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MS SEC filings (2026)

CIK 895421 · Security Brokers, Dealers & Flotation Companies (SIC 6211) · incorporated in DE · fiscal year ends in December

109,880 filings on EDGAR since 1993 · 32 annual, 98 quarterly, 430 current · financial statements · earnings

Latest 10-K
Feb 19, 2026
fiscal year to Dec 31, 2025
Latest 10-Q
Aug 4, 2026
quarter to Jun 30, 2026
Latest 8-K
Oct 14, 2026
Morgan Stanley Third Quarter 2026 Earnings Results
Last earnings release
Oct 14, 2026
$3.03 vs $2.83 · ▼ 2.7%
Filings on file
109,880
since 1993, 1,719 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

October 2026

August 2026

July 2026

June 2026

May 2026

April 2026

February 2026

January 2026

November 2025

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $51.7M in 14 sales and bought nothing on the open market; 68 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

DateInsider
Jul 28, 2026Form 4SCHAPIRO MARY LDirectorSold · $212K · 1,000 sh
Jul 17, 2026Form 4Pizzi Michael A.Head Technology & OperationsSold · $5.2M · 24,165 sh
Jul 16, 2026Form 4YESHAYA SHARONChief Financial OfficerSold · $3.5M · 15,554 sh
Apr 20, 2026Form 4GROSSMAN ERIC FChief Legal/Admin OfficerSold · $2.1M · 11,118 sh
Apr 17, 2026Form 4SIMKOWITZ DANIEL ACo-PresidentSold · $2.8M · 14,690 sh
Apr 16, 2026Form 4SAPERSTEIN ANDREW MCo-PresidentSold · $9.7M · 51,668 sh
Apr 16, 2026Form 4CRAWLEY MANDELLChief Client OfficerSold · $3.0M · 16,129 sh
Jan 30, 2026Form 4SIMKOWITZ DANIEL ACo-PresidentSold · $6.0M · 32,968 sh
Jan 20, 2026Form 4SAPERSTEIN ANDREW MCo-PresidentSold · $5.6M · 30,330 sh
Jan 20, 2026Form 4GROSSMAN ERIC FChief Legal/Admin OfficerSold · $4.0M · 21,555 sh
Jan 20, 2026Form 4Pizzi Michael A.Head Technology & OperationsSold · $3.7M · 20,000 sh
Jan 20, 2026Form 4YESHAYA SHARONChief Financial OfficerSold · $2.9M · 15,838 sh
Jan 20, 2026Form 4SMITH CHARLES AChief Risk OfficerSold · $1.5M · 8,500 sh
Jan 20, 2026Form 4CRAWLEY MANDELLChief Client OfficerSold · $1.4M · 7,860 sh
Awards, exercises, withholding and plan purchases · 68 transactions
DateInsider
Sep 22, 2026Form 4MITSUBISHI UFJ FINANCIAL GROUP INC10% ownerOther · $285.0M · 1,340,519 sh · 10b5-1
Jul 30, 2026Form 4MITSUBISHI UFJ FINANCIAL GROUP INC10% ownerOther · $88.4M · 414,396 sh · 10b5-1
Jul 28, 2026Form 4SCHAPIRO MARY LDirectorGift · $0 · 2,325 sh
Jun 1, 2026Form 4GLOCER THOMAS HDirectorAward · $108K · 1,821.781 sh
Jun 1, 2026Form 4TRAQUINA PERRY MDirectorAward · $78K · 1,678.896 sh
