JEF SEC filings (2026)
CIK 96223 · Security Brokers, Dealers & Flotation Companies (SIC 6211) · incorporated in NY · fiscal year ends in November
4,470 filings on EDGAR since 1994 · 57 annual, 98 quarterly, 457 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by what they covered, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
September 2026
- Sep 28EarningsEarnings release — EPS $1.09 vs $1.04 est. (+4.8%) 1.3%
July 2026
- Jul 15Insider buySUMITOMO MITSUI FINANCIAL GROUP, INC. (Director) bought 11,813,084 shares for $642.7M at $53.96–$54.86
- Jul 158-K8-K · Other events
- Jul 9ReportQuarterly report, Q2 2026 — revenue $3.12B (+25% y/y), net income $250.0M
- Jul 88-K8-K · Other events
June 2026
May 2026
April 2026
- Apr 288-K8-K · Other events
- Apr 248-K8-K · Other events
- Apr 7ReportQuarterly report, Q1 2026 — revenue $2.87B (+16% y/y), net income $159.3M, EPS $0.70
March 2026
- Mar 318-K8-K · Charter, bylaws or fiscal-year change; Shareholder vote results
- Mar 25EarningsEarnings release — EPS $0.89 vs $0.89 est. (+0.0%); revenue $2.87B (+16% y/y) 1.6%
- Mar 98-K8-K · Regulation FD disclosure
February 2026
- Feb 23ProxyProxy · Annual report to shareholders
- Feb 23ProxyProxy · Proxy statement
- Feb 118-K8-K · Regulation FD disclosure
- Feb 11ProxyProxy · Preliminary proxy statement
- Feb 11ProxyProxy · Additional proxy materials
January 2026
- Jan 28ReportAnnual report, FY2025 — revenue $10.82B (+3% y/y), net income $682.0M, EPS $2.83
- Jan 168-K8-K · Other events
- Jan 148-K8-K · Other events
- Jan 7EarningsEarnings release — EPS $0.96 vs $0.83 est. (+15.7%); revenue $2.95B (+3% y/y) 5.6%
- Jan 78-K8-K · Regulation FD disclosure
December 2025
- Dec 88-K8-K · Other events
October 2025
- Oct 178-K8-K · Regulation FD disclosure
- Oct 168-K8-K · Regulation FD disclosure
- Oct 148-K8-K · Other events
- Oct 9ReportQuarterly report, Q3 2025 — revenue $2.91B (+12% y/y), net income $242.5M, EPS $1.01
- Oct 88-K8-K · Other events
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $52 in 1 sale and bought $1.31B in 2 purchases; 52 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Jul 15, 2026Form 4 ×2 | SUMITOMO MITSUI FINANCIAL GROUP, INC.DirectorBought · $642.7M · 11,813,084 sh |
| May 6, 2026Form 4 | FRIEDMAN BRIAN PPresident · DirectorSold · $52 · 1 sh |
| May 1, 2026Form 4 ×2 | SUMITOMO MITSUI FINANCIAL GROUP, INC.DirectorBought · $662.5M · 12,858,674 sh |
Awards, exercises, withholding and plan purchases · 52 transactions
| Date | Insider |
|---|---|
| Oct 1, 2026Form 4 | HANDLER RICHARD BCEO · DirectorGift · $0 · 842 sh |
| Aug 28, 2026Form 4 | HANDLER RICHARD BCEO · DirectorAward · $4.0M · 75,531 sh |
| Aug 28, 2026Form 4 | FRIEDMAN BRIAN PPresident · DirectorAward · $1.5M · 29,016 sh |
| Aug 28, 2026Form 4 | Sharp Michael J.EVP and General CounselAward · $40K · 746 sh |
| Aug 28, 2026Form 4 | Larson Matthew ScottEVP, CFOAward · $40K · 746 sh |
| Aug 28, 2026Form 4 | O Kane Michael TDirectorAward · $29K · 538 sh |
