MS SEC filings (2026)
CIK 895421 · Security Brokers, Dealers & Flotation Companies (SIC 6211) · incorporated in DE · fiscal year ends in December
109,880 filings on EDGAR since 1993 · 32 annual, 98 quarterly, 430 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
October 2026
- Oct 14EarningsEarnings release — EPS $3.03 vs $2.83 est. (+7.1%) 2.7%
August 2026
July 2026
- Jul 28Insider saleSCHAPIRO MARY L (Director) sold 1,000 shares for $212K at $212.06
- Jul 17Insider salePizzi Michael A. (Head Technology & Operations) sold 24,165 shares for $5.2M at $215.00–$216.88
- Jul 16Insider saleYESHAYA SHARON (Chief Financial Officer) sold 15,554 shares for $3.5M at $222.51
- Jul 15EarningsEarnings release — EPS $3.46 vs $2.89 est. (+19.7%); revenue $21.35B (+27% y/y) 0.4%
June 2026
- Jun 248-K8-K · Other events
May 2026
April 2026
- Apr 20Insider saleGROSSMAN ERIC F (Chief Legal/Admin Officer) sold 11,118 shares for $2.1M at $190.00–$191.50
- Apr 17Insider saleSIMKOWITZ DANIEL A (Co-President) sold 14,690 shares for $2.8M at $189.24
- Apr 16Insider saleSAPERSTEIN ANDREW M (Co-President) sold 51,668 shares for $9.7M at $187.20–$192.12
- Apr 16Insider saleCRAWLEY MANDELL (Chief Client Officer) sold 16,129 shares for $3.0M at $187.25–$189.05
- Apr 15EarningsEarnings release — EPS $3.43 vs $3.06 est. (+12.1%); revenue $20.58B (+16% y/y) 4.5%
- Apr 2ProxyProxy · Annual report to shareholders
- Apr 2ProxyProxy · Additional proxy materials
- Apr 2ProxyProxy · Additional proxy materials
- Apr 2ProxyProxy · Proxy statement
February 2026
- Feb 19ReportAnnual report, FY2025 — revenue $70.64B (+14% y/y), net income $16.86B, EPS $10.21
- Feb 118-K8-K · Other events
January 2026
- Jan 30Insider saleSIMKOWITZ DANIEL A (Co-President) sold 32,968 shares for $6.0M at $182.61
- Jan 20Insider saleSAPERSTEIN ANDREW M (Co-President) sold 30,330 shares for $5.6M at $181.85–$186.60
- Jan 20Insider saleGROSSMAN ERIC F (Chief Legal/Admin Officer) sold 21,555 shares for $4.0M at $184.00
- Jan 20Insider salePizzi Michael A. (Head Technology & Operations) sold 20,000 shares for $3.7M at $184.55
- Jan 20Insider saleYESHAYA SHARON (Chief Financial Officer) sold 15,838 shares for $2.9M at $185.77
- Jan 20Insider saleSMITH CHARLES A (Chief Risk Officer) sold 8,500 shares for $1.5M at $182.08
- Jan 20Insider saleCRAWLEY MANDELL (Chief Client Officer) sold 7,860 shares for $1.4M at $181.89–$185.94
- Jan 15EarningsEarnings release — EPS $2.68 vs $2.41 est. (+11.2%); revenue $17.89B (+10% y/y) 5.8%
November 2025
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $51.7M in 14 sales and bought nothing on the open market; 68 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Jul 28, 2026Form 4 | SCHAPIRO MARY LDirectorSold · $212K · 1,000 sh |
| Jul 17, 2026Form 4 | Pizzi Michael A.Head Technology & OperationsSold · $5.2M · 24,165 sh |
| Jul 16, 2026Form 4 | YESHAYA SHARONChief Financial OfficerSold · $3.5M · 15,554 sh |
| Apr 20, 2026Form 4 | GROSSMAN ERIC FChief Legal/Admin OfficerSold · $2.1M · 11,118 sh |
| Apr 17, 2026Form 4 | SIMKOWITZ DANIEL ACo-PresidentSold · $2.8M · 14,690 sh |
| Apr 16, 2026Form 4 | SAPERSTEIN ANDREW MCo-PresidentSold · $9.7M · 51,668 sh |
