LPLA
$316.44+1.37%
as of close, Oct 2, 2026
☾ AH $316.44 +1.37%
LPL Financial Holdings Inc.Stock · FinanceNasdaq Composite 0.05%Russell 1000 0.03%US Stock Market 0.03%Russell 3000 0.03%MSCI ACWI 0.03%MSCI World 0.02%
LPLA SEC filings (2026)
CIK 1397911 · Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200) · incorporated in DE · fiscal year ends in December
1,774 filings on EDGAR since 2007 · 21 annual, 58 quarterly, 212 current · financial statements · earnings
Latest 10-K
Feb 23, 2026
fiscal year to Dec 31, 2025
Latest 10-Q
Aug 3, 2026
quarter to Jun 30, 2026
Latest 8-K
Jul 30, 2026
Results of operations
Last earnings release
Jul 30, 2026
$5.84 vs $5.39 · ▲ 4.3%
Filings on file
1,774
since 2007, 1,264 insider forms
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by what they covered, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
September 2026
August 2026
- Aug 27Insider saleJambusaria Aneri (Group Managing Director) sold 308 shares for $110K at $357.36 under a 10b5-1 plan
- Aug 20Insider saleGates Greg (Group Managing Director) sold 4,119 shares for $1.5M at $355.38
- Aug 3ReportQuarterly report, Q2 2026 — revenue $5.19B (+35% y/y), net income $379.3M, EPS $4.74
July 2026
June 2026
May 2026
April 2026
- Apr 30EarningsEarnings release — EPS $5.60 vs $5.49 est. (+2.0%); revenue $4.94B (+35% y/y) 4.6%
- Apr 15Insider saleAudette Matthew J (President and CFO) sold 1,110 shares for $366K at $327.45–$332.27 under a 10b5-1 plan
- Apr 14Insider saleAudette Matthew J (President and CFO) sold 469 shares for $153K at $325.00–$326.16 under a 10b5-1 plan
- Apr 2ProxyProxy · Annual report to shareholders
- Apr 2ProxyProxy · Additional proxy materials
- Apr 2ProxyProxy · Proxy statement
March 2026
- Mar 19ProxyProxy · Preliminary proxy statement
- Mar 10Insider saleCohen Marc Eliot (Group Managing Director) sold 1,088.211 shares for $337K at $309.72
- Mar 9Insider saleCohen Marc Eliot (Group Managing Director) sold 2,212 shares for $683K at $308.75
- Mar 2Insider saleJambusaria Aneri (Group Managing Director) sold 308 shares for $94K at $306.00 under a 10b5-1 plan
February 2026
- Feb 26Insider saleEnyedi Matthew (Group Managing Director) sold 2,109 shares for $675K at $318.38–$322.72 under a 10b5-1 plan
- Feb 26Insider saleAudette Matthew J (President and CFO) sold 1,581 shares for $507K at $318.51–$322.15 under a 10b5-1 plan
- Feb 23ReportAnnual report, FY2025 — revenue $16.99B (+37% y/y), net income $863.0M, EPS $10.92
January 2026
November 2025
October 2025
- Oct 30EarningsEarnings release — EPS $5.20 vs $4.47 est. (+16.3%); revenue $4.55B (+46% y/y) 11.5%
- Oct 21ProxyProxy · Proxy statements
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $5.0M in 12 sales and bought nothing on the open market; 58 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Sep 11, 2026Form 4 | Reeping KatharinePrincipal Accounting OfficerSold · $153K · 439.949 sh |
| Aug 27, 2026Form 4 | Jambusaria AneriGroup Managing DirectorSold · $110K · 308 sh · 10b5-1 |
