Where can I read SOFI's latest 10-K?

SOFI's latest annual report, a 10-K, was filed on Feb 17, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.

When did SOFI last file an 8-K?

On Jul 29, 2026: results of operations. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 29, 2026.

Are SOFI insiders buying or selling?

Over the last 13 months insiders sold $7.4M in 14 sales and bought $2.5M in 7 purchases; 127 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Rishel Jeremy (Chief Technology Officer) sold 18,624 shares on Sep 21, 2026 for $326K, under a 10b5-1 plan. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.

How many SEC filings has SOFI made?

970 filings are on EDGAR under the registrant records that have been SoFi Technologies Inc. Common Stock, going back to 2020; 696 of them are insider ownership forms (Forms 3, 4, 5 and 144).

Share this page

SOFI

$15.84+0.76%

as of close, Oct 1, 2026

☾ AH $15.84 +0.76%

SoFi Technologies Inc. Common StockStock · FinanceNasdaq Composite 0.05%Russell 1000 0.03%US Stock Market 0.03%Russell 3000 0.03%MSCI World 0.03%MSCI ACWI 0.02%

PeersHOODJPMVBRK-BBACGS

SOFI SEC filings (2026)

CIK 1818874 · Finance Services (SIC 6199) · incorporated in DE · fiscal year ends in December

970 filings on EDGAR since 2020 · 8 annual, 18 quarterly, 83 current · financial statements · earnings

Latest 10-K

Feb 17, 2026

fiscal year to Dec 31, 2025

Latest 10-Q

Aug 6, 2026

quarter to Jun 30, 2026

Latest 8-K

Jul 29, 2026

Results of operations

Last earnings release

Jul 29, 2026

$0.12 vs $0.11 · ▼ 8.9%

Filings on file

970

since 2020, 696 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by what they covered, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

September 2026

Sep 21Insider saleRishel Jeremy (Chief Technology Officer) sold 18,624 shares for $326K at $17.50 under a 10b5-1 plan
Sep 21Insider saleKeough Kelli (EVP, GBUL, SIPS) sold 10,203 shares for $173K at $16.99 under a 10b5-1 plan

August 2026

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $7.4M in 14 sales and bought $2.5M in 7 purchases; 127 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

Date	Insider	Action	Shares	Price	Value	Held after	Filing
Sep 21, 2026Form 4	Rishel JeremyChief Technology OfficerSold · $326K · 18,624 sh · 10b5-1	Sold· 10b5-1 plan	18,624	$17.50	$326K	912,650.443	Form 4
Sep 21, 2026Form 4	Keough KelliEVP, GBUL, SIPSSold · $173K · 10,203 sh · 10b5-1	Sold· 10b5-1 plan	10,203	$16.99	$173K	408,073	Form 4
Aug 20, 2026Form 4	Keough KelliEVP, GBUL, SIPSSold · $203K · 11,286 sh · 10b5-1	Sold· 10b5-1 plan	11,286	$18.00	$203K	356,442	Form 4
Jul 20, 2026Form 4	Keough KelliEVP, GBUL, SIPSSold · $188K · 10,954 sh · 10b5-1	Sold· 10b5-1 plan	10,954	$17.19	$188K	367,728	Form 4
Jun 22, 2026Form 4	Keough KelliEVP, GBUL, SIPSSold · $190K · 10,954 sh · 10b5-1	Sold· 10b5-1 plan	10,954	$17.35	$190K	378,682	Form 4
Jun 18, 2026Form 4	Lavet Robert SGeneral CounselSold · $21K · 1,188 sh	Sold	1,188	$17.55	$21K	88,200	Form 4
Jun 17, 2026Form 4	Rishel JeremyChief Technology OfficerSold · $1.8M · 102,123 sh · 10b5-1	Sold· 10b5-1 plan	102,123	$17.78	$1.8M	895,089.443	Form 4
Jun 16, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorBought · $251K · 13,888 sh	Bought	13,888	$18.06	$251K	11,960,507	Form 4
May 20, 2026Form 4	Keough KelliEVP, GBUL, SIPSSold · $156K · 10,037 sh · 10b5-1	Sold· 10b5-1 plan	10,037	$15.53	$156K	323,247	Form 4
May 11, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorBought · $249K · 15,545 sh	Bought	15,545	$16.00	$249K	11,946,619	Form 4
May 8, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorBought · $250K · 15,878 sh	Bought	15,878	$15.73	$250K	11,931,074	Form 4
Apr 21, 2026Form 4	Keough KelliEVP, GBUL, SIPSSold · $188K · 9,742 sh · 10b5-1	Sold· 10b5-1 plan	9,742	$19.25	$188K	333,284	Form 4
Mar 20, 2026Form 4	Keough KelliEVP, GBUL, SIPSSold · $165K · 9,742 sh · 10b5-1	Sold· 10b5-1 plan	9,742	$16.94	$165K	343,026	Form 4
Mar 18, 2026Form 4	Rishel JeremyChief Technology OfficerSold · $1.7M · 94,958 sh · 10b5-1	Sold· 10b5-1 plan	94,958	$17.43	$1.7M	839,639.972	Form 4
Mar 17, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorBought · $501K · 28,900 sh	Bought	28,900	$17.32	$501K	11,704,352	Form 4
Mar 2, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorBought · $1.0M · 56,000 sh	Bought	56,000	$17.88	$1.0M	11,675,452	Form 4
Feb 20, 2026Form 4	Keough KelliEVP, GBUL, SIPSSold · $184K · 9,755 sh · 10b5-1	Sold· 10b5-1 plan	9,755	$18.87	$184K	293,725	Form 4
Feb 6, 2026Form 4	Freiberg Steven JDirectorSold · $1.9M · 94,225 sh	Sold	94,225	$20.31	$1.9M	588,849	Form 4
Feb 6, 2026Form 4	Lavet Robert SGeneral CounselBought · $105K · 5,000 sh	Bought	5,000	$21.04	$105K	17,172	Form 4
Feb 5, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowBought · $100K · 5,000 sh	Bought	5,000	$19.93	$100K	228,767.81	Form 4
Jan 20, 2026Form 4	Keough KelliEVP, GBUL, SIPSSold · $244K · 9,468 sh · 10b5-1	Sold· 10b5-1 plan	9,468	$25.75	$244K	303,480	Form 4