| Apr 16, 2026Form 4 | CRAWLEY MANDELLChief Client OfficerSold · $3.0M · 16,129 sh |
| Jan 30, 2026Form 4 | SIMKOWITZ DANIEL ACo-PresidentSold · $6.0M · 32,968 sh |
| Jan 20, 2026Form 4 | SAPERSTEIN ANDREW MCo-PresidentSold · $5.6M · 30,330 sh |
| Jan 20, 2026Form 4 | GROSSMAN ERIC FChief Legal/Admin OfficerSold · $4.0M · 21,555 sh |
| Jan 20, 2026Form 4 | Pizzi Michael A.Head Technology & OperationsSold · $3.7M · 20,000 sh |
| Jan 20, 2026Form 4 | YESHAYA SHARONChief Financial OfficerSold · $2.9M · 15,838 sh |
| Jan 20, 2026Form 4 | SMITH CHARLES AChief Risk OfficerSold · $1.5M · 8,500 sh |
| Jan 20, 2026Form 4 | CRAWLEY MANDELLChief Client OfficerSold · $1.4M · 7,860 sh |
Awards, exercises, withholding and plan purchases · 68 transactions
| Date | Insider |
|---|---|
| Sep 22, 2026Form 4 | MITSUBISHI UFJ FINANCIAL GROUP INC10% ownerOther · $285.0M · 1,340,519 sh · 10b5-1 |
| Jul 30, 2026Form 4 | MITSUBISHI UFJ FINANCIAL GROUP INC10% ownerOther · $88.4M · 414,396 sh · 10b5-1 |
| Jul 28, 2026Form 4 | SCHAPIRO MARY LDirectorGift · $0 · 2,325 sh |
| Jun 1, 2026Form 4 | GLOCER THOMAS HDirectorAward · $108K · 1,821.781 sh |
| Jun 1, 2026Form 4 | TRAQUINA PERRY MDirectorAward · $78K · 1,678.896 sh |
| Jun 1, 2026Form 4 | NALLY DENNIS MDirectorAward · $72K · 1,655.081 sh |
| Jun 1, 2026Form 4 | Peterson Douglas L.DirectorAward · $57K · 1,583.639 sh |
| Jun 1, 2026Form 4 | GOOD LYNN JDirectorAward · $57K · 1,583.639 sh |
| Jun 1, 2026Form 4 | BUTLER MEGANDirectorTax withholding · $40K · 190 sh |
| Jun 1, 2026Form 4 | SCHAPIRO MARY LDirectorAward · $0 · 1,309.777 sh |
| Jun 1, 2026Form 4 | Leibowitz Shelley BDirectorAward · $0 · 1,309.777 sh |
| Jun 1, 2026Form 4 | Herz Robert HDirectorAward · $0 · 1,309.777 sh |
| Jun 1, 2026Form 4 | Miscik Judith ADirectorAward · $0 · 1,309.777 sh |
| Jun 1, 2026Form 4 | James Erika HDirectorAward · $0 · 1,309.777 sh |
| Jun 1, 2026Form 4 | BUTLER MEGANDirectorAward · $0 · 1,309.777 sh |
| Jun 1, 2026Form 4 | WILKINS RAYFORD JRDirectorAward · $0 · 1,309.777 sh |
| Apr 17, 2026Form 4 | SIMKOWITZ DANIEL ACo-PresidentGift · $0 · 8,000 sh |
| Apr 16, 2026Form 4 | YESHAYA SHARONChief Financial OfficerGift · $0 · 18,344 sh |
| Apr 16, 2026Form 4 | CRAWLEY MANDELLChief Client OfficerGift · $0 · 1,053 sh |
| Mar 12, 2026Form 4 | PICK EDWARDChairman and CEO · DirectorTax withholding · $5.4M · 33,677 sh |
| Mar 12, 2026Form 4 | SAPERSTEIN ANDREW MCo-PresidentTax withholding · $4.3M · 26,943 sh |
| Mar 12, 2026Form 4 | SIMKOWITZ DANIEL ACo-PresidentTax withholding · $2.9M · 18,175 sh |
| Mar 12, 2026Form 4 | GROSSMAN ERIC FChief Legal/Admin OfficerTax withholding · $1.9M · 11,597 sh |
| Mar 12, 2026Form 4 | YESHAYA SHARONChief Financial OfficerTax withholding · $1.5M · 9,622 sh |
| Mar 12, 2026Form 4 | Pizzi Michael A.Head Technology & OperationsTax withholding · $1.3M · 7,900 sh |
| Mar 12, 2026Form 4 | CRAWLEY MANDELLChief Client OfficerTax withholding · $794K · 4,935 sh |
| Mar 12, 2026Form 4 | PICK EDWARDChairman and CEO · DirectorAward · $0 · 60,897 sh |
| Mar 12, 2026Form 4 | SAPERSTEIN ANDREW MCo-PresidentAward · $0 · 52,777 sh |
| Mar 12, 2026Form 4 | SIMKOWITZ DANIEL ACo-PresidentAward · $0 · 32,865 sh |
| Mar 12, 2026Form 4 | GROSSMAN ERIC FChief Legal/Admin OfficerAward · $0 · 22,715 sh |