| Aug 20, 2026Form 4 | Gates GregGroup Managing DirectorSold · $1.5M · 4,119 sh |
| Jul 31, 2026Form 4 | Enyedi MatthewGroup Managing DirectorSold · $353K · 1,000 sh · 10b5-1 |
| Jun 17, 2026Form 4 | Jambusaria AneriGroup Managing DirectorSold · $94K · 308 sh · 10b5-1 |
| Apr 15, 2026Form 4 | Audette Matthew JPresident and CFOSold · $366K · 1,110 sh · 10b5-1 |
| Apr 14, 2026Form 4 | Audette Matthew JPresident and CFOSold · $153K · 469 sh · 10b5-1 |
| Mar 10, 2026Form 4 | Cohen Marc EliotGroup Managing DirectorSold · $337K · 1,088.211 sh |
| Mar 9, 2026Form 4 | Cohen Marc EliotGroup Managing DirectorSold · $683K · 2,212 sh |
| Mar 2, 2026Form 4 | Jambusaria AneriGroup Managing DirectorSold · $94K · 308 sh · 10b5-1 |
| Feb 26, 2026Form 4 | Enyedi MatthewGroup Managing DirectorSold · $675K · 2,109 sh · 10b5-1 |
| Feb 26, 2026Form 4 | Audette Matthew JPresident and CFOSold · $507K · 1,581 sh · 10b5-1 |
Awards, exercises, withholding and plan purchases · 58 transactions
| Date | Insider |
|---|---|
| Sep 5, 2026Form 4 | Field EmilyGroup Managing DirectorTax withholding · $38K · 106 sh |
| Aug 28, 2026Form 4 | SCHIFTER RICHARD PDirectorAward · $0 · 14 sh |
| Aug 28, 2026Form 4 | Glavin William Francis JrDirectorAward · $0 · 10 sh |
| Aug 28, 2026Form 4 | Putnam James SDirectorAward · $0 · 7 sh |
| Aug 28, 2026Form 4 | EBERHART PAULETTDirectorAward · $0 · 4 sh |
| Aug 28, 2026Form 4 | Thomas Corey E.DirectorAward · $0 · 4 sh |
| Aug 28, 2026Form 4 | BERNARD EDWARD CDirectorAward · $0 · 3 sh |
| Aug 28, 2026Form 4 | Mnookin AllisonDirectorAward · $0 · 2 sh |
| Aug 20, 2026Form 4 | Gates GregGroup Managing DirectorExercise or conversion · $557K · 7,189 sh |
| Aug 20, 2026Form 4 | Gates GregGroup Managing DirectorExercise or conversion · Option to purchase Common … · $0 · 7,189 sh |
| Aug 3, 2026Form 4 | Putnam James SDirectorGift · $0 · 2,000 sh |
| Jun 12, 2026Form 4 | Gates GregGroup Managing DirectorTax withholding · $69K · 232 sh |
| Jun 12, 2026Form 4 | Cohen Marc EliotGroup Managing DirectorTax withholding · $13K · 44 sh |
| Jun 4, 2026Form 4 | SCHIFTER RICHARD PDirectorAward · $0 · 19 sh |
| Jun 4, 2026Form 4 | Glavin William Francis JrDirectorAward · $0 · 15 sh |
| Jun 4, 2026Form 4 | Putnam James SDirectorAward · $0 · 10 sh |
| Jun 4, 2026Form 4 | Thomas Corey E.DirectorAward · $0 · 7 sh |
| Jun 4, 2026Form 4 | EBERHART PAULETTDirectorAward · $0 · 5 sh |
| Jun 4, 2026Form 4 | BERNARD EDWARD CDirectorAward · $0 · 4 sh |
| Jun 4, 2026Form 4 | Mnookin AllisonDirectorAward · $0 · 3 sh |
| May 15, 2026Form 4 | BERNARD EDWARD CDirectorAward · $0 · 1,060 sh |
| May 15, 2026Form 4 | MULCAHY ANNE MDirectorAward · $0 · 1,060 sh |
| May 15, 2026Form 4 | SCHIFTER RICHARD PDirectorAward · $0 · 1,060 sh |
| May 15, 2026Form 4 | Thomas Corey E.DirectorAward · $0 · 1,060 sh |
| May 15, 2026Form 4 | EBERHART PAULETTDirectorAward · $0 · 712 sh |
| May 15, 2026Form 4 | Glavin William Francis JrDirectorAward · $0 · 712 sh |
