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SF
$70.28-0.09%
as of close, Oct 2, 2026
☾ AH $70.28 -0.09%
Stifel Financial CorporationStock · FinanceRussell 1000 0.02%Russell 3000 0.01%US Stock Market 0.01%
PeersHOODJPMBRK-BVBACGS

SF SEC filings (2026)

CIK 720672 · Security Brokers, Dealers & Flotation Companies (SIC 6211) · incorporated in DE · fiscal year ends in December

2,729 filings on EDGAR since 1994 · 39 annual, 108 quarterly, 379 current · financial statements · earnings

Latest 10-K
Feb 24, 2026
fiscal year to Dec 31, 2025
Latest 10-Q
Aug 5, 2026
quarter to Jun 30, 2026
Latest 8-K
Sep 24, 2026
Regulation FD disclosure
Last earnings release
Jul 22, 2026
$1.42 vs $1.35 · ▲ 2.2%
Filings on file
2,729
since 1994, 1,704 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by what they covered, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

September 2026

August 2026

July 2026

June 2026

May 2026

April 2026

March 2026

February 2026

January 2026

December 2025

November 2025

October 2025

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $423K in 3 sales and bought nothing on the open market; 136 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

DateInsider
Jul 23, 2026Form 4Brown Maryam S.DirectorSold · $372K · 4,700 sh
Feb 2, 2026Form 4Rubulotta DavidCo-Head Fixed Inc Cap MktsSold · $50K · 400 sh
Jan 29, 2026Form 4ZEMLYAK JAMES MPresidentSold · $1,115 · 9 sh
Awards, exercises, withholding and plan purchases · 136 transactions
DateInsider
Jun 9, 2026Form 4Markus Maura A.DirectorAward · Phantom Stock Units · $175K · 2,450 sh
Jun 9, 2026Form 4ZIMMERMAN MICHAEL JDirectorAward · Phantom Stock Units · $175K · 2,450 sh
Jun 9, 2026Form 4Grady Robert EdwardDirectorAward · Phantom Stock Units · $175K · 2,450 sh
Jun 9, 2026Form 4PEACOCK DAVID ADirectorAward · Phantom Stock Units · $175K · 2,450 sh
Jun 9, 2026Form 4Nesi VictorDirectorAward · Phantom Stock Units · $175K · 2,450 sh
Jun 9, 2026Form 4Kavanaugh James P.DirectorAward · Phantom Stock Units · $175K · 2,450 sh
Jun 9, 2026Form 4Carnoy Lisa LandauDirectorAward · Phantom Stock Units · $175K · 2,450 sh
Jun 9, 2026Form 4BROWN MICHAEL WDirectorAward · Phantom Stock Units · $175K · 2,450 sh
Jun 9, 2026Form 4Brown Maryam S.DirectorAward · Phantom Stock Units · $175K · 2,450 sh
Jun 9, 2026Form 4Berlew Adam T.DirectorAward · Phontom Stock Unit · $175K · 2,450 sh
Jun 4, 2026Form 4Carnoy Lisa LandauDirectorExercise or conversion · $0 · 2,812 sh
Jun 4, 2026Form 4Carnoy Lisa LandauDirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh
Jun 4, 2026Form 4Brown Maryam S.DirectorExercise or conversion · $0 · 2,812 sh
Jun 4, 2026Form 4Brown Maryam S.DirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh
Jun 4, 2026Form 4Kavanaugh James P.DirectorExercise or conversion · $0 · 2,812 sh
Jun 4, 2026Form 4Kavanaugh James P.DirectorOther · Phantom Stock Units · $0 · 2,812 sh
Jun 4, 2026Form 4Berlew Adam T.DirectorExercise or conversion · $0 · 2,812 sh
Jun 4, 2026Form 4Berlew Adam T.DirectorOther · Phontom Stock Unit · $0 · 2,812 sh
Jun 4, 2026Form 4PEACOCK DAVID ADirectorExercise or conversion · $0 · 2,812 sh
Jun 4, 2026Form 4PEACOCK DAVID ADirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh
Jun 4, 2026Form 4Markus Maura A.DirectorExercise or conversion · $0 · 2,812 sh
Jun 4, 2026Form 4Markus Maura A.DirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh
Jun 4, 2026Form 4ZIMMERMAN MICHAEL JDirectorExercise or conversion · $0 · 2,812 sh
Jun 4, 2026Form 4ZIMMERMAN MICHAEL JDirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh
Jun 4, 2026Form 4BROWN MICHAEL WDirectorExercise or conversion · $0 · 2,812 sh
Jun 4, 2026Form 4BROWN MICHAEL WDirectorExercise or conversion · Phantom Stock Units · $0 · 2,812 sh
Mar 9, 2026Form 4Raymond Charles BradfordCo-Head Global Instl Eqty AdvTax withholding · $2.2M · 29,443 sh
Mar 9, 2026Form 4Raymond Charles BradfordCo-Head Global Instl Eqty AdvAward · Phantom Stock Unit · $0 · 60,673 sh
Mar 9, 2026Form 4Raymond Charles BradfordCo-Head Global Instl Eqty AdvExercise or conversion · $0 · 53,241 sh
Mar 9, 2026Form 4Raymond Charles BradfordCo-Head Global Instl Eqty AdvExercise or conversion · Phantom Stock Unit · $0 · 53,241 sh
Feb 27, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorAward · Phantom Stock Units · $4.9M · 66,172 sh
Feb 27, 2026Form 4ZEMLYAK JAMES MPresidentAward · Phantom Stock Units · $2.9M · 38,892 sh
Feb 27, 2026Form 4Michaud Thomas B.Senior Vice PresidentAward · Phantom Stock Units · $2.3M · 31,127 sh
Feb 27, 2026Form 4Raymond Charles BradfordCo-Head Global Instl Eqty AdvAward · Phantom Stock Unit · $1.9M · 26,198 sh
Feb 27, 2026Form 4Rubulotta DavidCo-Head Fixed Inc Cap MktsAward · Phantom Stock Units · $1.8M · 24,037 sh
Feb 27, 2026Form 4McDuffie BrantleyCo Head FI Capital MarketsAward · Phantom Stock Units · $1.8M · 24,037 sh
