SF SEC filings (2026)
CIK 720672 · Security Brokers, Dealers & Flotation Companies (SIC 6211) · incorporated in DE · fiscal year ends in December
2,729 filings on EDGAR since 1994 · 39 annual, 108 quarterly, 379 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by what they covered, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
September 2026
- Sep 248-K8-K · Regulation FD disclosure
August 2026
July 2026
- Jul 23Insider saleBrown Maryam S. (Director) sold 4,700 shares for $372K at $79.14–$79.25
- Jul 22EarningsEarnings release — EPS $1.42 vs $1.35 est. (+5.2%); revenue $1.64B (+10% y/y) 2.2%
June 2026
May 2026
- May 288-K8-K · Regulation FD disclosure
- May 22ProxyProxy · Additional proxy materials
- May 4ReportQuarterly report, Q1 2026 — revenue $1.67B (+13% y/y), net income $251.4M, EPS $1.48
April 2026
- Apr 29ProxyProxy · Annual report to shareholders
- Apr 29ProxyProxy · Additional proxy materials
- Apr 29ProxyProxy · Proxy statement
- Apr 22EarningsEarnings release — EPS $1.45 vs $1.39 est. (+4.3%); revenue $1.67B (+13% y/y) 6.0%
- Apr 17ProxyProxy · Preliminary proxy statement
March 2026
- Mar 268-K8-K · Regulation FD disclosure
February 2026
January 2026
- Jan 29Insider saleZEMLYAK JAMES M (President) sold 9 shares for $1,115 at $123.90
- Jan 28EarningsEarnings release — EPS $1.75 vs $1.65 est. (+6.1%); revenue $1.75B (+10% y/y) 0.1%
December 2025
- Dec 188-K8-K · Regulation FD disclosure
November 2025
October 2025
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $423K in 3 sales and bought nothing on the open market; 136 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Jul 23, 2026Form 4 | Brown Maryam S.DirectorSold · $372K · 4,700 sh |
| Feb 2, 2026Form 4 | Rubulotta DavidCo-Head Fixed Inc Cap MktsSold · $50K · 400 sh |
| Jan 29, 2026Form 4 | ZEMLYAK JAMES MPresidentSold · $1,115 · 9 sh |
Awards, exercises, withholding and plan purchases · 136 transactions
| Date | Insider |
|---|---|
| Jun 9, 2026Form 4 | Markus Maura A.DirectorAward · Phantom Stock Units · $175K · 2,450 sh |
| Jun 9, 2026Form 4 | ZIMMERMAN MICHAEL JDirectorAward · Phantom Stock Units · $175K · 2,450 sh |
| Jun 9, 2026Form 4 | Grady Robert EdwardDirectorAward · Phantom Stock Units · $175K · 2,450 sh |
| Jun 9, 2026Form 4 | PEACOCK DAVID ADirectorAward · Phantom Stock Units · $175K · 2,450 sh |
| Jun 9, 2026Form 4 | Nesi VictorDirectorAward · Phantom Stock Units · $175K · 2,450 sh |
| Jun 9, 2026Form 4 | Kavanaugh James P.DirectorAward · Phantom Stock Units · $175K · 2,450 sh |
| Jun 9, 2026Form 4 | Carnoy Lisa LandauDirectorAward · Phantom Stock Units · $175K · 2,450 sh |
| Jun 9, 2026Form 4 | BROWN MICHAEL WDirectorAward · Phantom Stock Units · $175K · 2,450 sh |
| Jun 9, 2026Form 4 | Brown Maryam S.DirectorAward · Phantom Stock Units · $175K · 2,450 sh |
| Jun 9, 2026Form 4 | Berlew Adam T.DirectorAward · Phontom Stock Unit · $175K · 2,450 sh |
| Jun 4, 2026Form 4 | Carnoy Lisa LandauDirectorExercise or conversion · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | Carnoy Lisa LandauDirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | Brown Maryam S.DirectorExercise or conversion · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | Brown Maryam S.DirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | Kavanaugh James P.DirectorExercise or conversion · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | Kavanaugh James P.DirectorOther · Phantom Stock Units · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | Berlew Adam T.DirectorExercise or conversion · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | Berlew Adam T.DirectorOther · Phontom Stock Unit · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | PEACOCK DAVID ADirectorExercise or conversion · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | PEACOCK DAVID ADirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | Markus Maura A.DirectorExercise or conversion · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | Markus Maura A.DirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | ZIMMERMAN MICHAEL JDirectorExercise or conversion · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | ZIMMERMAN MICHAEL JDirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | BROWN MICHAEL WDirectorExercise or conversion · $0 · 2,812 sh |
| Jun 4, 2026Form 4 | BROWN MICHAEL WDirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh |
| Mar 9, 2026Form 4 | Raymond Charles BradfordCo-Head Global Instl Eqty AdvTax withholding · $2.2M · 29,443 sh |
