COF SEC filings (2026)
CIK 927628 · National Commercial Banks (SIC 6021) · incorporated in DE · fiscal year ends in December
4,415 filings on EDGAR since 1995 · 36 annual, 95 quarterly, 860 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
October 2026
September 2026
- Sep 15Insider saleDean Lia (Pres, Banking & Prem. Products) sold 2,066 shares for $426K at $206.07 under a 10b5-1 plan
- Sep 15Insider saleKaram Celia (Pres, Retail Bank) sold 2,017 shares for $416K at $206.07 under a 10b5-1 plan
- Sep 158-K8-K · Other events
- Sep 158-K8-K · Regulation FD disclosure
- Sep 158-K8-K · Regulation FD disclosure
- Sep 1Insider saleCooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares for $749K at $214.10 under a 10b5-1 plan
- Sep 18-K8-K · Charter, bylaws or fiscal-year change
August 2026
- Aug 208-K8-K · Capital One Announces Full Redemption of Its Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series MOther events
- Aug 17Insider saleDean Lia (Pres, Banking & Prem. Products) sold 2,193 shares for $495K at $225.52–$225.92 under a 10b5-1 plan
- Aug 17Insider saleKaram Celia (Pres, Retail Bank) sold 1,888 shares for $426K at $225.52–$225.92 under a 10b5-1 plan
- Aug 178-K8-K · Regulation FD disclosure
- Aug 13Insider saleMouadeb Mark Daniel (President, Card) sold 1,199 shares for $270K at $225.00 under a 10b5-1 plan
- Aug 10Insider saleZamsky Michael (Chief Credit & Fin'l Risk Off.) sold 5,473 shares for $1.2M at $218.02
- Aug 7Insider saleRaghu Ravi (Pres, Software, Intl & Sm Bus) sold 50 shares for $11K at $218.49 under a 10b5-1 plan
- Aug 4Insider saleCooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares for $768K at $219.33 under a 10b5-1 plan
- Aug 4Insider saleMouadeb Mark Daniel (President, Card) sold 1,183 shares for $260K at $220.00 under a 10b5-1 plan
- Aug 3Insider saleMouadeb Mark Daniel (President, Card) sold 690 shares for $148K at $215.00 under a 10b5-1 plan
July 2026
- Jul 31Insider saleRaghu Ravi (Pres, Software, Intl & Sm Bus) sold 9,726 shares for $2.0M at $209.27–$210.70 under a 10b5-1 plan
- Jul 29Insider saleGolden Timothy P (SVP, Chief Accounting Officer) sold 3,487 shares for $736K at $211.00
- Jul 28ReportQuarterly report, Q2 2026 — revenue $15.85B (+27% y/y), net income $3.02B, EPS $4.73
- Jul 21EarningsEarnings release — EPS $5.81 vs $4.85 est. (+19.8%); revenue $15.85B (+27% y/y) 2.4%
- Jul 218-K8-K · Regulation FD disclosure
- Jul 7Insider saleCooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares for $728K at $208.00 under a 10b5-1 plan
June 2026
- Jun 158-K8-K · Regulation FD disclosure
- Jun 98-K8-K · Other events
- Jun 88-K8-K · Regulation FD disclosure
- Jun 2Insider saleCooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares for $642K at $183.36 under a 10b5-1 plan
May 2026
- May 158-K8-K · Regulation FD disclosure
- May 13Insider saleHaggerty Kaitlin (Chief Human Resources Officer) sold 119 shares for $22K at $182.59 under a 10b5-1 plan
- May 12Insider saleCooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares for $644K at $183.93 under a 10b5-1 plan
- May 12Insider saleHaggerty Kaitlin (Chief Human Resources Officer) sold 1,307 shares for $240K at $183.93 under a 10b5-1 plan
- May 88-K8-K · Shareholder vote results
- May 7ReportQuarterly report, Q1 2026 — revenue $15.23B (+52% y/y), net income $2.17B, EPS $3.34
- May 1Insider saleKaram Celia (Pres, Retail Bank) sold 1,749 shares for $337K at $192.58 under a 10b5-1 plan
April 2026
- Apr 238-K8-K · Other events
- Apr 21EarningsEarnings release — EPS $4.42 vs $4.61 est. (−4.1%); revenue $15.23B (+52% y/y) 1.5%
- Apr 218-K8-K · Regulation FD disclosure
- Apr 78-K8-K · Unregistered sale of equity; Directors or officers; compensation
- Apr 1Insider saleDean Lia (Pres, Banking & Prem. Products) sold 1,692 shares for $314K at $185.61 under a 10b5-1 plan
- Apr 1Insider saleKaram Celia (Pres, Retail Bank) sold 1,099 shares for $204K at $185.61 under a 10b5-1 plan
March 2026
- Mar 25ProxyProxy · Annual report to shareholders
- Mar 25ProxyProxy · Additional proxy materials
- Mar 25ProxyProxy · Proxy statement
- Mar 168-K8-K · Regulation FD disclosure
- Mar 2Insider saleDean Lia (Pres, Banking & Prem. Products) sold 3,284 shares for $627K at $191.00 under a 10b5-1 plan
- Mar 2Insider saleKaram Celia (Pres, Retail Bank) sold 1,636 shares for $312K at $191.00 under a 10b5-1 plan
February 2026
- Feb 26Insider saleMouadeb Mark Daniel (President, Card) sold 1,593 shares for $335K at $210.00 under a 10b5-1 plan
- Feb 25Insider saleHanson Jason P. (Pres.- Global Payment Network) sold 3,729 shares for $764K at $205.00 under a 10b5-1 plan
- Feb 25Insider saleMouadeb Mark Daniel (President, Card) sold 1,509 shares for $306K at $200.00–$205.00 under a 10b5-1 plan
- Feb 24Insider saleBlinde Neal (President, Commercial Banking) sold 38,135 shares for $7.3M at $188.04–$191.45 under a 10b5-1 plan
- Feb 19ReportAnnual report, FY2025 — revenue $53.43B (+37% y/y), net income $2.45B, EPS $4.03
- Feb 178-K8-K · Regulation FD disclosure
- Feb 98-K8-K · Regulation FD disclosure
- Feb 68-K8-K · Directors or officers; compensation
- Feb 4Insider saleDean Lia (Pres, Banking & Prem. Products) sold 3,284 shares for $735K at $223.68 under a 10b5-1 plan
