ROK
$438.51+2.51%
as of close, Oct 21, 2026
☾ AH $438.51 +2.51%
ROK SEC filings (2026)
CIK 1024478 · Measuring & Controlling Devices, NEC (SIC 3829) · incorporated in DE · fiscal year ends in September
3,251 filings on EDGAR since 1996 · 30 annual, 89 quarterly, 246 current · financial statements · earnings
Latest 10-K
Nov 12, 2025
fiscal year to Sep 30, 2025
Latest 10-Q
Aug 4, 2026
quarter to Jun 30, 2026
Latest 8-K
Sep 24, 2026
Directors or officers; compensation
Last earnings release
Aug 4, 2026
$3.49 vs $3.39 · ▼ 7.4%
Filings on file
3,251
since 1996, 2,561 insider forms
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
September 2026
- Sep 248-K8-K · Directors or officers; compensation
- Sep 8Insider saleWoods Isaac (Vice President and Treasurer) sold 154 shares for $67K at $432.11–$432.83 under a 10b5-1 plan
- Sep 2Insider saleBulho Matheus De A G Viera (SVP Software and Control) sold 400 shares for $168K at $420.14 under a 10b5-1 plan
August 2026
- Aug 31Insider saleBulho Matheus De A G Viera (SVP Software and Control) sold 467 shares for $199K at $426.96 under a 10b5-1 plan
- Aug 27Insider saleWatson Patricia A (Director) sold 1,100 shares for $475K at $431.43
- Aug 20Insider saleRothe Christian E (Sr. VP and CFO) sold 590 shares for $256K at $434.30 under a 10b5-1 plan
- Aug 4EarningsEarnings release — EPS $3.49 vs $3.39 est. (+3.0%); revenue $2.31B (+8% y/y) 7.4%
- Aug 4ReportQuarterly report, Q3 2026 — revenue $2.31B (+8% y/y), net income $408.0M, EPS $3.65
July 2026
June 2026
May 2026
- May 20Insider saleMILLER JOHN M (VP and Chief IP Counsel) sold 1,054 shares for $449K at $426.02 under a 10b5-1 plan
- May 7Insider saleRiesterer Terry L. (Vice President and Controller) sold 4,024 shares for $1.8M at $451.83–$452.02
- May 5EarningsEarnings release — EPS $3.30 vs $2.89 est. (+14.2%); revenue $2.24B (+12% y/y) 8.9%
- May 5ReportQuarterly report, Q2 2026 — revenue $2.24B (+12% y/y), net income $350.0M, EPS $3.10
- May 5Insider saleNardecchia Christopher (SVP, Chief Information Officer) sold 2,538 shares for $1.1M at $440.82–$450.04 under a 10b5-1 plan
- May 5Insider saleFordenwalt Matthew W. (SVP Lifecycle Services) sold 600 shares for $270K at $448.26–$449.98 under a 10b5-1 plan
- May 5Insider saleGENEREUX SCOTT (Sr.VP, Chief Revenue Officer) sold 550 shares for $246K at $447.73 under a 10b5-1 plan
April 2026
- Apr 178-K8-K · Rockwell Automation Elects David A. Zapico to Board of DirectorsDirectors or officers; compensation
- Apr 13Insider saleFordenwalt Matthew W. (SVP Lifecycle Services) sold 1,200 shares for $480K at $400.00 under a 10b5-1 plan
- Apr 10Insider salePerducat Cyril (SVP, Chief Technology Officer) sold 198 shares for $78K at $395.00 under a 10b5-1 plan
- Apr 8Insider saleBulho Matheus De A G Viera (SVP Software and Control) sold 1,250 shares for $484K at $387.50 under a 10b5-1 plan
- Apr 2Insider saleBulho Matheus De A G Viera (SVP Software and Control) sold 299 shares for $107K at $359.00 under a 10b5-1 plan
March 2026
February 2026
- Feb 26Insider saleNardecchia Christopher (SVP, Chief Information Officer) sold 14,465 shares for $5.9M at $410.01 under a 10b5-1 plan
- Feb 25Insider saleGENEREUX SCOTT (Sr.VP, Chief Revenue Officer) sold 17,407 shares for $7.0M at $402.16–$409.37 under a 10b5-1 plan
- Feb 25Insider saleHouse Rebecca W (SVP, CLO and Secretary) sold 12,100 shares for $4.9M at $401.96–$408.00 under a 10b5-1 plan
- Feb 25Insider saleMyers Tessa M. (SVP, Intelligent Devices) sold 1,985 shares for $813K at $409.37 under a 10b5-1 plan
- Feb 25Insider saleWoods Isaac (Vice President and Treasurer) sold 1,271 shares for $516K at $402.35–$409.37 under a 10b5-1 plan