| Mar 9, 2026Form 4 | Raymond Charles BradfordCo-Head Global Instl Eqty AdvAward · Phantom Stock Unit · $0 · 60,673 sh |
| Mar 9, 2026Form 4 | Raymond Charles BradfordCo-Head Global Instl Eqty AdvExercise or conversion · $0 · 53,241 sh |
| Mar 9, 2026Form 4 | Raymond Charles BradfordCo-Head Global Instl Eqty AdvExercise or conversion · Phantom Stock Unit · $0 · 53,241 sh |
| Feb 27, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorAward · Phantom Stock Units · $4.9M · 66,172 sh |
| Feb 27, 2026Form 4 | ZEMLYAK JAMES MPresidentAward · Phantom Stock Units · $2.9M · 38,892 sh |
| Feb 27, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentAward · Phantom Stock Units · $2.3M · 31,127 sh |
| Feb 27, 2026Form 4 | Raymond Charles BradfordCo-Head Global Instl Eqty AdvAward · Phantom Stock Unit · $1.9M · 26,198 sh |
| Feb 27, 2026Form 4 | Rubulotta DavidCo-Head Fixed Inc Cap MktsAward · Phantom Stock Units · $1.8M · 24,037 sh |
| Feb 27, 2026Form 4 | McDuffie BrantleyCo Head FI Capital MarketsAward · Phantom Stock Units · $1.8M · 24,037 sh |
| Feb 27, 2026Form 4 | SLINEY DAVID DChief Operating OfficerAward · Phantom Stock Units · $1.3M · 17,826 sh |
| Feb 27, 2026Form 4 | Marischen James MChief Financial OfficerAward · Phantom Stock Units · $1.1M · 15,125 sh |
| Feb 27, 2026Form 4 | Fisher Mark PSenior VP & General CounselAward · Phantom Stock Units · $1.1M · 15,125 sh |
| Feb 27, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustAward · Phantom Stock Units · $700K · 9,453 sh |
| Feb 18, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorTax withholding · $3.9M · 32,581 sh |
| Feb 18, 2026Form 4 | Nesi VictorDirectorTax withholding · $2.3M · 18,879 sh |
| Feb 18, 2026Form 4 | ZEMLYAK JAMES MPresidentTax withholding · $1.7M · 13,847 sh |
| Feb 18, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentTax withholding · $962K · 7,983 sh |
| Feb 18, 2026Form 4 | SLINEY DAVID DChief Operating OfficerTax withholding · $589K · 4,887 sh |
| Feb 18, 2026Form 4 | Fisher Mark PSenior VP & General CounselTax withholding · $511K · 4,241 sh |
| Feb 18, 2026Form 4 | Marischen James MChief Financial OfficerTax withholding · $417K · 3,463 sh |
| Feb 18, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustTax withholding · $393K · 3,261 sh |
| Feb 18, 2026Form 4 | WEISEL THOMAS WDirectorTax withholding · $204K · 1,693 sh |
| Feb 18, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorAward · Phantom Stock Units · $0 · 92,453 sh |
| Feb 18, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · $0 · 73,963 sh |
| Feb 18, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · Phantom Stock Units · $0 · 73,963 sh |
| Feb 18, 2026Form 4 | Nesi VictorDirectorAward · Phantom Stock Units · $0 · 46,227 sh |
| Feb 18, 2026Form 4 | ZEMLYAK JAMES MPresidentAward · Phantom Stock Units · $0 · 39,293 sh |
| Feb 18, 2026Form 4 | Nesi VictorDirectorExercise or conversion · $0 · 36,981 sh |
| Feb 18, 2026Form 4 | Nesi VictorDirectorExercise or conversion · Phantom Stock Units · $0 · 36,981 sh |
| Feb 18, 2026Form 4 | ZEMLYAK JAMES MPresidentExercise or conversion · $0 · 31,434 sh |
| Feb 18, 2026Form 4 | ZEMLYAK JAMES MPresidentExercise or conversion · Phantom Stock Units · $0 · 31,434 sh |
| Feb 18, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentAward · Phantom Stock Units · $0 · 20,224 sh |
| Feb 18, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentExercise or conversion · $0 · 16,179 sh |
| Feb 18, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentExercise or conversion · Phantom Stock Units · $0 · 16,179 sh |
| Feb 18, 2026Form 4 | SLINEY DAVID DChief Operating OfficerAward · Phantom Stock Units · $0 · 13,868 sh |
| Feb 18, 2026Form 4 | SLINEY DAVID DChief Operating OfficerExercise or conversion · $0 · 11,094 sh |
| Feb 18, 2026Form 4 | SLINEY DAVID DChief Operating OfficerExercise or conversion · Phantom Stock Units · $0 · 11,094 sh |
| Feb 18, 2026Form 4 | Marischen James MChief Financial OfficerAward · Phantom Stock Units · $0 · 9,823 sh |
| Feb 18, 2026Form 4 | Fisher Mark PSenior VP & General CounselAward · Phantom Stock Units · $0 · 9,823 sh |
| Feb 18, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustAward · Phantom Stock Units · $0 · 9,245 sh |
| Feb 18, 2026Form 4 | Marischen James MChief Financial OfficerExercise or conversion · $0 · 7,859 sh |
| Feb 18, 2026Form 4 | Marischen James MChief Financial OfficerExercise or conversion · Phantom Stock Units · $0 · 7,859 sh |