Awards, exercises, withholding and plan purchases · 127 transactions

Date	Insider	Action	Shares	Price	Value	Held after	Filing
Sep 15, 2026Form 4	Keough KelliEVP, GBUL, SIPSTax withholding · $1.1M · 66,033 sh	Tax withholding	66,033	$17.28	$1.1M	418,276	Form 4
Sep 15, 2026Form 4	Rishel JeremyChief Technology OfficerTax withholding · $721K · 41,750 sh	Tax withholding	41,750	$17.28	$721K	931,274.443	Form 4
Sep 15, 2026Form 4	Lavet Robert SGeneral CounselTax withholding · $249K · 14,414 sh	Tax withholding	14,414	$17.28	$249K	109,843	Form 4
Sep 15, 2026Form 4	Pinto ArunChief Risk OfficerTax withholding · $205K · 11,838 sh	Tax withholding	11,838	$17.28	$205K	228,623	Form 4
Sep 15, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowTax withholding · $48K · 2,757 sh	Tax withholding	2,757	$17.28	$48K	334,335.81	Form 4
Sep 14, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorTax withholding · $3.3M · 188,259 sh	Tax withholding	188,259	$17.32	$3.3M	12,276,337	Form 4
Sep 14, 2026Form 4	Lapointe ChristopherCFO and PAOTax withholding · $1.0M · 59,341 sh	Tax withholding	59,341	$17.32	$1.0M	1,870,290	Form 4
Sep 14, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorExercise or conversion · — · 345,554 sh	Exercise or conversion	345,554	—	—	12,464,596	Form 4
Sep 14, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorExercise or conversion · Restricted Stock Unit · $0 · 345,554 sh	Exercise or conversion· Restricted Stock Unit	345,554	$0.00	$0	772,668	Form 4
Sep 14, 2026Form 4	Keough KelliEVP, GBUL, SIPSExercise or conversion · — · 127,867 sh	Exercise or conversion	127,867	—	—	484,309	Form 4
Sep 14, 2026Form 4	Keough KelliEVP, GBUL, SIPSExercise or conversion · Restricted Stock Unit · $0 · 127,867 sh	Exercise or conversion· Restricted Stock Unit	127,867	$0.00	$0	79,541	Form 4
Sep 14, 2026Form 4	Lapointe ChristopherCFO and PAOExercise or conversion · — · 104,152 sh	Exercise or conversion	104,152	—	—	1,929,631	Form 4
Sep 14, 2026Form 4	Lapointe ChristopherCFO and PAOExercise or conversion · Restricted Stock Unit · $0 · 104,152 sh	Exercise or conversion· Restricted Stock Unit	104,152	$0.00	$0	204,531	Form 4
Sep 14, 2026Form 4	Rishel JeremyChief Technology OfficerExercise or conversion · — · 77,935 sh	Exercise or conversion	77,935	—	—	973,024.443	Form 4
Sep 14, 2026Form 4	Rishel JeremyChief Technology OfficerExercise or conversion · Restricted Stock Unit · $0 · 77,935 sh	Exercise or conversion· Restricted Stock Unit	77,935	$0.00	$0	159,080	Form 4
Sep 14, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · — · 36,057 sh	Exercise or conversion	36,057	—	—	124,257	Form 4
Sep 14, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · Restricted Stock Unit · $0 · 36,057 sh	Exercise or conversion· Restricted Stock Unit	36,057	$0.00	$0	36,058	Form 4
Sep 14, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · — · 21,174 sh	Exercise or conversion	21,174	—	—	240,461	Form 4
Sep 14, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · Restricted Stock Unit · $0 · 21,174 sh	Exercise or conversion· Restricted Stock Unit	21,174	$0.00	$0	136,354	Form 4
Sep 14, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · — · 6,493 sh	Exercise or conversion	6,493	—	—	337,092.81	Form 4
Sep 14, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · Restricted Stock Unit · $0 · 6,493 sh	Exercise or conversion· Restricted Stock Unit	6,493	$0.00	$0	90,903	Form 4
Aug 18, 2026Form 4	Pinto ArunChief Risk OfficerTax withholding · $452K · 25,118 sh	Tax withholding	25,118	$18.00	$452K	219,287	Form 4
Aug 18, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowTax withholding · $427K · 23,720 sh	Tax withholding	23,720	$18.00	$427K	330,599.81	Form 4
Aug 17, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · — · 55,731 sh	Exercise or conversion	55,731	—	—	354,319.81	Form 4
Aug 17, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · Restricted Stock Unit · $0 · 55,731 sh	Exercise or conversion· Restricted Stock Unit	55,731	$0.00	$0	445,848	Form 4
Aug 17, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · — · 45,389 sh	Exercise or conversion	45,389	—	—	244,405	Form 4
Aug 17, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · Restricted Stock Unit · $0 · 45,389 sh	Exercise or conversion· Restricted Stock Unit	45,389	$0.00	$0	272,332	Form 4
Jul 17, 2026Form 4	Freiberg Steven JDirectorAward · Deferred Stock Unit · $0 · 13,993 sh	Award· Deferred Stock Unit	13,993	$0.00	$0	13,993	Form 4
Jul 17, 2026Form 4	Meltzer GaryDirectorAward · Restricted Stock Unit · — · 13,993 sh	Award· Restricted Stock Unit	13,993	—	—	13,993	Form 4
Jul 14, 2026Form 4	HUTTON GEORGE THOMPSONDirectorAward · Restricted Stock Unit · — · 13,993 sh	Award· Restricted Stock Unit	13,993	—	—	13,993	Form 4
Jul 14, 2026Form 4	YESIL MAGDALENADirectorAward · Deferred Stock Unit · $0 · 13,993 sh	Award· Deferred Stock Unit	13,993	$0.00	$0	13,993	Form 4