- Feb 2Insider saleKaram Celia (Pres, Retail Bank) sold 2,108 shares for $460K at $218.25 under a 10b5-1 plan
- Feb 28-K8-K · Other events
January 2026
- Jan 22EarningsEarnings release — EPS $3.86 vs $4.12 est. (−6.3%); revenue $15.58B (+53% y/y) 7.6%
- Jan 228-K8-K · Capital One to Acquire BrexUnregistered sale of equity; Regulation FD disclosure
- Jan 228-K8-K · Regulation FD disclosure
- Jan 6Insider saleCooper Matthew W (General Counsel & Corp Secy) sold 2,000 shares for $500K at $250.00 under a 10b5-1 plan
- Jan 5Insider saleRaghu Ravi (Pres, Software, Intl & Sm Bus) sold 13,450 shares for $3.4M at $250.00 under a 10b5-1 plan
- Jan 2Insider saleDean Lia (Pres, Banking & Prem. Products) sold 3,163 shares for $773K at $244.35 under a 10b5-1 plan
- Jan 2Insider saleKaram Celia (Pres, Retail Bank) sold 2,064 shares for $504K at $244.35 under a 10b5-1 plan
December 2025
- Dec 158-K8-K · Regulation FD disclosure
- Dec 88-K8-K · Regulation FD disclosure
November 2025
- Nov 178-K8-K · Regulation FD disclosure
- Nov 78-K8-K · Directors or officers; compensation
- Nov 3ReportQuarterly report, Q3 2025 — revenue $15.36B (+53% y/y), net income $3.19B, EPS $4.83
October 2025
- Oct 21EarningsEarnings release — EPS $5.95 vs $4.20 est. (+41.7%); revenue $15.36B (+53% y/y) 1.5%
- Oct 218-K8-K · Regulation FD disclosure
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $27.7M in 34 sales and bought nothing on the open market; 87 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Oct 6, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecySold · $687K · 3,500 sh · 10b5-1 |
| Sep 15, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsSold · $426K · 2,066 sh · 10b5-1 |
| Sep 15, 2026Form 4 | Karam CeliaPres, Retail BankSold · $416K · 2,017 sh · 10b5-1 |
| Sep 1, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecySold · $749K · 3,500 sh · 10b5-1 |
| Aug 17, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsSold · $495K · 2,193 sh · 10b5-1 |
| Aug 17, 2026Form 4 | Karam CeliaPres, Retail BankSold · $426K · 1,888 sh · 10b5-1 |
| Aug 13, 2026Form 4 | Mouadeb Mark DanielPresident, CardSold · $270K · 1,199 sh · 10b5-1 |
| Aug 10, 2026Form 4 | Zamsky MichaelChief Credit & Fin'l Risk Off.Sold · $1.2M · 5,473 sh |
| Aug 7, 2026Form 4 | Raghu RaviPres, Software, Intl & Sm BusSold · $11K · 50 sh · 10b5-1 |
| Aug 4, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecySold · $768K · 3,500 sh · 10b5-1 |
| Aug 4, 2026Form 4 | Mouadeb Mark DanielPresident, CardSold · $260K · 1,183 sh · 10b5-1 |
| Aug 3, 2026Form 4 | Mouadeb Mark DanielPresident, CardSold · $148K · 690 sh · 10b5-1 |
| Jul 31, 2026Form 4 | Raghu RaviPres, Software, Intl & Sm BusSold · $2.0M · 9,726 sh · 10b5-1 |
| Jul 29, 2026Form 4 | Golden Timothy PSVP, Chief Accounting OfficerSold · $736K · 3,487 sh |
| Jul 7, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecySold · $728K · 3,500 sh · 10b5-1 |
| Jun 2, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecySold · $642K · 3,500 sh · 10b5-1 |
| May 13, 2026Form 4 | Haggerty KaitlinChief Human Resources OfficerSold · $22K · 119 sh · 10b5-1 |
| May 12, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecySold · $644K · 3,500 sh · 10b5-1 |
| May 12, 2026Form 4 | Haggerty KaitlinChief Human Resources OfficerSold · $240K · 1,307 sh · 10b5-1 |
| May 1, 2026Form 4 | Karam CeliaPres, Retail BankSold · $337K · 1,749 sh · 10b5-1 |
| Apr 1, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsSold · $314K · 1,692 sh · 10b5-1 |
| Apr 1, 2026Form 4 | Karam CeliaPres, Retail BankSold · $204K · 1,099 sh · 10b5-1 |
| Mar 2, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsSold · $627K · 3,284 sh · 10b5-1 |
| Mar 2, 2026Form 4 | Karam CeliaPres, Retail BankSold · $312K · 1,636 sh · 10b5-1 |
| Feb 26, 2026Form 4 | Mouadeb Mark DanielPresident, CardSold · $335K · 1,593 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Hanson Jason P.Pres.- Global Payment NetworkSold · $764K · 3,729 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Mouadeb Mark DanielPresident, CardSold · $306K · 1,509 sh · 10b5-1 |
| Feb 24, 2026Form 4 | Blinde NealPresident, Commercial BankingSold · $7.3M · 38,135 sh · 10b5-1 |
| Feb 4, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsSold · $735K · 3,284 sh · 10b5-1 |
| Feb 2, 2026Form 4 | Karam CeliaPres, Retail BankSold · $460K · 2,108 sh · 10b5-1 |
| Jan 6, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecySold · $500K · 2,000 sh · 10b5-1 |
| Jan 5, 2026Form 4 | Raghu RaviPres, Software, Intl & Sm BusSold · $3.4M · 13,450 sh · 10b5-1 |
| Jan 2, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsSold · $773K · 3,163 sh · 10b5-1 |
| Jan 2, 2026Form 4 | Karam CeliaPres, Retail BankSold · $504K · 2,064 sh · 10b5-1 |
Awards, exercises, withholding and plan purchases · 87 transactions
| Date | Insider |
|---|---|
| Aug 1, 2026Form 4 | Hanson Jason P.Pres.- Global Payment NetworkTax withholding · $187K · 893 sh |
| Aug 1, 2026Form 4 | Hanson Jason P.Pres.- Global Payment NetworkExercise or conversion · — · 2,014 sh |
| Aug 1, 2026Form 4 | Hanson Jason P.Pres.- Global Payment NetworkExercise or conversion · Restricted Stock Units · $0 · 2,014 sh |