| Mar 12, 2026Form 4 | YESHAYA SHARONChief Financial OfficerAward · $0 · 17,399 sh |
| Mar 12, 2026Form 4 | Pizzi Michael A.Head Technology & OperationsAward · $0 · 16,432 sh |
| Mar 12, 2026Form 4 | CRAWLEY MANDELLChief Client OfficerAward · $0 · 9,666 sh |
| Feb 19, 2026Form 4 | PICK EDWARDChairman and CEO · DirectorTax withholding · $6.0M · 33,731 sh |
| Feb 19, 2026Form 4 | SAPERSTEIN ANDREW MCo-PresidentTax withholding · $4.8M · 26,943 sh |
| Feb 19, 2026Form 4 | SIMKOWITZ DANIEL ACo-PresidentTax withholding · $3.2M · 18,175 sh |
| Feb 19, 2026Form 4 | GROSSMAN ERIC FChief Legal/Admin OfficerTax withholding · $2.0M · 11,597 sh |
| Feb 19, 2026Form 4 | YESHAYA SHARONChief Financial OfficerTax withholding · $1.7M · 9,622 sh |
| Feb 19, 2026Form 4 | Pizzi Michael A.Head Technology & OperationsTax withholding · $1.4M · 7,900 sh |
| Feb 19, 2026Form 4 | CRAWLEY MANDELLChief Client OfficerTax withholding · $871K · 4,935 sh |
| Feb 19, 2026Form 4 | PICK EDWARDChairman and CEO · DirectorAward · $0 · 60,897 sh |
| Feb 19, 2026Form 4 | SAPERSTEIN ANDREW MCo-PresidentAward · $0 · 52,777 sh |
| Feb 19, 2026Form 4 | SIMKOWITZ DANIEL ACo-PresidentAward · $0 · 32,865 sh |
| Feb 19, 2026Form 4 | GROSSMAN ERIC FChief Legal/Admin OfficerAward · $0 · 22,715 sh |
| Feb 19, 2026Form 4 | YESHAYA SHARONChief Financial OfficerAward · $0 · 17,399 sh |
| Feb 19, 2026Form 4 | Pizzi Michael A.Head Technology & OperationsAward · $0 · 16,432 sh |
| Feb 19, 2026Form 4 | CRAWLEY MANDELLChief Client OfficerAward · $0 · 9,666 sh |
| Jan 20, 2026Form 4 | GROSSMAN ERIC FChief Legal/Admin OfficerGift · $0 · 2,495 sh |
| Jan 20, 2026Form 4 | James Erika HDirectorGift · $0 · 542 sh |
| Jan 16, 2026Form 4 | SIMKOWITZ DANIEL ACo-PresidentTax withholding · $6.8M · 35,435 sh |
| Jan 16, 2026Form 4 | PICK EDWARDChairman and CEO · DirectorTax withholding · $6.7M · 35,134 sh |
| Jan 16, 2026Form 4 | SAPERSTEIN ANDREW MCo-PresidentTax withholding · $5.2M · 27,265 sh |
| Jan 16, 2026Form 4 | GROSSMAN ERIC FChief Legal/Admin OfficerTax withholding · $4.0M · 20,893 sh |
| Jan 16, 2026Form 4 | SMITH CHARLES AChief Risk OfficerTax withholding · $3.3M · 17,401 sh |
| Jan 16, 2026Form 4 | YESHAYA SHARONChief Financial OfficerTax withholding · $3.1M · 16,159 sh |
| Jan 16, 2026Form 4 | Pizzi Michael A.Head Technology & OperationsTax withholding · $2.3M · 12,218 sh |
| Jan 16, 2026Form 4 | CRAWLEY MANDELLChief Client OfficerTax withholding · $1.1M · 5,934 sh |
| Jan 16, 2026Form 4 | Worster VictoriaChief Accounting OfficerTax withholding · $61K · 320 sh |
| Jan 16, 2026Form 4 | SAPERSTEIN ANDREW MCo-PresidentAward · $0 · 39,994.09 sh |
| Jan 16, 2026Form 4 | SIMKOWITZ DANIEL ACo-PresidentAward · $0 · 39,994.09 sh |
| Jan 16, 2026Form 4 | GROSSMAN ERIC FChief Legal/Admin OfficerAward · $0 · 36,965.47 sh |
| Jan 16, 2026Form 4 | YESHAYA SHARONChief Financial OfficerAward · $0 · 36,965.47 sh |
| Jan 16, 2026Form 4 | SMITH CHARLES AChief Risk OfficerAward · $0 · 24,589.08 sh |
| Jan 16, 2026Form 4 | Pizzi Michael A.Head Technology & OperationsAward · $0 · 23,213.92 sh |
| Jan 16, 2026Form 4 | CRAWLEY MANDELLChief Client OfficerAward · $0 · 18,171.69 sh |
| Jan 16, 2026Form 4 | PICK EDWARDChairman and CEO · DirectorGift · $0 · 8,149 sh |