Jul 14, 2026Form 4	Freiberg Steven JDirectorAward · Deferred Stock Unit · $0 · 13,993 sh	Award· Deferred Stock Unit	13,993	$0.00	$0	13,993	Form 4
Jul 14, 2026Form 4	Hele John C.R.DirectorAward · Restricted Stock Unit · — · 13,993 sh	Award· Restricted Stock Unit	13,993	—	—	13,993	Form 4
Jul 14, 2026Form 4	Liang ClaraDirectorAward · Deferred Stock Unit · $0 · 13,993 sh	Award· Deferred Stock Unit	13,993	$0.00	$0	13,993	Form 4
Jul 14, 2026Form 4	Ruzwana BashirDirectorAward · Restricted Stock Unit · — · 13,993 sh	Award· Restricted Stock Unit	13,993	—	—	13,993	Form 4
Jul 14, 2026Form 4	Meltzer GaryDirectorAward · Restricted Stock Unit · — · 13,993 sh	Award· Restricted Stock Unit	13,993	—	—	13,993	Form 4
Jul 14, 2026Form 4	Borden William A.DirectorAward · Restricted Stock Unit · — · 13,993 sh	Award· Restricted Stock Unit	13,993	—	—	13,993	Form 4
Jul 14, 2026Form 4	Green Dana R.DirectorAward · Deferred Stock Unit · $0 · 13,993 sh	Award· Deferred Stock Unit	13,993	$0.00	$0	13,993	Form 4
Jun 26, 2026Form 4	Borden William A.DirectorAward · Deferred Stock Unit · $0 · 1,016 sh	Award· Deferred Stock Unit	1,016	$0.00	$0	1,016	Form 4
Jun 17, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · — · 2,823 sh	Exercise or conversion	2,823	—	—	89,388	Form 4
Jun 17, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · Restricted Stock Unit · $0 · 2,823 sh	Exercise or conversion· Restricted Stock Unit	2,823	$0.00	$0	0	Form 4
Jun 17, 2026Form 4	Meltzer GaryDirectorExercise or conversion · — · 2,823 sh	Exercise or conversion	2,823	—	—	71,281	Form 4
Jun 17, 2026Form 4	Meltzer GaryDirectorExercise or conversion · Restricted Stock Unit · $0 · 2,823 sh	Exercise or conversion· Restricted Stock Unit	2,823	$0.00	$0	0	Form 4
Jun 16, 2026Form 4	Rishel JeremyChief Technology OfficerTax withholding · $2.7M · 155,605 sh · 10b5-1	Tax withholding· 10b5-1 plan	155,605	$17.61	$2.7M	997,212.443	Form 4
Jun 16, 2026Form 4	Keough KelliEVP, GBUL, SIPSTax withholding · $1.1M · 61,479 sh	Tax withholding	61,479	$17.61	$1.1M	389,636	Form 4
Jun 16, 2026Form 4	Lavet Robert SGeneral CounselTax withholding · $263K · 14,914 sh	Tax withholding	14,914	$17.61	$263K	86,565	Form 4
Jun 16, 2026Form 4	Pinto ArunChief Risk OfficerTax withholding · $194K · 11,029 sh	Tax withholding	11,029	$17.61	$194K	199,016	Form 4
Jun 16, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowTax withholding · $44K · 2,509 sh	Tax withholding	2,509	$17.61	$44K	298,588.81	Form 4
Jun 15, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorTax withholding · $3.1M · 187,018 sh	Tax withholding	187,018	$16.58	$3.1M	12,119,042	Form 4
Jun 15, 2026Form 4	Lapointe ChristopherCFO and PAOTax withholding · $916K · 55,219 sh	Tax withholding	55,219	$16.58	$916K	1,825,479	Form 4
Jun 15, 2026Form 4	YESIL MAGDALENADirectorGift · $0 · 866,208 sh	Gift	866,208	$0.00	$0	433,104	Form 4
Jun 15, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorExercise or conversion · — · 345,553 sh	Exercise or conversion	345,553	—	—	12,306,060	Form 4
Jun 15, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorExercise or conversion · Restricted Stock Unit · $0 · 345,553 sh	Exercise or conversion· Restricted Stock Unit	345,553	$0.00	$0	827,859	Form 4
Jun 15, 2026Form 4	Rishel JeremyChief Technology OfficerExercise or conversion · — · 311,862 sh · 10b5-1	Exercise or conversion· 10b5-1 plan	311,862	—	—	1,152,817.443	Form 4
Jun 15, 2026Form 4	Rishel JeremyChief Technology OfficerExercise or conversion · Restricted Stock Unit · $0 · 311,862 sh · 10b5-1	Exercise or conversion· Restricted Stock Unit· 10b5-1 plan	311,862	$0.00	$0	170,443	Form 4
Jun 15, 2026Form 4	Keough KelliEVP, GBUL, SIPSExercise or conversion · — · 127,868 sh	Exercise or conversion	127,868	—	—	451,115	Form 4
Jun 15, 2026Form 4	Keough KelliEVP, GBUL, SIPSExercise or conversion · Restricted Stock Unit · $0 · 127,868 sh	Exercise or conversion· Restricted Stock Unit	127,868	$0.00	$0	85,222	Form 4
Jun 15, 2026Form 4	Lapointe ChristopherCFO and PAOExercise or conversion · — · 104,152 sh	Exercise or conversion	104,152	—	—	1,880,698	Form 4
Jun 15, 2026Form 4	Lapointe ChristopherCFO and PAOExercise or conversion · Restricted Stock Unit · $0 · 104,152 sh	Exercise or conversion· Restricted Stock Unit	104,152	$0.00	$0	219,140	Form 4
Jun 15, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · — · 36,057 sh	Exercise or conversion	36,057	—	—	101,479	Form 4
Jun 15, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · Restricted Stock Unit · $0 · 36,057 sh	Exercise or conversion· Restricted Stock Unit	36,057	$0.00	$0	72,115	Form 4
Jun 15, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · — · 21,173 sh	Exercise or conversion	21,173	—	—	210,045	Form 4
Jun 15, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · Restricted Stock Unit · $0 · 21,173 sh	Exercise or conversion· Restricted Stock Unit	21,173	$0.00	$0	146,094	Form 4