| May 8, 2026Form 4 | SHATTUCK MAYO A IIIDirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | RASKIND PETER EDirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | Locoh-Donou FrancoisDirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | Leenaars Cornelis PAJDirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | Detrick Christine RoseDirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | Killalea Peter ThomasDirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | Wong Jennifer L.DirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | SHEPHERD MICHAELDirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | Serra EileenDirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | Archibong ImeDirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | williams craig a.DirectorAward · $0 · 1,294 sh |
| May 8, 2026Form 4 | Harford Suni PDirectorAward · $0 · 1,294 sh |
| Apr 7, 2026Form 4 | LaPrade,III Frank G.Chief Enterprise Srvcs OfficerAward · $0 · 11,041 sh |
| Mar 9, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorTax withholding · $10.3M · 55,266 sh |
| Mar 9, 2026Form 4 | LaPrade,III Frank G.Chief Enterprise Srvcs OfficerTax withholding · $1.0M · 5,482 sh |
| Mar 9, 2026Form 4 | Alexander Robert M.Chief Information OfficerTax withholding · $834K · 4,491 sh |
| Mar 9, 2026Form 4 | Sanjiv YajnikPresident, Financial ServicesTax withholding · $831K · 4,475 sh |
| Mar 9, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsTax withholding · $753K · 4,056 sh |
| Mar 9, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecyTax withholding · $678K · 3,651 sh |
| Mar 9, 2026Form 4 | Blinde NealPresident, Commercial BankingTax withholding · $673K · 3,624 sh |
| Mar 9, 2026Form 4 | Young Andrew MChief Financial OfficerTax withholding · $641K · 3,453 sh |
| Mar 9, 2026Form 4 | Karam CeliaPres, Retail BankTax withholding · $622K · 3,351 sh |
| Mar 9, 2026Form 4 | Zamsky MichaelChief Credit & Fin'l Risk Off.Tax withholding · $507K · 2,728 sh |
| Mar 9, 2026Form 4 | Haggerty KaitlinChief Human Resources OfficerTax withholding · $445K · 2,398 sh |
| Mar 9, 2026Form 4 | Mouadeb Mark DanielPresident, CardTax withholding · $431K · 2,320 sh |
| Mar 9, 2026Form 4 | West KaraChief Enterprise Risk OfficerTax withholding · $375K · 2,020 sh |
| Mar 9, 2026Form 4 | Raghu RaviPres, Software, Intl & Sm BusTax withholding · $353K · 1,903 sh |
| Mar 9, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorAward · $0 · 122,539 sh |
| Mar 9, 2026Form 4 | LaPrade,III Frank G.Chief Enterprise Srvcs OfficerAward · $0 · 12,154 sh |
| Mar 9, 2026Form 4 | Alexander Robert M.Chief Information OfficerAward · $0 · 9,957 sh |
| Mar 9, 2026Form 4 | Sanjiv YajnikPresident, Financial ServicesAward · $0 · 9,922 sh |
| Mar 9, 2026Form 4 | Blinde NealPresident, Commercial BankingAward · $0 · 8,342 sh |
| Mar 9, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecyAward · $0 · 8,094 sh |
| Mar 9, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsAward · $0 · 8,094 sh |
| Mar 9, 2026Form 4 | Young Andrew MChief Financial OfficerAward · $0 · 7,656 sh |
| Mar 9, 2026Form 4 | Karam CeliaPres, Retail BankAward · $0 · 7,429 sh |
| Mar 9, 2026Form 4 | Zamsky MichaelChief Credit & Fin'l Risk Off.Award · $0 · 6,047 sh |
| Mar 9, 2026Form 4 | Haggerty KaitlinChief Human Resources OfficerAward · $0 · 5,316 sh |
| Mar 9, 2026Form 4 | Mouadeb Mark DanielPresident, CardAward · $0 · 5,142 sh |
| Mar 9, 2026Form 4 | Raghu RaviPres, Software, Intl & Sm BusAward · $0 · 4,834 sh |
| Mar 9, 2026Form 4 | West KaraChief Enterprise Risk OfficerAward · $0 · 4,477 sh |
| Feb 15, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorOther · $9.8M · 45,029 sh |
| Feb 15, 2026Form 4 | LaPrade,III Frank G.Chief Enterprise Srvcs OfficerTax withholding · $1.0M · 4,895 sh |
| Feb 15, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecyTax withholding · $928K · 4,474 sh |
| Feb 15, 2026Form 4 | Sanjiv YajnikPresident, Financial ServicesTax withholding · $882K · 4,253 sh |
| Feb 15, 2026Form 4 | Blinde NealPresident, Commercial BankingTax withholding · $869K · 4,192 sh |
| Feb 15, 2026Form 4 | Alexander Robert M.Chief Information OfficerTax withholding · $806K · 3,889 sh |
| Feb 15, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsTax withholding · $795K · 3,836 sh |
| Feb 15, 2026Form 4 | Young Andrew MChief Financial OfficerTax withholding · $661K · 3,188 sh |
| Feb 15, 2026Form 4 | Karam CeliaPres, Retail BankTax withholding · $626K · 3,018 sh |
| Feb 15, 2026Form 4 | Mouadeb Mark DanielPresident, CardTax withholding · $611K · 2,945 sh |
| Feb 15, 2026Form 4 | Zamsky MichaelChief Credit & Fin'l Risk Off.Tax withholding · $508K · 2,449 sh |
| Feb 15, 2026Form 4 | Haggerty KaitlinChief Human Resources OfficerTax withholding · $487K · 2,350 sh |
| Feb 15, 2026Form 4 | West KaraChief Enterprise Risk OfficerTax withholding · $364K · 1,756 sh |
| Feb 15, 2026Form 4 | Raghu RaviPres, Software, Intl & Sm BusTax withholding · $344K · 1,657 sh |
| Feb 15, 2026Form 4 | Golden Timothy PSVP, Chief Accounting OfficerTax withholding · $300K · 1,447 sh |
| Feb 15, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorExercise or conversion · $0 · 45,029 sh |
| Feb 15, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorExercise or conversion · 2023 Restricted Stock Units · $0 · 24,021 sh |