- Feb 25Insider saleFordenwalt Matthew W. (SVP Lifecycle Services) sold 1,200 shares for $485K at $402.11–$407.90 under a 10b5-1 plan
- Feb 17Insider saleButtermore Robert L. (SVP,Chief Supply Chain Officer) sold 204 shares for $78K at $380.14 under a 10b5-1 plan
- Feb 178-K8-K · Directors or officers; compensation
- Feb 138-K8-K · Shareholder vote results
- Feb 5EarningsEarnings release — EPS $2.75 vs $2.54 est. (+8.3%); revenue $2.10B (+12% y/y) 5.4%
- Feb 5ReportQuarterly report, Q1 FY2026 — revenue $2.10B (+12% y/y), net income $305.0M, EPS $2.69
January 2026
December 2025
- Dec 22ProxyProxy · Additional proxy materials
- Dec 22ProxyProxy · Proxy statement
- Dec 22ProxyProxy · Annual report to shareholders
November 2025
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $30.3M in 26 sales and bought nothing on the open market; 57 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Sep 8, 2026Form 4 | Woods IsaacVice President and TreasurerSold · $67K · 154 sh · 10b5-1 |
| Sep 2, 2026Form 4 | Bulho Matheus De A G VieraSVP Software and ControlSold · $168K · 400 sh · 10b5-1 |
| Aug 31, 2026Form 4 | Bulho Matheus De A G VieraSVP Software and ControlSold · $199K · 467 sh · 10b5-1 |
| Aug 27, 2026Form 4 | Watson Patricia ADirectorSold · $475K · 1,100 sh |
| Aug 20, 2026Form 4 | Rothe Christian ESr. VP and CFOSold · $256K · 590 sh · 10b5-1 |
| Jul 16, 2026Form 4 | Riesterer Terry L.Vice President and ControllerSold · $127K · 281 sh · 10b5-1 |
| Jun 4, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesSold · $174K · 377 sh · 10b5-1 |
| Jun 2, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesSold · $99K · 218 sh · 10b5-1 |
| May 20, 2026Form 4 | MILLER JOHN MVP and Chief IP CounselSold · $449K · 1,054 sh · 10b5-1 |
| May 7, 2026Form 4 | Riesterer Terry L.Vice President and ControllerSold · $1.8M · 4,024 sh |
| May 5, 2026Form 4 | Nardecchia ChristopherSVP, Chief Information OfficerSold · $1.1M · 2,538 sh · 10b5-1 |
| May 5, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesSold · $270K · 600 sh · 10b5-1 |
| May 5, 2026Form 4 | GENEREUX SCOTTSr.VP, Chief Revenue OfficerSold · $246K · 550 sh · 10b5-1 |
| Apr 13, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesSold · $480K · 1,200 sh · 10b5-1 |
| Apr 10, 2026Form 4 | Perducat CyrilSVP, Chief Technology OfficerSold · $78K · 198 sh · 10b5-1 |
| Apr 8, 2026Form 4 | Bulho Matheus De A G VieraSVP Software and ControlSold · $484K · 1,250 sh · 10b5-1 |
| Apr 2, 2026Form 4 | Bulho Matheus De A G VieraSVP Software and ControlSold · $107K · 299 sh · 10b5-1 |
| Mar 2, 2026Form 4 | Buttermore Robert L.SVP,Chief Supply Chain OfficerSold · $3.6M · 8,932 sh · 10b5-1 |
| Feb 26, 2026Form 4 | Nardecchia ChristopherSVP, Chief Information OfficerSold · $5.9M · 14,465 sh · 10b5-1 |
| Feb 25, 2026Form 4 | GENEREUX SCOTTSr.VP, Chief Revenue OfficerSold · $7.0M · 17,407 sh · 10b5-1 |
| Feb 25, 2026Form 4 | House Rebecca WSVP, CLO and SecretarySold · $4.9M · 12,100 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Myers Tessa M.SVP, Intelligent DevicesSold · $813K · 1,985 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Woods IsaacVice President and TreasurerSold · $516K · 1,271 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesSold · $485K · 1,200 sh · 10b5-1 |
| Feb 17, 2026Form 4 | Buttermore Robert L.SVP,Chief Supply Chain OfficerSold · $78K · 204 sh · 10b5-1 |
| Jan 2, 2026Form 4 | Riesterer Terry L.Vice President and ControllerSold · $314K · 800 sh · 10b5-1 |
Awards, exercises, withholding and plan purchases · 57 transactions
| Date | Insider |
|---|---|
| Oct 1, 2026Form 4 | Moret Blake D.President and CEO · DirectorAward · $0 · 16,852 sh |