| May 15, 2026Form 4 | Khanna SomeshDirectorAward · $0 · 712 sh |
| May 15, 2026Form 4 | Ko Albert JDirectorAward · $0 · 712 sh |
| May 15, 2026Form 4 | Mnookin AllisonDirectorAward · $0 · 712 sh |
| May 15, 2026Form 4 | Putnam James SDirectorAward · $0 · 712 sh |
| May 7, 2026Form 4 | Putnam James SDirectorGift · $0 · 100 sh |
| Mar 24, 2026Form 4 | SCHIFTER RICHARD PDirectorAward · $0 · 19 sh |
| Mar 24, 2026Form 4 | Glavin William Francis JrDirectorAward · $0 · 15 sh |
| Mar 24, 2026Form 4 | Putnam James SDirectorAward · $0 · 10 sh |
| Mar 24, 2026Form 4 | Thomas Corey E.DirectorAward · $0 · 7 sh |
| Mar 24, 2026Form 4 | EBERHART PAULETTDirectorAward · $0 · 5 sh |
| Mar 24, 2026Form 4 | BERNARD EDWARD CDirectorAward · $0 · 4 sh |
| Mar 24, 2026Form 4 | Mnookin AllisonDirectorAward · $0 · 3 sh |
| Mar 9, 2026Form 4 | Cohen Marc EliotGroup Managing DirectorExercise or conversion · $171K · 2,212 sh |
| Mar 9, 2026Form 4 | Cohen Marc EliotGroup Managing DirectorExercise or conversion · Stock Option (Right to Buy) · $0 · 2,212 sh |
| Feb 25, 2026Form 4 | Steinmeier RichardChief Executive OfficerTax withholding · $834K · 2,619 sh |
| Feb 25, 2026Form 4 | Audette Matthew JPresident and CFOTax withholding · $749K · 2,351 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Enyedi MatthewGroup Managing DirectorTax withholding · $425K · 1,333 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Gates GregGroup Managing DirectorTax withholding · $412K · 1,293 sh |
| Feb 25, 2026Form 4 | Jambusaria AneriGroup Managing DirectorTax withholding · $228K · 715 sh |
| Feb 25, 2026Form 4 | Cohen Marc EliotGroup Managing DirectorTax withholding · $154K · 483 sh |
| Feb 25, 2026Form 4 | Reeping KatharinePrincipal Accounting OfficerTax withholding · $68K · 212 sh |
| Feb 25, 2026Form 4 | Steinmeier RichardChief Executive OfficerAward · $0 · 12,781 sh |
| Feb 25, 2026Form 4 | Audette Matthew JPresident and CFOAward · $0 · 8,776 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Gates GregGroup Managing DirectorAward · $0 · 7,437 sh |
| Feb 25, 2026Form 4 | Enyedi MatthewGroup Managing DirectorAward · $0 · 3,975 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Jambusaria AneriGroup Managing DirectorAward · $0 · 2,244 sh |
| Feb 25, 2026Form 4 | Cohen Marc EliotGroup Managing DirectorAward · $0 · 1,940 sh |
| Feb 25, 2026Form 4 | Field EmilyGroup Managing DirectorAward · $0 · 1,122 sh |
| Feb 25, 2026Form 4 | Morningstar MatthewGroup Managing DirectorAward · $0 · 1,122 sh |
| Feb 25, 2026Form 4 | Reeping KatharinePrincipal Accounting OfficerAward · $0 · 454 sh |
| Feb 2, 2026Form 4 | Khanna SomeshDirectorAward · $0 · 139 sh |
| Dec 31, 2025Form 4 | SCHIFTER RICHARD PDirectorGift · $0 · 1,145.263 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K is described by its items. A form opens the document on EDGAR, or the filing’s index where it furnishes exhibits (an earnings release is the 8-K’s Exhibit 99.1).
