.356 sh	Award	182.356	$530.05	$97K	182.356	Form 4
Feb 3, 2026Form 4	WILLIAMS CHRISTOPHER JDirectorAward · $21K · 38.911 sh	Award	38.911	$530.05	$21K	3,818.696	Form 4
Feb 2, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorAward · Employee Stock Option (rig… · $0 · 33,299 sh	Award· Employee Stock Option (rig…	33,299	$0.00	$0	33,299	Form 4
Feb 2, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorAward · $0 · 11,988 sh	Award	11,988	$0.00	$0	156,446	Form 4
Feb 2, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOAward · Employee Stock Option (rig… · $0 · 9,117 sh	Award· Employee Stock Option (rig…	9,117	$0.00	$0	9,117	Form 4
Feb 2, 2026Form 4	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTAward · Employee Stock Option (rig… · $0 · 8,288 sh	Award· Employee Stock Option (rig…	8,288	$0.00	$0	8,288	Form 4
Feb 2, 2026Form 4	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESAward · Employee Stock Option (rig… · $0 · 5,561 sh	Award· Employee Stock Option (rig…	5,561	$0.00	$0	5,561	Form 4
Feb 2, 2026Form 4	Smyth Gerard P.EVP & CIOAward · Employee Stock Option (rig… · $0 · 3,315 sh	Award· Employee Stock Option (rig…	3,315	$0.00	$0	3,315	Form 4
Feb 2, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOAward · $0 · 2,790 sh	Award	2,790	$0.00	$0	12,609	Form 4
Feb 2, 2026Form 4	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTAward · $0 · 2,536 sh	Award	2,536	$0.00	$0	4,794	Form 4
Feb 2, 2026Form 4	MELLOH HEATHER J.EVP AND GENERAL COUNSELAward · Employee Stock Option (rig… · $0 · 1,906 sh	Award· Employee Stock Option (rig…	1,906	$0.00	$0	1,906	Form 4
Feb 2, 2026Form 4	Davies WilliamEXECUTIVE VP, GLOBAL CIOAward · Employee Stock Option (rig… · $0 · 1,729 sh	Award· Employee Stock Option (rig…	1,729	$0.00	$0	1,729	Form 4
Feb 2, 2026Form 4	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESAward · $0 · 1,702 sh	Award	1,702	$0.00	$0	11,458	Form 4
Feb 2, 2026Form 4	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESAward · Employee Stock Option (rig… · $0 · 1,326 sh	Award· Employee Stock Option (rig…	1,326	$0.00	$0	1,326	Form 4
Feb 2, 2026Form 4	Smyth Gerard P.EVP & CIOAward · $0 · 1,014 sh	Award	1,014	$0.00	$0	11,574	Form 4
Feb 2, 2026Form 4	MELLOH HEATHER J.EVP AND GENERAL COUNSELAward · $0 · 583 sh	Award	583	$0.00	$0	2,991	Form 4
Feb 2, 2026Form 4	Davies WilliamEXECUTIVE VP, GLOBAL CIOAward · $0 · 529 sh	Award	529	$0.00	$0	14,529.354	Form 4
Feb 2, 2026Form 4	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESAward · $0 · 405 sh	Award	405	$0.00	$0	5,936	Form 4
Feb 2, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERAward · Employee Stock Option (rig… · $0 · 339 sh	Award· Employee Stock Option (rig…	339	$0.00	$0	339	Form 4
Feb 2, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERAward · $0 · 177 sh	Award	177	$0.00	$0	1,168	Form 4
Jan 31, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorTax withholding · $912K · 1,729 sh	Tax withholding	1,729	$527.19	$912K	144,458	Form 4
Jan 31, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOTax withholding · $223K · 423 sh	Tax withholding	423	$527.19	$223K	9,819	Form 4
Jan 31, 2026Form 4	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTTax withholding · $182K · 345 sh	Tax withholding	345	$527.19	$182K	2,258	Form 4
Jan 31, 2026Form 4	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESTax withholding · $124K · 235 sh	Tax withholding	235	$527.19	$124K	9,756	Form 4
Jan 31, 2026Form 4	Smyth Gerard P.EVP & CIOTax withholding · $72K · 136 sh	Tax withholding	136	$527.19	$72K	10,560	Form 4
Jan 31, 2026Form 4	Davies WilliamEXECUTIVE VP, GLOBAL CIOOther · $41K · 78.071 sh	Other	78.071	$527.19	$41K	14,000.354	Form 4
Jan 31, 2026Form 4	MELLOH HEATHER J.EVP AND GENERAL COUNSELTax withholding · $24K · 46 sh	Tax withholding	46	$527.19	$24K	2,408	Form 4