Jun 15, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · — · 6,493 sh	Exercise or conversion	6,493	—	—	301,097.81	Form 4
Jun 15, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · Restricted Stock Unit · $0 · 6,493 sh	Exercise or conversion· Restricted Stock Unit	6,493	$0.00	$0	97,396	Form 4
Jun 10, 2026Form 4	Lavet Robert SGeneral CounselTax withholding · $16K · 1,020 sh	Tax withholding	1,020	$16.06	$16K	65,422	Form 4
Jun 9, 2026Form 4	Meltzer GaryDirectorExercise or conversion · — · 23,537 sh	Exercise or conversion	23,537	—	—	68,458	Form 4
Jun 9, 2026Form 4	Meltzer GaryDirectorExercise or conversion · Restricted Stock Unit · $0 · 23,537 sh	Exercise or conversion· Restricted Stock Unit	23,537	$0.00	$0	0	Form 4
Jun 9, 2026Form 4	HUTTON GEORGE THOMPSONDirectorExercise or conversion · — · 18,388 sh	Exercise or conversion	18,388	—	—	18,388	Form 4
Jun 9, 2026Form 4	HUTTON GEORGE THOMPSONDirectorExercise or conversion · Restricted Stock Unit · $0 · 18,388 sh	Exercise or conversion· Restricted Stock Unit	18,388	$0.00	$0	0	Form 4
Jun 9, 2026Form 4	YESIL MAGDALENADirectorExercise or conversion · — · 18,388 sh	Exercise or conversion	18,388	—	—	433,104	Form 4
Jun 9, 2026Form 4	YESIL MAGDALENADirectorExercise or conversion · Restricted Stock Unit · $0 · 18,388 sh	Exercise or conversion· Restricted Stock Unit	18,388	$0.00	$0	0	Form 4
Jun 9, 2026Form 4	Liang ClaraDirectorExercise or conversion · — · 18,388 sh	Exercise or conversion	18,388	—	—	115,645	Form 4
Jun 9, 2026Form 4	Liang ClaraDirectorExercise or conversion · Restricted Stock Unit · $0 · 18,388 sh	Exercise or conversion· Restricted Stock Unit	18,388	$0.00	$0	0	Form 4
Jun 9, 2026Form 4	Ruzwana BashirDirectorExercise or conversion · — · 18,388 sh	Exercise or conversion	18,388	—	—	79,359	Form 4
Jun 9, 2026Form 4	Ruzwana BashirDirectorExercise or conversion · Restricted Stock Unit · $0 · 18,388 sh	Exercise or conversion· Restricted Stock Unit	18,388	$0.00	$0	0	Form 4
Jun 9, 2026Form 4	Freiberg Steven JDirectorExercise or conversion · — · 5,149 sh	Exercise or conversion	5,149	—	—	593,998	Form 4
Jun 9, 2026Form 4	Freiberg Steven JDirectorExercise or conversion · Restricted Stock Unit · $0 · 5,149 sh	Exercise or conversion· Restricted Stock Unit	5,149	$0.00	$0	0	Form 4
Jun 9, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · — · 5,149 sh	Exercise or conversion	5,149	—	—	66,442	Form 4
Jun 9, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · Restricted Stock Unit · $0 · 5,149 sh	Exercise or conversion· Restricted Stock Unit	5,149	$0.00	$0	0	Form 4
Jun 8, 2026Form 4	Rishel JeremyChief Technology OfficerAward · $18K · 1,315.471 sh · 10b5-1	Award· 10b5-1 plan	1,315.471	$13.63	$18K	840,955.443	Form 4
May 15, 2026Form 4	Pinto ArunChief Risk OfficerTax withholding · $384K · 24,805 sh	Tax withholding	24,805	$15.49	$384K	188,872	Form 4
May 15, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowTax withholding · $349K · 22,542 sh	Tax withholding	22,542	$15.49	$349K	294,604.81	Form 4
May 14, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · — · 55,731 sh	Exercise or conversion	55,731	—	—	317,146.81	Form 4
May 14, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · Restricted Stock Unit · $0 · 55,731 sh	Exercise or conversion· Restricted Stock Unit	55,731	$0.00	$0	501,579	Form 4
May 14, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · — · 45,388 sh	Exercise or conversion	45,388	—	—	213,677	Form 4
May 14, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · Restricted Stock Unit · $0 · 45,388 sh	Exercise or conversion· Restricted Stock Unit	45,388	$0.00	$0	317,721	Form 4
Mar 31, 2026Form 4	Borden William A.DirectorAward · Deferred Stock Unit · $0 · 1,191 sh	Award· Deferred Stock Unit	1,191	$0.00	$0	1,191	Form 4
Mar 17, 2026Form 4	Rishel JeremyChief Technology OfficerTax withholding · $2.8M · 160,500 sh · 10b5-1	Tax withholding· 10b5-1 plan	160,500	$17.62	$2.8M	934,597.972	Form 4
Mar 17, 2026Form 4	Keough KelliEVP, GBUL, SIPSTax withholding · $1.1M · 63,145 sh	Tax withholding	63,145	$17.62	$1.1M	352,768	Form 4
Mar 17, 2026Form 4	Lavet Robert SGeneral CounselTax withholding · $294K · 16,669 sh	Tax withholding	16,669	$17.62	$294K	61,293	Form 4
Mar 17, 2026Form 4	Pinto ArunChief Risk OfficerTax withholding · $112K · 6,375 sh	Tax withholding	6,375	$17.62	$112K	168,289	Form 4
Mar 16, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorTax withholding · $4.4M · 249,004 sh	Tax withholding	249,004	$17.76	$4.4M	11,915,196	Form 4
Mar 16, 2026Form 4	Lapointe ChristopherCFO and PAOTax withholding · $1.5M · 82,913 sh	Tax withholding	82,913	$17.76	$1.5M	1,776,546	Form 4
Mar 16, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorExercise or conversion · — · 459,848 sh	Exercise or conversion	459,848	—	—	12,164,200	Form 4
Mar 16, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorExercise or conversion · Restricted Stock Unit · $0 · 459,848 sh	Exercise or conversion· Restricted Stock Unit	459,848	$0.00	$0	822,385	Form 4