| Feb 18, 2026Form 4 | Fisher Mark PSenior VP & General CounselExercise or conversion · $0 · 7,859 sh |
| Feb 18, 2026Form 4 | Fisher Mark PSenior VP & General CounselExercise or conversion · Phantom Stock Units · $0 · 7,859 sh |
| Feb 18, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · $0 · 7,396 sh |
| Feb 18, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · Phantom Stock Units · $0 · 7,396 sh |
| Feb 18, 2026Form 4 | WEISEL THOMAS WDirectorAward · Phantom Stock Units · $0 · 5,778 sh |
| Feb 18, 2026Form 4 | WEISEL THOMAS WDirectorExercise or conversion · $0 · 4,623 sh |
| Feb 18, 2026Form 4 | WEISEL THOMAS WDirectorExercise or conversion · Phantom Stock Units · $0 · 4,623 sh |
| Jan 30, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorTax withholding · $697K · 5,525 sh |
| Jan 30, 2026Form 4 | Nesi VictorDirectorTax withholding · $445K · 3,522 sh |
| Jan 30, 2026Form 4 | ZEMLYAK JAMES MPresidentTax withholding · $314K · 2,487 sh |
| Jan 30, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentTax withholding · $166K · 1,315 sh |
| Jan 30, 2026Form 4 | SLINEY DAVID DChief Operating OfficerTax withholding · $126K · 995 sh |
| Jan 30, 2026Form 4 | Fisher Mark PSenior VP & General CounselTax withholding · $118K · 931 sh |
| Jan 30, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustTax withholding · $88K · 694 sh |
| Jan 30, 2026Form 4 | Marischen James MChief Financial OfficerTax withholding · $87K · 691 sh |
| Jan 30, 2026Form 4 | WEISEL THOMAS WDirectorTax withholding · $33K · 260 sh |
| Jan 30, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · $0 · 12,542 sh |
| Jan 30, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · Phantom Stock Units · $0 · 12,542 sh |
| Jan 30, 2026Form 4 | Nesi VictorDirectorExercise or conversion · $0 · 6,898 sh |
| Jan 30, 2026Form 4 | Nesi VictorDirectorExercise or conversion · Phantom Stock Units · $0 · 6,898 sh |
| Jan 30, 2026Form 4 | ZEMLYAK JAMES MPresidentExercise or conversion · $0 · 5,644 sh |
| Jan 30, 2026Form 4 | ZEMLYAK JAMES MPresidentExercise or conversion · Phantom Stock Units · $0 · 5,644 sh |
| Jan 30, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentExercise or conversion · $0 · 2,665 sh |
| Jan 30, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentExercise or conversion · Phantom Stock Units · $0 · 2,665 sh |
| Jan 30, 2026Form 4 | SLINEY DAVID DChief Operating OfficerExercise or conversion · $0 · 2,258 sh |
| Jan 30, 2026Form 4 | SLINEY DAVID DChief Operating OfficerExercise or conversion · Phantom Stock Units · $0 · 2,258 sh |
| Jan 30, 2026Form 4 | Fisher Mark PSenior VP & General CounselExercise or conversion · $0 · 1,725 sh |
| Jan 30, 2026Form 4 | Fisher Mark PSenior VP & General CounselExercise or conversion · Phantom Stock Units · $0 · 1,725 sh |
| Jan 30, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · $0 · 1,568 sh |
| Jan 30, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · Phantom Stock Units · $0 · 1,568 sh |
| Jan 30, 2026Form 4 | Marischen James MChief Financial OfficerExercise or conversion · $0 · 1,568 sh |
| Jan 30, 2026Form 4 | Marischen James MChief Financial OfficerExercise or conversion · Phantom Stock Units · $0 · 1,568 sh |
| Jan 30, 2026Form 4 | WEISEL THOMAS WDirectorExercise or conversion · $0 · 628 sh |
| Jan 30, 2026Form 4 | WEISEL THOMAS WDirectorExercise or conversion · Phantom Stock Units · $0 · 628 sh |
| Jan 26, 2026Form 4 | Nesi VictorDirectorTax withholding · $1.5M · 11,981 sh |
| Jan 26, 2026Form 4 | Nesi VictorDirectorExercise or conversion · $0 · 25,591 sh |
| Jan 26, 2026Form 4 | Nesi VictorDirectorExercise or conversion · Phantom Stock Units · $0 · 25,591 sh |
| Jan 13, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorTax withholding · $2.8M · 21,974 sh |
| Jan 13, 2026Form 4 | Raymond Charles BradfordCo-Head Global Instl Eqty AdvTax withholding · $1.3M · 10,456 sh |
| Jan 13, 2026Form 4 | ZEMLYAK JAMES MPresidentTax withholding · $1.3M · 10,143 sh |
| Jan 13, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentTax withholding · $938K · 7,490 sh |
| Jan 13, 2026Form 4 | Fisher Mark PSenior VP & General CounselTax withholding · $838K · 6,695 sh |
| Jan 13, 2026Form 4 | Marischen James MChief Financial OfficerTax withholding · $720K · 5,749 sh |
| Jan 13, 2026Form 4 | SLINEY DAVID DChief Operating OfficerTax withholding · $460K · 3,677 sh |
| Jan 13, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustTax withholding · $276K · 2,202 sh |