Feb 27, 2026Form 4SLINEY DAVID DChief Operating OfficerAward · Phantom Stock Units · $1.3M · 17,826 sh
Feb 27, 2026Form 4Marischen James MChief Financial OfficerAward · Phantom Stock Units · $1.1M · 15,125 sh
Feb 27, 2026Form 4Fisher Mark PSenior VP & General CounselAward · Phantom Stock Units · $1.1M · 15,125 sh
Feb 27, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustAward · Phantom Stock Units · $700K · 9,453 sh
Feb 18, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorTax withholding · $3.9M · 32,581 sh
Feb 18, 2026Form 4Nesi VictorDirectorTax withholding · $2.3M · 18,879 sh
Feb 18, 2026Form 4ZEMLYAK JAMES MPresidentTax withholding · $1.7M · 13,847 sh
Feb 18, 2026Form 4Michaud Thomas B.Senior Vice PresidentTax withholding · $962K · 7,983 sh
Feb 18, 2026Form 4SLINEY DAVID DChief Operating OfficerTax withholding · $589K · 4,887 sh
Feb 18, 2026Form 4Fisher Mark PSenior VP & General CounselTax withholding · $511K · 4,241 sh
Feb 18, 2026Form 4Marischen James MChief Financial OfficerTax withholding · $417K · 3,463 sh
Feb 18, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustTax withholding · $393K · 3,261 sh
Feb 18, 2026Form 4WEISEL THOMAS WDirectorTax withholding · $204K · 1,693 sh
Feb 18, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorAward · Phantom Stock Units · $0 · 92,453 sh
Feb 18, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · $0 · 73,963 sh
Feb 18, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · Phantom Stock Units · $0 · 73,963 sh
Feb 18, 2026Form 4Nesi VictorDirectorAward · Phantom Stock Units · $0 · 46,227 sh
Feb 18, 2026Form 4ZEMLYAK JAMES MPresidentAward · Phantom Stock Units · $0 · 39,293 sh
Feb 18, 2026Form 4Nesi VictorDirectorExercise or conversion · $0 · 36,981 sh
Feb 18, 2026Form 4Nesi VictorDirectorExercise or conversion · Phantom Stock Units · $0 · 36,981 sh
Feb 18, 2026Form 4ZEMLYAK JAMES MPresidentExercise or conversion · $0 · 31,434 sh
Feb 18, 2026Form 4ZEMLYAK JAMES MPresidentExercise or conversion · Phantom Stock Units · $0 · 31,434 sh
Feb 18, 2026Form 4Michaud Thomas B.Senior Vice PresidentAward · Phantom Stock Units · $0 · 20,224 sh
Feb 18, 2026Form 4Michaud Thomas B.Senior Vice PresidentExercise or conversion · $0 · 16,179 sh
Feb 18, 2026Form 4Michaud Thomas B.Senior Vice PresidentExercise or conversion · Phantom Stock Units · $0 · 16,179 sh
Feb 18, 2026Form 4SLINEY DAVID DChief Operating OfficerAward · Phantom Stock Units · $0 · 13,868 sh
Feb 18, 2026Form 4SLINEY DAVID DChief Operating OfficerExercise or conversion · $0 · 11,094 sh
Feb 18, 2026Form 4SLINEY DAVID DChief Operating OfficerExercise or conversion · Phantom Stock Units · $0 · 11,094 sh
Feb 18, 2026Form 4Marischen James MChief Financial OfficerAward · Phantom Stock Units · $0 · 9,823 sh
Feb 18, 2026Form 4Fisher Mark PSenior VP & General CounselAward · Phantom Stock Units · $0 · 9,823 sh
Feb 18, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustAward · Phantom Stock Units · $0 · 9,245 sh
Feb 18, 2026Form 4Marischen James MChief Financial OfficerExercise or conversion · $0 · 7,859 sh
Feb 18, 2026Form 4Marischen James MChief Financial OfficerExercise or conversion · Phantom Stock Units · $0 · 7,859 sh
Feb 18, 2026Form 4Fisher Mark PSenior VP & General CounselExercise or conversion · $0 · 7,859 sh
Feb 18, 2026Form 4Fisher Mark PSenior VP & General CounselExercise or conversion · Phantom Stock Units · $0 · 7,859 sh
Feb 18, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · $0 · 7,396 sh
Feb 18, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · Phantom Stock Units · $0 · 7,396 sh
Feb 18, 2026Form 4WEISEL THOMAS WDirectorAward · Phantom Stock Units · $0 · 5,778 sh
Feb 18, 2026Form 4WEISEL THOMAS WDirectorExercise or conversion · $0 · 4,623 sh
Feb 18, 2026Form 4WEISEL THOMAS WDirectorExercise or conversion · Phantom Stock Units · $0 · 4,623 sh
Jan 30, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorTax withholding · $697K · 5,525 sh
Jan 30, 2026Form 4Nesi VictorDirectorTax withholding · $445K · 3,522 sh
Jan 30, 2026Form 4ZEMLYAK JAMES MPresidentTax withholding · $314K · 2,487 sh
Jan 30, 2026Form 4Michaud Thomas B.Senior Vice PresidentTax withholding · $166K · 1,315 sh
Jan 30, 2026Form 4SLINEY DAVID DChief Operating OfficerTax withholding · $126K · 995 sh
Jan 30, 2026Form 4Fisher Mark PSenior VP & General CounselTax withholding · $118K · 931 sh
Jan 30, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustTax withholding · $88K · 694 sh
Jan 30, 2026Form 4Marischen James MChief Financial OfficerTax withholding · $87K · 691 sh
Jan 30, 2026Form 4WEISEL THOMAS WDirectorTax withholding · $33K · 260 sh
Jan 30, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · $0 · 12,542 sh
Jan 30, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · Phantom Stock Units · $0 · 12,542 sh
Jan 30, 2026Form 4Nesi VictorDirectorExercise or conversion · $0 · 6,898 sh