| Oct 1, 2026Form 4 | House Rebecca WSVP, CLO and SecretaryAward · $0 · 3,371 sh |
| Oct 1, 2026Form 4 | Myers Tessa M.SVP, Chief Revenue OfficerAward · $0 · 3,371 sh |
| Oct 1, 2026Form 4 | Fordenwalt Matthew W.SVP Intelligent DevicesAward · $0 · 3,371 sh |
| Oct 1, 2026Form 4 | Buttermore Robert L.SVP,Chief Supply Chain OfficerAward · $0 · 2,453 sh |
| Oct 1, 2026Form 4 | Perducat CyrilSVP, Chief Technology OfficerAward · $0 · 1,993 sh |
| Oct 1, 2026Form 4 | Bulho Matheus De A G VieraSVP Software and ControlAward · $0 · 1,533 sh |
| Oct 1, 2026Form 4 | Nardecchia ChristopherSVP, Chief Information OfficerAward · $0 · 1,533 sh |
| Oct 1, 2026Form 4 | Riesterer Terry L.Vice President and ControllerAward · $0 · 645 sh |
| Oct 1, 2026Form 4 | Woods IsaacVice President and TreasurerAward · $0 · 614 sh |
| Oct 1, 2026Form 4 | MILLER JOHN MVP and Chief IP CounselAward · $0 · 277 sh |
| Oct 1, 2026Form 4 | Reynolds Jordan CanfieldSVP Lifecycle ServicesAward · $0 · 246 sh |
| Oct 1, 2026Form 4 | Gipson William PDirectorAward · Restricted Stock Units · $0 · 75 sh |
| Sep 5, 2026Form 4 | Woods IsaacVice President and TreasurerExercise or conversion · $0 · 325 sh · 10b5-1 |
| Sep 5, 2026Form 4 | Woods IsaacVice President and TreasurerExercise or conversion · Restricted Stock Units · $0 · 325 sh · 10b5-1 |
| Aug 19, 2026Form 4 | Rothe Christian ESr. VP and CFOExercise or conversion · $0 · 1,257 sh · 10b5-1 |
| Aug 19, 2026Form 4 | Rothe Christian ESr. VP and CFOExercise or conversion · Restricted Stock Units · $0 · 1,257 sh · 10b5-1 |
| Jul 16, 2026Form 4 | Riesterer Terry L.Vice President and ControllerExercise or conversion · $0 · 849 sh · 10b5-1 |
| Jul 16, 2026Form 4 | Riesterer Terry L.Vice President and ControllerExercise or conversion · Restricted Stock Units · $0 · 849 sh · 10b5-1 |
| Jul 1, 2026Form 4 | Gipson William PDirectorAward · Restricted Stock Units · $0 · 69 sh |
| Jun 1, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesExercise or conversion · $0 · 595 sh · 10b5-1 |
| Jun 1, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesExercise or conversion · Restricted Stock Units · $0 · 595 sh · 10b5-1 |
| May 20, 2026Form 4 | MILLER JOHN MVP and Chief IP CounselExercise or conversion · $95K · 700 sh · 10b5-1 |
| May 20, 2026Form 4 | MILLER JOHN MVP and Chief IP CounselExercise or conversion · Employee Stock Option (Rig… · $0 · 700 sh · 10b5-1 |
| May 8, 2026Form 4 | Riesterer Terry L.Vice President and ControllerExercise or conversion · $197K · 900 sh |
| May 8, 2026Form 4 | Riesterer Terry L.Vice President and ControllerExercise or conversion · Employee Stock Option (Rig… · $0 · 900 sh |
| May 7, 2026Form 4 | Riesterer Terry L.Vice President and ControllerExercise or conversion · $763K · 2,924 sh |
| May 7, 2026Form 4 | Riesterer Terry L.Vice President and ControllerExercise or conversion · Employee Stock Option (Rig… · $0 · 2,924 sh |
| May 5, 2026Form 4 | Nardecchia ChristopherSVP, Chief Information OfficerExercise or conversion · $890K · 2,538 sh · 10b5-1 |
| May 5, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesExercise or conversion · $148K · 600 sh · 10b5-1 |
| May 5, 2026Form 4 | Nardecchia ChristopherSVP, Chief Information OfficerExercise or conversion · Employee Stock Option (Rig… · $0 · 2,538 sh · 10b5-1 |
| May 5, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesExercise or conversion · Employee Stock Option (Rig… · $0 · 600 sh · 10b5-1 |
| Apr 16, 2026Form 4 | ZAPICO DAVID ADirectorAward · $0 · 229 sh |
| Apr 13, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesExercise or conversion · $236K · 1,200 sh · 10b5-1 |