2026 · 12 filings
| Filed | What it is |
|---|---|
| Aug 3, 202610-Q | Quarterly report, Q2 2026 — revenue $5.19B (+35% y/y), net income $379.3M, EPS $4.74 |
| Jul 30, 20268-K | Earnings release — EPS $5.84 vs $5.39 est. (+8.3%); revenue $5.19B (+35% y/y) 4.3% |
| May 15, 20268-K | Charter, bylaws or fiscal-year change; Shareholder vote results |
| May 4, 202610-Q | Quarterly report, Q1 2026 — revenue $4.94B (+35% y/y), net income $356.4M, EPS $4.43 |
| Apr 30, 20268-K | Earnings release — EPS $5.60 vs $5.49 est. (+2.0%); revenue $4.94B (+35% y/y) 4.6% |
| Apr 2, 2026ARS | Annual report to shareholders |
| Apr 2, 2026DEFA14A | Additional proxy materials |
| Apr 2, 2026DEF 14A | Proxy statement |
| Mar 19, 2026PRE 14A | Preliminary proxy statement |
| Feb 23, 202610-K | Annual report, FY2025 — revenue $16.99B (+37% y/y), net income $863.0M, EPS $10.92 |
| Jan 29, 20268-K | Earnings release — EPS $5.23 vs $4.82 est. (+8.5%); revenue $4.93B (+40% y/y) 0.5% |
| Jan 8, 20268-K | Directors or officers; compensation; Regulation FD disclosure |
2025 · 22 filings
| Filed | What it is |
|---|---|
| Nov 3, 202510-Q | Quarterly report, Q3 2025 — revenue $4.55B (+46% y/y), net income −$29.5M, EPS −$0.37 |
| Oct 30, 20258-K | Earnings release — EPS $5.20 vs $4.47 est. (+16.3%); revenue $4.55B (+46% y/y) 11.5% |
| Oct 21, 2025DFAN14A | Proxy statements |
| Aug 4, 202510-Q | Quarterly report, Q2 2025 — revenue $3.84B (+31% y/y), net income $273.2M, EPS $3.40 |
| Aug 1, 20258-K | Regulation FD disclosure; Other events |
| Jul 31, 20258-K | Results of operations |
| Jul 3, 20258-K | Directors or officers; compensation |
| Jun 3, 20258-K | Directors or officers; compensation |
| May 23, 20258-K | Shareholder vote results |
| May 9, 202510-Q | Quarterly report, Q1 2025 — revenue $3.67B (+30% y/y), net income $318.6M, EPS $4.24 |
| May 8, 20258-K | Results of operations |
| Apr 3, 20258-K | Material definitive agreement; New financial obligation; Other events |
| Apr 2, 20258-K | Other events |
| Mar 31, 20258-K | Material definitive agreement; Regulation FD disclosure |
| Mar 25, 2025ARS | Annual report to shareholders |
| Mar 25, 2025DEFA14A | Additional proxy materials |
| Mar 25, 2025DEF 14A | Proxy statement |
| Mar 6, 20258-K | Directors or officers; compensation |
| Feb 26, 20258-K | Material definitive agreement; New financial obligation |
| Feb 25, 20258-K | Other events |
| Feb 20, 202510-K | Annual report, FY2024 — revenue $12.39B (+23% y/y), net income $1.06B, EPS $14.03 |
| Jan 30, 20258-K | Results of operations |
2024 · 22 filings
| Filed | What it is |
|---|---|
| Dec 9, 20248-K/A | Material definitive agreement; New financial obligation |
| Dec 9, 20248-K | Directors or officers; compensation |
| Dec 5, 20248-K | Material definitive agreement |
| Nov 4, 202410-Q | Quarterly report, Q3 2024 — revenue $3.11B (+23% y/y), net income $255.3M, EPS $3.39 |
| Oct 30, 20248-K | Results of operations |
| Oct 21, 20248-K | Directors or officers; compensation; Regulation FD disclosure |