Jun 1, 2026Form 4NALLY DENNIS MDirectorAward · $72K · 1,655.081 sh
Jun 1, 2026Form 4Peterson Douglas L.DirectorAward · $57K · 1,583.639 sh
Jun 1, 2026Form 4GOOD LYNN JDirectorAward · $57K · 1,583.639 sh
Jun 1, 2026Form 4BUTLER MEGANDirectorTax withholding · $40K · 190 sh
Jun 1, 2026Form 4SCHAPIRO MARY LDirectorAward · $0 · 1,309.777 sh
Jun 1, 2026Form 4Leibowitz Shelley BDirectorAward · $0 · 1,309.777 sh
Jun 1, 2026Form 4Herz Robert HDirectorAward · $0 · 1,309.777 sh
Jun 1, 2026Form 4Miscik Judith ADirectorAward · $0 · 1,309.777 sh
Jun 1, 2026Form 4James Erika HDirectorAward · $0 · 1,309.777 sh
Jun 1, 2026Form 4BUTLER MEGANDirectorAward · $0 · 1,309.777 sh
Jun 1, 2026Form 4WILKINS RAYFORD JRDirectorAward · $0 · 1,309.777 sh
Apr 17, 2026Form 4SIMKOWITZ DANIEL ACo-PresidentGift · $0 · 8,000 sh
Apr 16, 2026Form 4YESHAYA SHARONChief Financial OfficerGift · $0 · 18,344 sh
Apr 16, 2026Form 4CRAWLEY MANDELLChief Client OfficerGift · $0 · 1,053 sh
Mar 12, 2026Form 4PICK EDWARDChairman and CEO · DirectorTax withholding · $5.4M · 33,677 sh
Mar 12, 2026Form 4SAPERSTEIN ANDREW MCo-PresidentTax withholding · $4.3M · 26,943 sh
Mar 12, 2026Form 4SIMKOWITZ DANIEL ACo-PresidentTax withholding · $2.9M · 18,175 sh
Mar 12, 2026Form 4GROSSMAN ERIC FChief Legal/Admin OfficerTax withholding · $1.9M · 11,597 sh
Mar 12, 2026Form 4YESHAYA SHARONChief Financial OfficerTax withholding · $1.5M · 9,622 sh
Mar 12, 2026Form 4Pizzi Michael A.Head Technology & OperationsTax withholding · $1.3M · 7,900 sh
Mar 12, 2026Form 4CRAWLEY MANDELLChief Client OfficerTax withholding · $794K · 4,935 sh
Mar 12, 2026Form 4PICK EDWARDChairman and CEO · DirectorAward · $0 · 60,897 sh
Mar 12, 2026Form 4SAPERSTEIN ANDREW MCo-PresidentAward · $0 · 52,777 sh
Mar 12, 2026Form 4SIMKOWITZ DANIEL ACo-PresidentAward · $0 · 32,865 sh
Mar 12, 2026Form 4GROSSMAN ERIC FChief Legal/Admin OfficerAward · $0 · 22,715 sh
Mar 12, 2026Form 4YESHAYA SHARONChief Financial OfficerAward · $0 · 17,399 sh
Mar 12, 2026Form 4Pizzi Michael A.Head Technology & OperationsAward · $0 · 16,432 sh
Mar 12, 2026Form 4CRAWLEY MANDELLChief Client OfficerAward · $0 · 9,666 sh
Feb 19, 2026Form 4PICK EDWARDChairman and CEO · DirectorTax withholding · $6.0M · 33,731 sh
Feb 19, 2026Form 4SAPERSTEIN ANDREW MCo-PresidentTax withholding · $4.8M · 26,943 sh
Feb 19, 2026Form 4SIMKOWITZ DANIEL ACo-PresidentTax withholding · $3.2M · 18,175 sh
Feb 19, 2026Form 4GROSSMAN ERIC FChief Legal/Admin OfficerTax withholding · $2.0M · 11,597 sh