Jan 31, 2026Form 4	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESTax withholding · $17K · 32 sh	Tax withholding	32	$527.19	$17K	5,531	Form 4
Jan 31, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERTax withholding · $11K · 20 sh	Tax withholding	20	$527.19	$11K	991	Form 4
Jan 27, 2026Form 4 ×2	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorTax withholding · $10.1M · 20,368 sh	Tax withholding	20,368	$498.33	$10.1M	146,187	Form 4 ×2
Jan 27, 2026Form 4 ×2	Berman Walter StanleyEXECUTIVE VP AND CFOTax withholding · $2.8M · 5,531 sh	Tax withholding	5,531	$498.33	$2.8M	10,242	Form 4 ×2
Jan 27, 2026Form 4 ×2	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTTax withholding · $2.2M · 4,486 sh	Tax withholding	4,486	$498.33	$2.2M	2,970	Form 4 ×2
Jan 27, 2026Form 4 ×2	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESTax withholding · $1.4M · 2,754 sh	Tax withholding	2,754	$498.33	$1.4M	9,991	Form 4 ×2
Jan 27, 2026Form 4 ×2	Smyth Gerard P.EVP & CIOTax withholding · $604K · 1,212 sh	Tax withholding	1,212	$498.33	$604K	10,696	Form 4 ×2
Jan 27, 2026Form 4 ×2	Davies WilliamEXECUTIVE VP, GLOBAL CIOOther · $523K · 1,049.867 sh	Other	1,049.867	$498.33	$523K	14,078.425	Form 4 ×2
Jan 27, 2026Form 4 ×2	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESTax withholding · $185K · 372 sh	Tax withholding	372	$498.33	$185K	5,563	Form 4 ×2
Jan 27, 2026Form 4 ×2	MELLOH HEATHER J.EVP AND GENERAL COUNSELTax withholding · $173K · 348 sh	Tax withholding	348	$498.33	$173K	3,684	Form 4 ×2
Jan 27, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERTax withholding · $11K · 22 sh	Tax withholding	22	$498.33	$11K	1,011	Form 4
Jan 27, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorAward · $0 · 35,534 sh	Award	35,534	$0.00	$0	164,363	Form 4
Jan 27, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOAward · $0 · 9,993 sh	Award	9,993	$0.00	$0	15,344	Form 4
Jan 27, 2026Form 4	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTAward · $0 · 8,661 sh	Award	8,661	$0.00	$0	11,631	Form 4
Jan 27, 2026Form 4	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESAward · $0 · 5,550 sh	Award	5,550	$0.00	$0	12,544	Form 4
Jan 27, 2026Form 4	Smyth Gerard P.EVP & CIOAward · $0 · 2,887 sh	Award	2,887	$0.00	$0	11,811	Form 4
Jan 27, 2026Form 4	Davies WilliamEXECUTIVE VP, GLOBAL CIOAward · $0 · 1,989 sh	Award	1,989	$0.00	$0	15,013.425	Form 4
Jan 27, 2026Form 4	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESAward · $0 · 1,109 sh	Award	1,109	$0.00	$0	5,899	Form 4
Jan 27, 2026Form 4	MELLOH HEATHER J.EVP AND GENERAL COUNSELAward · $0 · 999 sh	Award	999	$0.00	$0	3,990	Form 4
Jan 26, 2026Form 4	CRACCHIOLO JAMES MCHAIRMAN AND CEO · DirectorTax withholding · $866K · 1,731 sh	Tax withholding	1,731	$500.53	$866K	131,021	Form 4
Jan 26, 2026Form 4	Berman Walter StanleyEXECUTIVE VP AND CFOTax withholding · $194K · 387 sh	Tax withholding	387	$500.53	$194K	5,780	Form 4
Jan 26, 2026Form 4	TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENTTax withholding · $146K · 292 sh	Tax withholding	292	$500.53	$146K	3,989	Form 4
Jan 26, 2026Form 4	Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESTax withholding · $103K · 206 sh	Tax withholding	206	$500.53	$103K	7,195	Form 4
Jan 26, 2026Form 4	Smyth Gerard P.EVP & CIOTax withholding · $57K · 114 sh	Tax withholding	114	$500.53	$57K	9,021	Form 4
Jan 26, 2026Form 4	Davies WilliamEXECUTIVE VP, GLOBAL CIOOther · $49K · 98.177 sh	Other	98.177	$500.53	$49K	13,124.844	Form 4
Jan 26, 2026Form 4	MELLOH HEATHER J.EVP AND GENERAL COUNSELTax withholding · $33K · 66 sh	Tax withholding	66	$500.53	$33K	2,496	Form 4
Jan 26, 2026Form 4	Alvero GumerPRESIDENT-INSURANCE&ANNUITIESTax withholding · $20K · 40 sh	Tax withholding	40	$500.53	$20K	4,826	Form 4
Jan 26, 2026Form 4	Brockman Dawn M.SVP AND CONTROLLERTax withholding · $11K · 22 sh	Tax withholding	22	$500.53	$11K	1,033	Form 4