| Jan 16, 2026Form 4 | Worster VictoriaChief Accounting OfficerAward · $0 · 4,724.69 sh |
| Jan 16, 2026Form 4 | James Erika HDirectorGift · $0 · 522 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 14 filings
| Filed | What it is |
|---|---|
| Oct 14, 20268-K | Earnings release — EPS $3.03 vs $2.83 est. (+7.1%) 2.7% |
| Aug 4, 202610-Q | Quarterly report, Q2 2026 — revenue $21.35B (+27% y/y), net income $5.58B, EPS $3.46 |
| Jul 15, 20268-K | Earnings release — EPS $3.46 vs $2.89 est. (+19.7%); revenue $21.35B (+27% y/y) 0.4% |
| Jun 24, 20268-K | Other events |
| May 15, 20268-K | Shareholder vote results |
| May 5, 202610-Q | Quarterly report, Q1 2026 — revenue $20.58B (+16% y/y), net income $5.57B, EPS $3.43 |
| Apr 15, 20268-K | Earnings release — EPS $3.43 vs $3.06 est. (+12.1%); revenue $20.58B (+16% y/y) 4.5% |
| Apr 2, 2026ARS | Annual report to shareholders |
| Apr 2, 2026DEFA14A | Additional proxy materials |
| Apr 2, 2026DEFA14A | Additional proxy materials |
| Apr 2, 2026DEF 14A | Proxy statement |
| Feb 19, 202610-K | Annual report, FY2025 — revenue $70.64B (+14% y/y), net income $16.86B, EPS $10.21 |
| Feb 11, 20268-K | Other events |
| Jan 15, 20268-K | Earnings release — EPS $2.68 vs $2.41 est. (+11.2%); revenue $17.89B (+10% y/y) 5.8% |
2025 · 21 filings
| Filed | What it is |
|---|---|
| Nov 3, 202510-Q | Quarterly report, Q3 2025 — revenue $18.22B (+18% y/y), net income $4.61B, EPS $2.80 |
| Oct 15, 20258-K | Earnings release — EPS $2.80 vs $2.08 est. (+34.6%); revenue $18.22B (+18% y/y) 4.7% |
| Sep 30, 20258-K | Other events |
| Sep 23, 20258-K | Other events |
| Aug 4, 202510-Q | Quarterly report, Q2 2025 — revenue $16.79B (+12% y/y), net income $3.54B, EPS $2.13 |
| Jul 16, 20258-K | Earnings release — EPS $2.13 vs $1.93 est. (+10.4%); revenue $16.79B (+12% y/y) 1.3% |
| Jul 1, 20258-K | Other events |
| Jun 16, 20258-K | Directors or officers; compensation |
| May 16, 20258-K | Directors or officers; compensation; Shareholder vote results |
| May 5, 202510-Q | Quarterly report, Q1 2025 — revenue $17.74B (+17% y/y), net income $4.32B, EPS $2.60 |
| Apr 21, 2025PX14A6G | Shareholder exempt solicitation |
| Apr 11, 20258-K | Earnings release — EPS $2.60 vs $2.23 est. (+16.6%); revenue $17.74B (+17% y/y) 1.4% |
| Apr 4, 2025ARS | Annual report to shareholders |
| Apr 4, 2025DEFA14A | Additional proxy materials |
| Apr 4, 2025DEFA14A | Additional proxy materials |
| Apr 4, 2025DEF 14A | Proxy statement |
| Apr 1, 20258-K | Other events |
| Mar 28, 20258-K | Directors or officers; compensation |
| Feb 21, 202510-K | Annual report, FY2024 — revenue $61.76B (+14% y/y), net income $13.39B, EPS $7.95 |
| Feb 13, 20258-K | Other events |
| Jan 16, 20258-K | Earnings release — EPS $2.22 vs $1.65 est. (+34.5%); revenue $16.22B (+26% y/y) 4.0% |
2024 · 23 filings
| Filed | What it is |
|---|---|
| Dec 20, 20248-K | Directors or officers; compensation |
| Nov 4, 202410-Q | Quarterly report, Q3 2024 — revenue $15.38B (+16% y/y), net income $3.19B, EPS $1.88 |
| Oct 24, 20248-K | Directors or officers; compensation; Other events |
| Oct 16, 20248-K | Earnings release — EPS $1.88 vs $1.57 est. (+19.8%); revenue $15.38B (+16% y/y) 6.5% |