Feb 19, 2026Form 4YESHAYA SHARONChief Financial OfficerTax withholding · $1.7M · 9,622 sh
Feb 19, 2026Form 4Pizzi Michael A.Head Technology & OperationsTax withholding · $1.4M · 7,900 sh
Feb 19, 2026Form 4CRAWLEY MANDELLChief Client OfficerTax withholding · $871K · 4,935 sh
Feb 19, 2026Form 4PICK EDWARDChairman and CEO · DirectorAward · $0 · 60,897 sh
Feb 19, 2026Form 4SAPERSTEIN ANDREW MCo-PresidentAward · $0 · 52,777 sh
Feb 19, 2026Form 4SIMKOWITZ DANIEL ACo-PresidentAward · $0 · 32,865 sh
Feb 19, 2026Form 4GROSSMAN ERIC FChief Legal/Admin OfficerAward · $0 · 22,715 sh
Feb 19, 2026Form 4YESHAYA SHARONChief Financial OfficerAward · $0 · 17,399 sh
Feb 19, 2026Form 4Pizzi Michael A.Head Technology & OperationsAward · $0 · 16,432 sh
Feb 19, 2026Form 4CRAWLEY MANDELLChief Client OfficerAward · $0 · 9,666 sh
Jan 20, 2026Form 4GROSSMAN ERIC FChief Legal/Admin OfficerGift · $0 · 2,495 sh
Jan 20, 2026Form 4James Erika HDirectorGift · $0 · 542 sh
Jan 16, 2026Form 4SIMKOWITZ DANIEL ACo-PresidentTax withholding · $6.8M · 35,435 sh
Jan 16, 2026Form 4PICK EDWARDChairman and CEO · DirectorTax withholding · $6.7M · 35,134 sh
Jan 16, 2026Form 4SAPERSTEIN ANDREW MCo-PresidentTax withholding · $5.2M · 27,265 sh
Jan 16, 2026Form 4GROSSMAN ERIC FChief Legal/Admin OfficerTax withholding · $4.0M · 20,893 sh
Jan 16, 2026Form 4SMITH CHARLES AChief Risk OfficerTax withholding · $3.3M · 17,401 sh
Jan 16, 2026Form 4YESHAYA SHARONChief Financial OfficerTax withholding · $3.1M · 16,159 sh
Jan 16, 2026Form 4Pizzi Michael A.Head Technology & OperationsTax withholding · $2.3M · 12,218 sh
Jan 16, 2026Form 4CRAWLEY MANDELLChief Client OfficerTax withholding · $1.1M · 5,934 sh
Jan 16, 2026Form 4Worster VictoriaChief Accounting OfficerTax withholding · $61K · 320 sh
Jan 16, 2026Form 4SAPERSTEIN ANDREW MCo-PresidentAward · $0 · 39,994.09 sh
Jan 16, 2026Form 4SIMKOWITZ DANIEL ACo-PresidentAward · $0 · 39,994.09 sh
Jan 16, 2026Form 4GROSSMAN ERIC FChief Legal/Admin OfficerAward · $0 · 36,965.47 sh
Jan 16, 2026Form 4YESHAYA SHARONChief Financial OfficerAward · $0 · 36,965.47 sh
Jan 16, 2026Form 4SMITH CHARLES AChief Risk OfficerAward · $0 · 24,589.08 sh
Jan 16, 2026Form 4Pizzi Michael A.Head Technology & OperationsAward · $0 · 23,213.92 sh
Jan 16, 2026Form 4CRAWLEY MANDELLChief Client OfficerAward · $0 · 18,171.69 sh
Jan 16, 2026Form 4PICK EDWARDChairman and CEO · DirectorGift · $0 · 8,149 sh
Jan 16, 2026Form 4Worster VictoriaChief Accounting OfficerAward · $0 · 4,724.69 sh
Jan 16, 2026Form 4James Erika HDirectorGift · $0 · 522 sh