Jan 30, 2026Form 4Nesi VictorDirectorExercise or conversion · Phantom Stock Units · $0 · 6,898 sh
Jan 30, 2026Form 4ZEMLYAK JAMES MPresidentExercise or conversion · $0 · 5,644 sh
Jan 30, 2026Form 4ZEMLYAK JAMES MPresidentExercise or conversion · Phantom Stock Units · $0 · 5,644 sh
Jan 30, 2026Form 4Michaud Thomas B.Senior Vice PresidentExercise or conversion · $0 · 2,665 sh
Jan 30, 2026Form 4Michaud Thomas B.Senior Vice PresidentExercise or conversion · Phantom Stock Units · $0 · 2,665 sh
Jan 30, 2026Form 4SLINEY DAVID DChief Operating OfficerExercise or conversion · $0 · 2,258 sh
Jan 30, 2026Form 4SLINEY DAVID DChief Operating OfficerExercise or conversion · Phantom Stock Units · $0 · 2,258 sh
Jan 30, 2026Form 4Fisher Mark PSenior VP & General CounselExercise or conversion · $0 · 1,725 sh
Jan 30, 2026Form 4Fisher Mark PSenior VP & General CounselExercise or conversion · Phantom Stock Units · $0 · 1,725 sh
Jan 30, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · $0 · 1,568 sh
Jan 30, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · Phantom Stock Units · $0 · 1,568 sh
Jan 30, 2026Form 4Marischen James MChief Financial OfficerExercise or conversion · $0 · 1,568 sh
Jan 30, 2026Form 4Marischen James MChief Financial OfficerExercise or conversion · Phantom Stock Units · $0 · 1,568 sh
Jan 30, 2026Form 4WEISEL THOMAS WDirectorExercise or conversion · $0 · 628 sh
Jan 30, 2026Form 4WEISEL THOMAS WDirectorExercise or conversion · Phantom Stock Units · $0 · 628 sh
Jan 26, 2026Form 4Nesi VictorDirectorTax withholding · $1.5M · 11,981 sh
Jan 26, 2026Form 4Nesi VictorDirectorExercise or conversion · $0 · 25,591 sh
Jan 26, 2026Form 4Nesi VictorDirectorExercise or conversion · Phantom Stock Units · $0 · 25,591 sh
Jan 13, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorTax withholding · $2.8M · 21,974 sh
Jan 13, 2026Form 4Raymond Charles BradfordCo-Head Global Instl Eqty AdvTax withholding · $1.3M · 10,456 sh
Jan 13, 2026Form 4ZEMLYAK JAMES MPresidentTax withholding · $1.3M · 10,143 sh
Jan 13, 2026Form 4Michaud Thomas B.Senior Vice PresidentTax withholding · $938K · 7,490 sh
Jan 13, 2026Form 4Fisher Mark PSenior VP & General CounselTax withholding · $838K · 6,695 sh
Jan 13, 2026Form 4Marischen James MChief Financial OfficerTax withholding · $720K · 5,749 sh
Jan 13, 2026Form 4SLINEY DAVID DChief Operating OfficerTax withholding · $460K · 3,677 sh
Jan 13, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustTax withholding · $276K · 2,202 sh
Jan 13, 2026Form 4Rubulotta DavidCo-Head Fixed Inc Cap MktsTax withholding · $114K · 910 sh
Jan 13, 2026Form 4McDuffie BrantleyCo Head FI Capital MarketsTax withholding · $105K · 840 sh
Jan 13, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · $0 · 52,427 sh
Jan 13, 2026Form 4KRUSZEWSKI RONALD JChief Executive Officer · DirectorExercise or conversion · Phantom Stock Units · $0 · 52,427 sh
Jan 13, 2026Form 4ZEMLYAK JAMES MPresidentExercise or conversion · $0 · 25,570 sh
Jan 13, 2026Form 4ZEMLYAK JAMES MPresidentExercise or conversion · Phantom Stock Units · $0 · 25,570 sh
Jan 13, 2026Form 4Raymond Charles BradfordCo-Head Global Instl Eqty AdvExercise or conversion · $0 · 20,927 sh
Jan 13, 2026Form 4Raymond Charles BradfordCo-Head Global Instl Eqty AdvExercise or conversion · Phantom Stock Unit · $0 · 20,927 sh
Jan 13, 2026Form 4Michaud Thomas B.Senior Vice PresidentExercise or conversion · $0 · 14,965 sh
Jan 13, 2026Form 4Michaud Thomas B.Senior Vice PresidentExercise or conversion · Phantom Stock Units · $0 · 14,965 sh
Jan 13, 2026Form 4Marischen James MChief Financial OfficerExercise or conversion · $0 · 12,055 sh
Jan 13, 2026Form 4Marischen James MChief Financial OfficerExercise or conversion · Phantom Stock Units · $0 · 12,055 sh
Jan 13, 2026Form 4Fisher Mark PSenior VP & General CounselExercise or conversion · $0 · 11,335 sh
Jan 13, 2026Form 4Fisher Mark PSenior VP & General CounselExercise or conversion · Phantom Stock Units · $0 · 11,335 sh
Jan 13, 2026Form 4SLINEY DAVID DChief Operating OfficerExercise or conversion · $0 · 10,854 sh
Jan 13, 2026Form 4SLINEY DAVID DChief Operating OfficerExercise or conversion · Phantom Stock Units · $0 · 10,854 sh
Jan 13, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · $0 · 7,304 sh
Jan 13, 2026Form 4REICHERT CHRISTOPHER KCEO of Stifel Bank & TrustExercise or conversion · Phantom Stock Units · $0 · 7,304 sh
Jan 13, 2026Form 4Rubulotta DavidCo-Head Fixed Inc Cap MktsExercise or conversion · $0 · 2,302 sh
Jan 13, 2026Form 4Rubulotta DavidCo-Head Fixed Inc Cap MktsExercise or conversion · Phantom Stock Units · $0 · 2,302 sh
Jan 13, 2026Form 4McDuffie BrantleyCo Head FI Capital MarketsExercise or conversion · $0 · 2,094 sh
Jan 13, 2026Form 4McDuffie BrantleyCo Head FI Capital MarketsExercise or conversion · Phantom Stock Units · $0 · 2,094 sh