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.

2026 · 14 filings

Filed	Form	What it is	Period
Aug 4, 202610-Q	10-Q	Quarterly report, Q2 2026 — revenue $5.01B (+12% y/y), net income $1.11B, EPS $11.98	Jun 30, 2026
Jul 23, 20268-K	8-K	Earnings release — EPS $11.07 vs $10.72 est. (+3.3%); revenue $5.01B (+12% y/y) 1.3%	Jul 23, 2026
Jun 9, 20268-K	8-K	Other events	Jun 4, 2026
May 20, 20268-K	8-K	COLUMBIA THREADNEEDLE INVESTMENTS ANNOUNCES RETIREMENT OF GLOBAL CHIEF INVESTMENT OFFICERDirectors or officers; compensation; Regulation FD disclosure	May 15, 2026
May 7, 202610-Q	10-Q	Quarterly report, Q1 2026 — revenue $4.89B (+9% y/y), net income $915.0M, EPS $9.68	Mar 31, 2026
Apr 30, 20268-K	8-K	Shareholder vote results	Apr 29, 2026
Apr 23, 20268-K	8-K	Earnings release — EPS $11.26 vs $10.20 est. (+10.4%); revenue $4.89B (+9% y/y) 1.0%	Apr 23, 2026
Mar 20, 2026DEFA14A	DEFA14A	Additional proxy materials	—
Mar 20, 2026ARS	ARS	Annual report to shareholders	Dec 31, 2025
Mar 20, 2026DEF 14A	DEF 14A	Proxy statement	Apr 29, 2026
Mar 12, 202610-K/A	10-K/A	Annual report, amended	Dec 31, 2025
Feb 19, 202610-K	10-K	Annual report	Dec 31, 2025
Feb 12, 20268-K	8-K	Directors or officers; compensation	Feb 10, 2026
Jan 29, 20268-K	8-K	Earnings release — EPS $10.83 vs $10.29 est. (+5.3%) 4.3%	Jan 29, 2026