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.

2026 · 14 filings
FiledWhat it is
Oct 14, 20268-KEarnings release — EPS $3.03 vs $2.83 est. (+7.1%) 2.7%
Aug 4, 202610-QQuarterly report, Q2 2026 — revenue $21.35B (+27% y/y), net income $5.58B, EPS $3.46
Jul 15, 20268-KEarnings release — EPS $3.46 vs $2.89 est. (+19.7%); revenue $21.35B (+27% y/y) 0.4%
Jun 24, 20268-KOther events
May 15, 20268-KShareholder vote results
May 5, 202610-QQuarterly report, Q1 2026 — revenue $20.58B (+16% y/y), net income $5.57B, EPS $3.43
Apr 15, 20268-KEarnings release — EPS $3.43 vs $3.06 est. (+12.1%); revenue $20.58B (+16% y/y) 4.5%
Apr 2, 2026ARSAnnual report to shareholders
Apr 2, 2026DEFA14AAdditional proxy materials
Apr 2, 2026DEFA14AAdditional proxy materials
Apr 2, 2026DEF 14AProxy statement
Feb 19, 202610-KAnnual report, FY2025 — revenue $70.64B (+14% y/y), net income $16.86B, EPS $10.21
Feb 11, 20268-KOther events
Jan 15, 20268-KEarnings release — EPS $2.68 vs $2.41 est. (+11.2%); revenue $17.89B (+10% y/y) 5.8%
2025 · 21 filings
FiledWhat it is
Nov 3, 202510-QQuarterly report, Q3 2025 — revenue $18.22B (+18% y/y), net income $4.61B, EPS $2.80
Oct 15, 20258-KEarnings release — EPS $2.80 vs $2.08 est. (+34.6%); revenue $18.22B (+18% y/y) 4.7%
Sep 30, 20258-KOther events
Sep 23, 20258-KOther events
Aug 4, 202510-QQuarterly report, Q2 2025 — revenue $16.79B (+12% y/y), net income $3.54B, EPS $2.13
Jul 16, 20258-KEarnings release — EPS $2.13 vs $1.93 est. (+10.4%); revenue $16.79B (+12% y/y) 1.3%
Jul 1, 20258-KOther events
Jun 16, 20258-KDirectors or officers; compensation
May 16, 20258-KDirectors or officers; compensation; Shareholder vote results
May 5, 202510-QQuarterly report, Q1 2025 — revenue $17.74B (+17% y/y), net income $4.32B, EPS $2.60
Apr 21, 2025PX14A6GShareholder exempt solicitation
Apr 11, 20258-KEarnings release — EPS $2.60 vs $2.23 est. (+16.6%); revenue $17.74B (+17% y/y) 1.4%
Apr 4, 2025ARSAnnual report to shareholders
Apr 4, 2025DEFA14AAdditional proxy materials
Apr 4, 2025DEFA14AAdditional proxy materials
Apr 4, 2025DEF 14AProxy statement
Apr 1, 20258-KOther events
Mar 28, 20258-KDirectors or officers; compensation
Feb 21, 202510-KAnnual report, FY2024 — revenue $61.76B (+14% y/y), net income $13.39B, EPS $7.95
Feb 13, 20258-KOther events
Jan 16, 20258-KEarnings release — EPS $2.22 vs $1.65 est. (+34.5%); revenue $16.22B (+26% y/y) 4.0%
2024 · 23 filings
FiledWhat it is
Dec 20, 20248-KDirectors or officers; compensation
Nov 4, 202410-QQuarterly report, Q3 2024 — revenue $15.38B (+16% y/y), net income $3.19B, EPS $1.88
Oct 24, 20248-KDirectors or officers; compensation; Other events
Oct 16, 20248-KEarnings release — EPS $1.88 vs $1.57 est. (+19.8%); revenue $15.38B (+16% y/y) 6.5%
Aug 5, 202410-QQuarterly report, Q2 2024 — revenue $15.02B (+12% y/y), net income $3.08B, EPS $1.82
Jul 30, 20248-KChange to security holders' rights; Charter, bylaws or fiscal-year change; Other events
Jul 16, 20248-KEarnings release — EPS $1.82 vs $1.65 est. (+10.3%); revenue $15.02B (+12% y/y) 0.9%
Jun 28, 20248-KOther events
May 24, 20248-KDirectors or officers; compensation; Shareholder vote results
May 9, 2024DEFA14AAdditional proxy materials
May 3, 202410-QQuarterly report, Q1 2024 — revenue $15.14B (+4% y/y), net income $3.41B, EPS $2.02
Apr 16, 20248-KEarnings release — EPS $2.02 vs $1.69 est. (+19.5%); revenue $15.14B (+4% y/y) 2.5%
Apr 11, 2024PX14A6GShareholder exempt solicitation
Apr 8, 2024PX14A6GShareholder exempt solicitation
Apr 5, 2024ARSAnnual report to shareholders
Apr 5, 2024DEFA14AAdditional proxy materials
Apr 5, 2024DEFA14AAdditional proxy materials
Apr 5, 2024DEF 14AProxy statement
Mar 25, 2024PX14A6GShareholder exempt solicitation
Mar 21, 2024PX14A6GShareholder exempt solicitation
Feb 22, 202410-KAnnual report, FY2023 — revenue $54.14B (+1% y/y), net income $9.09B, EPS $5.18
Jan 19, 20248-KDirectors or officers; compensation; Other events
Jan 16, 20248-KEarnings release — EPS $1.13 vs $1.05 est. (+7.6%); revenue $12.90B (+1% y/y) 4.2%
2023 · 23 filings — 12 × 8-K, 3 × 10-Q, 3 × PX14A6G and 4 other forms
FiledWhat it is
Nov 3, 202310-QQuarterly report, Q3 2023 — revenue $13.27B (+2% y/y), net income $2.41B, EPS $1.38
Aug 3, 202310-QQuarterly report, Q2 2023 — revenue $13.46B (+2% y/y), net income $2.18B, EPS $1.24
May 2, 202310-QQuarterly report, Q1 2023 — revenue $14.52B (−2% y/y), net income $2.98B, EPS $1.70
Apr 14, 2023PX14A6GShareholder exempt solicitation
Apr 13, 2023PX14A6GShareholder exempt solicitation
Apr 13, 2023PX14A6GShareholder exempt solicitation
Apr 6, 2023ARSAnnual report to shareholders
Apr 6, 2023DEFA14AAdditional proxy materials
Apr 6, 2023DEFA14AAdditional proxy materials
Apr 6, 2023DEF 14AProxy statement
Feb 24, 202310-KAnnual report, FY2022 — revenue $53.67B (−10% y/y), net income $11.03B, EPS $6.15