| Aug 28, 2026Form 4 | BEYER ROBERT DDirectorAward · $27K · 501 sh |
| Aug 28, 2026Form 4 | Ellis-Kirk MatriceDirectorAward · $8,760 · 165 sh |
| Aug 28, 2026Form 4 | Weiler MelissaDirectorAward · $8,760 · 165 sh |
| Aug 7, 2026Form 4 | FRIEDMAN BRIAN PPresident · DirectorGift · $0 · 81,734 sh |
| Jul 10, 2026Form 4 | SUMITOMO MITSUI FINANCIAL GROUP, INC.DirectorExercise or conversion · — · 3,769,500 sh |
| Jul 10, 2026Form 4 | SUMITOMO MITSUI FINANCIAL GROUP, INC.DirectorExercise or conversion · — · 3,769,500 sh |
| Jun 30, 2026Form 4 | SUMITOMO MITSUI FINANCIAL GROUP, INC.DirectorExercise or conversion · — · 27,562,500 sh |
| Jun 30, 2026Form 4 | SUMITOMO MITSUI FINANCIAL GROUP, INC.DirectorExercise or conversion · Series B Non-Voting Conver… · $0 · 55,125 sh |
| May 29, 2026Form 4 | HANDLER RICHARD BCEO · DirectorAward · $5.1M · 97,136 sh |
| May 29, 2026Form 4 | FRIEDMAN BRIAN PPresident · DirectorAward · $1.5M · 29,003 sh |
| May 29, 2026Form 4 | HANDLER RICHARD BCEO · DirectorTax withholding · $558K · 10,545 sh |
| May 29, 2026Form 4 | Larson Matthew ScottEVP, CFOAward · $39K · 746 sh |
| May 29, 2026Form 4 | Sharp Michael J.EVP and General CounselAward · $39K · 746 sh |
| May 29, 2026Form 4 | O Kane Michael TDirectorAward · $28K · 538 sh |
| May 29, 2026Form 4 | BEYER ROBERT DDirectorAward · $26K · 501 sh |
| May 29, 2026Form 4 | Ellis-Kirk MatriceDirectorAward · $8,699 · 165 sh |
| May 29, 2026Form 4 | Weiler MelissaDirectorAward · $8,699 · 165 sh |
| May 28, 2026Form 4 | HANDLER RICHARD BCEO · DirectorOther · $0 · 487 sh |
| May 28, 2026Form 4 | FRIEDMAN BRIAN PPresident · DirectorOther · $0 · 464 sh |
| May 23, 2026Form 4 | HANDLER RICHARD BCEO · DirectorTax withholding · $75.5M · 1,440,307 sh |
| Apr 27, 2026Form 4 | SUMITOMO MITSUI FINANCIAL GROUP, INC.DirectorExercise or conversion · — · 9,247,081 sh |
| Apr 27, 2026Form 4 | SUMITOMO MITSUI FINANCIAL GROUP, INC.DirectorExercise or conversion · — · 9,247,081 sh |
| Mar 26, 2026Form 4 | Adamany LindaDirectorAward · $220K · 5,461 sh |
| Mar 26, 2026Form 4 | BEYER ROBERT DDirectorAward · $220K · 5,461 sh |
| Mar 26, 2026Form 4 | Ellis-Kirk MatriceDirectorAward · $220K · 5,461 sh |
| Mar 26, 2026Form 4 | Gilmartin MaryAnneDirectorAward · $220K · 5,461 sh |
| Mar 26, 2026Form 4 | JONES THOMAS WDirectorAward · $220K · 5,461 sh |
| Mar 26, 2026Form 4 | Katz Jacob MDirectorAward · $220K · 5,461 sh |
| Mar 26, 2026Form 4 | O Kane Michael TDirectorAward · $220K · 5,461 sh |
| Mar 26, 2026Form 4 | Weiler MelissaDirectorAward · $220K · 5,461 sh |
| Mar 2, 2026Form 4 | HANDLER RICHARD BCEO · DirectorGift · $0 · 518,020 sh |
| Feb 27, 2026Form 4 | HANDLER RICHARD BCEO · DirectorAward · $5.1M · 114,947 sh |
| Feb 27, 2026Form 4 | FRIEDMAN BRIAN PPresident · DirectorAward · $1.5M · 34,769 sh |
| Feb 27, 2026Form 4 | Sharp Michael J.EVP and General CounselAward · $39K · 877 sh |
| Feb 27, 2026Form 4 | Larson Matthew ScottEVP, CFOAward · $39K · 877 sh |
| Feb 27, 2026Form 4 | O Kane Michael TDirectorAward · $28K · 633 sh |