| Jan 13, 2026Form 4 | Rubulotta DavidCo-Head Fixed Inc Cap MktsTax withholding · $114K · 910 sh |
| Jan 13, 2026Form 4 | McDuffie BrantleyCo Head FI Capital MarketsTax withholding · $105K · 840 sh |
| Jan 13, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · $0 · 52,427 sh |
| Jan 13, 2026Form 4 | KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · Phantom Stock Units · $0 · 52,427 sh |
| Jan 13, 2026Form 4 | ZEMLYAK JAMES MPresidentExercise or conversion · $0 · 25,570 sh |
| Jan 13, 2026Form 4 | ZEMLYAK JAMES MPresidentExercise or conversion · Phantom Stock Units · $0 · 25,570 sh |
| Jan 13, 2026Form 4 | Raymond Charles BradfordCo-Head Global Instl Eqty AdvExercise or conversion · $0 · 20,927 sh |
| Jan 13, 2026Form 4 | Raymond Charles BradfordCo-Head Global Instl Eqty AdvExercise or conversion · Phantom Stock Unit · $0 · 20,927 sh |
| Jan 13, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentExercise or conversion · $0 · 14,965 sh |
| Jan 13, 2026Form 4 | Michaud Thomas B.Senior Vice PresidentExercise or conversion · Phantom Stock Units · $0 · 14,965 sh |
| Jan 13, 2026Form 4 | Marischen James MChief Financial OfficerExercise or conversion · $0 · 12,055 sh |
| Jan 13, 2026Form 4 | Marischen James MChief Financial OfficerExercise or conversion · Phantom Stock Units · $0 · 12,055 sh |
| Jan 13, 2026Form 4 | Fisher Mark PSenior VP & General CounselExercise or conversion · $0 · 11,335 sh |
| Jan 13, 2026Form 4 | Fisher Mark PSenior VP & General CounselExercise or conversion · Phantom Stock Units · $0 · 11,335 sh |
| Jan 13, 2026Form 4 | SLINEY DAVID DChief Operating OfficerExercise or conversion · $0 · 10,854 sh |
| Jan 13, 2026Form 4 | SLINEY DAVID DChief Operating OfficerExercise or conversion · Phantom Stock Units · $0 · 10,854 sh |
| Jan 13, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · $0 · 7,304 sh |
| Jan 13, 2026Form 4 | REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · Phantom Stock Units · $0 · 7,304 sh |
| Jan 13, 2026Form 4 | Rubulotta DavidCo-Head Fixed Inc Cap MktsExercise or conversion · $0 · 2,302 sh |
| Jan 13, 2026Form 4 | Rubulotta DavidCo-Head Fixed Inc Cap MktsExercise or conversion · Phantom Stock Units · $0 · 2,302 sh |
| Jan 13, 2026Form 4 | McDuffie BrantleyCo Head FI Capital MarketsExercise or conversion · $0 · 2,094 sh |
| Jan 13, 2026Form 4 | McDuffie BrantleyCo Head FI Capital MarketsExercise or conversion · Phantom Stock Units · $0 · 2,094 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K is described by its items. A form opens the document on EDGAR, or the filing’s index where it furnishes exhibits (an earnings release is the 8-K’s Exhibit 99.1).
2026 · 19 filings
| Filed | What it is |
|---|---|
| Sep 24, 20268-K | Regulation FD disclosure |
| Aug 27, 20268-K | Regulation FD disclosure |
| Aug 5, 202610-Q | Quarterly report, Q2 2026 — revenue $1.64B (+10% y/y), net income $226.5M, EPS $1.34 |
| Jul 22, 20268-K | Earnings release — EPS $1.42 vs $1.35 est. (+5.2%); revenue $1.64B (+10% y/y) 2.2% |
| Jun 25, 20268-K | Regulation FD disclosure |
| Jun 9, 20268-K | Directors or officers; compensation; Charter, bylaws or fiscal-year change; Shareholder vote results |
| May 28, 20268-K | Regulation FD disclosure |
| May 22, 2026DEFA14A | Additional proxy materials |
| May 4, 202610-Q | Quarterly report, Q1 2026 — revenue $1.67B (+13% y/y), net income $251.4M, EPS $1.48 |
| Apr 29, 2026ARS | Annual report to shareholders |
| Apr 29, 2026DEFA14A | Additional proxy materials |
| Apr 29, 2026DEF 14A | Proxy statement |
| Apr 22, 20268-K | Earnings release — EPS $1.45 vs $1.39 est. (+4.3%); revenue $1.67B (+13% y/y) 6.0% |
| Apr 17, 2026PRE 14A | Preliminary proxy statement |
| Mar 26, 20268-K | Regulation FD disclosure |
| Feb 26, 20268-K | Regulation FD disclosure |
| Feb 24, 202610-K | Annual report, FY2025 — revenue $6.35B (+7% y/y), net income $683.8M, EPS $5.87 |
| Feb 4, 20268-K | Material definitive agreement; New financial obligation |
| Jan 28, 20268-K | Earnings release — EPS $1.75 vs $1.65 est. (+6.1%); revenue $1.75B (+10% y/y) 0.1% |
2025 · 24 filings
| Filed | What it is |
|---|---|
| Dec 18, 20258-K | Regulation FD disclosure |
| Nov 20, 20258-K | Regulation FD disclosure |
| Nov 5, 202510-Q | Quarterly report, Q3 2025 — revenue $1.63B (+11% y/y), net income $211.4M, EPS $1.84 |
| Oct 22, 20258-K | Earnings release — EPS $1.30 vs $1.23 est. (+5.7%); revenue $1.63B (+11% y/y) 3.8% |