12 current reports (8-K) not listed; the year is on EDGAR.

2022 · 18 filings — 9 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
FiledWhat it is
Nov 3, 202210-QQuarterly report, Q3 2022 — revenue $12.99B (−12% y/y), net income $2.63B, EPS $1.47
Aug 5, 202210-QQuarterly report, Q2 2022 — revenue $13.13B (−11% y/y), net income $2.50B, EPS $1.39
May 4, 202210-QQuarterly report, Q1 2022 — revenue $14.80B (−6% y/y), net income $3.67B, EPS $2.02
Apr 15, 2022PX14A6GShareholder exempt solicitation
Apr 12, 2022PX14A6GShareholder exempt solicitation
Apr 8, 2022DEFA14AAdditional proxy materials
Apr 8, 2022DEFA14AAdditional proxy materials
Apr 8, 2022DEF 14AProxy statement
Feb 24, 202210-KAnnual report, FY2021 — revenue $59.76B (+23% y/y), net income $15.03B, EPS $8.03

9 current reports (8-K) not listed; the year is on EDGAR.

2021 · 20 filings — 13 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 3, 202110-QQuarterly report, Q3 2021 — revenue $14.75B (+26% y/y), net income $3.71B, EPS $1.98
Aug 2, 202110-QQuarterly report, Q2 2021 — revenue $14.76B (+8% y/y), net income $3.51B, EPS $1.85
May 3, 202110-QQuarterly report, Q1 2021 — revenue $15.72B (+61% y/y), net income $4.12B, EPS $2.19
Apr 1, 2021DEFA14AAdditional proxy materials
Apr 1, 2021DEFA14AAdditional proxy materials
Apr 1, 2021DEF 14AProxy statement
Feb 26, 202110-KAnnual report, FY2020 — revenue $48.76B (+17% y/y), net income $11.00B, EPS $6.46

13 current reports (8-K) not listed; the year is on EDGAR.

2020 · 21 filings — 13 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
FiledWhat it is
Nov 3, 202010-QQuarterly report, Q3 2020 — revenue $11.72B (+17% y/y), net income $2.72B, EPS $1.66
Aug 4, 202010-QQuarterly report, Q2 2020 — revenue $13.66B (+33% y/y), net income $3.20B, EPS $1.96
May 5, 202010-QQuarterly report, Q1 2020 — revenue $9.78B (−5% y/y), net income $1.70B, EPS $1.01
Apr 20, 2020DEFA14AAdditional proxy materials
Apr 3, 2020DEFA14AAdditional proxy materials
Apr 3, 2020DEFA14AAdditional proxy materials
Apr 3, 2020DEF 14AProxy statement
Feb 27, 202010-KAnnual report, FY2019 — revenue $41.54B (+4% y/y), net income $9.04B, EPS $5.19

13 current reports (8-K) not listed; the year is on EDGAR.