| Feb 27, 2026Form 4 | BEYER ROBERT DDirectorAward · $24K · 540 sh |
| Feb 27, 2026Form 4 | Ellis-Kirk MatriceDirectorAward · $6,438 · 145 sh |
| Feb 27, 2026Form 4 | Weiler MelissaDirectorAward · $6,438 · 145 sh |
| Feb 9, 2026Form 4 | HANDLER RICHARD BCEO · DirectorGift · $0 · 162,152 sh |
| Feb 2, 2026Form 4 | FRIEDMAN BRIAN PPresident · DirectorGift · $0 · 472,804 sh |
| Jan 14, 2026Form 4 | HANDLER RICHARD BCEO · DirectorGift · $0 · 249,052 sh |
| Jan 7, 2026Form 4 | HANDLER RICHARD BCEO · DirectorGift · $0 · 260,942 sh |
| Jan 2, 2026Form 4 | FRIEDMAN BRIAN PPresident · DirectorGift · $0 · 4,800 sh |
| Jan 2, 2026Form 4 | FRIEDMAN BRIAN PPresident · DirectorAward · $0 · 1,800 sh |
| Jan 2, 2026Form 4 | HANDLER RICHARD BCEO · DirectorGift · $0 · 600 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K is described by its items. A form opens the document on EDGAR, or the filing’s index where it furnishes exhibits (an earnings release is the 8-K’s Exhibit 99.1).
2026 · 21 filings
| Filed | What it is |
|---|---|
| Sep 28, 20268-K | Earnings release — EPS $1.09 vs $1.04 est. (+4.8%) 1.3% |
| Jul 15, 20268-K | Other events |
| Jul 9, 202610-Q | Quarterly report, Q2 2026 — revenue $3.12B (+25% y/y), net income $250.0M |
| Jul 8, 20268-K | Other events |
| Jun 24, 20268-K | Earnings release — EPS $1.03 vs $1.09 est. (−5.5%); revenue $3.12B (+25% y/y) 9.1% |
| Apr 28, 20268-K | Other events |
| Apr 24, 20268-K | Other events |
| Apr 7, 202610-Q | Quarterly report, Q1 2026 — revenue $2.87B (+16% y/y), net income $159.3M, EPS $0.70 |
| Mar 31, 20268-K | Charter, bylaws or fiscal-year change; Shareholder vote results |
| Mar 25, 20268-K | Earnings release — EPS $0.89 vs $0.89 est. (+0.0%); revenue $2.87B (+16% y/y) 1.6% |
| Mar 9, 20268-K | Regulation FD disclosure |
| Feb 23, 2026ARS | Annual report to shareholders |
| Feb 23, 2026DEF 14A | Proxy statement |
| Feb 11, 2026PRE 14A | Preliminary proxy statement |
| Feb 11, 2026DEFA14A | Additional proxy materials |
| Feb 11, 20268-K | Regulation FD disclosure |
| Jan 28, 202610-K | Annual report, FY2025 — revenue $10.82B (+3% y/y), net income $682.0M, EPS $2.83 |
| Jan 16, 20268-K | Other events |
| Jan 14, 20268-K | Other events |
| Jan 7, 20268-K | Regulation FD disclosure |
| Jan 7, 20268-K | Earnings release — EPS $0.96 vs $0.83 est. (+15.7%); revenue $2.95B (+3% y/y) 5.6% |
2025 · 22 filings
| Filed | What it is |
|---|---|
| Dec 8, 20258-K | Other events |
| Oct 17, 20258-K | Regulation FD disclosure |
| Oct 16, 20258-K | Regulation FD disclosure |
| Oct 14, 20258-K | Other events |
| Oct 9, 202510-Q | Quarterly report, Q3 2025 — revenue $2.91B (+12% y/y), net income $242.5M, EPS $1.01 |
| Oct 8, 20258-K | Other events |
| Sep 29, 20258-K | Earnings release — EPS $1.05 vs $0.79 est. (+32.9%); revenue $2.91B (+12% y/y) 1.9% |
| Sep 19, 2025DEFA14A | Additional proxy materials |
| Sep 19, 20258-K | Change to security holders' rights; Charter, bylaws or fiscal-year change |
| Sep 19, 2025DEFA14A | Additional proxy materials |