2025 · 15 filings

Filed	Form	What it is	Period
Nov 12, 20258-K	8-K	Directors or officers; compensation	Nov 12, 2025
Oct 31, 202510-Q	10-Q	Quarterly report, Q3 2025 — revenue $4.89B (+7% y/y), net income $912.0M, EPS $9.33	Sep 30, 2025
Oct 30, 20258-K	8-K	Earnings release — EPS $9.92 vs $9.60 est. (+3.3%); revenue $4.89B (+7% y/y) 5.1%	Oct 30, 2025
Aug 5, 202510-Q	10-Q	Quarterly report, Q2 2025 — revenue $4.49B (+2% y/y), net income $1.06B, EPS $10.73	Jun 30, 2025
Jul 24, 20258-K	8-K	Earnings release — EPS $9.11 vs $9.00 est. (+1.2%); revenue $4.49B (+2% y/y) 3.7%	Jul 24, 2025
May 2, 20258-K	8-K	Shareholder vote results	Apr 30, 2025
May 2, 202510-Q	10-Q	Quarterly report, Q1 2025 — revenue $4.48B (+4% y/y), net income $583.0M, EPS $5.83	Mar 31, 2025
Apr 24, 20258-K	8-K	Earnings release — EPS $9.50 vs $9.12 est. (+4.2%); revenue $4.48B (+4% y/y) 0.5%	Apr 24, 2025
Mar 21, 2025ARS	ARS	Annual report to shareholders	Dec 31, 2024
Mar 21, 2025DEFA14A	DEFA14A	Additional proxy materials	—
Mar 21, 2025DEF 14A	DEF 14A	Proxy statement	Apr 30, 2025
Feb 28, 20258-K	8-K	Other events	Feb 25, 2025
Feb 20, 20258-K	8-K	Directors or officers; compensation	Feb 20, 2025
Feb 20, 202510-K	10-K	Annual report, FY2024 — revenue $17.93B (+11% y/y), net income $3.40B, EPS $33.05	Dec 31, 2024
Jan 29, 20258-K	8-K	Earnings release — EPS $9.36 vs $8.94 est. (+4.7%); revenue $4.65B (+12% y/y) 4.7%	Jan 29, 2025

2024 · 14 filings

Filed	Form	What it is	Period
Nov 26, 20248-K	8-K	Material definitive agreement; New financial obligation	Nov 25, 2024
Nov 1, 202410-Q	10-Q	Quarterly report, Q3 2024 — revenue $4.56B (+12% y/y), net income $511.0M, EPS $5.00	Sep 30, 2024
Oct 23, 20248-K	8-K	Earnings release — EPS $8.83 vs $8.91 est. (−0.9%); revenue $4.56B (+12% y/y) 3.1%	Oct 23, 2024
Aug 6, 202410-Q	10-Q	Quarterly report, Q2 2024 — revenue $4.39B (+10% y/y), net income $829.0M, EPS $8.02	Jun 30, 2024
Jul 24, 20248-K	8-K	Earnings release — EPS $8.53 vs $8.51 est. (+0.2%); revenue $4.39B (+10% y/y) 4.1%	Jul 24, 2024
May 6, 202410-Q	10-Q	Quarterly report, Q1 2024 — revenue $4.33B (+12% y/y), net income $990.0M, EPS $9.46	Mar 31, 2024
Apr 26, 20248-K	8-K	Charter, bylaws or fiscal-year change; Shareholder vote results	Apr 24, 2024
Apr 22, 20248-K	8-K	Earnings release — EPS $8.39 vs $8.10 est. (+3.6%); revenue $4.33B (+12% y/y) 3.2%	Apr 22, 2024
Mar 15, 2024ARS	ARS	Annual report to shareholders	Dec 31, 2023
Mar 15, 2024DEFA14A	DEFA14A	Additional proxy materials	—
Mar 15, 2024DEF 14A	DEF 14A	Proxy statement	Apr 24, 2024
Mar 1, 2024PRE 14A	PRE 14A	Preliminary proxy statement	Apr 24, 2024
Feb 22, 202410-K	10-K	Annual report, FY2023 — revenue $16.10B (+12% y/y), net income $2.56B, EPS $23.71	Dec 31, 2023
Jan 24, 20248-K	8-K	Earnings release — EPS $7.75 vs $7.67 est. (+1.0%); revenue $4.17B (+12% y/y) 0.5%	Jan 24, 2024