| Oct 1, 20248-K | Directors or officers; compensation; Regulation FD disclosure |
| Jul 30, 202410-Q | Quarterly report, Q2 2024 — revenue $2.93B (+19% y/y), net income $243.8M, EPS $3.23 |
| Jul 25, 20248-K | Results of operations |
| May 20, 20248-K | Material definitive agreement; New financial obligation |
| May 14, 20248-K | Regulation FD disclosure; Other events |
| May 10, 20248-K | Shareholder vote results |
| May 2, 202410-Q | Quarterly report, Q1 2024 — revenue $2.83B (+17% y/y), net income $288.8M, EPS $3.83 |
| Apr 30, 20248-K | Results of operations |
| Mar 28, 2024ARS | Annual report to shareholders |
| Mar 28, 2024DEFA14A | Additional proxy materials |
| Mar 28, 2024DEF 14A | Proxy statement |
| Feb 29, 20248-K | Directors or officers; compensation |
| Feb 21, 202410-K | Annual report, FY2023 — revenue $10.05B (+17% y/y), net income $1.07B, EPS $13.69 |
| Feb 20, 20248-K | Charter, bylaws or fiscal-year change |
| Feb 13, 20248-K | Regulation FD disclosure |
| Feb 1, 20248-K | Results of operations |
2023 · 17 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
| Filed | What it is |
|---|---|
| Oct 31, 202310-Q | Quarterly report, Q3 2023 — revenue $2.52B (+17% y/y), net income $224.3M, EPS $2.91 |
| Aug 1, 202310-Q | Quarterly report, Q2 2023 — revenue $2.47B (+21% y/y), net income $285.5M, EPS $3.65 |
| May 2, 202310-Q | Quarterly report, Q1 2023 — revenue $2.42B (+17% y/y), net income $338.9M, EPS $4.24 |
| Mar 30, 2023ARS | Annual report to shareholders |
| Mar 30, 2023DEFA14A | Additional proxy materials |
| Mar 30, 2023DEF 14A | Proxy statement |
| Feb 23, 202310-K | Annual report, FY2022 — revenue $8.60B (+11% y/y), net income $845.7M, EPS $10.40 |
10 current reports (8-K) not listed; the year is on EDGAR.
2022 · 13 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Nov 1, 202210-Q | Quarterly report, Q3 2022 — revenue $2.16B (+7% y/y), net income $232.3M, EPS $2.86 |
| Aug 4, 202210-Q | Quarterly report, Q2 2022 — revenue $2.04B (+7% y/y), net income $160.5M, EPS $1.97 |
| May 3, 202210-Q | Quarterly report, Q1 2022 — revenue $2.07B (+21% y/y), net income $133.7M, EPS $1.64 |
| Apr 8, 2022DEFA14A | Additional proxy materials |
| Apr 8, 2022DEF 14A | Proxy statement |
| Feb 22, 202210-K | Annual report, FY2021 — revenue $7.72B (+31% y/y), net income $459.9M, EPS $5.63 |
7 current reports (8-K) not listed; the year is on EDGAR.
2021 · 21 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Nov 2, 202110-Q | Quarterly report, Q3 2021 — revenue $2.02B (+38% y/y), net income $103.1M, EPS $1.26 |
| Aug 3, 202110-Q | Quarterly report, Q2 2021 — revenue $1.90B (+39% y/y), net income $119.1M, EPS $1.46 |
| May 4, 202110-Q | Quarterly report, Q1 2021 — revenue $1.71B (+17% y/y), net income $129.6M, EPS $1.59 |
| Mar 22, 2021DEFA14A | Additional proxy materials |
| Mar 22, 2021DEF 14A | Proxy statement |
| Feb 23, 202110-K | Annual report, FY2020 — revenue $5.87B (+4% y/y), net income $472.6M, EPS $5.86 |
15 current reports (8-K) not listed; the year is on EDGAR.