Mar 16, 2026Form 4	Rishel JeremyChief Technology OfficerExercise or conversion · — · 300,500 sh · 10b5-1	Exercise or conversion· 10b5-1 plan	300,500	—	—	1,095,097.972	Form 4
Mar 16, 2026Form 4	Rishel JeremyChief Technology OfficerExercise or conversion · Restricted Stock Unit · $0 · 300,500 sh · 10b5-1	Exercise or conversion· Restricted Stock Unit· 10b5-1 plan	300,500	$0.00	$0	244,362	Form 4
Mar 16, 2026Form 4	Lapointe ChristopherCFO and PAOExercise or conversion · — · 155,907 sh	Exercise or conversion	155,907	—	—	1,859,459	Form 4
Mar 16, 2026Form 4	Lapointe ChristopherCFO and PAOExercise or conversion · Restricted Stock Unit · $0 · 155,907 sh	Exercise or conversion· Restricted Stock Unit	155,907	$0.00	$0	311,008	Form 4
Mar 16, 2026Form 4	Keough KelliEVP, GBUL, SIPSExercise or conversion · — · 122,188 sh	Exercise or conversion	122,188	—	—	415,913	Form 4
Mar 16, 2026Form 4	Keough KelliEVP, GBUL, SIPSExercise or conversion · Restricted Stock Unit · $0 · 122,188 sh	Exercise or conversion· Restricted Stock Unit	122,188	$0.00	$0	156,812	Form 4
Mar 16, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · — · 36,057 sh	Exercise or conversion	36,057	—	—	77,962	Form 4
Mar 16, 2026Form 4	Lavet Robert SGeneral CounselExercise or conversion · Restricted Stock Unit · $0 · 36,057 sh	Exercise or conversion· Restricted Stock Unit	36,057	$0.00	$0	108,172	Form 4
Mar 16, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · — · 11,434 sh	Exercise or conversion	11,434	—	—	174,664	Form 4
Mar 16, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · Restricted Stock Unit · $0 · 11,434 sh	Exercise or conversion· Restricted Stock Unit	11,434	$0.00	$0	137,210	Form 4
Mar 11, 2026Form 4	Noto AnthonyChief Executive Officer · DirectorAward · Restricted Stock Unit · $0 · 883,049 sh	Award· Restricted Stock Unit	883,049	$0.00	$0	883,049	Form 4
Mar 11, 2026Form 4	Lapointe ChristopherCFO and PAOAward · Restricted Stock Unit · $0 · 233,749 sh	Award· Restricted Stock Unit	233,749	$0.00	$0	233,749	Form 4
Mar 11, 2026Form 4	Rishel JeremyChief Technology OfficerAward · Restricted Stock Unit · $0 · 181,805 sh	Award· Restricted Stock Unit	181,805	$0.00	$0	181,805	Form 4
Mar 11, 2026Form 4	Pinto ArunChief Risk OfficerAward · Restricted Stock Unit · $0 · 155,833 sh	Award· Restricted Stock Unit	155,833	$0.00	$0	155,833	Form 4
Mar 11, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowAward · Restricted Stock Unit · $0 · 103,889 sh	Award· Restricted Stock Unit	103,889	$0.00	$0	103,889	Form 4
Mar 11, 2026Form 4	Keough KelliEVP, GBUL, SIPSAward · Restricted Stock Unit · $0 · 90,903 sh	Award· Restricted Stock Unit	90,903	$0.00	$0	90,903	Form 4
Feb 18, 2026Form 4	Pinto ArunChief Risk OfficerTax withholding · $499K · 25,420 sh	Tax withholding	25,420	$19.62	$499K	163,230	Form 4
Feb 18, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowTax withholding · $453K · 23,083 sh	Tax withholding	23,083	$19.62	$453K	261,415.81	Form 4
Feb 17, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · — · 55,731 sh	Exercise or conversion	55,731	—	—	284,498.81	Form 4
Feb 17, 2026Form 4	Schuppenhauer EricEVP GBUL BorrowExercise or conversion · Restricted Stock Unit · $0 · 55,731 sh	Exercise or conversion· Restricted Stock Unit	55,731	$0.00	$0	557,310	Form 4
Feb 17, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · — · 45,389 sh	Exercise or conversion	45,389	—	—	188,650	Form 4
Feb 17, 2026Form 4	Pinto ArunChief Risk OfficerExercise or conversion · Restricted Stock Unit · $0 · 45,389 sh	Exercise or conversion· Restricted Stock Unit	45,389	$0.00	$0	363,109	Form 4
Feb 9, 2026Form 4	Lavet Robert SGeneral CounselAward · Restricted Stock Unit · $0 · 144,229 sh	Award· Restricted Stock Unit	144,229	$0.00	$0	144,229	Form 4
Feb 6, 2026Form 4	Freiberg Steven JDirectorExercise or conversion · $1.8M · 250,000 sh	Exercise or conversion	250,000	$7.33	$1.8M	683,074	Form 4
Feb 6, 2026Form 4	Freiberg Steven JDirectorExercise or conversion · Stock Options (right to buy) · $0 · 250,000 sh	Exercise or conversion· Stock Options (right to buy)	250,000	$0.00	$0	63,704	Form 4
Feb 2, 2026Form 4	Pinto ArunChief Risk OfficerOther · — · 71,500 sh	Other	71,500	—	—	71,500	Form 4
Sep 26, 2025Form 4	Borden William A.DirectorAward · Deferred Stock Unit · $0 · 648 sh	Award· Deferred Stock Unit	648	$0.00	$0	648	Form 4
Jun 27, 2025Form 4	Borden William A.DirectorAward · Deferred Stock Unit · $0 · 1,233 sh	Award· Deferred Stock Unit	1,233	$0.00	$0	1,233	Form 4
Mar 25, 2025Form 4	Borden William A.DirectorAward · Deferred Stock Unit · $0 · 1,404 sh	Award· Deferred Stock Unit	1,404	$0.00	$0	1,404	Form 4
Dec 27, 2024Form 4	Borden William A.DirectorAward · Deferred Stock Unit · $0 · 1,752 sh	Award· Deferred Stock Unit	1,752	$0.00	$0	1,752	Form 4
Sep 27, 2024Form 4	Borden William A.DirectorAward · Deferred Stock Unit · $0 · 1,752 sh	Award· Deferred Stock Unit	1,752	$0.00	$0	1,752	Form 4