| Apr 13, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesExercise or conversion · Employee Stock Option (Rig… · $0 · 1,200 sh · 10b5-1 |
| Apr 9, 2026Form 4 | Perducat CyrilSVP, Chief Technology OfficerExercise or conversion · $0 · 581 sh · 10b5-1 |
| Apr 9, 2026Form 4 | Perducat CyrilSVP, Chief Technology OfficerExercise or conversion · Restricted Stock Units · $0 · 581 sh · 10b5-1 |
| Apr 1, 2026Form 4 | Bulho Matheus De A G VieraSVP Software and ControlExercise or conversion · $0 · 882 sh · 10b5-1 |
| Apr 1, 2026Form 4 | Bulho Matheus De A G VieraSVP Software and ControlExercise or conversion · Restricted Stock Units · $0 · 882 sh · 10b5-1 |
| Apr 1, 2026Form 4 | Gipson William PDirectorAward · Restricted Stock Units · $0 · 90 sh |
| Mar 2, 2026Form 4 | Buttermore Robert L.SVP,Chief Supply Chain OfficerExercise or conversion · $2.3M · 8,532 sh · 10b5-1 |
| Mar 2, 2026Form 4 | Buttermore Robert L.SVP,Chief Supply Chain OfficerExercise or conversion · Employee Stock Option (Rig… · $0 · 8,532 sh · 10b5-1 |
| Feb 26, 2026Form 4 | Nardecchia ChristopherSVP, Chief Information OfficerExercise or conversion · $3.1M · 14,465 sh · 10b5-1 |
| Feb 26, 2026Form 4 | Nardecchia ChristopherSVP, Chief Information OfficerExercise or conversion · Employee Stock Option (Rig… · $0 · 14,465 sh · 10b5-1 |
| Feb 25, 2026Form 4 | GENEREUX SCOTTSr.VP, Chief Revenue OfficerExercise or conversion · $4.8M · 16,207 sh · 10b5-1 |
| Feb 25, 2026Form 4 | House Rebecca WSVP, CLO and SecretaryExercise or conversion · $2.4M · 12,100 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesExercise or conversion · $236K · 1,200 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Woods IsaacVice President and TreasurerExercise or conversion · $229K · 900 sh · 10b5-1 |
| Feb 25, 2026Form 4 | GENEREUX SCOTTSr.VP, Chief Revenue OfficerExercise or conversion · Employee Stock Option (Rig… · $0 · 16,207 sh · 10b5-1 |
| Feb 25, 2026Form 4 | House Rebecca WSVP, CLO and SecretaryExercise or conversion · Employee Stock Option (Rig… · $0 · 12,100 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Fordenwalt Matthew W.SVP Lifecycle ServicesExercise or conversion · Employee Stock Option (Rig… · $0 · 1,200 sh · 10b5-1 |
| Feb 25, 2026Form 4 | Woods IsaacVice President and TreasurerExercise or conversion · Employee Stock Option (Rig… · $0 · 900 sh · 10b5-1 |
| Feb 13, 2026Form 4 | Buttermore Robert L.SVP,Chief Supply Chain OfficerExercise or conversion · $0 · 568 sh · 10b5-1 |
| Feb 13, 2026Form 4 | Buttermore Robert L.SVP,Chief Supply Chain OfficerExercise or conversion · Restricted Stock Units · $0 · 568 sh · 10b5-1 |
| Feb 10, 2026Form 4 | Parfet Donald RDirectorExercise or conversion · $0 · 2,162 sh |
| Feb 10, 2026Form 4 | Parfet Donald RDirectorExercise or conversion · Restricted Stock Units · $0 · 2,162 sh |
| Jan 2, 2026Form 4 | Gipson William PDirectorAward · Restricted Stock Units · $0 · 84 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 10 filings
| Filed | What it is |
|---|---|
| Sep 24, 20268-K | Directors or officers; compensation |
| Aug 4, 202610-Q | Quarterly report, Q3 2026 — revenue $2.31B (+8% y/y), net income $408.0M, EPS $3.65 |
| Aug 4, 20268-K | Earnings release — EPS $3.49 vs $3.39 est. (+3.0%); revenue $2.31B (+8% y/y) 7.4% |
| May 5, 202610-Q | Quarterly report, Q2 2026 — revenue $2.24B (+12% y/y), net income $350.0M, EPS $3.10 |
| May 5, 20268-K | Earnings release — EPS $3.30 vs $2.89 est. (+14.2%); revenue $2.24B (+12% y/y) 8.9% |
| Apr 17, 20268-K | Rockwell Automation Elects David A. Zapico to Board of DirectorsDirectors or officers; compensation |
| Feb 17, 20268-K | Directors or officers; compensation |