| Sep 25, 20258-K | Regulation FD disclosure |
| Aug 28, 20258-K | Regulation FD disclosure |
| Aug 6, 202510-Q | Quarterly report, Q2 2025 — revenue $1.49B (+2% y/y), net income $155.1M, EPS $0.89 |
| Jul 30, 20258-K | Results of operations |
| Jun 26, 20258-K | Regulation FD disclosure |
| Jun 11, 20258-K | Directors or officers; compensation |
| Jun 4, 20258-K | Shareholder vote results |
| May 22, 20258-K | Regulation FD disclosure |
| May 7, 202510-Q | Quarterly report, Q1 2025 — revenue $1.47B (+4% y/y), net income $53.0M, EPS $0.26 |
| Apr 25, 2025DEFA14A | Additional proxy materials |
| Apr 25, 2025ARS | Annual report to shareholders |
| Apr 25, 2025DEF 14A | Proxy statement |
| Apr 23, 20258-K | Results of operations |
| Mar 27, 20258-K | Regulation FD disclosure |
| Mar 20, 20258-K | Change of auditor |
| Mar 13, 20258-K | Other events |
| Feb 27, 20258-K | Regulation FD disclosure |
| Feb 26, 202510-K | Annual report, FY2024 — revenue $5.95B (+15% y/y), net income $731.4M, EPS $6.25 |
| Feb 7, 20258-K | Directors or officers; compensation |
| Jan 29, 20258-K | Results of operations |
2024 · 21 filings
| Filed | What it is |
|---|---|
| Dec 19, 20248-K | Regulation FD disclosure |
| Nov 21, 20248-K | Regulation FD disclosure |
| Nov 6, 202410-Q | Quarterly report, Q3 2024 — revenue $1.48B (+17% y/y), net income $158.5M, EPS $1.34 |
| Oct 23, 20248-K | Results of operations |
| Sep 26, 20248-K | Regulation FD disclosure |
| Aug 22, 20248-K | Regulation FD disclosure |
| Aug 7, 202410-Q | Quarterly report, Q2 2024 — revenue $1.47B (+18% y/y), net income $165.3M, EPS $1.41 |
| Jul 24, 20248-K | Results of operations |
| Jun 27, 20248-K | Regulation FD disclosure |
| Jun 5, 20248-K | Shareholder vote results |
| May 23, 20248-K | Regulation FD disclosure |
| May 8, 202410-Q | Quarterly report, Q1 2024 — revenue $1.42B (+12% y/y), net income $163.6M, EPS $1.40 |
| Apr 26, 2024ARS | Annual report to shareholders |
| Apr 26, 2024DEFA14A | Additional proxy materials |
| Apr 26, 2024DEF 14A | Proxy statement |
| Apr 24, 20248-K | Results of operations |
| Mar 28, 20248-K | Regulation FD disclosure |
| Mar 8, 20248-K | Directors or officers; compensation |
| Feb 22, 20248-K | Regulation FD disclosure |
| Feb 16, 202410-K | Annual report, FY2023 — revenue $5.16B (+12% y/y), net income $522.5M, EPS $4.28 |
| Jan 24, 20248-K | Results of operations |
2023 · 24 filings — 16 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
| Filed | What it is |
|---|---|
| Nov 7, 202310-Q | Quarterly report, Q3 2023 — revenue $1.27B (+15% y/y), net income $68.2M, EPS $0.52 |
| Aug 9, 202310-Q | Quarterly report, Q2 2023 — revenue $1.24B (+10% y/y), net income $134.4M, EPS $1.10 |
| May 8, 2023DEFA14A | Additional proxy materials |
| May 4, 202310-Q | Quarterly report, Q1 2023 — revenue $1.26B (+12% y/y), net income $157.5M, EPS $1.28 |
| Apr 28, 2023ARS | Annual report to shareholders |
| Apr 28, 2023DEFA14A | Additional proxy materials |
| Apr 28, 2023DEF 14A | Proxy statement |
| Feb 17, 202310-K | Annual report, FY2022 — revenue $4.59B (−4% y/y), net income $662.2M, EPS $5.32 |
16 current reports (8-K) not listed; the year is on EDGAR.
2022 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Nov 9, 202210-Q | Quarterly report, Q3 2022 — revenue $1.10B (−4% y/y), net income $151.2M, EPS $1.21 |
| Aug 4, 202210-Q | Quarterly report, Q2 2022 — revenue $1.13B (−4% y/y), net income $160.8M, EPS $1.29 |
| May 5, 202210-Q | Quarterly report, Q1 2022 — revenue $1.13B (−2% y/y), net income $173.5M, EPS $1.39 |
| Apr 29, 2022DEFA14A | Additional proxy materials |
| Apr 29, 2022DEF 14A | Proxy statement |
| Feb 18, 202210-K | Annual report, FY2021 — revenue $4.78B (+25% y/y), net income $824.9M, EPS $6.66 |
8 current reports (8-K) not listed; the year is on EDGAR.
2021 · 17 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Nov 4, 202110-Q | Quarterly report, Q3 2021 — revenue $1.15B (+29% y/y), net income $192.4M, EPS $1.54 |
| Aug 5, 202110-Q | Quarterly report, Q2 2021 — revenue $1.17B (+28% y/y), net income $198.1M, EPS $1.60 |
| May 6, 202110-Q | Quarterly report, Q1 2021 — revenue $1.15B (+23% y/y), net income $173.0M, EPS $1.40 |
| Apr 9, 2021DEFA14A | Additional proxy materials |
| Apr 9, 2021DEF 14A | Proxy statement |
| Feb 19, 202110-K | Annual report, FY2020 — revenue $3.82B (+9% y/y), net income $503.5M, EPS $4.16 |
11 current reports (8-K) not listed; the year is on EDGAR.