2019 · 18 filings — 10 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
FiledWhat it is
Nov 5, 201910-QQuarterly report, Q3 2019 — revenue $10.03B (+2% y/y), net income $2.17B, EPS $1.27
Aug 5, 201910-QQuarterly report, Q2 2019 — revenue $10.24B (−3% y/y), net income $2.20B, EPS $1.23
May 3, 201910-QQuarterly report, Q1 2019 — revenue $10.29B (−7% y/y), net income $2.43B, EPS $1.39
Apr 30, 2019PX14A6GShareholder exempt solicitation
Apr 5, 2019DEFA14AAdditional proxy materials
Apr 5, 2019DEFA14AAdditional proxy materials
Apr 5, 2019DEF 14AProxy statement
Feb 26, 201910-KAnnual report, FY2018 — revenue $40.11B (+6% y/y), net income $8.75B, EPS $4.73

10 current reports (8-K) not listed; the year is on EDGAR.

2018 · 17 filings — 10 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 5, 201810-QQuarterly report, Q3 2018 — revenue $9.87B (+7% y/y), net income $2.11B, EPS $1.17
Aug 3, 201810-QQuarterly report, Q2 2018 — revenue $10.61B (+12% y/y), net income $2.44B, EPS $1.30
May 4, 201810-QQuarterly report, Q1 2018 — revenue $11.08B (+14% y/y), net income $2.67B, EPS $1.45
Apr 6, 2018DEFA14AAdditional proxy materials
Apr 6, 2018DEFA14AAdditional proxy materials
Apr 6, 2018DEF 14AProxy statement
Feb 27, 201810-KAnnual report, FY2017 — revenue $37.95B (+10% y/y), net income $6.11B, EPS $3.07

10 current reports (8-K) not listed; the year is on EDGAR.

2017 · 19 filings — 11 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
FiledWhat it is
Nov 3, 201710-QQuarterly report, Q3 2017 — revenue $9.20B (+3% y/y), net income $1.78B, EPS $0.93
Aug 3, 201710-QQuarterly report, Q2 2017 — revenue $9.50B (+7% y/y), net income $1.76B, EPS $0.87
May 8, 2017DEFA14AAdditional proxy materials
May 4, 201710-QQuarterly report, Q1 2017 — revenue $9.74B (+25% y/y), net income $1.93B, EPS $1.00
Apr 7, 2017DEFA14AAdditional proxy materials
Apr 7, 2017DEFA14AAdditional proxy materials
Apr 7, 2017DEF 14AProxy statement
Feb 27, 201710-KAnnual report, FY2016 — revenue $34.63B (−1% y/y), net income $5.98B, EPS $2.92

11 current reports (8-K) not listed; the year is on EDGAR.

2016 · 19 filings — 11 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms

Counted, not listed; the year is on EDGAR.

2015 · 22 filings — 13 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms

Counted, not listed; the year is on EDGAR.

2014 · 20 filings — 11 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms

Counted, not listed; the year is on EDGAR.

2013 · 23 filings — 14 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms

Counted, not listed; the year is on EDGAR.

2012 · 19 filings — 9 × 8-K, 4 × DEFA14A, 3 × 10-Q and 3 other forms

Counted, not listed; the year is on EDGAR.

2011 · 22 filings — 14 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms

Counted, not listed; the year is on EDGAR.

2010 · 27 filings — 15 × 8-K, 5 × DEFA14A, 3 × 10-Q and 4 other forms

Counted, not listed; the year is on EDGAR.

2009 · 42 filings — 24 × 8-K, 11 × DEFA14A, 3 × 10-Q and 3 other forms

Counted, not listed; the year is on EDGAR.

2008 · 34 filings — 22 × 8-K, 5 × DEFA14A, 3 × 10-Q and 3 other forms

Counted, not listed; the year is on EDGAR.

2007 · 43 filings — 23 × 8-K, 15 × DEFA14A, 3 × 10-Q and 2 other forms

Counted, not listed; the year is on EDGAR.

2006 · 35 filings — 27 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms

Counted, not listed; the year is on EDGAR.