| Feb 13, 20268-K | Shareholder vote results |
| Feb 5, 202610-Q | Quarterly report, Q1 FY2026 — revenue $2.10B (+12% y/y), net income $305.0M, EPS $2.69 |
| Feb 5, 20268-K | Earnings release — EPS $2.75 vs $2.54 est. (+8.3%); revenue $2.10B (+12% y/y) 5.4% |
2025 · 16 filings
| Filed | What it is |
|---|---|
| Dec 22, 2025DEFA14A | Additional proxy materials |
| Dec 22, 2025DEF 14A | Proxy statement |
| Dec 22, 2025ARS | Annual report to shareholders |
| Nov 21, 20258-K | Material definitive agreement; Termination of a material agreement; New financial obligation |
| Nov 12, 202510-K | Annual report, FY2025 — revenue $8.34B (+1% y/y), net income $869.0M, EPS $7.67 |
| Nov 6, 20258-K | Earnings release — EPS $3.34 vs $2.94 est. (+13.6%); revenue $2.32B (+14% y/y) 2.7% |
| Oct 3, 20258-K | Directors or officers; compensation |
| Aug 6, 202510-Q | Quarterly report, Q3 2025 — revenue $2.14B (+5% y/y), net income $295.0M, EPS $2.60 |
| Aug 6, 20258-K | Earnings release — EPS $2.82 vs $2.69 est. (+4.8%); revenue $2.14B (+5% y/y) 5.0% |
| Jun 4, 20258-K | Other events |
| May 19, 20258-K | Material definitive agreement; New financial obligation |
| May 7, 202510-Q | Quarterly report, Q2 2025 — revenue $2.00B (−6% y/y), net income $252.0M, EPS $2.22 |
| May 7, 20258-K | Earnings release — EPS $2.45 vs $2.09 est. (+17.2%); revenue $2.00B (−6% y/y) 11.9% |
| Feb 10, 202510-Q | Quarterly report, Q1 FY2025 — revenue $1.88B (−8% y/y), net income $184.0M, EPS $1.61 |
| Feb 10, 20258-K | Earnings release — EPS $1.83 vs $1.61 est. (+13.7%); revenue $1.88B (−8% y/y) 12.6% |
| Feb 6, 20258-K | Shareholder vote results |
2024 · 17 filings
| Filed | What it is |
|---|---|
| Dec 20, 2024DEFA14A | Additional proxy materials |
| Dec 20, 2024DEF 14A | Proxy statement |
| Dec 20, 2024ARS | Annual report to shareholders |
| Nov 12, 202410-K | Annual report, FY2024 — revenue $8.26B (−9% y/y), net income $953.0M, EPS $8.28 |
| Nov 7, 20248-K | Results of operations |
| Aug 30, 20248-K | Other events |
| Aug 7, 202410-Q | Quarterly report, Q3 2024 — revenue $2.05B (−8% y/y), net income $232.0M, EPS $2.02 |
| Aug 7, 20248-K | Earnings release — EPS $2.71 vs $2.11 est. (+28.4%); revenue $2.05B (−8% y/y) 0.6% |
| Jul 17, 20248-K | Directors or officers; compensation |
| May 7, 202410-Q | Quarterly report, Q2 2024 — revenue $2.13B (−7% y/y), net income $266.0M, EPS $2.31 |
| May 7, 20248-K | Earnings release — EPS $2.50 vs $2.15 est. (+16.3%); revenue $2.13B (−7% y/y) 1.9% |
| May 7, 20248-K | Directors or officers; compensation |
| Feb 9, 20248-K | Shareholder vote results |
| Feb 8, 20248-K | Directors or officers; compensation |
| Jan 31, 202410-Q | Quarterly report, Q1 FY2024 — revenue $2.05B (+4% y/y), net income $215.0M, EPS $1.86 |
| Jan 31, 20248-K | Earnings release — EPS $2.04 vs $2.62 est. (−22.1%); revenue $2.05B (+4% y/y) 17.6% |
| Jan 12, 20248-K | Directors or officers; compensation |
2023 · 15 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
| Filed | What it is |
|---|---|
| Dec 20, 2023ARS | Annual report to shareholders |
| Dec 20, 2023DEFA14A | Additional proxy materials |
| Dec 20, 2023DEF 14A | Proxy statement |
| Nov 8, 202310-K | Annual report, FY2023 — revenue $9.06B (+17% y/y), net income $1.39B, EPS $11.95 |
| Aug 1, 202310-Q | Quarterly report, Q3 2023 — revenue $2.24B (+14% y/y), net income $400.2M, EPS $3.45 |
| Apr 27, 202310-Q | Quarterly report, Q2 2023 — revenue $2.28B (+26% y/y), net income $300.3M, EPS $2.59 |
| Jan 26, 202310-Q | Quarterly report, Q1 FY2023 — revenue $1.98B (+7% y/y), net income $384.0M, EPS $3.31 |
8 current reports (8-K) not listed; the year is on EDGAR.