| Sep 19, 20258-K | Material definitive agreement; Other events |
| Jul 9, 202510-Q | Quarterly report, Q2 2025 — revenue $2.49B (−1% y/y), net income $91.4M, EPS $0.40 |
| Jun 25, 20258-K | Results of operations |
| Apr 9, 202510-Q | Quarterly report, Q1 2025 — revenue $2.47B (−3% y/y), net income $136.8M, EPS $0.57 |
| Mar 28, 20258-K | Shareholder vote results |
| Mar 26, 20258-K | Results of operations |
| Feb 14, 2025ARS | Annual report to shareholders |
| Feb 14, 2025DEFA14A | Additional proxy materials |
| Feb 14, 2025DEF 14A | Proxy statement |
| Jan 28, 202510-K | Annual report, FY2024 — revenue $10.52B (+41% y/y), net income $716.0M, EPS $2.99 |
| Jan 8, 20258-K | Regulation FD disclosure |
| Jan 8, 20258-K | Results of operations |
2024 · 19 filings
| Filed | What it is |
|---|---|
| Oct 21, 20248-K | Regulation FD disclosure |
| Oct 9, 202410-Q | Quarterly report, Q3 2024 — revenue $2.60B (+27% y/y), net income $181.0M, EPS $0.75 |
| Sep 25, 20248-K | Results of operations |
| Aug 12, 20248-K | Directors or officers; compensation; Regulation FD disclosure |
| Aug 1, 20248-K | Other events |
| Jul 9, 202410-Q | Quarterly report, Q2 2024 — revenue $2.52B (+52% y/y), net income $154.7M, EPS $0.64 |
| Jun 26, 20248-K | Results of operations |
| Apr 16, 20248-K | Other events |
| Apr 12, 20248-K | Other events |
| Apr 5, 202410-Q | Quarterly report, Q1 2024 — revenue $2.55B (+43% y/y), net income $156.4M, EPS $0.66 |
| Mar 29, 20248-K | Directors or officers; compensation; Shareholder vote results |
| Mar 27, 20248-K | Results of operations |
| Feb 16, 2024ARS | Annual report to shareholders |
| Feb 16, 2024DEFA14A | Additional proxy materials |
| Feb 16, 2024DEF 14A | Proxy statement |
| Feb 5, 20248-K | Other events |
| Jan 26, 202410-K | Annual report, FY2023 — revenue $7.44B (+4% y/y), net income $262.4M, EPS $1.10 |
| Jan 8, 20248-K | Regulation FD disclosure |
| Jan 8, 20248-K | Results of operations |
2023 · 32 filings — 19 × 8-K, 5 × DEFA14A, 3 × 10-Q and 4 other forms
| Filed | What it is |
|---|---|
| Oct 6, 202310-Q | Quarterly report, Q3 2023 — revenue $2.04B (+11% y/y), net income $53.9M, EPS $0.22 |
| Jul 7, 202310-Q | Quarterly report, Q2 2023 — revenue $1.65B (+3% y/y), net income $8.7M, EPS $0.05 |
| Jun 27, 2023DEFA14A | Additional proxy materials |
| May 25, 2023DEFA14A | Additional proxy materials |
| May 25, 2023DEF 14A | Proxy statement |
| May 5, 2023PRE 14A | Preliminary proxy statement |
| Apr 27, 2023DEFA14A | Additional proxy materials |
| Apr 27, 2023DEFA14A | Additional proxy materials |
| Apr 10, 202310-Q | Quarterly report, Q1 2023 — revenue $1.78B (−7% y/y), net income $129.3M, EPS $0.54 |
| Feb 21, 2023ARS | Annual report to shareholders |
| Feb 17, 2023DEFA14A | Additional proxy materials |
| Feb 17, 2023DEF 14A | Proxy statement |
| Jan 27, 202310-K | Annual report, FY2022 — revenue $7.15B (−20% y/y), net income $781.7M, EPS $3.06 |
19 current reports (8-K) not listed; the year is on EDGAR.