| Feb 15, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorExercise or conversion · Restricted Stock Units · $0 · 21,008 sh |
| Feb 3, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorExercise or conversion · $234K · 1,048 sh |
| Feb 3, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorTax withholding · $234K · 1,048 sh |
| Feb 3, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorAward · Restricted Stock Units · $0 · 38,059 sh |
| Feb 3, 2026Form 4 | Cooper Matthew WGeneral Counsel & Corp SecyAward · $0 · 8,239 sh |
| Feb 3, 2026Form 4 | LaPrade,III Frank G.Chief Enterprise Srvcs OfficerAward · $0 · 8,150 sh |
| Feb 3, 2026Form 4 | Sanjiv YajnikPresident, Financial ServicesAward · $0 · 7,555 sh |
| Feb 3, 2026Form 4 | Mouadeb Mark DanielPresident, CardAward · $0 · 7,331 sh |
| Feb 3, 2026Form 4 | Alexander Robert M.Chief Information OfficerAward · $0 · 7,008 sh |
| Feb 3, 2026Form 4 | Blinde NealPresident, Commercial BankingAward · $0 · 6,794 sh |
| Feb 3, 2026Form 4 | Young Andrew MChief Financial OfficerAward · $0 · 6,759 sh |
| Feb 3, 2026Form 4 | Dean LiaPres, Banking & Prem. ProductsAward · $0 · 6,682 sh · 10b5-1 |
| Feb 3, 2026Form 4 | West KaraChief Enterprise Risk OfficerAward · $0 · 6,165 sh |
| Feb 3, 2026Form 4 | Karam CeliaPres, Retail BankAward · $0 · 5,719 sh |
| Feb 3, 2026Form 4 | Haggerty KaitlinChief Human Resources OfficerAward · $0 · 5,373 sh |
| Feb 3, 2026Form 4 | Zamsky MichaelChief Credit & Fin'l Risk Off.Award · $0 · 5,231 sh |
| Feb 3, 2026Form 4 | Hanson Jason P.Pres.- Global Payment NetworkAward · $0 · 4,714 sh |
| Feb 3, 2026Form 4 | Raghu RaviPres, Software, Intl & Sm BusAward · $0 · 4,443 sh |
| Feb 3, 2026Form 4 | Golden Timothy PSVP, Chief Accounting OfficerAward · $0 · 3,443 sh |
| Feb 3, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorExercise or conversion · 2024 Restricted Stock Units · $0 · 439 sh |
| Feb 3, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorExercise or conversion · Restricted Stock Units · $0 · 338 sh |
| Feb 3, 2026Form 4 | FAIRBANK RICHARD DChairman and CEO · DirectorExercise or conversion · 2025 Restricted Stock Units · $0 · 271 sh |
| Feb 1, 2026Form 4 | Hanson Jason P.Pres.- Global Payment NetworkTax withholding · $921K · 4,207 sh |
| Feb 1, 2026Form 4 | Hanson Jason P.Pres.- Global Payment NetworkExercise or conversion · — · 10,973 sh |
| Feb 1, 2026Form 4 | Hanson Jason P.Pres.- Global Payment NetworkExercise or conversion · Restricted Stock Units · $0 · 10,973 sh |
| Jan 31, 2026Form 4 | Blinde NealPresident, Commercial BankingTax withholding · $862K · 3,936 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 31 filings
| Filed | What it is |
|---|---|
| Sep 15, 20268-K | Other events |
| Sep 15, 20268-K | Regulation FD disclosure |
| Sep 15, 20268-K | Regulation FD disclosure |
| Sep 1, 20268-K | Charter, bylaws or fiscal-year change |
| Aug 20, 20268-K | Capital One Announces Full Redemption of Its Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series MOther events |
| Aug 17, 20268-K | Regulation FD disclosure |
| Jul 28, 202610-Q | Quarterly report, Q2 2026 — revenue $15.85B (+27% y/y), net income $3.02B, EPS $4.73 |
| Jul 21, 20268-K | Regulation FD disclosure |
| Jul 21, 20268-K | Earnings release — EPS $5.81 vs $4.85 est. (+19.8%); revenue $15.85B (+27% y/y) 2.4% |
| Jun 15, 20268-K | Regulation FD disclosure |
| Jun 9, 20268-K | Other events |
| Jun 8, 20268-K | Regulation FD disclosure |
| May 15, 20268-K | Regulation FD disclosure |
| May 8, 20268-K | Shareholder vote results |
| May 7, 202610-Q | Quarterly report, Q1 2026 — revenue $15.23B (+52% y/y), net income $2.17B, EPS $3.34 |
| Apr 23, 20268-K | Other events |
| Apr 21, 20268-K | Regulation FD disclosure |
| Apr 21, 20268-K | Earnings release — EPS $4.42 vs $4.61 est. (−4.1%); revenue $15.23B (+52% y/y) 1.5% |
| Apr 7, 20268-K | Unregistered sale of equity; Directors or officers; compensation |
| Mar 25, 2026ARS | Annual report to shareholders |
| Mar 25, 2026DEFA14A | Additional proxy materials |
| Mar 25, 2026DEF 14A | Proxy statement |
| Mar 16, 20268-K | Regulation FD disclosure |
| Feb 19, 202610-K | Annual report, FY2025 — revenue $53.43B (+37% y/y), net income $2.45B, EPS $4.03 |
| Feb 17, 20268-K | Regulation FD disclosure |
| Feb 9, 20268-K | Regulation FD disclosure |
| Feb 6, 20268-K | Directors or officers; compensation |
| Feb 2, 20268-K | Other events |
| Jan 22, 20268-K | Capital One to Acquire BrexUnregistered sale of equity; Regulation FD disclosure |
| Jan 22, 20268-K | Regulation FD disclosure |
| Jan 22, 20268-K | Earnings release — EPS $3.86 vs $4.12 est. (−6.3%); revenue $15.58B (+53% y/y) 7.6% |
2025 · 43 filings
| Filed | What it is |
|---|---|
| Dec 15, 20258-K | Regulation FD disclosure |
| Dec 8, 20258-K | Regulation FD disclosure |
| Nov 17, 20258-K | Regulation FD disclosure |
| Nov 7, 20258-K | Directors or officers; compensation |
| Nov 3, 202510-Q | Quarterly report, Q3 2025 — revenue $15.36B (+53% y/y), net income $3.19B, EPS $4.83 |
| Oct 21, 20258-K | Regulation FD disclosure |
| Oct 21, 20258-K | Earnings release — EPS $5.95 vs $4.20 est. (+41.7%); revenue $15.36B (+53% y/y) 1.5% |