2022 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Dec 21, 2022DEFA14A | Additional proxy materials |
| Dec 21, 2022DEF 14A | Proxy statement |
| Nov 8, 202210-K | Annual report, FY2022 — revenue $7.76B (+11% y/y), net income $932.2M, EPS $7.97 |
| Jul 27, 202210-Q | Quarterly report, Q3 2022 — revenue $1.97B (+7% y/y), net income $297.9M, EPS $2.55 |
| May 3, 202210-Q | Quarterly report, Q2 2022 — revenue $1.81B (+2% y/y), net income $53.9M, EPS $0.46 |
| Jan 27, 202210-Q | Quarterly report, Q1 FY2022 — revenue $1.86B (+19% y/y), net income $241.5M, EPS $2.05 |
9 current reports (8-K) not listed; the year is on EDGAR.
2021 · 18 filings — 12 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Dec 22, 2021DEFA14A | Additional proxy materials |
| Dec 22, 2021DEF 14A | Proxy statement |
| Nov 9, 202110-K | Annual report, FY2021 — revenue $7.00B (+11% y/y), net income $1.36B, EPS $11.58 |
| Jul 27, 202110-Q | Quarterly report, Q3 2021 — revenue $1.85B (+33% y/y), net income $271.3M, EPS $2.32 |
| Apr 28, 202110-Q | Quarterly report, Q2 2021 — revenue $1.78B (+6% y/y), net income $415.0M, EPS $3.54 |
| Jan 26, 202110-Q | Quarterly report, Q1 FY2021 — revenue $1.57B (−7% y/y), net income $593.3M, EPS $5.06 |
12 current reports (8-K) not listed; the year is on EDGAR.
2020 · 19 filings — 12 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Dec 23, 2020DEFA14A | Additional proxy materials |
| Dec 23, 2020DEF 14A | Proxy statement |
| Nov 10, 202010-K | Annual report, FY2020 — revenue $6.33B (−5% y/y), net income $1.02B, EPS $8.77 |
| Jul 28, 202010-Q | Quarterly report, Q3 2020 — revenue $1.39B (−16% y/y), net income $317.8M, EPS $2.73 |
| Apr 28, 202010-Q | Quarterly report, Q2 2020 — revenue $1.68B (+1% y/y), net income $132.2M, EPS $1.13 |
| Jan 29, 202010-Q | Quarterly report, Q1 FY2020 — revenue $1.68B (+3% y/y), net income $310.7M, EPS $2.66 |
| Jan 7, 2020DEFA14A | Additional proxy materials |
12 current reports (8-K) not listed; the year is on EDGAR.
2019 · 17 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Dec 19, 2019DEFA14A | Additional proxy materials |
| Dec 19, 2019DEF 14A | Proxy statement |
| Nov 12, 201910-K | Annual report, FY2019 — revenue $6.69B (+0% y/y), net income $695.8M, EPS $5.83 |
| Jul 25, 201910-Q | Quarterly report, Q3 2019 — revenue $1.67B (−2% y/y), net income $261.4M, EPS $2.20 |
| Apr 25, 201910-Q | Quarterly report, Q2 2019 — revenue $1.66B (+0% y/y), net income $346.0M, EPS $2.88 |
| Jan 31, 201910-Q | Quarterly report, Q1 FY2019 — revenue $1.64B (+4% y/y), net income $80.3M, EPS $0.66 |
11 current reports (8-K) not listed; the year is on EDGAR.
2018 · 18 filings — 12 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Dec 20, 2018DEFA14A | Additional proxy materials |
| Dec 20, 2018DEF 14A | Proxy statement |
| Nov 9, 201810-K | Annual report, FY2018 — revenue $6.67B (+6% y/y), net income $535.5M, EPS $4.21 |
| Jul 27, 201810-Q | Quarterly report, Q3 2018 — revenue $1.70B (+6% y/y), net income $198.6M, EPS $1.58 |
| May 2, 201810-Q | Quarterly report, Q2 2018 — revenue $1.65B (+6% y/y), net income $227.4M, EPS $1.77 |
| Jan 31, 201810-Q | Quarterly report, Q1 FY2018 — revenue $1.59B (+6% y/y), net income −$236.4M, EPS −$1.84 |
12 current reports (8-K) not listed; the year is on EDGAR.