2005 · 52 filings — 44 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2004 · 29 filings — 14 × 8-K, 7 × DEFA14A, 3 × 10-Q and 4 other forms

Counted, not listed; the year is on EDGAR.

2003 · 29 filings — 15 × 8-K, 8 × DEFA14A, 3 × 10-Q and 3 other forms

Counted, not listed; the year is on EDGAR.

2002 · 23 filings — 14 × 8-K, 3 × 10-Q, 2 × DEFA14A and 4 other forms

Counted, not listed; the year is on EDGAR.

2001 · 15 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2000 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K405 and 2 other forms

Counted, not listed; the year is on EDGAR.

1999 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K405 and 2 other forms

Counted, not listed; the year is on EDGAR.

1998 · 12 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

1997 · 31 filings — 16 × 8-K, 9 × DEFA14A, 3 × 10-Q and 3 other forms

Counted, not listed; the year is on EDGAR.

1996 · 5 filings — 3 × 10-Q, 2 × 8-K

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 15,752 filings — 13,229 × 424B2, 2,194 × FWP, 166 × SCHEDULE 13G/A and 18 other forms
FiledWhat it is
Oct 21, 2026FWPFree writing prospectus
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026FWPFree writing prospectus
Oct 21, 2026FWPFree writing prospectus
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026FWPFree writing prospectus
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026FWPFree writing prospectus
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement
Oct 21, 2026424B2Prospectus supplement

The newest 25 of 15,752 shown; the full year is on EDGAR.

2025 · 17,589 filings — 14,585 × 424B2, 2,723 × FWP, 128 × SCHEDULE 13G/A and 11 other forms
FiledWhat it is
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025424B2Prospectus supplement
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025FWPFree writing prospectus
Dec 31, 2025424B2Prospectus supplement

The newest 25 of 17,589 shown; the full year is on EDGAR.

2024 · 12,184 filings — 10,274 × 424B2, 1,560 × FWP, 146 × SC 13G/A and 17 other forms
FiledWhat it is
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024424B2Prospectus supplement
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024424B2Prospectus supplement
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024FWPFree writing prospectus
Dec 31, 2024424B2Prospectus supplement
Dec 31, 2024424B2Prospectus supplement
Dec 31, 2024424B2Prospectus supplement
Dec 31, 2024424B2Prospectus supplement
Dec 31, 2024424B2Prospectus supplement

The newest 25 of 12,184 shown; the full year is on EDGAR.

2023 · 9,132 filings — 5,161 × 424B2, 3,726 × FWP, 128 × SC 13G/A and 10 other forms

Counted, not listed; the year is on EDGAR.

2022 · 9,721 filings — 4,763 × FWP, 4,672 × 424B2, 157 × SC 13G/A and 12 other forms

Counted, not listed; the year is on EDGAR.

2021 · 7,837 filings — 3,938 × 424B2, 3,600 × FWP, 175 × SC 13G/A and 18 other forms

Counted, not listed; the year is on EDGAR.

2020 · 6,509 filings — 3,315 × FWP, 2,868 × 424B2, 155 × SC 13G/A and 14 other forms

Counted, not listed; the year is on EDGAR.

2019 · 4,372 filings — 2,116 × FWP, 1,977 × 424B2, 152 × SC 13G/A and 12 other forms

Counted, not listed; the year is on EDGAR.

2018 · 2,933 filings — 1,427 × 424B2, 1,228 × FWP, 153 × SC 13G/A and 7 other forms

Counted, not listed; the year is on EDGAR.

2017 · 2,455 filings — 1,123 × 424B2, 1,045 × FWP, 141 × SC 13G/A and 14 other forms

Counted, not listed; the year is on EDGAR.

2016 · 1,554 filings — 641 × 424B2, 617 × FWP, 146 × SC 13G/A and 11 other forms

Counted, not listed; the year is on EDGAR.

2015 · 1,973 filings — 871 × FWP, 818 × 424B2, 148 × SC 13G/A and 12 other forms

Counted, not listed; the year is on EDGAR.

2014 · 1,824 filings — 802 × FWP, 708 × 424B2, 132 × SC 13G/A and 17 other forms

Counted, not listed; the year is on EDGAR.