2020 · 19 filings — 11 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
| Filed | What it is |
|---|---|
| Dec 3, 2020DFAN14A | Proxy statements |
| Nov 3, 202010-Q | Quarterly report, Q3 2020 — revenue $1.46B (+3% y/y), net income $103.8M, EPS $1.29 |
| Aug 4, 202010-Q | Quarterly report, Q2 2020 — revenue $1.37B (−2% y/y), net income $101.7M, EPS $1.27 |
| May 5, 202010-Q | Quarterly report, Q1 2020 — revenue $1.46B (+7% y/y), net income $155.6M, EPS $1.92 |
| Apr 15, 2020DEFA14A | Additional proxy materials |
| Mar 23, 2020DEFA14A | Additional proxy materials |
| Mar 23, 2020DEF 14A | Proxy statement |
| Feb 21, 202010-K | Annual report, FY2019 — revenue $5.62B (+8% y/y), net income $559.9M, EPS $6.62 |
11 current reports (8-K) not listed; the year is on EDGAR.
2019 · 15 filings — 8 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Oct 29, 201910-Q | Quarterly report, Q3 2019 — revenue $1.42B (+6% y/y), net income $131.7M, EPS $1.57 |
| Jul 30, 201910-Q | Quarterly report, Q2 2019 — revenue $1.39B (+7% y/y), net income $146.1M, EPS $1.71 |
| May 2, 201910-Q | Quarterly report, Q1 2019 — revenue $1.37B (+10% y/y), net income $155.4M, EPS $1.79 |
| Apr 1, 2019DEFA14A | Additional proxy materials |
| Mar 29, 2019DEFA14A | Additional proxy materials |
| Mar 29, 2019DEF 14A | Proxy statement |
| Feb 26, 201910-K | Annual report, FY2018 — revenue $5.19B (+21% y/y), net income $439.5M, EPS $4.85 |
8 current reports (8-K) not listed; the year is on EDGAR.
2018 · 18 filings — 10 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
| Filed | What it is |
|---|---|
| Oct 30, 201810-Q | Quarterly report, Q3 2018 — revenue $1.33B (+25% y/y), net income $106.9M, EPS $1.19 |
| Jul 31, 201810-Q | Quarterly report, Q2 2018 — revenue $1.30B (+22% y/y), net income $118.8M, EPS $1.30 |
| May 4, 201810-Q | Quarterly report, Q1 2018 — revenue $1.24B (+20% y/y), net income $93.5M, EPS $1.01 |
| Mar 29, 2018DEFA14A | Additional proxy materials |
| Mar 29, 2018DEFA14A | Additional proxy materials |
| Mar 29, 2018DEF 14A | Proxy statement |
| Feb 27, 201810-K/A | Annual report, amended |
| Feb 21, 201810-K | Annual report |
10 current reports (8-K) not listed; the year is on EDGAR.
2017 · 20 filings — 14 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Oct 31, 201710-Q | Quarterly report, Q3 2017 — revenue $1.06B (+5% y/y), net income $58.1M, EPS $0.63 |
| Aug 1, 201710-Q | Quarterly report, Q2 2017 — revenue $1.07B (+5% y/y), net income $68.4M, EPS $0.74 |
| May 2, 201710-Q | Quarterly report, Q1 2017 — revenue $1.04B (+3% y/y), net income $48.2M, EPS $0.52 |
| Apr 11, 2017DEFA14A | Additional proxy materials |
| Apr 11, 2017DEF 14A | Proxy statement |
| Feb 24, 201710-K | Annual report, FY2016 — revenue $4.05B (−5% y/y), net income $191.9M, EPS $2.13 |
14 current reports (8-K) not listed; the year is on EDGAR.
2016 · 17 filings — 10 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
Counted, not listed; the year is on EDGAR.
2015 · 17 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2014 · 20 filings — 14 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2013 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2012 · 23 filings — 15 × 8-K, 3 × 10-Q, 2 × 8-K/A and 3 other forms
Counted, not listed; the year is on EDGAR.