2022 · 23 filings — 17 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Oct 7, 202210-Q | Quarterly report, Q3 2022 — revenue $1.83B (−14% y/y), net income $195.5M, EPS $0.78 |
| Jul 8, 202210-Q | Quarterly report, Q2 2022 — revenue $1.60B (−26% y/y), net income $116.9M, EPS $0.45 |
| Apr 8, 202210-Q | Quarterly report, Q1 2022 — revenue $1.91B (−29% y/y), net income $328.0M, EPS $1.23 |
| Feb 17, 2022DEFA14A | Additional proxy materials |
| Feb 17, 2022DEF 14A | Proxy statement |
| Jan 28, 202210-K | Annual report, FY2021 — revenue $8.95B (+30% y/y), net income $1.67B, EPS $6.13 |
17 current reports (8-K) not listed; the year is on EDGAR.
2021 · 24 filings — 16 × 8-K, 3 × 10-Q, 2 × 8-K/A and 3 other forms
| Filed | What it is |
|---|---|
| Oct 8, 202110-Q | Quarterly report, Q3 2021 — revenue $2.14B (+17% y/y), net income $407.9M, EPS $1.50 |
| Jul 9, 202110-Q | Quarterly report, Q2 2021 — revenue $2.17B (+57% y/y), net income $353.3M, EPS $1.30 |
| Apr 8, 202110-Q | Quarterly report, Q1 2021 — revenue $2.70B (+60% y/y), net income $582.5M, EPS $2.13 |
| Feb 12, 2021DEFA14A | Additional proxy materials |
| Feb 12, 2021DEF 14A | Proxy statement |
| Jan 29, 202110-K | Annual report, FY2020 — revenue $6.88B (+28% y/y), net income $769.6M, EPS $2.65 |
18 current reports (8-K) not listed; the year is on EDGAR.
2020 · 20 filings — 12 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
| Filed | What it is |
|---|---|
| Oct 9, 202010-Q | Quarterly report, Q3 2020 — revenue $1.83B (+49% y/y), net income $304.4M, EPS $1.07 |
| Jul 9, 202010-Q | Quarterly report, Q2 2020 — revenue $1.38B (−9% y/y), net income $44.9M, EPS $0.16 |
| Apr 8, 202010-Q | Quarterly report, Q1 2020 — revenue $1.69B (+42% y/y), net income $113.0M, EPS $0.37 |
| Mar 26, 202010-K/A | Annual report, amended |
| Mar 18, 2020DEFA14A | Additional proxy materials |
| Mar 3, 2020DEFA14A | Additional proxy materials |
| Mar 3, 2020DEF 14A | Proxy statement |
| Jan 29, 202010-K | Annual report, FY2019 — revenue $5.36B, net income $959.6M, EPS $3.03 |
12 current reports (8-K) not listed; the year is on EDGAR.
2019 · 27 filings — 19 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
| Filed | What it is |
|---|---|
| Oct 8, 201910-Q | Quarterly report, Q3 2019 — revenue $1.22B (−16% y/y), net income $48.5M, EPS $0.15 |
| Jul 9, 201910-Q | Quarterly report, Q2 2019 — revenue $1.51B (+21% y/y), net income $670.8M, EPS $2.14 |
| Apr 9, 201910-Q | Quarterly report, Q1 2019 — revenue $1.20B (+3% y/y), net income $44.8M, EPS $0.14 |
| Mar 28, 201910-KT/A | Transition-period annual report, amended |
| Mar 18, 2019DEFA14A | Additional proxy materials |
| Feb 15, 2019DEFA14A | Additional proxy materials |
| Feb 15, 2019DEF 14A | Proxy statement |
| Jan 29, 201910-KT | Transition-period annual report |
19 current reports (8-K) not listed; the year is on EDGAR.