2023 · 17 filings — 8 × 8-K, 3 × 10-Q, 2 × DEFA14A and 4 other forms

Filed	Form	What it is	Period
Nov 2, 202310-Q	10-Q	Quarterly report, Q3 2023 — revenue $4.08B (+16% y/y), net income $872.0M, EPS $8.14	Sep 30, 2023
Aug 8, 202310-Q	10-Q	Quarterly report, Q2 2023 — revenue $4.01B (+15% y/y), net income $890.0M, EPS $8.21	Jun 30, 2023
May 2, 202310-Q	10-Q	Quarterly report, Q1 2023 — revenue $3.85B (+6% y/y), net income $417.0M, EPS $3.79	Mar 31, 2023
Mar 23, 2023DEFA14A	DEFA14A	Additional proxy materials	—
Mar 17, 2023DEFA14A	DEFA14A	Additional proxy materials	—
Mar 17, 2023DEF 14A	DEF 14A	Proxy statement	—
Mar 17, 2023ARS	ARS	Annual report to shareholders	Dec 31, 2022
Feb 23, 202310-K	10-K	Annual report, FY2022 — revenue $14.33B (+7% y/y), net income $3.15B, EPS $27.70	Dec 31, 2022

9 current reports (8-K) not listed; the year is on EDGAR.

2022 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Filed	Form	What it is	Period
Nov 2, 202210-Q	10-Q	Quarterly report, Q3 2022 — revenue $3.50B (+21% y/y), net income $1.06B, EPS $9.41	Sep 30, 2022
Aug 1, 202210-Q	10-Q	Quarterly report, Q2 2022 — revenue $3.49B (+3% y/y), net income $614.0M, EPS $5.37	Jun 30, 2022
May 2, 202210-Q	10-Q	Quarterly report, Q1 2022 — revenue $3.63B (+8% y/y), net income $825.0M, EPS $7.10	Mar 31, 2022
Mar 18, 2022DEFA14A	DEFA14A	Additional proxy materials	—
Mar 18, 2022DEF 14A	DEF 14A	Proxy statement	Apr 27, 2022
Feb 25, 202210-K	10-K	Annual report, FY2021 — revenue $13.39B (+12% y/y), net income $3.42B, EPS $28.48	Dec 31, 2021

9 current reports (8-K) not listed; the year is on EDGAR.

2021 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Filed	Form	What it is	Period
Nov 9, 202110-Q	10-Q	Quarterly report, Q3 2021 — revenue $2.90B (−4% y/y), net income $926.0M, EPS $7.77	Sep 30, 2021
Aug 9, 202110-Q	10-Q	Quarterly report, Q2 2021 — revenue $3.40B (+24% y/y), net income $356.0M, EPS $2.94	Jun 30, 2021
May 10, 202110-Q	10-Q	Quarterly report, Q1 2021 — revenue $3.35B (+11% y/y), net income $1.44B, EPS $11.74	Mar 31, 2021
Mar 19, 2021DEFA14A	DEFA14A	Additional proxy materials	—
Mar 19, 2021DEF 14A	DEF 14A	Proxy statement	Apr 28, 2021
Feb 24, 202110-K	10-K	Annual report, FY2020 — revenue $11.96B (−9% y/y), net income $1.53B, EPS $12.20	Dec 31, 2020

8 current reports (8-K) not listed; the year is on EDGAR.

2020 · 14 filings — 7 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms

Filed	Form	What it is	Period
Nov 9, 202010-Q	10-Q	Quarterly report, Q3 2020 — revenue $3.01B (−10% y/y), net income −$140.0M, EPS −$1.14	Sep 30, 2020
Aug 10, 202010-Q	10-Q	Quarterly report, Q2 2020 — revenue $2.73B (−17% y/y), net income −$539.0M, EPS −$4.31	Jun 30, 2020
May 11, 202010-Q	10-Q	Quarterly report, Q1 2020 — revenue $3.03B (−4% y/y), net income $2.04B, EPS $15.88	Mar 31, 2020
Apr 9, 2020DEFA14A	DEFA14A	Additional proxy materials	—
Mar 20, 2020DEFA14A	DEFA14A	Additional proxy materials	—
Mar 20, 2020DEF 14A	DEF 14A	Proxy statement	Apr 29, 2020
Feb 26, 202010-K	10-K	Annual report, FY2019 — revenue $13.10B (+1% y/y), net income $1.89B, EPS $13.92	Dec 31, 2019

7 current reports (8-K) not listed; the year is on EDGAR.