2017 · 15 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
| Filed | What it is |
|---|---|
| Dec 21, 2017DEFA14A | Additional proxy materials |
| Dec 21, 2017DEF 14A | Proxy statement |
| Nov 15, 201710-K | Annual report, FY2017 — revenue $6.31B (+7% y/y), net income $825.7M, EPS $6.35 |
| Aug 2, 201710-Q | Quarterly report, Q3 2017 — revenue $1.60B (+8% y/y), net income $216.9M, EPS $1.67 |
| May 5, 201710-Q | Quarterly report, Q2 2017 — revenue $1.55B (+8% y/y), net income $189.5M, EPS $1.45 |
| Feb 2, 201710-Q | Quarterly report, Q1 FY2017 — revenue $1.49B (+4% y/y), net income $214.7M, EPS $1.65 |
9 current reports (8-K) not listed; the year is on EDGAR.
2016 · 17 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2015 · 15 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2014 · 15 filings — 7 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2013 · 18 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2012 · 14 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2011 · 16 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2010 · 18 filings — 10 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2009 · 17 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2008 · 17 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2007 · 25 filings — 19 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2006 · 15 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2005 · 18 filings — 13 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2004 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2003 · 9 filings — 4 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2002 · 7 filings — 3 × 10-Q, 2 × 8-K, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2001 · 7 filings — 3 × 10-Q, 1 × 10-K405, 1 × 8-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2000 · 5 filings — 3 × 10-Q, 1 × 10-K405, 1 × DEF 14A
Counted, not listed; the year is on EDGAR.
1999 · 6 filings — 3 × 10-Q, 1 × 10-K405, 1 × 8-K and 1 other form
Counted, not listed; the year is on EDGAR.
1998 · 8 filings — 3 × 10-Q, 3 × 8-K, 1 × 10-K405 and 1 other form
Counted, not listed; the year is on EDGAR.
1997 · 6 filings — 2 × 10-Q, 2 × DEF 14A, 1 × 10-K405 and 1 other form
Counted, not listed; the year is on EDGAR.
1996 · 2 filings — 1 × 10-K, 1 × 8-K
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 82 filings — 43 × 4, 26 × 144, 2 × 11-K and 7 other forms
| Filed | What it is |
|---|---|
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20263 | Initial insider holdings (Form 3) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Sep 17, 2026144 | Notice of proposed sale (Form 144) |
| Sep 9, 20264 | Insider transaction (Form 4) |
| Sep 8, 2026144 | Notice of proposed sale (Form 144) |
| Sep 2, 20264 | Insider transaction (Form 4) |
| Sep 2, 2026144 | Notice of proposed sale (Form 144) |
| Aug 31, 2026144 | Notice of proposed sale (Form 144) |
| Aug 28, 20264 | Insider transaction (Form 4) |
| Aug 21, 20264 | Insider transaction (Form 4) |
| Aug 20, 2026144 | Notice of proposed sale (Form 144) |
| Jul 17, 20264 | Insider transaction (Form 4) |
| Jul 17, 2026144 | Notice of proposed sale (Form 144) |
The newest 25 of 82 shown; the full year is on EDGAR.
2025 · 171 filings — 91 × 4, 75 × 144, 2 × 11-K and 2 other forms
| Filed | What it is |
|---|---|
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 20254 | Insider transaction (Form 4) |
| Dec 10, 2025144 | Notice of proposed sale (Form 144) |
| Dec 10, 2025144 | Notice of proposed sale (Form 144) |
The newest 25 of 171 shown; the full year is on EDGAR.
2024 · 156 filings — 81 × 4, 66 × 144, 3 × 3 and 4 other forms
| Filed | What it is |
|---|---|
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
| Dec 10, 2024144 | Notice of proposed sale (Form 144) |
The newest 25 of 156 shown; the full year is on EDGAR.
2023 · 152 filings — 89 × 4, 49 × 144, 4 × SC 13D/A and 6 other forms
Counted, not listed; the year is on EDGAR.
2022 · 88 filings — 77 × 4, 3 × SC 13G/A, 2 × 11-K and 5 other forms
Counted, not listed; the year is on EDGAR.
2021 · 122 filings — 107 × 4, 5 × 3, 2 × 11-K and 5 other forms
Counted, not listed; the year is on EDGAR.