2018 · 27 filings — 20 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 1, 201810-Q | Quarterly report, Q3 2018 — revenue $1.46B (+32% y/y), net income $192.6M, EPS $0.55 |
| Aug 1, 201810-Q | Quarterly report, Q2 2018 — revenue $1.24B (+12% y/y), net income $725.5M, EPS $2.03 |
| May 7, 2018DEFA14A | Additional proxy materials |
| May 2, 201810-Q | Quarterly report, Q1 2018 — revenue $1.16B (−62% y/y), net income $124.5M, EPS $0.34 |
| Apr 13, 2018DEFA14A | Additional proxy materials |
| Apr 13, 2018DEF 14A | Proxy statement |
| Feb 27, 201810-K | Annual report, FY2017 — revenue $5.05B (+31% y/y), net income $167.4M, EPS $0.45 |
20 current reports (8-K) not listed; the year is on EDGAR.
2017 · 19 filings — 14 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
| Filed | What it is |
|---|---|
| Nov 1, 201710-Q | Quarterly report, Q3 2017 — revenue $1.10B (−62% y/y), net income $99.4M, EPS $0.27 |
| Aug 2, 201710-Q | Quarterly report, Q2 2017 — revenue $1.11B (−61% y/y), net income $58.2M, EPS $0.16 |
| May 3, 201710-Q | Quarterly report, Q1 2017 — revenue $3.08B (+40% y/y), net income $281.4M, EPS $0.75 |
| Apr 18, 2017DEF 14A | Proxy statement |
| Feb 27, 201710-K | Annual report, FY2016 — revenue $3.85B (−67% y/y), net income $125.9M, EPS $0.34 |
14 current reports (8-K) not listed; the year is on EDGAR.
2016 · 22 filings — 16 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2015 · 24 filings — 18 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2014 · 38 filings — 28 × 8-K, 3 × 10-Q, 3 × DEFA14A and 4 other forms
Counted, not listed; the year is on EDGAR.
2013 · 38 filings — 27 × 8-K, 3 × 10-Q, 3 × DEFA14A and 4 other forms
Counted, not listed; the year is on EDGAR.
2012 · 27 filings — 18 × 8-K, 3 × 10-Q, 2 × 8-K/A and 4 other forms
Counted, not listed; the year is on EDGAR.
2011 · 18 filings — 12 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2010 · 23 filings — 16 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2009 · 17 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2008 · 23 filings — 12 × 8-K, 3 × 10-Q, 3 × 8-K/A and 5 other forms
Counted, not listed; the year is on EDGAR.
2007 · 25 filings — 16 × 8-K, 3 × 10-Q, 1 × 10-K and 5 other forms
Counted, not listed; the year is on EDGAR.
2006 · 26 filings — 17 × 8-K, 3 × 10-K/A, 3 × 10-Q and 3 other forms
Counted, not listed; the year is on EDGAR.
2005 · 42 filings — 29 × 8-K, 4 × 8-K/A, 3 × 10-Q and 5 other forms
Counted, not listed; the year is on EDGAR.
2004 · 24 filings — 14 × 8-K, 3 × 10-K/A, 3 × 10-Q and 4 other forms
Counted, not listed; the year is on EDGAR.
2003 · 28 filings — 19 × 8-K, 3 × 10-K/A, 3 × 10-Q and 3 other forms
Counted, not listed; the year is on EDGAR.
2002 · 14 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2001 · 11 filings — 4 × 8-K, 3 × 10-Q, 1 × 10-K405 and 3 other forms
Counted, not listed; the year is on EDGAR.
2000 · 11 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 10 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
1998 · 8 filings — 3 × 10-Q, 2 × 8-K, 1 × 10-K/A and 2 other forms
Counted, not listed; the year is on EDGAR.
1997 · 21 filings — 9 × 8-K, 3 × 10-Q, 2 × PRER14A and 7 other forms
Counted, not listed; the year is on EDGAR.
1996 · 5 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A
Counted, not listed; the year is on EDGAR.
1995 · 5 filings — 3 × 10-Q, 1 × 10-K, 1 × DEF 14A
Counted, not listed; the year is on EDGAR.