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K is described by its items. A form opens the document on EDGAR, or the filing’s index where it furnishes exhibits (an earnings release is the 8-K’s Exhibit 99.1).

2026 · 19 filings
FiledWhat it is
Sep 24, 20268-KRegulation FD disclosure
Aug 27, 20268-KRegulation FD disclosure
Aug 5, 202610-QQuarterly report, Q2 2026 — revenue $1.64B (+10% y/y), net income $226.5M, EPS $1.34
Jul 22, 20268-KEarnings release — EPS $1.42 vs $1.35 est. (+5.2%); revenue $1.64B (+10% y/y) 2.2%
Jun 25, 20268-KRegulation FD disclosure
Jun 9, 20268-KDirectors or officers; compensation; Charter, bylaws or fiscal-year change; Shareholder vote results
May 28, 20268-KRegulation FD disclosure
May 22, 2026DEFA14AAdditional proxy materials
May 4, 202610-QQuarterly report, Q1 2026 — revenue $1.67B (+13% y/y), net income $251.4M, EPS $1.48
Apr 29, 2026ARSAnnual report to shareholders
Apr 29, 2026DEFA14AAdditional proxy materials
Apr 29, 2026DEF 14AProxy statement
Apr 22, 20268-KEarnings release — EPS $1.45 vs $1.39 est. (+4.3%); revenue $1.67B (+13% y/y) 6.0%
Apr 17, 2026PRE 14APreliminary proxy statement
Mar 26, 20268-KRegulation FD disclosure
Feb 26, 20268-KRegulation FD disclosure
Feb 24, 202610-KAnnual report, FY2025 — revenue $6.35B (+7% y/y), net income $683.8M, EPS $5.87
Feb 4, 20268-KMaterial definitive agreement; New financial obligation
Jan 28, 20268-KEarnings release — EPS $1.75 vs $1.65 est. (+6.1%); revenue $1.75B (+10% y/y) 0.1%
2025 · 24 filings
FiledWhat it is
Dec 18, 20258-KRegulation FD disclosure
Nov 20, 20258-KRegulation FD disclosure
Nov 5, 202510-QQuarterly report, Q3 2025 — revenue $1.63B (+11% y/y), net income $211.4M, EPS $1.84
Oct 22, 20258-KEarnings release — EPS $1.30 vs $1.23 est. (+5.7%); revenue $1.63B (+11% y/y) 3.8%
Sep 25, 20258-KRegulation FD disclosure
Aug 28, 20258-KRegulation FD disclosure
Aug 6, 202510-QQuarterly report, Q2 2025 — revenue $1.49B (+2% y/y), net income $155.1M, EPS $0.89
Jul 30, 20258-KResults of operations
Jun 26, 20258-KRegulation FD disclosure
Jun 11, 20258-KDirectors or officers; compensation
Jun 4, 20258-KShareholder vote results
May 22, 20258-KRegulation FD disclosure
May 7, 202510-QQuarterly report, Q1 2025 — revenue $1.47B (+4% y/y), net income $53.0M, EPS $0.26
Apr 25, 2025DEFA14AAdditional proxy materials
Apr 25, 2025ARSAnnual report to shareholders
Apr 25, 2025DEF 14AProxy statement
Apr 23, 20258-KResults of operations
Mar 27, 20258-KRegulation FD disclosure
Mar 20, 20258-KChange of auditor
Mar 13, 20258-KOther events
Feb 27, 20258-KRegulation FD disclosure
Feb 26, 202510-KAnnual report, FY2024 — revenue $5.95B (+15% y/y), net income $731.4M, EPS $6.25
Feb 7, 20258-KDirectors or officers; compensation
Jan 29, 20258-KResults of operations
2024 · 21 filings
FiledWhat it is
Dec 19, 20248-KRegulation FD disclosure
Nov 21, 20248-KRegulation FD disclosure
Nov 6, 202410-QQuarterly report, Q3 2024 — revenue $1.48B (+17% y/y), net income $158.5M, EPS $1.34
Oct 23, 20248-KResults of operations
Sep 26, 20248-KRegulation FD disclosure
Aug 22, 20248-KRegulation FD disclosure
Aug 7, 202410-QQuarterly report, Q2 2024 — revenue $1.47B (+18% y/y), net income $165.3M, EPS $1.41
Jul 24, 20248-KResults of operations
Jun 27, 20248-KRegulation FD disclosure
Jun 5, 20248-KShareholder vote results
May 23, 20248-KRegulation FD disclosure
May 8, 202410-QQuarterly report, Q1 2024 — revenue $1.42B (+12% y/y), net income $163.6M, EPS $1.40
Apr 26, 2024ARSAnnual report to shareholders
Apr 26, 2024DEFA14AAdditional proxy materials
Apr 26, 2024DEF 14AProxy statement
Apr 24, 20248-KResults of operations
Mar 28, 20248-KRegulation FD disclosure
Mar 8, 20248-KDirectors or officers; compensation
Feb 22, 20248-KRegulation FD disclosure
Feb 16, 202410-KAnnual report, FY2023 — revenue $5.16B (+12% y/y), net income $522.5M, EPS $4.28
Jan 24, 20248-KResults of operations
2023 · 24 filings — 16 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
FiledWhat it is
Nov 7, 202310-QQuarterly report, Q3 2023 — revenue $1.27B (+15% y/y), net income $68.2M, EPS $0.52
Aug 9, 202310-QQuarterly report, Q2 2023 — revenue $1.24B (+10% y/y), net income $134.4M, EPS $1.10
May 8, 2023DEFA14AAdditional proxy materials
May 4, 202310-QQuarterly report, Q1 2023 — revenue $1.26B (+12% y/y), net income $157.5M, EPS $1.28
Apr 28, 2023ARSAnnual report to shareholders
Apr 28, 2023DEFA14AAdditional proxy materials
Apr 28, 2023DEF 14AProxy statement
Feb 17, 202310-KAnnual report, FY2022 — revenue $4.59B (−4% y/y), net income $662.2M, EPS $5.32