| Sep 15, 20258-K | Regulation FD disclosure |
| Sep 11, 20258-K | Other events |
| Sep 8, 20258-K | Regulation FD disclosure |
| Aug 15, 20258-K | Regulation FD disclosure |
| Jul 31, 202510-Q | Quarterly report, Q2 2025 — revenue $12.49B (+31% y/y), net income −$4.28B, EPS −$8.58 |
| Jul 22, 20258-K | Regulation FD disclosure |
| Jul 22, 20258-K | Results of operations |
| Jul 1, 20258-K | Other events |
| Jun 30, 20258-K | Charter, bylaws or fiscal-year change |
| Jun 25, 20258-K | Other events |
| Jun 16, 20258-K | Regulation FD disclosure |
| Jun 9, 20258-K | Regulation FD disclosure |
| Jun 5, 20258-K | Directors or officers; compensation |
| Jun 5, 20258-K/A | Directors or officers; compensation |
| May 22, 20258-K/A | Financial statements and exhibits |
| May 19, 20258-K | Completion of an acquisition or disposition; New financial obligation; Change to security holders' rights; Directors or officers; compensation; Charter, bylaws or fiscal-year change; Other events |
| May 15, 20258-K | Regulation FD disclosure |
| May 8, 20258-K | Shareholder vote results |
| May 7, 202510-Q | Quarterly report, Q1 2025 — revenue $10.00B (+6% y/y), net income $1.40B, EPS $3.45 |
| Apr 22, 20258-K | Regulation FD disclosure |
| Apr 22, 20258-K | Results of operations |
| Apr 18, 20258-K | Other events |
| Mar 27, 2025ARS | Annual report to shareholders |
| Mar 27, 2025DEFA14A | Additional proxy materials |
| Mar 27, 2025DEF 14A | Proxy statement |
| Mar 17, 20258-K | Regulation FD disclosure |
| Feb 20, 202510-K | Annual report, FY2024 — revenue $39.11B (+6% y/y), net income $4.75B, EPS $11.59 |
| Feb 18, 20258-K | Shareholder vote results; Other events |
| Feb 18, 20258-K | Regulation FD disclosure |
| Feb 10, 20258-K | Regulation FD disclosure |
| Feb 10, 20258-K | Other events |
| Feb 7, 20258-K | Directors or officers; compensation |
| Jan 30, 20258-K | Other events |
| Jan 24, 20258-K | Regulation FD disclosure; Other events |
| Jan 21, 20258-K | Regulation FD disclosure |
| Jan 21, 20258-K | Results of operations |
2024 · 43 filings
| Filed | What it is |
|---|---|
| Dec 16, 20248-K | Regulation FD disclosure |
| Dec 9, 20248-K | Regulation FD disclosure |
| Nov 15, 20248-K | Regulation FD disclosure |
| Oct 31, 202410-Q | Quarterly report, Q3 2024 — revenue $10.01B (+7% y/y), net income $1.78B, EPS $4.41 |
| Oct 24, 20248-K | Regulation FD disclosure |
| Oct 24, 20248-K | Results of operations |
| Sep 16, 20248-K | Regulation FD disclosure |
| Sep 9, 20248-K | Regulation FD disclosure |
| Aug 15, 20248-K | Regulation FD disclosure |
| Aug 1, 202410-Q | Quarterly report, Q2 2024 — revenue $9.51B (+5% y/y), net income $597.0M, EPS $1.38 |
| Jul 26, 20248-K | Other events |
| Jul 24, 20248-K | Other events |
| Jul 23, 20248-K | Regulation FD disclosure |
| Jul 23, 20248-K | Results of operations |
| Jun 28, 20248-K | Other events |
| Jun 17, 20248-K | Regulation FD disclosure |
| Jun 10, 20248-K | Regulation FD disclosure |
| May 24, 20248-K | Other events |
| May 15, 20248-K | Regulation FD disclosure |
| May 3, 20248-K | Directors or officers; compensation; Shareholder vote results |
| May 2, 202410-Q | Quarterly report, Q1 2024 — revenue $9.40B (+6% y/y), net income $1.28B, EPS $3.13 |
| Apr 25, 20248-K | Regulation FD disclosure |
| Apr 25, 20248-K | Results of operations |
| Apr 12, 2024PX14A6G | Shareholder exempt solicitation |
| Apr 8, 2024PX14A6G | Shareholder exempt solicitation |
| Mar 28, 2024PX14A6G | Shareholder exempt solicitation |
| Mar 20, 2024ARS | Annual report to shareholders |
| Mar 20, 2024DEFA14A | Additional proxy materials |
| Mar 20, 2024DEF 14A | Proxy statement |
| Mar 15, 20248-K | Regulation FD disclosure |
| Mar 11, 20248-K | Other events |
| Mar 11, 20248-K | Other events |
| Mar 4, 20248-K | Regulation FD disclosure |
| Feb 29, 20248-K | Directors or officers; compensation; Regulation FD disclosure |
| Feb 26, 20248-K | Regulation FD disclosure |
| Feb 23, 202410-K | Annual report, FY2023 — revenue $36.79B (+7% y/y), net income $4.89B, EPS $11.95 |
| Feb 22, 20248-K | Material definitive agreement |
| Feb 20, 20248-K | Other events |
| Feb 15, 20248-K | Regulation FD disclosure |
| Feb 5, 20248-K | Regulation FD disclosure |
| Feb 1, 20248-K | Other events |
| Jan 25, 20248-K | Regulation FD disclosure |
| Jan 25, 20248-K | Results of operations |
2023 · 43 filings — 32 × 8-K, 3 × 10-Q, 2 × DEFA14A and 6 other forms
| Filed | What it is |
|---|---|
| Nov 2, 202310-Q | Quarterly report, Q3 2023 — revenue $9.37B (+6% y/y), net income $1.79B, EPS $4.45 |
| Jul 27, 202310-Q | Quarterly report, Q2 2023 — revenue $9.01B (+9% y/y), net income $1.43B, EPS $3.52 |
| May 5, 202310-Q | Quarterly report, Q1 2023 — revenue $8.90B (+9% y/y), net income $960.0M, EPS $2.31 |
| Apr 18, 2023DEFA14A | Additional proxy materials |
| Mar 22, 2023DEFA14A | Additional proxy materials |
| Mar 22, 2023DEF 14A | Proxy statement |
| Mar 22, 2023ARS | Annual report to shareholders |
| Mar 6, 2023PRER14A | Proxy statements |
| Mar 3, 2023PRE 14A | Preliminary proxy statement |
| Feb 24, 202310-K | Annual report, FY2022 — revenue $34.25B (+13% y/y), net income $7.36B, EPS $17.91 |
33 current reports (8-K) not listed; the year is on EDGAR.