2020 · 123 filings — 112 × 4, 3 × SC 13G/A, 2 × 11-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2019 · 103 filings — 89 × 4, 6 × 3, 2 × 11-K and 5 other forms
Counted, not listed; the year is on EDGAR.
2018 · 105 filings — 92 × 4, 2 × 11-K, 2 × 3 and 7 other forms
Counted, not listed; the year is on EDGAR.
2017 · 131 filings — 120 × 4, 5 × 3, 2 × 11-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2016 · 115 filings — 104 × 4, 3 × 3, 2 × 11-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2015 · 123 filings — 100 × 4, 12 × 4/A, 2 × 11-K and 8 other forms
Counted, not listed; the year is on EDGAR.
2014 · 111 filings — 107 × 4, 2 × 11-K, 1 × 4/A and 1 other form
Counted, not listed; the year is on EDGAR.
2013 · 152 filings — 145 × 4, 2 × 11-K, 2 × 3 and 2 other forms
Counted, not listed; the year is on EDGAR.
2012 · 136 filings — 127 × 4, 2 × 11-K, 2 × S-8 and 3 other forms
Counted, not listed; the year is on EDGAR.
2011 · 143 filings — 123 × 4, 6 × S-8 POS, 5 × 11-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2010 · 111 filings — 101 × 4, 5 × 11-K, 2 × UPLOAD and 3 other forms
Counted, not listed; the year is on EDGAR.
2009 · 82 filings — 74 × 4, 4 × 11-K, 2 × SC 13G/A and 2 other forms
Counted, not listed; the year is on EDGAR.
2008 · 65 filings — 50 × 4, 4 × 11-K, 3 × S-8 and 6 other forms
Counted, not listed; the year is on EDGAR.
2007 · 97 filings — 82 × 4, 4 × 11-K, 4 × 3 and 7 other forms
Counted, not listed; the year is on EDGAR.
2006 · 101 filings — 95 × 4, 4 × 11-K, 1 × S-8 POS and 1 other form
Counted, not listed; the year is on EDGAR.
2005 · 110 filings — 97 × 4, 5 × 11-K, 2 × 4/A and 4 other forms
Counted, not listed; the year is on EDGAR.
2004 · 116 filings — 98 × 4, 9 × 3, 5 × 11-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2003 · 60 filings — 52 × 4, 5 × 11-K, 1 × 3 and 2 other forms
Counted, not listed; the year is on EDGAR.
2002 · 7 filings — 5 × 11-K, 1 × S-8, 1 × SC 13G
Counted, not listed; the year is on EDGAR.
2001 · 6 filings — 5 × 11-K, 1 × SC 13G/A
Counted, not listed; the year is on EDGAR.
2000 · 12 filings — 7 × 11-K, 2 × S-8, 1 × S-8 POS and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 13 filings — 7 × 11-K, 2 × 15-15D, 2 × S-8 and 2 other forms
Counted, not listed; the year is on EDGAR.
1998 · 9 filings — 5 × 11-K, 2 × 424B3, 1 × 424B2 and 1 other form
Counted, not listed; the year is on EDGAR.
1997 · 11 filings — 6 × 11-K, 2 × S-3, 2 × SC 13G/A and 1 other form
Counted, not listed; the year is on EDGAR.
1996 · 7 filings — 3 × S-8, 1 × 424B3, 1 × 8-A12B and 2 other forms
Counted, not listed; the year is on EDGAR.
About this data#
Rockwell Automation Inc. (ROK) has 3,251 filings on EDGAR going back to 1996: 30 annual reports, 89 quarterly reports and 246 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Nov 12, 2025 for the fiscal year ended Sep 30, 2025. The most recent 8-K, on Sep 24, 2026, covered directors or officers; compensation. Over the last 13 months insiders sold $30.3M in 26 sales and bought nothing on the open market; 57 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Rockwell Automation Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read ROK's latest 10-K?
- ROK's latest annual report, a 10-K, was filed on Nov 12, 2025 for the fiscal year ended Sep 30, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did ROK last file an 8-K?
- On Sep 24, 2026 it covered directors or officers; compensation. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Aug 4, 2026.
- Are ROK insiders buying or selling?
- Over the last 13 months insiders sold $30.3M in 26 sales and bought nothing on the open market; 57 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Woods Isaac (Vice President and Treasurer) sold 154 shares on Sep 8, 2026 for $67K, under a 10b5-1 plan. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has ROK made?
- 3,251 filings are on EDGAR under the registrant records that have been Rockwell Automation Inc., going back to 1996; 2,561 of them are insider ownership forms (Forms 3, 4, 5 and 144).