2019 · 19 filings — 12 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Filed	Form	What it is	Period
Nov 12, 201910-Q	10-Q	Quarterly report, Q3 2019 — revenue $3.35B (+1% y/y), net income $543.0M, EPS $4.04	Sep 30, 2019
Aug 5, 201910-Q	10-Q	Quarterly report, Q2 2019 — revenue $3.28B (+2% y/y), net income $492.0M, EPS $3.57	Jun 30, 2019
May 1, 201910-Q	10-Q	Quarterly report, Q1 2019 — revenue $3.15B (−1% y/y), net income $395.0M, EPS $2.82	Mar 31, 2019
Apr 10, 2019DEFA14A	DEFA14A	Additional proxy materials	—
Mar 15, 2019DEF 14A	DEF 14A	Proxy statement	Apr 24, 2019
Feb 27, 201910-K	10-K	Annual report, FY2018 — revenue $12.92B (+6% y/y), net income $2.10B, EPS $14.20	Dec 31, 2018

13 current reports (8-K) not listed; the year is on EDGAR.

2018 · 13 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Filed	Form	What it is	Period
Nov 5, 201810-Q	10-Q	Quarterly report, Q3 2018 — revenue $3.32B (+10% y/y), net income $503.0M, EPS $3.43	Sep 30, 2018
Aug 6, 201810-Q	10-Q	Quarterly report, Q2 2018 — revenue $3.22B (+6% y/y), net income $462.0M, EPS $3.10	Jun 30, 2018
May 2, 201810-Q	10-Q	Quarterly report, Q1 2018 — revenue $3.18B (+8% y/y), net income $594.0M, EPS $3.91	Mar 31, 2018
Apr 6, 2018DEFA14A	DEFA14A	Additional proxy materials	—
Mar 16, 2018DEF 14A	DEF 14A	Proxy statement	Apr 25, 2018
Feb 23, 201810-K	10-K	Annual report, FY2017 — revenue $12.18B (+3% y/y), net income $1.48B, EPS $9.44	Dec 31, 2017

7 current reports (8-K) not listed; the year is on EDGAR.

2017 · 12 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Filed	Form	What it is	Period
Nov 1, 201710-Q	10-Q	Quarterly report, Q3 2017 — revenue $3.03B (+1% y/y), net income $507.0M, EPS $3.26	Sep 30, 2017
Aug 2, 201710-Q	10-Q	Quarterly report, Q2 2017 — revenue $3.02B (+5% y/y), net income $393.0M, EPS $2.50	Jun 30, 2017
May 3, 201710-Q	10-Q	Quarterly report, Q1 2017 — revenue $2.94B (+6% y/y), net income $403.0M, EPS $2.52	Mar 31, 2017
Mar 17, 2017DEF 14A	DEF 14A	Proxy statement	Apr 26, 2017
Feb 23, 201710-K	10-K	Annual report, FY2016 — revenue $11.84B (−3% y/y), net income $1.31B, EPS $7.81	Dec 31, 2016

7 current reports (8-K) not listed; the year is on EDGAR.

2016 · 12 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2015 · 11 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2014 · 19 filings — 12 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2013 · 14 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2012 · 11 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2011 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2010 · 19 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2009 · 20 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2008 · 16 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2007 · 12 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2006 · 22 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2005 · 13 filings — 11 × 8-K, 1 × 10-Q, 1 × 8-K/A

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 164 filings — 59 × SCHEDULE 13G/A, 54 × 4, 26 × SCHEDULE 13G and 9 other forms

Filed	Form	What it is	Period
Sep 4, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 202613F-HR	13F-HR	Other filings	Jun 30, 2026
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Aug 14, 2026SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—

The newest 25 of 164 shown; the full year is on EDGAR.