2022 · 41 filings — 35 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Nov 4, 202210-Q | Quarterly report, Q3 2022 — revenue $8.80B (+12% y/y), net income $1.69B, EPS $4.20 |
| Jul 29, 202210-Q | Quarterly report, Q2 2022 — revenue $8.23B (+12% y/y), net income $2.03B, EPS $4.96 |
| May 10, 202210-Q | Quarterly report, Q1 2022 — revenue $8.17B (+15% y/y), net income $2.40B, EPS $5.62 |
| Mar 21, 2022DEFA14A | Additional proxy materials |
| Mar 21, 2022DEF 14A | Proxy statement |
| Feb 25, 202210-K | Annual report, FY2021 — revenue $30.43B (+7% y/y), net income $12.39B, EPS $26.94 |
35 current reports (8-K) not listed; the year is on EDGAR.
2021 · 50 filings — 44 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Nov 5, 202110-Q | Quarterly report, Q3 2021 — revenue $7.83B (+6% y/y), net income $3.10B, EPS $6.78 |
| Jul 30, 202110-Q | Quarterly report, Q2 2021 — revenue $7.37B (+12% y/y), net income $3.54B, EPS $7.62 |
| May 7, 202110-Q | Quarterly report, Q1 2021 — revenue $7.11B (−2% y/y), net income $3.33B, EPS $7.03 |
| Mar 24, 2021DEFA14A | Additional proxy materials |
| Mar 24, 2021DEF 14A | Proxy statement |
| Feb 25, 202110-K | Annual report, FY2020 — revenue $28.52B (−0% y/y), net income $2.71B, EPS $5.18 |
44 current reports (8-K) not listed; the year is on EDGAR.
2020 · 48 filings — 41 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
| Filed | What it is |
|---|---|
| Nov 2, 202010-Q | Quarterly report, Q3 2020 — revenue $7.38B (+6% y/y), net income $2.41B, EPS $5.06 |
| Aug 6, 202010-Q | Quarterly report, Q2 2020 — revenue $6.56B (−8% y/y), net income −$918.0M, EPS −$2.21 |
| May 1, 202010-Q | Quarterly report, Q1 2020 — revenue $7.25B (+2% y/y), net income −$1.34B, EPS −$3.10 |
| Mar 19, 2020DEFA14A | Additional proxy materials |
| Mar 19, 2020DEF 14A | Proxy statement |
| Mar 4, 2020PRE 14A | Preliminary proxy statement |
| Feb 20, 202010-K | Annual report, FY2019 — revenue $28.59B (+2% y/y), net income $5.55B, EPS $11.05 |
41 current reports (8-K) not listed; the year is on EDGAR.
2019 · 43 filings — 37 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Oct 31, 201910-Q | Quarterly report, Q3 2019 — revenue $6.96B (−0% y/y), net income $1.33B, EPS $2.69 |
| Jul 31, 201910-Q | Quarterly report, Q2 2019 — revenue $7.12B (−1% y/y), net income $1.63B, EPS $3.24 |
| May 1, 201910-Q | Quarterly report, Q1 2019 — revenue $7.08B (+3% y/y), net income $1.41B, EPS $2.86 |
| Mar 20, 2019DEFA14A | Additional proxy materials |
| Mar 20, 2019DEF 14A | Proxy statement |
| Feb 20, 201910-K | Annual report, FY2018 — revenue $28.08B (+3% y/y), net income $6.01B, EPS $11.82 |
37 current reports (8-K) not listed; the year is on EDGAR.
2018 · 53 filings — 44 × 8-K, 3 × 10-Q, 1 × 10-K and 5 other forms
| Filed | What it is |
|---|---|
| Nov 1, 201810-Q | Quarterly report, Q3 2018 — revenue $6.96B (−0% y/y), net income $1.50B, EPS $2.99 |
| Jul 27, 201810-Q | Quarterly report, Q2 2018 — revenue $7.19B (+7% y/y), net income $1.91B, EPS $3.71 |
| May 2, 201810-Q | Quarterly report, Q1 2018 — revenue $6.91B (+6% y/y), net income $1.35B, EPS $2.62 |
| Apr 12, 2018PX14A6G | Shareholder exempt solicitation |
| Mar 20, 2018DEFA14A | Additional proxy materials |
| Mar 20, 2018DEF 14A | Proxy statement |
| Mar 2, 2018PRE 14A | Preliminary proxy statement |
| Feb 21, 201810-K | Annual report, FY2017 — revenue $27.24B (+7% y/y), net income $1.98B, EPS $3.49 |
45 current reports (8-K) not listed; the year is on EDGAR.
2017 · 45 filings — 38 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 1, 201710-Q | Quarterly report, Q3 2017 — revenue $6.99B (+8% y/y), net income $1.11B, EPS $2.14 |
| Jul 28, 201710-Q | Quarterly report, Q2 2017 — revenue $6.70B (+7% y/y), net income $1.04B, EPS $1.94 |
| May 3, 201710-Q | Quarterly report, Q1 2017 — revenue $6.54B (+5% y/y), net income $810.0M, EPS $1.54 |
| Mar 30, 2017DEFA14A | Additional proxy materials |
| Mar 21, 2017DEFA14A | Additional proxy materials |
| Mar 21, 2017DEF 14A | Proxy statement |
| Feb 23, 201710-K | Annual report, FY2016 — revenue $25.50B (+9% y/y), net income $3.75B, EPS $6.89 |
38 current reports (8-K) not listed; the year is on EDGAR.