2020 · 23 filings — 15 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
| Filed | What it is |
|---|---|
| Nov 6, 202010-Q | Quarterly report, Q3 2020 — revenue $897.1M (+4% y/y), net income $120.5M, EPS $0.97 |
| Aug 6, 202010-Q | Quarterly report, Q2 2020 — revenue $908.9M (+6% y/y), net income $107.9M, EPS $0.92 |
| May 7, 202010-Q | Quarterly report, Q1 2020 — revenue $937.4M (+14% y/y), net income $86.6M, EPS $0.71 |
| May 4, 2020DEFA14A | Additional proxy materials |
| Apr 30, 202010-K/A | Annual report, amended |
| Apr 3, 2020DEFA14A | Additional proxy materials |
| Apr 3, 2020DEF 14A | Proxy statement |
| Feb 19, 202010-K | Annual report, FY2019 — revenue $3.51B (+10% y/y), net income $448.4M, EPS $3.66 |
15 current reports (8-K) not listed; the year is on EDGAR.
2019 · 21 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Nov 6, 201910-Q | Quarterly report, Q3 2019 — revenue $865.7M (+10% y/y), net income $109.4M, EPS $0.89 |
| Aug 7, 201910-Q | Quarterly report, Q2 2019 — revenue $853.7M (+9% y/y), net income $109.1M, EPS $0.88 |
| May 8, 201910-Q | Quarterly report, Q1 2019 — revenue $819.9M (+6% y/y), net income $99.2M, EPS $0.82 |
| Apr 25, 2019DEFA14A | Additional proxy materials |
| Apr 25, 2019DEF 14A | Proxy statement |
| Feb 20, 201910-K | Annual report, FY2018 — revenue $3.19B (+7% y/y), net income $394.0M, EPS $3.15 |
15 current reports (8-K) not listed; the year is on EDGAR.
2018 · 32 filings — 21 × 8-K, 3 × 10-Q, 3 × DEFA14A and 4 other forms
| Filed | What it is |
|---|---|
| Nov 6, 201810-Q | Quarterly report, Q3 2018 — revenue $786.8M (+6% y/y), net income $103.9M, EPS $1.25 |
| Sep 7, 2018DEFA14A | Additional proxy materials |
| Aug 21, 2018DEF 14A | Proxy statement |
| Aug 7, 2018PRE 14A | Preliminary proxy statement |
| Aug 7, 201810-Q | Quarterly report, Q2 2018 — revenue $780.0M (+5% y/y), net income $87.3M, EPS $1.04 |
| May 23, 2018DEFA14A | Additional proxy materials |
| May 7, 201810-Q | Quarterly report, Q1 2018 — revenue $776.8M (+12% y/y), net income $88.8M, EPS $1.06 |
| Apr 25, 2018DEFA14A | Additional proxy materials |
| Apr 25, 2018DEF 14A | Proxy statement |
| Feb 26, 201810-K | Annual report, FY2017 — revenue $3.00B (+13% y/y), net income $182.9M, EPS $2.14 |
22 current reports (8-K) not listed; the year is on EDGAR.
2017 · 25 filings — 18 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
| Filed | What it is |
|---|---|
| Nov 8, 201710-Q | Quarterly report, Q3 2017 — revenue $738.8M (+12% y/y), net income $66.5M, EPS $0.79 |
| Aug 8, 201710-Q | Quarterly report, Q2 2017 — revenue $742.3M (+11% y/y), net income $52.8M, EPS $0.63 |
| May 5, 201710-Q | Quarterly report, Q1 2017 — revenue $691.4M (+9% y/y), net income $65.5M, EPS $0.78 |
| Apr 26, 2017DEFA14A | Additional proxy materials |
| Apr 26, 2017DEF 14A | Proxy statement |
| Feb 23, 201710-K | Annual report, FY2016 — revenue $2.64B (+11% y/y), net income $81.5M, EPS $1.00 |
19 current reports (8-K) not listed; the year is on EDGAR.
2016 · 24 filings — 16 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2015 · 31 filings — 22 × 8-K, 3 × 10-Q, 2 × DEFA14A and 4 other forms
Counted, not listed; the year is on EDGAR.
2014 · 18 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2013 · 21 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2012 · 30 filings — 23 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2011 · 28 filings — 19 × 8-K, 3 × 10-Q, 1 × 10-K and 5 other forms
Counted, not listed; the year is on EDGAR.
2010 · 25 filings — 18 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2009 · 26 filings — 19 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2008 · 26 filings — 19 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2007 · 35 filings — 16 × 8-K, 3 × 10-Q, 3 × 8-K/A and 8 other forms
Counted, not listed; the year is on EDGAR.
2006 · 18 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2005 · 19 filings — 12 × 8-K, 3 × 10-Q, 2 × DEF 14A and 2 other forms
Counted, not listed; the year is on EDGAR.
2004 · 11 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2003 · 11 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2002 · 9 filings — 3 × 10-Q, 2 × 8-K, 1 × 10-K/A and 3 other forms
Counted, not listed; the year is on EDGAR.
2001 · 6 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A and 1 other form
Counted, not listed; the year is on EDGAR.