16 current reports (8-K) not listed; the year is on EDGAR.

2022 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 9, 202210-QQuarterly report, Q3 2022 — revenue $1.10B (−4% y/y), net income $151.2M, EPS $1.21
Aug 4, 202210-QQuarterly report, Q2 2022 — revenue $1.13B (−4% y/y), net income $160.8M, EPS $1.29
May 5, 202210-QQuarterly report, Q1 2022 — revenue $1.13B (−2% y/y), net income $173.5M, EPS $1.39
Apr 29, 2022DEFA14AAdditional proxy materials
Apr 29, 2022DEF 14AProxy statement
Feb 18, 202210-KAnnual report, FY2021 — revenue $4.78B (+25% y/y), net income $824.9M, EPS $6.66

8 current reports (8-K) not listed; the year is on EDGAR.

2021 · 17 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 4, 202110-QQuarterly report, Q3 2021 — revenue $1.15B (+29% y/y), net income $192.4M, EPS $1.54
Aug 5, 202110-QQuarterly report, Q2 2021 — revenue $1.17B (+28% y/y), net income $198.1M, EPS $1.60
May 6, 202110-QQuarterly report, Q1 2021 — revenue $1.15B (+23% y/y), net income $173.0M, EPS $1.40
Apr 9, 2021DEFA14AAdditional proxy materials
Apr 9, 2021DEF 14AProxy statement
Feb 19, 202110-KAnnual report, FY2020 — revenue $3.82B (+9% y/y), net income $503.5M, EPS $4.16

11 current reports (8-K) not listed; the year is on EDGAR.