2025 · 180 filings — 74 × 4, 65 × SCHEDULE 13G/A, 21 × SCHEDULE 13G and 8 other forms

Filed	Form	What it is	Period
Nov 25, 20254	4	Insider transaction (Form 4)	Nov 21, 2025
Nov 21, 2025144	144	Notice of proposed sale (Form 144)	—
Nov 20, 20253	3	Initial insider holdings (Form 3)	Nov 12, 2025
Nov 14, 202513F-HR	13F-HR	Other filings	Sep 30, 2025
Nov 14, 2025SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Nov 14, 2025SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G	SCHEDULE 13G	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—
Nov 14, 2025SCHEDULE 13G/A	SCHEDULE 13G/A	Other filings	—

The newest 25 of 180 shown; the full year is on EDGAR.

2024 · 168 filings — 61 × 4, 52 × SC 13G/A, 25 × 144 and 5 other forms

Filed	Form	What it is	Period
Nov 15, 20244	4	Insider transaction (Form 4)	Nov 13, 2024
Nov 14, 2024SC 13G	SC 13G	Passive holder above 5% (Schedule 13G)	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G	SC 13G	Passive holder above 5% (Schedule 13G)	—
Nov 14, 2024SC 13G	SC 13G	Passive holder above 5% (Schedule 13G)	—
Nov 14, 2024SC 13G	SC 13G	Passive holder above 5% (Schedule 13G)	—
Nov 14, 2024SC 13G	SC 13G	Passive holder above 5% (Schedule 13G)	—
Nov 14, 2024SC 13G	SC 13G	Passive holder above 5% (Schedule 13G)	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 14, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—

The newest 25 of 168 shown; the full year is on EDGAR.

2023 · 125 filings — 55 × 4, 41 × SC 13G/A, 8 × 144 and 10 other forms

Counted, not listed; the year is on EDGAR.

2022 · 129 filings — 57 × 4, 40 × SC 13G/A, 17 × SC 13G and 7 other forms

Counted, not listed; the year is on EDGAR.

2021 · 134 filings — 74 × 4, 31 × SC 13G/A, 23 × SC 13G and 3 other forms

Counted, not listed; the year is on EDGAR.

2020 · 107 filings — 71 × 4, 14 × SC 13G/A, 12 × SC 13G and 7 other forms

Counted, not listed; the year is on EDGAR.

2019 · 87 filings — 56 × 4, 17 × SC 13G/A, 4 × 13F-HR and 6 other forms

Counted, not listed; the year is on EDGAR.

2018 · 104 filings — 78 × 4, 14 × SC 13G/A, 5 × SC 13G and 4 other forms

Counted, not listed; the year is on EDGAR.

2017 · 141 filings — 95 × 4, 28 × SC 13G/A, 7 × SC 13G and 5 other forms

Counted, not listed; the year is on EDGAR.

2016 · 118 filings — 72 × 4, 25 × SC 13G/A, 11 × SC 13G and 7 other forms

Counted, not listed; the year is on EDGAR.

2015 · 135 filings — 80 × 4, 31 × SC 13G/A, 14 × SC 13G and 5 other forms

Counted, not listed; the year is on EDGAR.

2014 · 180 filings — 118 × 4, 40 × SC 13G/A, 9 × SC 13G and 9 other forms

Counted, not listed; the year is on EDGAR.

2013 · 200 filings — 114 × 4, 60 × SC 13G/A, 9 × SC 13G and 8 other forms

Counted, not listed; the year is on EDGAR.

2012 · 225 filings — 94 × SC 13G/A, 84 × 4, 30 × SC 13G and 9 other forms

Counted, not listed; the year is on EDGAR.