| Aug 5, 202410-Q | Quarterly report, Q2 2024 — revenue $15.02B (+12% y/y), net income $3.08B, EPS $1.82 |
| Jul 30, 20248-K | Change to security holders' rights; Charter, bylaws or fiscal-year change; Other events |
| Jul 16, 20248-K | Earnings release — EPS $1.82 vs $1.65 est. (+10.3%); revenue $15.02B (+12% y/y) 0.9% |
| Jun 28, 20248-K | Other events |
| May 24, 20248-K | Directors or officers; compensation; Shareholder vote results |
| May 9, 2024DEFA14A | Additional proxy materials |
| May 3, 202410-Q | Quarterly report, Q1 2024 — revenue $15.14B (+4% y/y), net income $3.41B, EPS $2.02 |
| Apr 16, 20248-K | Earnings release — EPS $2.02 vs $1.69 est. (+19.5%); revenue $15.14B (+4% y/y) 2.5% |
| Apr 11, 2024PX14A6G | Shareholder exempt solicitation |
| Apr 8, 2024PX14A6G | Shareholder exempt solicitation |
| Apr 5, 2024ARS | Annual report to shareholders |
| Apr 5, 2024DEFA14A | Additional proxy materials |
| Apr 5, 2024DEFA14A | Additional proxy materials |
| Apr 5, 2024DEF 14A | Proxy statement |
| Mar 25, 2024PX14A6G | Shareholder exempt solicitation |
| Mar 21, 2024PX14A6G | Shareholder exempt solicitation |
| Feb 22, 202410-K | Annual report, FY2023 — revenue $54.14B (+1% y/y), net income $9.09B, EPS $5.18 |
| Jan 19, 20248-K | Directors or officers; compensation; Other events |
| Jan 16, 20248-K | Earnings release — EPS $1.13 vs $1.05 est. (+7.6%); revenue $12.90B (+1% y/y) 4.2% |
2023 · 23 filings — 12 × 8-K, 3 × 10-Q, 3 × PX14A6G and 4 other forms
| Filed | What it is |
|---|---|
| Nov 3, 202310-Q | Quarterly report, Q3 2023 — revenue $13.27B (+2% y/y), net income $2.41B, EPS $1.38 |
| Aug 3, 202310-Q | Quarterly report, Q2 2023 — revenue $13.46B (+2% y/y), net income $2.18B, EPS $1.24 |
| May 2, 202310-Q | Quarterly report, Q1 2023 — revenue $14.52B (−2% y/y), net income $2.98B, EPS $1.70 |
| Apr 14, 2023PX14A6G | Shareholder exempt solicitation |
| Apr 13, 2023PX14A6G | Shareholder exempt solicitation |
| Apr 13, 2023PX14A6G | Shareholder exempt solicitation |
| Apr 6, 2023ARS | Annual report to shareholders |
| Apr 6, 2023DEFA14A | Additional proxy materials |
| Apr 6, 2023DEFA14A | Additional proxy materials |
| Apr 6, 2023DEF 14A | Proxy statement |
| Feb 24, 202310-K | Annual report, FY2022 — revenue $53.67B (−10% y/y), net income $11.03B, EPS $6.15 |
12 current reports (8-K) not listed; the year is on EDGAR.
2022 · 18 filings — 9 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
| Filed | What it is |
|---|---|
| Nov 3, 202210-Q | Quarterly report, Q3 2022 — revenue $12.99B (−12% y/y), net income $2.63B, EPS $1.47 |
| Aug 5, 202210-Q | Quarterly report, Q2 2022 — revenue $13.13B (−11% y/y), net income $2.50B, EPS $1.39 |
| May 4, 202210-Q | Quarterly report, Q1 2022 — revenue $14.80B (−6% y/y), net income $3.67B, EPS $2.02 |
| Apr 15, 2022PX14A6G | Shareholder exempt solicitation |
| Apr 12, 2022PX14A6G | Shareholder exempt solicitation |
| Apr 8, 2022DEFA14A | Additional proxy materials |
| Apr 8, 2022DEFA14A | Additional proxy materials |
| Apr 8, 2022DEF 14A | Proxy statement |
| Feb 24, 202210-K | Annual report, FY2021 — revenue $59.76B (+23% y/y), net income $15.03B, EPS $8.03 |
9 current reports (8-K) not listed; the year is on EDGAR.