2020 · 23 filings — 15 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
FiledWhat it is
Nov 6, 202010-QQuarterly report, Q3 2020 — revenue $897.1M (+4% y/y), net income $120.5M, EPS $0.97
Aug 6, 202010-QQuarterly report, Q2 2020 — revenue $908.9M (+6% y/y), net income $107.9M, EPS $0.92
May 7, 202010-QQuarterly report, Q1 2020 — revenue $937.4M (+14% y/y), net income $86.6M, EPS $0.71
May 4, 2020DEFA14AAdditional proxy materials
Apr 30, 202010-K/AAnnual report, amended
Apr 3, 2020DEFA14AAdditional proxy materials
Apr 3, 2020DEF 14AProxy statement
Feb 19, 202010-KAnnual report, FY2019 — revenue $3.51B (+10% y/y), net income $448.4M, EPS $3.66

15 current reports (8-K) not listed; the year is on EDGAR.

2019 · 21 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 6, 201910-QQuarterly report, Q3 2019 — revenue $865.7M (+10% y/y), net income $109.4M, EPS $0.89
Aug 7, 201910-QQuarterly report, Q2 2019 — revenue $853.7M (+9% y/y), net income $109.1M, EPS $0.88
May 8, 201910-QQuarterly report, Q1 2019 — revenue $819.9M (+6% y/y), net income $99.2M, EPS $0.82
Apr 25, 2019DEFA14AAdditional proxy materials
Apr 25, 2019DEF 14AProxy statement
Feb 20, 201910-KAnnual report, FY2018 — revenue $3.19B (+7% y/y), net income $394.0M, EPS $3.15

15 current reports (8-K) not listed; the year is on EDGAR.

2018 · 32 filings — 21 × 8-K, 3 × 10-Q, 3 × DEFA14A and 4 other forms
FiledWhat it is
Nov 6, 201810-QQuarterly report, Q3 2018 — revenue $786.8M (+6% y/y), net income $103.9M, EPS $1.25
Sep 7, 2018DEFA14AAdditional proxy materials
Aug 21, 2018DEF 14AProxy statement
Aug 7, 2018PRE 14APreliminary proxy statement
Aug 7, 201810-QQuarterly report, Q2 2018 — revenue $780.0M (+5% y/y), net income $87.3M, EPS $1.04
May 23, 2018DEFA14AAdditional proxy materials
May 7, 201810-QQuarterly report, Q1 2018 — revenue $776.8M (+12% y/y), net income $88.8M, EPS $1.06
Apr 25, 2018DEFA14AAdditional proxy materials
Apr 25, 2018DEF 14AProxy statement
Feb 26, 201810-KAnnual report, FY2017 — revenue $3.00B (+13% y/y), net income $182.9M, EPS $2.14

22 current reports (8-K) not listed; the year is on EDGAR.

2017 · 25 filings — 18 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
FiledWhat it is
Nov 8, 201710-QQuarterly report, Q3 2017 — revenue $738.8M (+12% y/y), net income $66.5M, EPS $0.79
Aug 8, 201710-QQuarterly report, Q2 2017 — revenue $742.3M (+11% y/y), net income $52.8M, EPS $0.63
May 5, 201710-QQuarterly report, Q1 2017 — revenue $691.4M (+9% y/y), net income $65.5M, EPS $0.78
Apr 26, 2017DEFA14AAdditional proxy materials
Apr 26, 2017DEF 14AProxy statement
Feb 23, 201710-KAnnual report, FY2016 — revenue $2.64B (+11% y/y), net income $81.5M, EPS $1.00

19 current reports (8-K) not listed; the year is on EDGAR.

2016 · 24 filings — 16 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms

Counted, not listed; the year is on EDGAR.

2015 · 31 filings — 22 × 8-K, 3 × 10-Q, 2 × DEFA14A and 4 other forms

Counted, not listed; the year is on EDGAR.

2014 · 18 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2013 · 21 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2012 · 30 filings — 23 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2011 · 28 filings — 19 × 8-K, 3 × 10-Q, 1 × 10-K and 5 other forms

Counted, not listed; the year is on EDGAR.

2010 · 25 filings — 18 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2009 · 26 filings — 19 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2008 · 26 filings — 19 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2007 · 35 filings — 16 × 8-K, 3 × 10-Q, 3 × 8-K/A and 8 other forms

Counted, not listed; the year is on EDGAR.

2006 · 18 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2005 · 19 filings — 12 × 8-K, 3 × 10-Q, 2 × DEF 14A and 2 other forms

Counted, not listed; the year is on EDGAR.

2004 · 11 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2003 · 11 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2002 · 9 filings — 3 × 10-Q, 2 × 8-K, 1 × 10-K/A and 3 other forms

Counted, not listed; the year is on EDGAR.

2001 · 6 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A and 1 other form

Counted, not listed; the year is on EDGAR.

2000 · 7 filings — 3 × 10-Q, 1 × 10-K405, 1 × 10-K405/A and 2 other forms

Counted, not listed; the year is on EDGAR.

1999 · 5 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A

Counted, not listed; the year is on EDGAR.

1998 · 6 filings — 3 × 10-Q, 1 × 10-K405, 1 × 8-K and 1 other form

Counted, not listed; the year is on EDGAR.

1997 · 8 filings — 3 × 10-Q, 3 × 8-K, 1 × 10-K405 and 1 other form

Counted, not listed; the year is on EDGAR.

1996 · 12 filings — 3 × 10-Q, 3 × 10-Q/A, 3 × 8-K and 3 other forms

Counted, not listed; the year is on EDGAR.