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K is described by its items. A form opens the document on EDGAR, or the filing’s index where it furnishes exhibits (an earnings release is the 8-K’s Exhibit 99.1).

2026 · 12 filings

Filed	Form	What it is	Period
Aug 6, 202610-Q	10-Q	Quarterly report, Q2 2026 — revenue $1.22B (+43% y/y), net income $156.6M, EPS $0.12	Jun 30, 2026
Jul 29, 20268-K	8-K	Earnings release — EPS $0.12 vs $0.11 est. (+9.1%); revenue $1.22B (+43% y/y) 8.9%	Jul 29, 2026
Jun 18, 20268-K	8-K	Shareholder vote results	Jun 17, 2026
May 7, 202610-Q	10-Q	Quarterly report, Q1 2026 — revenue $1.10B (+43% y/y), net income $166.7M, EPS $0.12	Mar 31, 2026
Apr 30, 2026ARS	ARS	Annual report to shareholders	Dec 31, 2025
Apr 30, 2026DEFA14A	DEFA14A	Additional proxy materials	—
Apr 30, 2026DEF 14A	DEF 14A	Proxy statement	Apr 30, 2026
Apr 29, 20268-K	8-K	Earnings release — EPS $0.12 vs $0.12 est. (+0.0%); revenue $1.10B (+43% y/y) 15.4%	Apr 29, 2026
Feb 17, 202610-K	10-K	Annual report, FY2025 — revenue $3.61B (+35% y/y), net income $481.3M, EPS $0.39	Dec 31, 2025
Jan 30, 20268-K	8-K	Earnings release — EPS $0.13 vs $0.12 est. (+8.3%); revenue $1.03B (+40% y/y) 6.4%	Jan 30, 2026
Jan 9, 20268-K	8-K	Directors or officers; compensation	Jan 5, 2026
Jan 5, 20268-K	8-K	Other events	Jan 2, 2026

2025 · 21 filings

Filed	Form	What it is	Period
Dec 8, 20258-K	8-K	Other events	Dec 4, 2025
Dec 5, 20258-K	8-K	Other events	Dec 4, 2025
Dec 4, 20258-K	8-K	Directors or officers; compensation	Dec 2, 2025
Nov 13, 20258-K	8-K	Regulation FD disclosure	Nov 12, 2025
Nov 6, 202510-Q	10-Q	Quarterly report, Q3 2025 — revenue $961.6M (+38% y/y), net income $139.4M, EPS $0.11	Sep 30, 2025
Oct 28, 20258-K	8-K	Earnings release — EPS $0.11 vs $0.09 est. (+22.2%); revenue $961.6M (+38% y/y) 5.5%	Oct 28, 2025
Aug 29, 20258-K	8-K	Regulation FD disclosure	Aug 28, 2025
Aug 7, 202510-Q	10-Q	Quarterly report, Q2 2025 — revenue $854.9M (+43% y/y), net income $97.3M, EPS $0.08	Jun 30, 2025
Jul 31, 20258-K	8-K	Other events	Jul 29, 2025
Jul 30, 20258-K	8-K	Other events	Jul 29, 2025
Jul 29, 20258-K	8-K	Results of operations	Jul 29, 2025
May 30, 20258-K	8-K	Shareholder vote results	May 28, 2025
May 6, 202510-Q	10-Q	Quarterly report, Q1 2025 — revenue $771.8M (+20% y/y), net income $71.1M, EPS $0.06	Mar 31, 2025
Apr 29, 20258-K	8-K	Results of operations	Apr 29, 2025
Apr 15, 2025ARS	ARS	Annual report to shareholders	Dec 31, 2024
Apr 15, 2025DEFA14A	DEFA14A	Additional proxy materials	—
Apr 15, 2025DEF 14A	DEF 14A	Proxy statement	Apr 15, 2025
Mar 27, 20258-K	8-K	Directors or officers; compensation	Mar 21, 2025
Feb 24, 202510-K	10-K	Annual report, FY2024 — revenue $2.67B (+26% y/y), net income $498.7M, EPS $0.39	Dec 31, 2024
Jan 27, 20258-K	8-K	Results of operations	Jan 27, 2025
Jan 10, 20258-K	8-K	Directors or officers; compensation	Jan 8, 2025

2024 · 25 filings

Filed	Form	What it is	Period
Dec 17, 20248-K	8-K	Regulation FD disclosure	Dec 17, 2024
Dec 17, 20248-K	8-K	Regulation FD disclosure	Dec 16, 2024
Nov 7, 202410-Q	10-Q	Quarterly report, Q3 2024 — revenue $697.1M (+30% y/y), net income $60.7M, EPS $0.05	Sep 30, 2024
Oct 29, 20248-K	8-K	Results of operations	Oct 29, 2024
Aug 6, 202410-Q	10-Q	Quarterly report, Q2 2024 — revenue $598.6M (+20% y/y), net income $17.4M, EPS $0.01	Jun 30, 2024
Jul 30, 20248-K	8-K	Results of operations	Jul 30, 2024
Jul 3, 20248-K	8-K	Directors or officers; compensation	Jun 27, 2024
May 23, 20248-K	8-K	Shareholder vote results	May 21, 2024
May 7, 202410-Q	10-Q	Quarterly report, Q1 2024 — revenue $645.0M (+37% y/y), net income $88.0M, EPS $0.02	Mar 31, 2024
Apr 29, 20248-K	8-K	Results of operations	Apr 29, 2024
Apr 24, 20248-K	8-K	Regulation FD disclosure	Apr 22, 2024
Apr 8, 2024ARS	ARS	Annual report to shareholders	Dec 31, 2023
Apr 8, 2024DEFA14A	DEFA14A	Additional proxy materials	—
Apr 8, 2024DEF 14A	DEF 14A	Proxy statement	Apr 8, 2024
Mar 26, 20248-K	8-K	Regulation FD disclosure	Mar 25, 2024
Mar 26, 20248-K/A	8-K/A	Material definitive agreement; Unregistered sale of equity	Mar 4, 2024
Mar 26, 20248-K	8-K	Directors or officers; compensation	Mar 21, 2024
Mar 8, 20248-K	8-K	Directors or officers; compensation	Mar 6, 2024
Mar 8, 20248-K	8-K	Material definitive agreement; New financial obligation; Unregistered sale of equity	Mar 4, 2024
Mar 6, 20248-K	8-K	Other events	Mar 5, 2024
Mar 5, 20248-K	8-K	Other events	Mar 5, 2024
Feb 27, 202410-K	10-K	Annual report, FY2023 — revenue $2.12B (+35% y/y), net income −$300.7M, EPS −$0.36	Dec 31, 2023
Feb 8, 20248-K	8-K	Directors or officers; compensation	Feb 7, 2024
Jan 31, 20248-K	8-K	Directors or officers; compensation	Jan 25, 2024
Jan 29, 20248-K	8-K	Results of operations	Jan 29, 2024