1994 · 6 filings — 3 × 10-Q, 1 × 10-K, 1 × 10-K/A and 1 other form
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 815 filings — 578 × 424B2, 152 × 424B5, 43 × 4 and 11 other forms
| Filed | What it is |
|---|---|
| Oct 2, 20264 | Insider transaction (Form 4) |
| Oct 2, 2026424B5 | Prospectus supplement |
| Oct 2, 2026424B5 | Prospectus supplement |
| Oct 2, 2026424B5 | Prospectus supplement |
| Oct 2, 2026424B5 | Prospectus supplement |
| Oct 1, 2026424B5 | Prospectus supplement |
| Oct 1, 2026424B5 | Prospectus supplement |
| Oct 1, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B2 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 30, 2026424B5 | Prospectus supplement |
| Sep 29, 2026424B2 | Prospectus supplement |
The newest 25 of 815 shown; the full year is on EDGAR.
2025 · 879 filings — 622 × 424B2, 145 × 424B5, 53 × FWP and 6 other forms
| Filed | What it is |
|---|---|
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 23, 2025424B2 | Prospectus supplement |
| Dec 23, 2025424B2 | Prospectus supplement |
| Dec 23, 2025424B2 | Prospectus supplement |
| Dec 22, 2025424B2 | Prospectus supplement |
| Dec 19, 2025424B2 | Prospectus supplement |
| Dec 18, 20254 | Insider transaction (Form 4) |
The newest 25 of 879 shown; the full year is on EDGAR.
2024 · 507 filings — 334 × 424B2, 67 × 424B5, 59 × 4 and 13 other forms
| Filed | What it is |
|---|---|
| Dec 31, 2024424B2 | Prospectus supplement |
| Dec 31, 2024424B2 | Prospectus supplement |
| Dec 30, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 26, 2024424B2 | Prospectus supplement |
| Dec 23, 2024424B2 | Prospectus supplement |
| Dec 20, 2024424B2 | Prospectus supplement |
| Dec 17, 20244 | Insider transaction (Form 4) |
| Dec 17, 20244 | Insider transaction (Form 4) |
| Dec 17, 20244 | Insider transaction (Form 4) |
| Dec 17, 20244 | Insider transaction (Form 4) |
| Dec 17, 2024424B2 | Prospectus supplement |
| Dec 17, 2024424B2 | Prospectus supplement |
| Dec 16, 2024424B2 | Prospectus supplement |
| Dec 13, 2024424B2 | Prospectus supplement |
| Dec 13, 2024424B2 | Prospectus supplement |
| Dec 13, 2024424B2 | Prospectus supplement |
The newest 25 of 507 shown; the full year is on EDGAR.
2023 · 225 filings — 114 × 424B2, 53 × 4, 20 × 424B5 and 15 other forms
Counted, not listed; the year is on EDGAR.
2022 · 92 filings — 52 × 4, 22 × 424B2, 5 × SC 13G/A and 6 other forms
Counted, not listed; the year is on EDGAR.
2021 · 62 filings — 39 × 4, 4 × 13F-HR, 4 × 3 and 7 other forms
Counted, not listed; the year is on EDGAR.
2020 · 57 filings — 39 × 4, 6 × 4/A, 4 × 13F-HR and 5 other forms
Counted, not listed; the year is on EDGAR.
2019 · 90 filings — 58 × 4, 12 × SC 13D/A, 5 × SC 13G/A and 10 other forms
Counted, not listed; the year is on EDGAR.
2018 · 71 filings — 49 × 4, 6 × SC 13D/A, 5 × SC 13G/A and 4 other forms
Counted, not listed; the year is on EDGAR.
2017 · 65 filings — 44 × 4, 6 × SC 13D/A, 4 × 13F-HR and 6 other forms
Counted, not listed; the year is on EDGAR.
2016 · 70 filings — 49 × 4, 6 × 4/A, 4 × 13F-HR and 8 other forms
Counted, not listed; the year is on EDGAR.
2015 · 42 filings — 35 × 4, 4 × 13F-HR, 1 × 3 and 2 other forms
Counted, not listed; the year is on EDGAR.
2014 · 56 filings — 41 × 4, 4 × 13F-HR, 4 × SC 13D/A and 5 other forms
Counted, not listed; the year is on EDGAR.
2013 · 77 filings — 27 × 4, 13 × 3, 5 × 424B5 and 17 other forms
Counted, not listed; the year is on EDGAR.