2013 · 2,093 filings — 952 × FWP, 886 × 424B2, 111 × SC 13G/A and 15 other forms

Counted, not listed; the year is on EDGAR.

2012 · 1,646 filings — 787 × FWP, 598 × 424B2, 116 × SC 13G/A and 15 other forms

Counted, not listed; the year is on EDGAR.

2011 · 1,720 filings — 765 × FWP, 678 × 424B2, 112 × SC 13G/A and 18 other forms

Counted, not listed; the year is on EDGAR.

2010 · 1,366 filings — 530 × FWP, 508 × 424B2, 187 × SC 13G/A and 12 other forms

Counted, not listed; the year is on EDGAR.

2009 · 1,225 filings — 486 × FWP, 355 × 424B2, 178 × SC 13G/A and 15 other forms

Counted, not listed; the year is on EDGAR.

2008 · 1,572 filings — 636 × FWP, 483 × 424B2, 148 × SC 13G/A and 19 other forms

Counted, not listed; the year is on EDGAR.

2007 · 1,348 filings — 529 × FWP, 400 × 424B2, 127 × SC 13G/A and 23 other forms

Counted, not listed; the year is on EDGAR.

2006 · 1,018 filings — 312 × 424B2, 268 × FWP, 108 × SC 13G/A and 24 other forms

Counted, not listed; the year is on EDGAR.

2005 · 598 filings — 193 × 424B3, 81 × 4, 76 × SC 13G/A and 21 other forms

Counted, not listed; the year is on EDGAR.

2004 · 499 filings — 161 × 424B3, 80 × SC 13G/A, 66 × 4 and 17 other forms

Counted, not listed; the year is on EDGAR.

2003 · 379 filings — 112 × 424B3, 80 × SC 13G/A, 57 × 4 and 19 other forms

Counted, not listed; the year is on EDGAR.

2002 · 351 filings — 104 × SC 13G/A, 75 × 424B3, 46 × 4 and 17 other forms

Counted, not listed; the year is on EDGAR.

2001 · 296 filings — 105 × SC 13G/A, 86 × 424B3, 56 × SC 13G and 13 other forms

Counted, not listed; the year is on EDGAR.

2000 · 349 filings — 126 × 424B3, 117 × SC 13G/A, 53 × SC 13G and 13 other forms

Counted, not listed; the year is on EDGAR.

1999 · 370 filings — 178 × SC 13G/A, 70 × 424B3, 56 × SC 13G and 17 other forms

Counted, not listed; the year is on EDGAR.

1998 · 339 filings — 107 × SC 13G/A, 101 × 424B3, 83 × SC 13G and 12 other forms

Counted, not listed; the year is on EDGAR.

1997 · 133 filings — 41 × 424B3, 24 × SC 13G/A, 22 × SC 13G and 15 other forms

Counted, not listed; the year is on EDGAR.

1996 · 15 filings — 12 × 424B3, 2 × S-8 POS, 1 × S-3

Counted, not listed; the year is on EDGAR.

1993 · 1 filing — 1 × SC 13D/A

Counted, not listed; the year is on EDGAR.

About this data#

Morgan Stanley (MS) has 109,880 filings on EDGAR going back to 1993: 32 annual reports, 98 quarterly reports and 430 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 19, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Oct 14, 2026, furnished a press release headed “Morgan Stanley Third Quarter 2026 Earnings Results”. Over the last 13 months insiders sold $51.7M in 14 sales and bought nothing on the open market; 68 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Morgan Stanley, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read MS's latest 10-K?
MS's latest annual report, a 10-K, was filed on Feb 19, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did MS last file an 8-K?
On Oct 14, 2026 it furnished a press release headed “Morgan Stanley Third Quarter 2026 Earnings Results”. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Oct 14, 2026.
Are MS insiders buying or selling?
Over the last 13 months insiders sold $51.7M in 14 sales and bought nothing on the open market; 68 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: SCHAPIRO MARY L (Director) sold 1,000 shares on Jul 28, 2026 for $212K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has MS made?
109,880 filings are on EDGAR under the registrant records that have been Morgan Stanley, going back to 1993; 1,719 of them are insider ownership forms (Forms 3, 4, 5 and 144).