2023 · 16 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Filed	Form	What it is	Period
Nov 8, 202310-Q	10-Q	Quarterly report, Q3 2023 — revenue $537.2M (+27% y/y), net income −$266.7M, EPS −$0.29	Sep 30, 2023
Aug 8, 202310-Q	10-Q	Quarterly report, Q2 2023 — revenue $498.0M (+37% y/y), net income −$47.5M, EPS −$0.06	Jun 30, 2023
May 10, 202310-Q	10-Q	Quarterly report, Q1 2023 — revenue $472.2M (+43% y/y), net income −$34.4M, EPS −$0.05	Mar 31, 2023
Apr 28, 2023ARS	ARS	Annual report to shareholders	Dec 31, 2022
Apr 28, 2023DEFA14A	DEFA14A	Additional proxy materials	—
Apr 28, 2023DEF 14A	DEF 14A	Proxy statement	—
Apr 14, 2023PRE 14A	PRE 14A	Preliminary proxy statement	—
Mar 1, 202310-K	10-K	Annual report, FY2022 — revenue $1.57B (+60% y/y), net income −$320.4M, EPS −$0.40	Dec 31, 2022

8 current reports (8-K) not listed; the year is on EDGAR.

2022 · 23 filings — 14 × 8-K, 3 × 10-Q, 2 × DEFA14A and 4 other forms

Filed	Form	What it is	Period
Nov 9, 202210-Q	10-Q	Quarterly report, Q3 2022 — revenue $424.0M (+56% y/y), net income −$74.2M, EPS −$0.09	Sep 30, 2022
Aug 9, 202210-Q	10-Q	Quarterly report, Q2 2022 — revenue $362.5M (+57% y/y), net income −$95.8M, EPS −$0.12	Jun 30, 2022
Jun 3, 2022DEFA14A	DEFA14A	Additional proxy materials	—
May 23, 2022DEFA14A	DEFA14A	Additional proxy materials	—
May 23, 2022DEF 14A	DEF 14A	Proxy statement	May 23, 2022
May 12, 2022PRE 14A	PRE 14A	Preliminary proxy statement	Jul 12, 2022
May 10, 202210-Q	10-Q	Quarterly report, Q1 2022 — revenue $330.3M (+69% y/y), net income −$110.4M, EPS −$0.14	Mar 31, 2022
May 2, 202210-K/A	10-K/A	Annual report, amended	Dec 31, 2021
Mar 1, 202210-K	10-K	Annual report, FY2021 — revenue $984.9M (+74% y/y), net income −$483.9M, EPS −$1.00	Dec 31, 2021

14 current reports (8-K) not listed; the year is on EDGAR.

2021 · 25 filings — 18 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Filed	Form	What it is	Period
Nov 15, 202110-Q	10-Q	Quarterly report, Q3 2021 — revenue $272.0M (+35% y/y), net income −$30.0M, EPS −$0.05	Sep 30, 2021
Aug 16, 202110-Q	10-Q	Quarterly report, Q2 2021 — revenue $231.3M (+101% y/y), net income −$165.3M, EPS −$0.48	Jun 30, 2021
May 24, 202110-Q	10-Q	Quarterly report, Q1 2021 — revenue $196.0M, net income −$177.6M, EPS −$1.61	Mar 31, 2021
May 7, 2021DEF 14A	DEF 14A	Proxy statement	May 27, 2021
Apr 22, 202110-K/A	10-K/A	Annual report, amended	Dec 31, 2020
Mar 17, 202110-K	10-K	Annual report	Dec 31, 2020

19 current reports (8-K) not listed; the year is on EDGAR.

2020 · 5 filings — 4 × 8-K, 1 × 10-Q

Filed	Form	What it is	Period
Nov 23, 202010-Q	10-Q	Quarterly report, Q3 2020 — revenue $200.8M, net income −$42.9M, EPS −$0.70	Sep 30, 2020

4 current reports (8-K) not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 106 filings — 73 × 4, 30 × 144, 1 × 3 and 2 other forms

Filed	Form	What it is	Period
Sep 23, 20264	4	Insider transaction (Form 4)	Sep 21, 2026
Sep 23, 20264	4	Insider transaction (Form 4)	Sep 21, 2026
Sep 21, 2026144	144	Notice of proposed sale (Form 144)	—
Sep 21, 2026144	144	Notice of proposed sale (Form 144)	—
Sep 16, 20264	4	Insider transaction (Form 4)	Sep 14, 2026
Sep 16, 20264	4	Insider transaction (Form 4)	Sep 14, 2026
Sep 16, 20264	4	Insider transaction (Form 4)	Sep 14, 2026
Sep 16, 20264	4	Insider transaction (Form 4)	Sep 14, 2026
Sep 16, 20264	4	Insider transaction (Form 4)	Sep 14, 2026
Sep 16, 20264	4	Insider transaction (Form 4)	Sep 14, 2026
Sep 16, 20264	4	Insider transaction (Form 4)	Sep 14, 2026
Sep 15, 2026144	144	Notice of proposed sale (Form 144)	—
Sep 15, 2026144	144	Notice of proposed sale (Form 144)	—
Sep 15, 2026144	144	Notice of proposed sale (Form 144)	—
Sep 15, 2026144	144	Notice of proposed sale (Form 144)	—
Sep 15, 2026144	144	Notice of proposed sale (Form 144)	—
Aug 24, 20264	4	Insider transaction (Form 4)	Aug 20, 2026
Aug 19, 20264	4	Insider transaction (Form 4)	Aug 17, 2026
Aug 19, 20264	4	Insider transaction (Form 4)	Aug 17, 2026
Aug 18, 2026144	144	Notice of proposed sale (Form 144)	—
Aug 18, 2026144	144	Notice of proposed sale (Form 144)	—
Jul 27, 20264	4	Insider transaction (Form 4)	Jul 14, 2026
Jul 27, 20264	4	Insider transaction (Form 4)	Jul 14, 2026
Jul 27, 20264	4	Insider transaction (Form 4)	Jul 14, 2026
Jul 27, 20264	4	Insider transaction (Form 4)	Jul 14, 2026

The newest 25 of 106 shown; the full year is on EDGAR.