2011 · 178 filings — 71 × SC 13G, 55 × 4, 39 × SC 13G/A and 6 other forms

Counted, not listed; the year is on EDGAR.

2010 · 158 filings — 83 × 4, 30 × SC 13G/A, 26 × SC 13G and 10 other forms

Counted, not listed; the year is on EDGAR.

2009 · 122 filings — 65 × 4, 27 × SC 13G, 10 × SC 13G/A and 11 other forms

Counted, not listed; the year is on EDGAR.

2008 · 113 filings — 84 × 4, 7 × SC 13G/A, 5 × SC 13G and 7 other forms

Counted, not listed; the year is on EDGAR.

2007 · 103 filings — 73 × 4, 17 × SC 13G/A, 4 × 13F-HR and 5 other forms

Counted, not listed; the year is on EDGAR.

2006 · 138 filings — 82 × 4, 22 × SC 13G, 9 × 4/A and 10 other forms

Counted, not listed; the year is on EDGAR.

2005 · 102 filings — 41 × 4, 23 × 3, 18 × SC 13G and 10 other forms

Counted, not listed; the year is on EDGAR.

2004 · 24 filings — 19 × SC 13G, 4 × 13F-HR, 1 × 13F-HR/A

Counted, not listed; the year is on EDGAR.

2003 · 28 filings — 22 × SC 13G, 4 × 13F-HR, 1 × 3 and 1 other form

Counted, not listed; the year is on EDGAR.

2002 · 23 filings — 18 × SC 13G, 4 × 13F-HR, 1 × 13F-HR/A

Counted, not listed; the year is on EDGAR.

2001 · 21 filings — 17 × SC 13G, 4 × 13F-HR

Counted, not listed; the year is on EDGAR.

2000 · 48 filings — 43 × SC 13G, 4 × 13F-HR, 1 × 13F-HR/A

Counted, not listed; the year is on EDGAR.

1999 · 56 filings — 49 × SC 13G, 4 × 13F-HR, 1 × 13F-E and 2 other forms

Counted, not listed; the year is on EDGAR.

1998 · 66 filings — 61 × SC 13G, 4 × 13F-E, 1 × SC 13G/A

Counted, not listed; the year is on EDGAR.

1997 · 94 filings — 62 × SC 13G, 28 × SC 13G/A, 4 × 13F-E

Counted, not listed; the year is on EDGAR.

1996 · 60 filings — 55 × SC 13G, 4 × 13F-E, 1 × SC 13G/A

Counted, not listed; the year is on EDGAR.

1995 · 32 filings — 28 × SC 13G, 4 × 13F-E

Counted, not listed; the year is on EDGAR.

1994 · 24 filings — 15 × SC 13G/A, 5 × SC 13G, 4 × 13F-E

Counted, not listed; the year is on EDGAR.

About this data#

Ameriprise Financial Inc. (AMP) has 3,919 filings on EDGAR going back to 1994: 22 annual reports, 63 quarterly reports and 205 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 19, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Jul 23, 2026, covered results of operations. Over the last 13 months insiders sold $65.3M in 12 sales and bought nothing on the open market; 101 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Ameriprise Financial Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read AMP's latest 10-K?: AMP's latest annual report, a 10-K, was filed on Feb 19, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did AMP last file an 8-K?: On Jul 23, 2026 it covered results of operations. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 23, 2026.
Are AMP insiders buying or selling?: Over the last 13 months insiders sold $65.3M in 12 sales and bought nothing on the open market; 101 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Brockman Dawn M. (SVP AND CONTROLLER) sold 472 shares on Aug 10, 2026 for $264K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has AMP made?: 3,919 filings are on EDGAR under the registrant records that have been Ameriprise Financial Inc., going back to 1994; 1,758 of them are insider ownership forms (Forms 3, 4, 5 and 144).

AMP SEC filings (2026)

What happened, last 12 months#

August 2026

July 2026

June 2026

May 2026

April 2026

March 2026

February 2026

January 2026

November 2025

October 2025

Insider transactions#

Reports and proxy statements#

Insider, ownership and other filings#

About this data#

FAQ#