2011 · 13 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2010 · 19 filings — 14 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2009 · 11 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2008 · 15 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2007 · 4 filings — 2 × 10-Q, 2 × 8-K
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 73 filings — 55 × 4, 12 × 144, 4 × SCHEDULE 13G and 2 other forms
| Filed | What it is |
|---|---|
| Sep 14, 20264 | Insider transaction (Form 4) |
| Sep 11, 2026144 | Notice of proposed sale (Form 144) |
| Sep 8, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Aug 31, 20264 | Insider transaction (Form 4) |
| Aug 27, 2026144 | Notice of proposed sale (Form 144) |
| Aug 21, 20264 | Insider transaction (Form 4) |
| Aug 20, 2026144 | Notice of proposed sale (Form 144) |
| Aug 13, 2026SCHEDULE 13G | Other filings |
| Aug 4, 2026SCHEDULE 13G | Other filings |
| Aug 4, 20264 | Insider transaction (Form 4) |
| Aug 4, 20264 | Insider transaction (Form 4) |
| Jul 31, 2026144 | Notice of proposed sale (Form 144) |
| Jun 22, 20264 | Insider transaction (Form 4) |
| Jun 17, 2026144 | Notice of proposed sale (Form 144) |
| Jun 15, 20264 | Insider transaction (Form 4) |
| Jun 15, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
| Jun 8, 20264 | Insider transaction (Form 4) |
The newest 25 of 73 shown; the full year is on EDGAR.
2025 · 101 filings — 67 × 4, 17 × 144, 6 × 424B5 and 8 other forms
| Filed | What it is |
|---|---|
| Dec 11, 20254 | Insider transaction (Form 4) |
| Dec 11, 20253 | Initial insider holdings (Form 3) |
| Dec 9, 20254 | Insider transaction (Form 4) |
| Dec 9, 20254 | Insider transaction (Form 4) |
| Dec 5, 2025144 | Notice of proposed sale (Form 144) |
| Dec 5, 2025144 | Notice of proposed sale (Form 144) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 1, 2025144 | Notice of proposed sale (Form 144) |
| Nov 7, 20254 | Insider transaction (Form 4) |
| Nov 5, 2025144 | Notice of proposed sale (Form 144) |
| Oct 8, 20254 | Insider transaction (Form 4) |
| Oct 6, 2025144 | Notice of proposed sale (Form 144) |
| Sep 11, 20254 | Insider transaction (Form 4) |
| Sep 9, 20254 | Insider transaction (Form 4) |
| Sep 9, 20254 | Insider transaction (Form 4) |
| Sep 5, 2025144 | Notice of proposed sale (Form 144) |
| Sep 3, 20254 | Insider transaction (Form 4) |
| Sep 3, 20254 | Insider transaction (Form 4) |
The newest 25 of 101 shown; the full year is on EDGAR.
2024 · 79 filings — 54 × 4, 16 × 144, 4 × SC 13G/A and 3 other forms
| Filed | What it is |
|---|---|
| Dec 31, 20243 | Initial insider holdings (Form 3) |
| Dec 19, 2024144 | Notice of proposed sale (Form 144) |
| Dec 18, 2024144 | Notice of proposed sale (Form 144) |
| Dec 9, 20244 | Insider transaction (Form 4) |
| Dec 5, 2024144 | Notice of proposed sale (Form 144) |
| Dec 4, 20244 | Insider transaction (Form 4) |
| Dec 4, 20244 | Insider transaction (Form 4) |
| Dec 4, 20244 | Insider transaction (Form 4) |
| Dec 4, 20244 | Insider transaction (Form 4) |
| Dec 4, 20244 | Insider transaction (Form 4) |
| Dec 4, 20244 | Insider transaction (Form 4) |
| Dec 4, 20244 | Insider transaction (Form 4) |
| Nov 12, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Oct 22, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Sep 16, 20244 | Insider transaction (Form 4) |
| Aug 27, 20244 | Insider transaction (Form 4) |
| Aug 27, 20244 | Insider transaction (Form 4) |
| Aug 27, 20244 | Insider transaction (Form 4) |
| Aug 27, 20244 | Insider transaction (Form 4) |
| Aug 27, 20244 | Insider transaction (Form 4) |
| Aug 27, 20244 | Insider transaction (Form 4) |
| Aug 27, 20244 | Insider transaction (Form 4) |
| Aug 13, 20244 | Insider transaction (Form 4) |
| Jun 18, 20244 | Insider transaction (Form 4) |
| Jun 14, 20244 | Insider transaction (Form 4) |
The newest 25 of 79 shown; the full year is on EDGAR.