2021 · 20 filings — 13 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 3, 202110-Q | Quarterly report, Q3 2021 — revenue $14.75B (+26% y/y), net income $3.71B, EPS $1.98 |
| Aug 2, 202110-Q | Quarterly report, Q2 2021 — revenue $14.76B (+8% y/y), net income $3.51B, EPS $1.85 |
| May 3, 202110-Q | Quarterly report, Q1 2021 — revenue $15.72B (+61% y/y), net income $4.12B, EPS $2.19 |
| Apr 1, 2021DEFA14A | Additional proxy materials |
| Apr 1, 2021DEFA14A | Additional proxy materials |
| Apr 1, 2021DEF 14A | Proxy statement |
| Feb 26, 202110-K | Annual report, FY2020 — revenue $48.76B (+17% y/y), net income $11.00B, EPS $6.46 |
13 current reports (8-K) not listed; the year is on EDGAR.
2020 · 21 filings — 13 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 3, 202010-Q | Quarterly report, Q3 2020 — revenue $11.72B (+17% y/y), net income $2.72B, EPS $1.66 |
| Aug 4, 202010-Q | Quarterly report, Q2 2020 — revenue $13.66B (+33% y/y), net income $3.20B, EPS $1.96 |
| May 5, 202010-Q | Quarterly report, Q1 2020 — revenue $9.78B (−5% y/y), net income $1.70B, EPS $1.01 |
| Apr 20, 2020DEFA14A | Additional proxy materials |
| Apr 3, 2020DEFA14A | Additional proxy materials |
| Apr 3, 2020DEFA14A | Additional proxy materials |
| Apr 3, 2020DEF 14A | Proxy statement |
| Feb 27, 202010-K | Annual report, FY2019 — revenue $41.54B (+4% y/y), net income $9.04B, EPS $5.19 |
13 current reports (8-K) not listed; the year is on EDGAR.
2019 · 18 filings — 10 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
| Filed | What it is |
|---|---|
| Nov 5, 201910-Q | Quarterly report, Q3 2019 — revenue $10.03B (+2% y/y), net income $2.17B, EPS $1.27 |
| Aug 5, 201910-Q | Quarterly report, Q2 2019 — revenue $10.24B (−3% y/y), net income $2.20B, EPS $1.23 |
| May 3, 201910-Q | Quarterly report, Q1 2019 — revenue $10.29B (−7% y/y), net income $2.43B, EPS $1.39 |
| Apr 30, 2019PX14A6G | Shareholder exempt solicitation |
| Apr 5, 2019DEFA14A | Additional proxy materials |
| Apr 5, 2019DEFA14A | Additional proxy materials |
| Apr 5, 2019DEF 14A | Proxy statement |
| Feb 26, 201910-K | Annual report, FY2018 — revenue $40.11B (+6% y/y), net income $8.75B, EPS $4.73 |
10 current reports (8-K) not listed; the year is on EDGAR.
2018 · 17 filings — 10 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 5, 201810-Q | Quarterly report, Q3 2018 — revenue $9.87B (+7% y/y), net income $2.11B, EPS $1.17 |
| Aug 3, 201810-Q | Quarterly report, Q2 2018 — revenue $10.61B (+12% y/y), net income $2.44B, EPS $1.30 |
| May 4, 201810-Q | Quarterly report, Q1 2018 — revenue $11.08B (+14% y/y), net income $2.67B, EPS $1.45 |
| Apr 6, 2018DEFA14A | Additional proxy materials |
| Apr 6, 2018DEFA14A | Additional proxy materials |
| Apr 6, 2018DEF 14A | Proxy statement |
| Feb 27, 201810-K | Annual report, FY2017 — revenue $37.95B (+10% y/y), net income $6.11B, EPS $3.07 |
10 current reports (8-K) not listed; the year is on EDGAR.
2017 · 19 filings — 11 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 3, 201710-Q | Quarterly report, Q3 2017 — revenue $9.20B (+3% y/y), net income $1.78B, EPS $0.93 |
| Aug 3, 201710-Q | Quarterly report, Q2 2017 — revenue $9.50B (+7% y/y), net income $1.76B, EPS $0.87 |
| May 8, 2017DEFA14A | Additional proxy materials |
| May 4, 201710-Q | Quarterly report, Q1 2017 — revenue $9.74B (+25% y/y), net income $1.93B, EPS $1.00 |
| Apr 7, 2017DEFA14A | Additional proxy materials |
| Apr 7, 2017DEFA14A | Additional proxy materials |
| Apr 7, 2017DEF 14A | Proxy statement |
| Feb 27, 201710-K | Annual report, FY2016 — revenue $34.63B (−1% y/y), net income $5.98B, EPS $2.92 |
11 current reports (8-K) not listed; the year is on EDGAR.
2016 · 19 filings — 11 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
Counted, not listed; the year is on EDGAR.
2015 · 22 filings — 13 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2014 · 20 filings — 11 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2013 · 23 filings — 14 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2012 · 19 filings — 9 × 8-K, 4 × DEFA14A, 3 × 10-Q and 3 other forms
Counted, not listed; the year is on EDGAR.