1995 · 10 filings — 3 × 10-Q, 3 × 8-K, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

1994 · 4 filings — 3 × 10-Q, 1 × 10-Q/A

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 71 filings — 60 × 4, 3 × 13F-HR, 2 × SCHEDULE 13G and 5 other forms
FiledWhat it is
Sep 29, 2026N-PXOther filings
Aug 12, 202613F-HROther filings
Aug 12, 2026SCHEDULE 13G/AOther filings
Jul 27, 20264Insider transaction (Form 4)
Jul 27, 2026144/ANotice of proposed sale (Form 144), amended
Jul 23, 2026144Notice of proposed sale (Form 144)
Jun 12, 202611-KEmployee plan annual report
Jun 11, 20264Insider transaction (Form 4)
Jun 11, 20264Insider transaction (Form 4)
Jun 11, 20264Insider transaction (Form 4)
Jun 11, 20264Insider transaction (Form 4)
Jun 11, 20264Insider transaction (Form 4)
Jun 11, 20264Insider transaction (Form 4)
Jun 11, 20264Insider transaction (Form 4)
Jun 11, 20264Insider transaction (Form 4)
Jun 11, 20264Insider transaction (Form 4)
Jun 11, 20264Insider transaction (Form 4)
Jun 8, 20264Insider transaction (Form 4)
Jun 8, 20264Insider transaction (Form 4)
Jun 8, 20264Insider transaction (Form 4)
Jun 8, 20264Insider transaction (Form 4)
Jun 8, 20264Insider transaction (Form 4)
Jun 8, 20264Insider transaction (Form 4)
Jun 8, 20264Insider transaction (Form 4)
Jun 8, 20264Insider transaction (Form 4)

The newest 25 of 71 shown; the full year is on EDGAR.

2025 · 84 filings — 66 × 4, 4 × 13F-HR, 3 × 3 and 7 other forms
FiledWhat it is
Dec 29, 20254Insider transaction (Form 4)
Dec 29, 20254Insider transaction (Form 4)
Dec 22, 20254Insider transaction (Form 4)
Dec 19, 20254Insider transaction (Form 4)
Dec 9, 20254Insider transaction (Form 4)
Dec 8, 20254Insider transaction (Form 4)
Nov 21, 20254Insider transaction (Form 4)
Nov 19, 20254Insider transaction (Form 4)
Nov 17, 20254Insider transaction (Form 4)
Nov 17, 2025UPLOADLetter from the SEC staff
Nov 12, 20254Insider transaction (Form 4)
Nov 12, 202513F-HROther filings
Nov 5, 2025SCHEDULE 13G/AOther filings
Oct 7, 2025CORRESPLetter to the SEC
Sep 2, 2025N-PXOther filings
Aug 29, 2025UPLOADLetter from the SEC staff
Aug 21, 20254Insider transaction (Form 4)
Aug 21, 20254Insider transaction (Form 4)
Aug 21, 20254Insider transaction (Form 4)
Aug 21, 20254Insider transaction (Form 4)
Aug 21, 20254Insider transaction (Form 4)
Aug 21, 20254Insider transaction (Form 4)
Aug 21, 20254Insider transaction (Form 4)
Aug 21, 20254Insider transaction (Form 4)
Aug 14, 202513F-HROther filings

The newest 25 of 84 shown; the full year is on EDGAR.

2024 · 70 filings — 51 × 4, 7 × 144, 5 × SC 13G/A and 4 other forms
FiledWhat it is
Dec 20, 20244Insider transaction (Form 4)
Dec 13, 20244Insider transaction (Form 4)
Nov 27, 20244Insider transaction (Form 4)
Nov 27, 20244Insider transaction (Form 4)
Nov 27, 20244Insider transaction (Form 4)
Nov 27, 20244Insider transaction (Form 4)
Nov 26, 20244Insider transaction (Form 4)
Nov 22, 2024144Notice of proposed sale (Form 144)
Nov 21, 20244Insider transaction (Form 4)
Nov 21, 20244Insider transaction (Form 4)
Nov 20, 20244Insider transaction (Form 4)
Nov 14, 20244Insider transaction (Form 4)
Nov 14, 202413F-HROther filings
Nov 12, 2024144Notice of proposed sale (Form 144)
Nov 12, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Nov 12, 2024SC 13GPassive holder above 5% (Schedule 13G)
Aug 29, 2024N-PXOther filings
Aug 13, 202413F-HROther filings
Jun 26, 202411-KEmployee plan annual report
Jun 25, 20244Insider transaction (Form 4)
Jun 25, 20244Insider transaction (Form 4)
Jun 7, 20244Insider transaction (Form 4)
Jun 7, 20244Insider transaction (Form 4)
Jun 7, 20244Insider transaction (Form 4)
Jun 7, 20244Insider transaction (Form 4)

The newest 25 of 70 shown; the full year is on EDGAR.

2023 · 70 filings — 54 × 4, 4 × 13F-HR, 4 × SC 13G/A and 5 other forms

Counted, not listed; the year is on EDGAR.

2022 · 69 filings — 49 × 4, 8 × 4/A, 4 × 13F-HR and 4 other forms

Counted, not listed; the year is on EDGAR.