2016 · 47 filings — 41 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2015 · 46 filings — 38 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2014 · 41 filings — 33 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2013 · 47 filings — 40 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2012 · 52 filings — 42 × 8-K, 3 × 10-Q, 3 × 8-K/A and 4 other forms
Counted, not listed; the year is on EDGAR.
2011 · 41 filings — 31 × 8-K, 3 × 10-Q, 1 × 10-K and 6 other forms
Counted, not listed; the year is on EDGAR.
2010 · 28 filings — 20 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2009 · 41 filings — 32 × 8-K, 3 × 10-Q, 1 × 10-K and 5 other forms
Counted, not listed; the year is on EDGAR.
2008 · 37 filings — 30 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2007 · 39 filings — 28 × 8-K, 3 × 10-Q, 2 × 8-K/A and 6 other forms
Counted, not listed; the year is on EDGAR.
2006 · 36 filings — 24 × 8-K, 3 × 10-Q, 3 × 10-Q/A and 5 other forms
Counted, not listed; the year is on EDGAR.
2005 · 37 filings — 31 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2004 · 32 filings — 23 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2003 · 26 filings — 21 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2002 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2001 · 14 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2000 · 15 filings — 8 × 8-K, 3 × 10-Q, 2 × 10-K/A and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1998 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1997 · 10 filings — 4 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1996 · 4 filings — 2 × 10-Q, 2 × 8-K
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 147 filings — 93 × 4, 38 × 144, 2 × 424B2 and 10 other forms
| Filed | What it is |
|---|---|
| Oct 15, 2026144 | Notice of proposed sale (Form 144) |
| Oct 15, 2026144 | Notice of proposed sale (Form 144) |
| Oct 7, 20264 | Insider transaction (Form 4) |
| Oct 6, 2026144 | Notice of proposed sale (Form 144) |
| Sep 16, 20264 | Insider transaction (Form 4) |
| Sep 16, 20264 | Insider transaction (Form 4) |
| Sep 16, 2026CERT | NYSE CERTIFICATION |
| Sep 16, 20268-A12B | Exchange listing registration |
| Sep 15, 2026144 | Notice of proposed sale (Form 144) |
| Sep 15, 2026144 | Notice of proposed sale (Form 144) |
| Sep 10, 2026424B2 | Prospectus supplement |
| Sep 9, 2026FWP | Free writing prospectus |
| Sep 8, 2026424B5 | Prospectus supplement |
| Sep 4, 2026S-8 POS | S-8 POS AM 9.04.2026 |
| Sep 2, 20264 | Insider transaction (Form 4) |
| Sep 1, 2026144 | Notice of proposed sale (Form 144) |
| Aug 28, 2026S-8 POS | S-8 POST EFFECTIVE AMENDMENT |
| Aug 18, 20264 | Insider transaction (Form 4) |
| Aug 18, 20264 | Insider transaction (Form 4) |
| Aug 17, 2026144 | Notice of proposed sale (Form 144) |
| Aug 17, 20264 | Insider transaction (Form 4) |
| Aug 17, 2026144 | Notice of proposed sale (Form 144) |
| Aug 13, 2026144 | Notice of proposed sale (Form 144) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 10, 2026144 | Notice of proposed sale (Form 144) |
The newest 25 of 147 shown; the full year is on EDGAR.
2025 · 128 filings — 92 × 4, 16 × 144, 4 × 3 and 11 other forms
| Filed | What it is |
|---|---|
| Dec 31, 20254/A | Insider transaction (Form 4), amended |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 2, 2025144 | Notice of proposed sale (Form 144) |
| Dec 1, 2025144 | Notice of proposed sale (Form 144) |
| Dec 1, 2025144 | Notice of proposed sale (Form 144) |
| Nov 17, 20254 | Insider transaction (Form 4) |
| Nov 13, 2025144 | Notice of proposed sale (Form 144) |
| Nov 7, 20254 | Insider transaction (Form 4) |
| Nov 6, 20254 | Insider transaction (Form 4) |
| Nov 6, 20254 | Insider transaction (Form 4) |
| Nov 6, 2025144 | Notice of proposed sale (Form 144) |
| Nov 4, 2025144 | Notice of proposed sale (Form 144) |
| Nov 4, 2025144 | Notice of proposed sale (Form 144) |
| Oct 29, 20254 | Insider transaction (Form 4) |
| Oct 27, 2025144 | Notice of proposed sale (Form 144) |
| Oct 3, 20254 | Insider transaction (Form 4) |
| Oct 2, 2025144 | Notice of proposed sale (Form 144) |
| Sep 10, 2025424B5 | Prospectus supplement |
| Sep 9, 2025FWP | Free writing prospectus |
| Sep 8, 2025424B5 | Prospectus supplement |
| Sep 3, 20254 | Insider transaction (Form 4) |
| Sep 2, 2025144 | Notice of proposed sale (Form 144) |
| Aug 20, 20254 | Insider transaction (Form 4) |
The newest 25 of 128 shown; the full year is on EDGAR.
2024 · 148 filings — 72 × 4, 21 × 425, 19 × 144 and 14 other forms
| Filed | What it is |
|---|---|
| Dec 23, 2024CORRESP | Letter to the SEC |
| Dec 23, 2024S-4/A | Merger or exchange registration, amended |
| Dec 19, 2024425 | Merger communication |
| Dec 17, 2024425 | Merger communication |
| Nov 14, 20244 | Insider transaction (Form 4) |
| Nov 13, 20244 | Insider transaction (Form 4) |
| Nov 13, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Nov 12, 20244 | Insider transaction (Form 4) |
| Nov 12, 20244 | Insider transaction (Form 4) |
| Nov 12, 2024144 | Notice of proposed sale (Form 144) |
| Nov 12, 2024425 | Merger communication |
| Nov 8, 2024144 | Notice of proposed sale (Form 144) |
| Nov 7, 2024144 | Notice of proposed sale (Form 144) |
| Nov 7, 20244 | Insider transaction (Form 4) |
| Nov 7, 20244 | Insider transaction (Form 4) |
| Nov 7, 2024144 | Notice of proposed sale (Form 144) |
| Nov 5, 2024144 | Notice of proposed sale (Form 144) |
| Nov 4, 2024144 | Notice of proposed sale (Form 144) |
| Oct 25, 2024425 | Merger communication |
| Oct 24, 2024CORRESP | Letter to the SEC |
| Oct 24, 2024CORRESP | Letter to the SEC |
| Oct 21, 20244 | Insider transaction (Form 4) |
| Oct 17, 2024144 | Notice of proposed sale (Form 144) |
| Oct 11, 2024UPLOAD | Letter from the SEC staff |
| Sep 20, 2024UPLOAD | Letter from the SEC staff |
The newest 25 of 148 shown; the full year is on EDGAR.