2011 · 22 filings — 14 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
Counted, not listed; the year is on EDGAR.
2010 · 27 filings — 15 × 8-K, 5 × DEFA14A, 3 × 10-Q and 4 other forms
Counted, not listed; the year is on EDGAR.
2009 · 42 filings — 24 × 8-K, 11 × DEFA14A, 3 × 10-Q and 3 other forms
Counted, not listed; the year is on EDGAR.
2008 · 34 filings — 22 × 8-K, 5 × DEFA14A, 3 × 10-Q and 3 other forms
Counted, not listed; the year is on EDGAR.
2007 · 43 filings — 23 × 8-K, 15 × DEFA14A, 3 × 10-Q and 2 other forms
Counted, not listed; the year is on EDGAR.
2006 · 35 filings — 27 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2005 · 52 filings — 44 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2004 · 29 filings — 14 × 8-K, 7 × DEFA14A, 3 × 10-Q and 4 other forms
Counted, not listed; the year is on EDGAR.
2003 · 29 filings — 15 × 8-K, 8 × DEFA14A, 3 × 10-Q and 3 other forms
Counted, not listed; the year is on EDGAR.
2002 · 23 filings — 14 × 8-K, 3 × 10-Q, 2 × DEFA14A and 4 other forms
Counted, not listed; the year is on EDGAR.
2001 · 15 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2000 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K405 and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K405 and 2 other forms
Counted, not listed; the year is on EDGAR.
1998 · 12 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1997 · 31 filings — 16 × 8-K, 9 × DEFA14A, 3 × 10-Q and 3 other forms
Counted, not listed; the year is on EDGAR.
1996 · 5 filings — 3 × 10-Q, 2 × 8-K
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 15,752 filings — 13,229 × 424B2, 2,194 × FWP, 166 × SCHEDULE 13G/A and 18 other forms
| Filed | What it is |
|---|---|
| Oct 21, 2026FWP | Free writing prospectus |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026FWP | Free writing prospectus |
| Oct 21, 2026FWP | Free writing prospectus |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026FWP | Free writing prospectus |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026FWP | Free writing prospectus |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
| Oct 21, 2026424B2 | Prospectus supplement |
The newest 25 of 15,752 shown; the full year is on EDGAR.
2025 · 17,589 filings — 14,585 × 424B2, 2,723 × FWP, 128 × SCHEDULE 13G/A and 11 other forms
| Filed | What it is |
|---|---|
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025424B2 | Prospectus supplement |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025FWP | Free writing prospectus |
| Dec 31, 2025424B2 | Prospectus supplement |
The newest 25 of 17,589 shown; the full year is on EDGAR.
2024 · 12,184 filings — 10,274 × 424B2, 1,560 × FWP, 146 × SC 13G/A and 17 other forms
| Filed | What it is |
|---|---|
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024424B2 | Prospectus supplement |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024424B2 | Prospectus supplement |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024FWP | Free writing prospectus |
| Dec 31, 2024424B2 | Prospectus supplement |
| Dec 31, 2024424B2 | Prospectus supplement |
| Dec 31, 2024424B2 | Prospectus supplement |
| Dec 31, 2024424B2 | Prospectus supplement |
| Dec 31, 2024424B2 | Prospectus supplement |
The newest 25 of 12,184 shown; the full year is on EDGAR.
2023 · 9,132 filings — 5,161 × 424B2, 3,726 × FWP, 128 × SC 13G/A and 10 other forms
Counted, not listed; the year is on EDGAR.
2022 · 9,721 filings — 4,763 × FWP, 4,672 × 424B2, 157 × SC 13G/A and 12 other forms
Counted, not listed; the year is on EDGAR.
2021 · 7,837 filings — 3,938 × 424B2, 3,600 × FWP, 175 × SC 13G/A and 18 other forms
Counted, not listed; the year is on EDGAR.
2020 · 6,509 filings — 3,315 × FWP, 2,868 × 424B2, 155 × SC 13G/A and 14 other forms
Counted, not listed; the year is on EDGAR.
2019 · 4,372 filings — 2,116 × FWP, 1,977 × 424B2, 152 × SC 13G/A and 12 other forms
Counted, not listed; the year is on EDGAR.
2018 · 2,933 filings — 1,427 × 424B2, 1,228 × FWP, 153 × SC 13G/A and 7 other forms
Counted, not listed; the year is on EDGAR.
2017 · 2,455 filings — 1,123 × 424B2, 1,045 × FWP, 141 × SC 13G/A and 14 other forms
Counted, not listed; the year is on EDGAR.