2021 · 78 filings — 61 × 4, 4 × 13F-HR, 3 × SC 13G/A and 9 other forms

Counted, not listed; the year is on EDGAR.

2020 · 91 filings — 70 × 4, 4 × 13F-HR, 3 × 424B5 and 10 other forms

Counted, not listed; the year is on EDGAR.

2019 · 77 filings — 52 × 4, 4 × 13F-HR, 4 × 5 and 12 other forms

Counted, not listed; the year is on EDGAR.

2018 · 137 filings — 106 × 4, 9 × 425, 9 × 5 and 9 other forms

Counted, not listed; the year is on EDGAR.

2017 · 108 filings — 77 × 4, 4 × 13F-HR, 4 × 5 and 20 other forms

Counted, not listed; the year is on EDGAR.

2016 · 126 filings — 75 × 4, 18 × 4/A, 7 × CORRESP and 14 other forms

Counted, not listed; the year is on EDGAR.

2015 · 88 filings — 57 × 4, 4 × 13F-HR, 3 × 424B7 and 14 other forms

Counted, not listed; the year is on EDGAR.

2014 · 76 filings — 59 × 4, 4 × 13F-HR, 4 × SC 13G/A and 8 other forms

Counted, not listed; the year is on EDGAR.

2013 · 113 filings — 86 × 4, 3 × 13F-NT, 3 × 3 and 15 other forms

Counted, not listed; the year is on EDGAR.

2012 · 92 filings — 57 × 4, 9 × 425, 3 × SC 13G/A and 16 other forms

Counted, not listed; the year is on EDGAR.

2011 · 69 filings — 57 × 4, 3 × UPLOAD, 2 × CORRESP and 6 other forms

Counted, not listed; the year is on EDGAR.

2010 · 86 filings — 63 × 4, 8 × 425, 4 × 3 and 10 other forms

Counted, not listed; the year is on EDGAR.

2009 · 74 filings — 59 × 4, 2 × 4/A, 2 × 424B2 and 10 other forms

Counted, not listed; the year is on EDGAR.

2008 · 83 filings — 61 × 4, 4 × 424B3, 4 × SC 13G/A and 11 other forms

Counted, not listed; the year is on EDGAR.

2007 · 104 filings — 77 × 4, 7 × CORRESP, 5 × UPLOAD and 12 other forms

Counted, not listed; the year is on EDGAR.

2006 · 76 filings — 71 × 4, 1 × 11-K, 1 × NT 10-Q and 3 other forms

Counted, not listed; the year is on EDGAR.

2005 · 78 filings — 65 × 4, 7 × 5, 3 × 3 and 3 other forms

Counted, not listed; the year is on EDGAR.

2004 · 82 filings — 79 × 4, 1 × 11-K, 1 × 3 and 1 other form

Counted, not listed; the year is on EDGAR.

2003 · 67 filings — 55 × 4, 2 × 3, 2 × S-8 and 6 other forms

Counted, not listed; the year is on EDGAR.

2002 · 13 filings — 2 × S-3/A, 2 × S-8, 2 × SC 13G and 7 other forms

Counted, not listed; the year is on EDGAR.

2001 · 5 filings — 2 × S-8, 1 × 11-K, 1 × 13F-HR and 1 other form

Counted, not listed; the year is on EDGAR.

2000 · 8 filings — 4 × 13F-HR, 1 × 11-K, 1 × S-3 and 2 other forms

Counted, not listed; the year is on EDGAR.

1999 · 6 filings — 3 × 13F-HR, 1 × 11-K, 1 × S-8 and 1 other form

Counted, not listed; the year is on EDGAR.

1998 · 4 filings — 2 × SC 13G, 1 × 11-K, 1 × SC 13G/A

Counted, not listed; the year is on EDGAR.

1997 · 6 filings — 2 × S-8, 2 × SC 13G/A, 1 × S-2 and 1 other form

Counted, not listed; the year is on EDGAR.

1996 · 5 filings — 2 × SC 13D/A, 1 × 8-A12B, 1 × SC 13D and 1 other form

Counted, not listed; the year is on EDGAR.

1995 · 1 filing — 1 × SC 13D/A

Counted, not listed; the year is on EDGAR.

1994 · 2 filings — 1 × S-3D, 1 × S-8

Counted, not listed; the year is on EDGAR.

About this data

Stifel Financial Corporation (SF) has 2,729 filings on EDGAR going back to 1994: 39 annual reports, 108 quarterly reports and 379 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 24, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Sep 24, 2026, covered regulation fd disclosure. Over the last 13 months insiders sold $423K in 3 sales and bought nothing on the open market; 136 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Stifel Financial Corporation, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read SF's latest 10-K?
SF's latest annual report, a 10-K, was filed on Feb 24, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did SF last file an 8-K?
On Sep 24, 2026: regulation fd disclosure. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 22, 2026.
Are SF insiders buying or selling?
Over the last 13 months insiders sold $423K in 3 sales and bought nothing on the open market; 136 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Brown Maryam S. (Director) sold 4,700 shares on Jul 23, 2026 for $372K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has SF made?
2,729 filings are on EDGAR under the registrant records that have been Stifel Financial Corporation, going back to 1994; 1,704 of them are insider ownership forms (Forms 3, 4, 5 and 144).