2012 · 26 filings — 13 × 4, 4 × 13F-HR, 2 × SC 13D/A and 6 other forms
Counted, not listed; the year is on EDGAR.
2011 · 76 filings — 40 × 4, 14 × SC 13D/A, 4 × 13F-HR and 8 other forms
Counted, not listed; the year is on EDGAR.
2010 · 53 filings — 31 × 4, 4 × 13F-HR, 4 × UPLOAD and 9 other forms
Counted, not listed; the year is on EDGAR.
2009 · 42 filings — 23 × 4, 4 × 13F-HR, 3 × SC 13D/A and 6 other forms
Counted, not listed; the year is on EDGAR.
2008 · 90 filings — 52 × 4, 16 × SC 13D/A, 4 × 13F-HR and 8 other forms
Counted, not listed; the year is on EDGAR.
2007 · 57 filings — 32 × 4, 6 × 424B5, 4 × 13F-HR and 11 other forms
Counted, not listed; the year is on EDGAR.
2006 · 54 filings — 34 × 4, 4 × 13F-HR, 3 × 5 and 6 other forms
Counted, not listed; the year is on EDGAR.
2005 · 63 filings — 26 × 4, 12 × SC 13D/A, 4 × 13F-HR and 15 other forms
Counted, not listed; the year is on EDGAR.
2004 · 77 filings — 24 × 4, 22 × SC 13D/A, 5 × 424B3 and 9 other forms
Counted, not listed; the year is on EDGAR.
2003 · 57 filings — 14 × SC 13D/A, 9 × 4, 9 × SC TO-T/A and 11 other forms
Counted, not listed; the year is on EDGAR.
2002 · 9 filings — 3 × SC 13D, 3 × SC 13D/A, 1 × 424B3 and 2 other forms
Counted, not listed; the year is on EDGAR.
2001 · 3 filings — 1 × SC 13D, 1 × SC 13D/A, 1 × SC 13G
Counted, not listed; the year is on EDGAR.
2000 · 13 filings — 8 × SC 13D/A, 4 × SC 13D, 1 × S-8
Counted, not listed; the year is on EDGAR.
1999 · 3 filings — 2 × SC 13D/A, 1 × SC 13D
Counted, not listed; the year is on EDGAR.
1998 · 2 filings — 1 × SC 13D/A, 1 × SC 13G/A
Counted, not listed; the year is on EDGAR.
1997 · 5 filings — 2 × S-4/A, 1 × 424B1, 1 × S-4 and 1 other form
Counted, not listed; the year is on EDGAR.
1996 · 9 filings — 2 × 8-A12B/A, 1 × 424B1, 1 × 424B3 and 5 other forms
Counted, not listed; the year is on EDGAR.
1995 · 20 filings — 7 × SC 13D/A, 6 × S-3/A, 2 × 424B1 and 3 other forms
Counted, not listed; the year is on EDGAR.
1994 · 3 filings — 2 × SC 13D/A, 1 × 424B3
Counted, not listed; the year is on EDGAR.
About this data
Jefferies Financial Group Inc. (JEF) has 4,470 filings on EDGAR going back to 1994: 57 annual reports, 98 quarterly reports and 457 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Jan 28, 2026 for the fiscal year ended Nov 30, 2025. The most recent 8-K, on Sep 28, 2026, covered results of operations. Over the last 13 months insiders sold $52 in 1 sale and bought $1.31B in 2 purchases; 52 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Jefferies Financial Group Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read JEF's latest 10-K?
- JEF's latest annual report, a 10-K, was filed on Jan 28, 2026 for the fiscal year ended Nov 30, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did JEF last file an 8-K?
- On Sep 28, 2026: results of operations. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Sep 28, 2026.
- Are JEF insiders buying or selling?
- Over the last 13 months insiders sold $52 in 1 sale and bought $1.31B in 2 purchases; 52 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: FRIEDMAN BRIAN P (President · Director) sold 1 shares on May 6, 2026 for $52. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has JEF made?
- 4,470 filings are on EDGAR under the registrant records that have been Jefferies Financial Group Inc., going back to 1994; 1,042 of them are insider ownership forms (Forms 3, 4, 5 and 144).