2023 · 139 filings — 81 × 4, 41 × 144, 4 × SC 13G/A and 7 other forms
Counted, not listed; the year is on EDGAR.
2022 · 110 filings — 79 × 4, 6 × 3, 4 × 424B2 and 10 other forms
Counted, not listed; the year is on EDGAR.
2021 · 136 filings — 89 × 4, 7 × 424B5, 6 × 424B2 and 15 other forms
Counted, not listed; the year is on EDGAR.
2020 · 117 filings — 88 × 4, 5 × SC 13G/A, 3 × 13F-HR and 11 other forms
Counted, not listed; the year is on EDGAR.
2019 · 109 filings — 85 × 4, 4 × SC 13G/A, 3 × 424B2 and 9 other forms
Counted, not listed; the year is on EDGAR.
2018 · 107 filings — 84 × 4, 5 × 3, 5 × SC 13G/A and 6 other forms
Counted, not listed; the year is on EDGAR.
2017 · 109 filings — 90 × 4, 6 × SC 13G/A, 3 × 424B2 and 5 other forms
Counted, not listed; the year is on EDGAR.
2016 · 94 filings — 68 × 4, 6 × SC 13G/A, 4 × 3 and 8 other forms
Counted, not listed; the year is on EDGAR.
2015 · 107 filings — 76 × 4, 5 × 424B5, 4 × 424B2 and 12 other forms
Counted, not listed; the year is on EDGAR.
2014 · 98 filings — 76 × 4, 4 × FWP, 3 × 424B2 and 8 other forms
Counted, not listed; the year is on EDGAR.
2013 · 118 filings — 101 × 4, 4 × 3, 2 × SC 13G and 10 other forms
Counted, not listed; the year is on EDGAR.
2012 · 96 filings — 66 × 4, 5 × 424B5, 4 × 424B2 and 12 other forms
Counted, not listed; the year is on EDGAR.
2011 · 109 filings — 82 × 4, 6 × CORRESP, 4 × 3 and 8 other forms
Counted, not listed; the year is on EDGAR.
2010 · 81 filings — 63 × 4, 4 × CT ORDER, 3 × SC 13G/A and 7 other forms
Counted, not listed; the year is on EDGAR.
2009 · 112 filings — 67 × 4, 8 × 4/A, 4 × 424B2 and 16 other forms
Counted, not listed; the year is on EDGAR.
2008 · 373 filings — 351 × 4, 3 × 11-K, 2 × 144 and 12 other forms
Counted, not listed; the year is on EDGAR.
2007 · 319 filings — 288 × 4, 9 × 144, 3 × 11-K and 12 other forms
Counted, not listed; the year is on EDGAR.
2006 · 152 filings — 76 × 4, 23 × 425, 7 × 5 and 19 other forms
Counted, not listed; the year is on EDGAR.
2005 · 146 filings — 100 × 4, 16 × 425, 4 × 424B3 and 15 other forms
Counted, not listed; the year is on EDGAR.
2004 · 84 filings — 72 × 4, 4 × SC 13G/A, 1 × 11-K and 7 other forms
Counted, not listed; the year is on EDGAR.
2003 · 104 filings — 92 × 4, 3 × 3, 3 × SC 13G/A and 5 other forms
Counted, not listed; the year is on EDGAR.
2002 · 27 filings — 6 × S-3/A, 4 × 424B5, 4 × S-8 and 8 other forms
Counted, not listed; the year is on EDGAR.
2001 · 9 filings — 4 × S-8, 2 × S-3, 1 × 11-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2000 · 7 filings — 2 × 424B5, 2 × SC 13G/A, 1 × 11-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 21 filings — 8 × S-8, 6 × 424B5, 2 × 424B2 and 5 other forms
Counted, not listed; the year is on EDGAR.
1998 · 18 filings — 6 × SC 13G, 4 × S-8, 3 × S-3 and 5 other forms
Counted, not listed; the year is on EDGAR.
1997 · 8 filings — 4 × SC 13G/A, 1 × 11-K, 1 × S-3DPOS and 2 other forms
Counted, not listed; the year is on EDGAR.
1996 · 3 filings — 1 × 424B2, 1 × S-3/A, 1 × SC 13G
Counted, not listed; the year is on EDGAR.
1995 · 1 filing — 1 × SC 13G
Counted, not listed; the year is on EDGAR.
About this data#
Capital One Financial Corporation (COF) has 4,415 filings on EDGAR going back to 1995: 36 annual reports, 95 quarterly reports and 860 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 19, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Sep 15, 2026, covered other events. Over the last 13 months insiders sold $27.7M in 34 sales and bought nothing on the open market; 87 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Capital One Financial Corporation, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read COF's latest 10-K?
- COF's latest annual report, a 10-K, was filed on Feb 19, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did COF last file an 8-K?
- On Sep 15, 2026 it covered other events. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 21, 2026.
- Are COF insiders buying or selling?
- Over the last 13 months insiders sold $27.7M in 34 sales and bought nothing on the open market; 87 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Cooper Matthew W (General Counsel & Corp Secy) sold 3,500 shares on Oct 6, 2026 for $687K, under a 10b5-1 plan. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has COF made?
- 4,415 filings are on EDGAR under the registrant records that have been Capital One Financial Corporation, going back to 1995; 2,650 of them are insider ownership forms (Forms 3, 4, 5 and 144).