2016 · 1,554 filings — 641 × 424B2, 617 × FWP, 146 × SC 13G/A and 11 other forms
Counted, not listed; the year is on EDGAR.
2015 · 1,973 filings — 871 × FWP, 818 × 424B2, 148 × SC 13G/A and 12 other forms
Counted, not listed; the year is on EDGAR.
2014 · 1,824 filings — 802 × FWP, 708 × 424B2, 132 × SC 13G/A and 17 other forms
Counted, not listed; the year is on EDGAR.
2013 · 2,093 filings — 952 × FWP, 886 × 424B2, 111 × SC 13G/A and 15 other forms
Counted, not listed; the year is on EDGAR.
2012 · 1,646 filings — 787 × FWP, 598 × 424B2, 116 × SC 13G/A and 15 other forms
Counted, not listed; the year is on EDGAR.
2011 · 1,720 filings — 765 × FWP, 678 × 424B2, 112 × SC 13G/A and 18 other forms
Counted, not listed; the year is on EDGAR.
2010 · 1,366 filings — 530 × FWP, 508 × 424B2, 187 × SC 13G/A and 12 other forms
Counted, not listed; the year is on EDGAR.
2009 · 1,225 filings — 486 × FWP, 355 × 424B2, 178 × SC 13G/A and 15 other forms
Counted, not listed; the year is on EDGAR.
2008 · 1,572 filings — 636 × FWP, 483 × 424B2, 148 × SC 13G/A and 19 other forms
Counted, not listed; the year is on EDGAR.
2007 · 1,348 filings — 529 × FWP, 400 × 424B2, 127 × SC 13G/A and 23 other forms
Counted, not listed; the year is on EDGAR.
2006 · 1,018 filings — 312 × 424B2, 268 × FWP, 108 × SC 13G/A and 24 other forms
Counted, not listed; the year is on EDGAR.
2005 · 598 filings — 193 × 424B3, 81 × 4, 76 × SC 13G/A and 21 other forms
Counted, not listed; the year is on EDGAR.
2004 · 499 filings — 161 × 424B3, 80 × SC 13G/A, 66 × 4 and 17 other forms
Counted, not listed; the year is on EDGAR.
2003 · 379 filings — 112 × 424B3, 80 × SC 13G/A, 57 × 4 and 19 other forms
Counted, not listed; the year is on EDGAR.
2002 · 351 filings — 104 × SC 13G/A, 75 × 424B3, 46 × 4 and 17 other forms
Counted, not listed; the year is on EDGAR.
2001 · 296 filings — 105 × SC 13G/A, 86 × 424B3, 56 × SC 13G and 13 other forms
Counted, not listed; the year is on EDGAR.
2000 · 349 filings — 126 × 424B3, 117 × SC 13G/A, 53 × SC 13G and 13 other forms
Counted, not listed; the year is on EDGAR.
1999 · 370 filings — 178 × SC 13G/A, 70 × 424B3, 56 × SC 13G and 17 other forms
Counted, not listed; the year is on EDGAR.
1998 · 339 filings — 107 × SC 13G/A, 101 × 424B3, 83 × SC 13G and 12 other forms
Counted, not listed; the year is on EDGAR.
1997 · 133 filings — 41 × 424B3, 24 × SC 13G/A, 22 × SC 13G and 15 other forms
Counted, not listed; the year is on EDGAR.
1996 · 15 filings — 12 × 424B3, 2 × S-8 POS, 1 × S-3
Counted, not listed; the year is on EDGAR.
1993 · 1 filing — 1 × SC 13D/A
Counted, not listed; the year is on EDGAR.
About this data#
Morgan Stanley (MS) has 109,880 filings on EDGAR going back to 1993: 32 annual reports, 98 quarterly reports and 430 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 19, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Oct 14, 2026, furnished a press release headed “Morgan Stanley Third Quarter 2026 Earnings Results”. Over the last 13 months insiders sold $51.7M in 14 sales and bought nothing on the open market; 68 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Morgan Stanley, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read MS's latest 10-K?
- MS's latest annual report, a 10-K, was filed on Feb 19, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did MS last file an 8-K?
- On Oct 14, 2026 it furnished a press release headed “Morgan Stanley Third Quarter 2026 Earnings Results”. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Oct 14, 2026.
- Are MS insiders buying or selling?
- Over the last 13 months insiders sold $51.7M in 14 sales and bought nothing on the open market; 68 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: SCHAPIRO MARY L (Director) sold 1,000 shares on Jul 28, 2026 for $212K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has MS made?
- 109,880 filings are on EDGAR under the registrant records that have been Morgan Stanley, going back to 1993; 1,719 of them are insider ownership forms (Forms 3, 4, 5 and 144).