2000 · 7 filings — 3 × 10-Q, 1 × 10-K405, 1 × 10-K405/A and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 5 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A
Counted, not listed; the year is on EDGAR.
1998 · 6 filings — 3 × 10-Q, 1 × 10-K405, 1 × 8-K and 1 other form
Counted, not listed; the year is on EDGAR.
1997 · 8 filings — 3 × 10-Q, 3 × 8-K, 1 × 10-K405 and 1 other form
Counted, not listed; the year is on EDGAR.
1996 · 12 filings — 3 × 10-Q, 3 × 10-Q/A, 3 × 8-K and 3 other forms
Counted, not listed; the year is on EDGAR.
1995 · 10 filings — 3 × 10-Q, 3 × 8-K, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
1994 · 4 filings — 3 × 10-Q, 1 × 10-Q/A
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 71 filings — 60 × 4, 3 × 13F-HR, 2 × SCHEDULE 13G and 5 other forms
| Filed | What it is |
|---|---|
| Sep 29, 2026N-PX | Other filings |
| Aug 12, 202613F-HR | Other filings |
| Aug 12, 2026SCHEDULE 13G/A | Other filings |
| Jul 27, 20264 | Insider transaction (Form 4) |
| Jul 27, 2026144/A | Notice of proposed sale (Form 144), amended |
| Jul 23, 2026144 | Notice of proposed sale (Form 144) |
| Jun 12, 202611-K | Employee plan annual report |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 11, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
The newest 25 of 71 shown; the full year is on EDGAR.
2025 · 84 filings — 66 × 4, 4 × 13F-HR, 3 × 3 and 7 other forms
| Filed | What it is |
|---|---|
| Dec 29, 20254 | Insider transaction (Form 4) |
| Dec 29, 20254 | Insider transaction (Form 4) |
| Dec 22, 20254 | Insider transaction (Form 4) |
| Dec 19, 20254 | Insider transaction (Form 4) |
| Dec 9, 20254 | Insider transaction (Form 4) |
| Dec 8, 20254 | Insider transaction (Form 4) |
| Nov 21, 20254 | Insider transaction (Form 4) |
| Nov 19, 20254 | Insider transaction (Form 4) |
| Nov 17, 20254 | Insider transaction (Form 4) |
| Nov 17, 2025UPLOAD | Letter from the SEC staff |
| Nov 12, 20254 | Insider transaction (Form 4) |
| Nov 12, 202513F-HR | Other filings |
| Nov 5, 2025SCHEDULE 13G/A | Other filings |
| Oct 7, 2025CORRESP | Letter to the SEC |
| Sep 2, 2025N-PX | Other filings |
| Aug 29, 2025UPLOAD | Letter from the SEC staff |
| Aug 21, 20254 | Insider transaction (Form 4) |
| Aug 21, 20254 | Insider transaction (Form 4) |
| Aug 21, 20254 | Insider transaction (Form 4) |
| Aug 21, 20254 | Insider transaction (Form 4) |
| Aug 21, 20254 | Insider transaction (Form 4) |
| Aug 21, 20254 | Insider transaction (Form 4) |
| Aug 21, 20254 | Insider transaction (Form 4) |
| Aug 21, 20254 | Insider transaction (Form 4) |
| Aug 14, 202513F-HR | Other filings |
The newest 25 of 84 shown; the full year is on EDGAR.
2024 · 70 filings — 51 × 4, 7 × 144, 5 × SC 13G/A and 4 other forms
| Filed | What it is |
|---|---|
| Dec 20, 20244 | Insider transaction (Form 4) |
| Dec 13, 20244 | Insider transaction (Form 4) |
| Nov 27, 20244 | Insider transaction (Form 4) |
| Nov 27, 20244 | Insider transaction (Form 4) |
| Nov 27, 20244 | Insider transaction (Form 4) |
| Nov 27, 20244 | Insider transaction (Form 4) |
| Nov 26, 20244 | Insider transaction (Form 4) |
| Nov 22, 2024144 | Notice of proposed sale (Form 144) |
| Nov 21, 20244 | Insider transaction (Form 4) |
| Nov 21, 20244 | Insider transaction (Form 4) |
| Nov 20, 20244 | Insider transaction (Form 4) |
| Nov 14, 20244 | Insider transaction (Form 4) |
| Nov 14, 202413F-HR | Other filings |
| Nov 12, 2024144 | Notice of proposed sale (Form 144) |
| Nov 12, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Nov 12, 2024SC 13G | Passive holder above 5% (Schedule 13G) |
| Aug 29, 2024N-PX | Other filings |
| Aug 13, 202413F-HR | Other filings |
| Jun 26, 202411-K | Employee plan annual report |
| Jun 25, 20244 | Insider transaction (Form 4) |
| Jun 25, 20244 | Insider transaction (Form 4) |
| Jun 7, 20244 | Insider transaction (Form 4) |
| Jun 7, 20244 | Insider transaction (Form 4) |
| Jun 7, 20244 | Insider transaction (Form 4) |
| Jun 7, 20244 | Insider transaction (Form 4) |
The newest 25 of 70 shown; the full year is on EDGAR.
2023 · 70 filings — 54 × 4, 4 × 13F-HR, 4 × SC 13G/A and 5 other forms
Counted, not listed; the year is on EDGAR.