2023 · 96 filings — 70 × 4, 6 × 144, 3 × 3 and 11 other forms
Counted, not listed; the year is on EDGAR.
2022 · 74 filings — 69 × 4, 4 × SC 13G/A, 1 × 3
Counted, not listed; the year is on EDGAR.
2021 · 91 filings — 82 × 4, 3 × 3, 2 × SC 13G/A and 4 other forms
Counted, not listed; the year is on EDGAR.
2020 · 84 filings — 80 × 4, 2 × 3, 2 × SC 13G/A
Counted, not listed; the year is on EDGAR.
2019 · 75 filings — 69 × 4, 2 × 3, 2 × CT ORDER and 1 other form
Counted, not listed; the year is on EDGAR.
2018 · 88 filings — 79 × 4, 7 × SC 13G/A, 2 × 3
Counted, not listed; the year is on EDGAR.
2017 · 89 filings — 74 × 4, 10 × SC 13G/A, 2 × 3 and 2 other forms
Counted, not listed; the year is on EDGAR.
2016 · 68 filings — 55 × 4, 7 × SC 13G/A, 2 × 3 and 3 other forms
Counted, not listed; the year is on EDGAR.
2015 · 80 filings — 66 × 4, 6 × SC 13G/A, 5 × 3 and 3 other forms
Counted, not listed; the year is on EDGAR.
2014 · 61 filings — 39 × 4, 5 × 3, 4 × SC 13G and 6 other forms
Counted, not listed; the year is on EDGAR.
2013 · 86 filings — 70 × 4, 4 × 3, 4 × UPLOAD and 6 other forms
Counted, not listed; the year is on EDGAR.
2012 · 104 filings — 85 × 4, 8 × 3, 3 × UPLOAD and 5 other forms
Counted, not listed; the year is on EDGAR.
2011 · 62 filings — 56 × 4, 2 × 424B7, 1 × 3 and 3 other forms
Counted, not listed; the year is on EDGAR.
2010 · 61 filings — 27 × 4, 7 × 3, 7 × CORRESP and 12 other forms
Counted, not listed; the year is on EDGAR.
2009 · 30 filings — 22 × 4, 5 × 3, 1 × 15-12G and 2 other forms
Counted, not listed; the year is on EDGAR.
2008 · 19 filings — 13 × 4, 2 × 3, 2 × 4/A and 2 other forms
Counted, not listed; the year is on EDGAR.
2007 · 19 filings — 13 × 3, 2 × 10-12G/A, 2 × UPLOAD and 2 other forms
Counted, not listed; the year is on EDGAR.
About this data
LPL Financial Holdings Inc. (LPLA) has 1,774 filings on EDGAR going back to 2007: 21 annual reports, 58 quarterly reports and 212 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 23, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Jul 30, 2026, covered results of operations. Over the last 13 months insiders sold $5.0M in 12 sales and bought nothing on the open market; 58 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been LPL Financial Holdings Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read LPLA's latest 10-K?
- LPLA's latest annual report, a 10-K, was filed on Feb 23, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did LPLA last file an 8-K?
- On Jul 30, 2026: results of operations. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 30, 2026.
- Are LPLA insiders buying or selling?
- Over the last 13 months insiders sold $5.0M in 12 sales and bought nothing on the open market; 58 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Reeping Katharine (Principal Accounting Officer) sold 439.949 shares on Sep 11, 2026 for $153K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has LPLA made?
- 1,774 filings are on EDGAR under the registrant records that have been LPL Financial Holdings Inc., going back to 2007; 1,264 of them are insider ownership forms (Forms 3, 4, 5 and 144).