2025 · 134 filings — 85 × 4, 41 × 144, 3 × 424B3 and 5 other forms

Filed	Form	What it is	Period
Dec 31, 20254	4	Insider transaction (Form 4)	Dec 29, 2025
Dec 23, 20254	4	Insider transaction (Form 4)	Dec 23, 2025
Dec 23, 2025144	144	Notice of proposed sale (Form 144)	—
Dec 22, 20254	4	Insider transaction (Form 4)	Dec 17, 2025
Dec 17, 20254	4	Insider transaction (Form 4)	Dec 15, 2025
Dec 17, 20254	4	Insider transaction (Form 4)	Dec 8, 2025
Dec 17, 20254	4	Insider transaction (Form 4)	Dec 15, 2025
Dec 17, 20254	4	Insider transaction (Form 4)	Dec 15, 2025
Dec 17, 20254	4	Insider transaction (Form 4)	Dec 15, 2025
Dec 17, 20254	4	Insider transaction (Form 4)	Dec 15, 2025
Dec 17, 2025144	144	Notice of proposed sale (Form 144)	—
Dec 16, 2025144	144	Notice of proposed sale (Form 144)	—
Dec 16, 2025144	144	Notice of proposed sale (Form 144)	—
Dec 16, 2025144	144	Notice of proposed sale (Form 144)	—
Dec 16, 2025144	144	Notice of proposed sale (Form 144)	—
Dec 5, 2025424B3	424B3	Prospectus	—
Dec 4, 2025FWP	FWP	Free writing prospectus	—
Dec 1, 2025144	144	Notice of proposed sale (Form 144)	—
Dec 1, 20254	4	Insider transaction (Form 4)	Dec 1, 2025
Nov 26, 2025144	144	Notice of proposed sale (Form 144)	—
Nov 26, 20254	4	Insider transaction (Form 4)	Nov 26, 2025
Nov 21, 20254	4	Insider transaction (Form 4)	Nov 21, 2025
Nov 21, 20254	4	Insider transaction (Form 4)	Nov 20, 2025
Nov 21, 2025144	144	Notice of proposed sale (Form 144)	—
Nov 18, 20254	4	Insider transaction (Form 4)	Nov 14, 2025

The newest 25 of 134 shown; the full year is on EDGAR.

2024 · 117 filings — 75 × 4, 30 × 144, 7 × 3 and 4 other forms

Filed	Form	What it is	Period
Dec 23, 20244	4	Insider transaction (Form 4)	May 21, 2024
Dec 23, 20244	4	Insider transaction (Form 4)	Dec 23, 2024
Dec 23, 2024144	144	Notice of proposed sale (Form 144)	—
Dec 20, 20244	4	Insider transaction (Form 4)	Dec 19, 2024
Dec 19, 2024144	144	Notice of proposed sale (Form 144)	—
Dec 18, 20244	4	Insider transaction (Form 4)	Dec 16, 2024
Dec 18, 20244	4	Insider transaction (Form 4)	Dec 16, 2024
Dec 18, 20244	4	Insider transaction (Form 4)	Dec 16, 2024
Dec 18, 20244	4	Insider transaction (Form 4)	Dec 16, 2024
Dec 18, 20244	4	Insider transaction (Form 4)	Dec 16, 2024
Dec 18, 20244	4	Insider transaction (Form 4)	Dec 16, 2024
Dec 17, 2024144	144	Notice of proposed sale (Form 144)	—
Dec 17, 2024144	144	Notice of proposed sale (Form 144)	—
Dec 17, 2024144	144	Notice of proposed sale (Form 144)	—
Dec 17, 2024144	144	Notice of proposed sale (Form 144)	—
Dec 17, 2024UPLOAD	UPLOAD	Letter from the SEC staff	—
Dec 17, 20244	4	Insider transaction (Form 4)	Dec 16, 2024
Dec 16, 2024144	144	Notice of proposed sale (Form 144)	—
Dec 16, 20244	4	Insider transaction (Form 4)	Dec 16, 2024
Dec 13, 20244	4	Insider transaction (Form 4)	Dec 12, 2024
Dec 12, 2024144	144	Notice of proposed sale (Form 144)	—
Dec 4, 20244	4	Insider transaction (Form 4)	Dec 2, 2024
Nov 29, 2024S-8	S-8	Employee stock plan registration	—
Nov 22, 20244	4	Insider transaction (Form 4)	Nov 20, 2024
Nov 19, 20244	4	Insider transaction (Form 4)	Nov 14, 2024

The newest 25 of 117 shown; the full year is on EDGAR.

2023 · 113 filings — 80 × 4, 29 × 144, 1 × 144/A and 3 other forms

Counted, not listed; the year is on EDGAR.

2022 · 142 filings — 110 × 4, 10 × 424B3, 4 × SC 13D/A and 11 other forms

Counted, not listed; the year is on EDGAR.

2021 · 215 filings — 98 × 4, 42 × 425, 24 × 3 and 19 other forms

Counted, not listed; the year is on EDGAR.

2020 · 16 filings — 5 × 3, 2 × S-1/A, 2 × SC 13G and 7 other forms

Counted, not listed; the year is on EDGAR.

About this data

SoFi Technologies Inc. Common Stock (SOFI) has 970 filings on EDGAR going back to 2020: 8 annual reports, 18 quarterly reports and 83 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 17, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Jul 29, 2026, covered results of operations. Over the last 13 months insiders sold $7.4M in 14 sales and bought $2.5M in 7 purchases; 127 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been SoFi Technologies Inc. Common Stock, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read SOFI's latest 10-K?: SOFI's latest annual report, a 10-K, was filed on Feb 17, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did SOFI last file an 8-K?: On Jul 29, 2026: results of operations. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 29, 2026.
Are SOFI insiders buying or selling?: Over the last 13 months insiders sold $7.4M in 14 sales and bought $2.5M in 7 purchases; 127 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Rishel Jeremy (Chief Technology Officer) sold 18,624 shares on Sep 21, 2026 for $326K, under a 10b5-1 plan. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has SOFI made?: 970 filings are on EDGAR under the registrant records that have been SoFi Technologies Inc. Common Stock, going back to 2020; 696 of them are insider ownership forms (Forms 3, 4, 5 and 144).

SOFI SEC filings (2026)

What happened, last 12 months#

September 2026

August 2026

July 2026

June 2026

May 2026

April 2026

March 2026

February 2026

January 2026

December 2025

November 2025

October 2025

Insider transactions#

Reports and proxy statements#

Insider, ownership and other filings#

About this data

FAQ#