2022 · 69 filings — 49 × 4, 8 × 4/A, 4 × 13F-HR and 4 other forms
Counted, not listed; the year is on EDGAR.
2021 · 78 filings — 61 × 4, 4 × 13F-HR, 3 × SC 13G/A and 9 other forms
Counted, not listed; the year is on EDGAR.
2020 · 91 filings — 70 × 4, 4 × 13F-HR, 3 × 424B5 and 10 other forms
Counted, not listed; the year is on EDGAR.
2019 · 77 filings — 52 × 4, 4 × 13F-HR, 4 × 5 and 12 other forms
Counted, not listed; the year is on EDGAR.
2018 · 137 filings — 106 × 4, 9 × 425, 9 × 5 and 9 other forms
Counted, not listed; the year is on EDGAR.
2017 · 108 filings — 77 × 4, 4 × 13F-HR, 4 × 5 and 20 other forms
Counted, not listed; the year is on EDGAR.
2016 · 126 filings — 75 × 4, 18 × 4/A, 7 × CORRESP and 14 other forms
Counted, not listed; the year is on EDGAR.
2015 · 88 filings — 57 × 4, 4 × 13F-HR, 3 × 424B7 and 14 other forms
Counted, not listed; the year is on EDGAR.
2014 · 76 filings — 59 × 4, 4 × 13F-HR, 4 × SC 13G/A and 8 other forms
Counted, not listed; the year is on EDGAR.
2013 · 113 filings — 86 × 4, 3 × 13F-NT, 3 × 3 and 15 other forms
Counted, not listed; the year is on EDGAR.
2012 · 92 filings — 57 × 4, 9 × 425, 3 × SC 13G/A and 16 other forms
Counted, not listed; the year is on EDGAR.
2011 · 69 filings — 57 × 4, 3 × UPLOAD, 2 × CORRESP and 6 other forms
Counted, not listed; the year is on EDGAR.
2010 · 86 filings — 63 × 4, 8 × 425, 4 × 3 and 10 other forms
Counted, not listed; the year is on EDGAR.
2009 · 74 filings — 59 × 4, 2 × 4/A, 2 × 424B2 and 10 other forms
Counted, not listed; the year is on EDGAR.
2008 · 83 filings — 61 × 4, 4 × 424B3, 4 × SC 13G/A and 11 other forms
Counted, not listed; the year is on EDGAR.
2007 · 104 filings — 77 × 4, 7 × CORRESP, 5 × UPLOAD and 12 other forms
Counted, not listed; the year is on EDGAR.
2006 · 76 filings — 71 × 4, 1 × 11-K, 1 × NT 10-Q and 3 other forms
Counted, not listed; the year is on EDGAR.
2005 · 78 filings — 65 × 4, 7 × 5, 3 × 3 and 3 other forms
Counted, not listed; the year is on EDGAR.
2004 · 82 filings — 79 × 4, 1 × 11-K, 1 × 3 and 1 other form
Counted, not listed; the year is on EDGAR.
2003 · 67 filings — 55 × 4, 2 × 3, 2 × S-8 and 6 other forms
Counted, not listed; the year is on EDGAR.
2002 · 13 filings — 2 × S-3/A, 2 × S-8, 2 × SC 13G and 7 other forms
Counted, not listed; the year is on EDGAR.
2001 · 5 filings — 2 × S-8, 1 × 11-K, 1 × 13F-HR and 1 other form
Counted, not listed; the year is on EDGAR.
2000 · 8 filings — 4 × 13F-HR, 1 × 11-K, 1 × S-3 and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 6 filings — 3 × 13F-HR, 1 × 11-K, 1 × S-8 and 1 other form
Counted, not listed; the year is on EDGAR.
1998 · 4 filings — 2 × SC 13G, 1 × 11-K, 1 × SC 13G/A
Counted, not listed; the year is on EDGAR.
1997 · 6 filings — 2 × S-8, 2 × SC 13G/A, 1 × S-2 and 1 other form
Counted, not listed; the year is on EDGAR.
1996 · 5 filings — 2 × SC 13D/A, 1 × 8-A12B, 1 × SC 13D and 1 other form
Counted, not listed; the year is on EDGAR.
1995 · 1 filing — 1 × SC 13D/A
Counted, not listed; the year is on EDGAR.
1994 · 2 filings — 1 × S-3D, 1 × S-8
Counted, not listed; the year is on EDGAR.
About this data
Stifel Financial Corporation (SF) has 2,729 filings on EDGAR going back to 1994: 39 annual reports, 108 quarterly reports and 379 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 24, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Sep 24, 2026, covered regulation fd disclosure. Over the last 13 months insiders sold $423K in 3 sales and bought nothing on the open market; 136 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Stifel Financial Corporation, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read SF's latest 10-K?
- SF's latest annual report, a 10-K, was filed on Feb 24, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did SF last file an 8-K?
- On Sep 24, 2026: regulation fd disclosure. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 22, 2026.
- Are SF insiders buying or selling?
- Over the last 13 months insiders sold $423K in 3 sales and bought nothing on the open market; 136 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Brown Maryam S. (Director) sold 4,700 shares on Jul 23, 2026 for $372K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has SF made?
- 2,729 filings are on EDGAR under the registrant records that have been Stifel Financial Corporation, going back to 1994; 1,704 of them are insider ownership forms (Forms 3, 4, 5 and 144).
