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NDAQ SEC filings (2026)
CIK 1120193 · Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200) · incorporated in DE · fiscal year ends in December
2,373 filings on EDGAR since 2001 · 26 annual, 78 quarterly, 352 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
October 2026
September 2026
August 2026
- Aug 10Insider saleGriggs PC Nelson (Pres. Capital Access Platforms) sold 3,226 shares for $310K at $96.16
- Aug 10Insider saleSKULE JEREMY (EVP, CSO) sold 2,250 shares for $213K at $94.75 under a 10b5-1 plan
- Aug 7Insider salePeterson Bradley J (EVP, CIO) sold 6,000 shares for $573K at $95.55
- Aug 3Insider saleSmith Bryan Everard (EVP, CPO) sold 1,556 shares for $148K at $95.07 under a 10b5-1 plan
July 2026
- Jul 29Insider saleGriggs PC Nelson (Pres. Capital Access Platforms) sold 11,010 shares for $1.1M at $96.35
- Jul 27Insider saleGriggs PC Nelson (Pres. Capital Access Platforms) sold 11,010 shares for $1.0M at $93.96
- Jul 24Insider salePeterson Bradley J (EVP, CIO) sold 13,000 shares for $1.2M at $92.61
- Jul 24Insider saleGriggs PC Nelson (Pres. Capital Access Platforms) sold 6,777 shares for $627K at $92.53
- Jul 23EarningsEarnings release — EPS $1.07 vs $0.98 est. (+9.2%); revenue $2.53B (+21% y/y) 0.5%
- Jul 23ReportQuarterly report, Q2 2026 — revenue $2.53B (+21% y/y), net income $507.0M, EPS $0.89
- Jul 1Insider saleSmith Bryan Everard (EVP, CPO) sold 3,000 shares for $240K at $80.00 under a 10b5-1 plan
- Jul 18-K8-K · Material definitive agreement; Termination of a material agreement; New financial obligation
June 2026
- Jun 168-K8-K · Shareholder vote results
- Jun 11Insider buyINVESTOR AB, Innax AB (2 filers) bought 56,782 shares for $4.9M at $85.98
- Jun 11Insider saleSmith Bryan Everard (EVP, CPO) sold 3,000 shares for $261K at $86.91 under a 10b5-1 plan
May 2026
- May 27ProxyProxy · Additional proxy materials
- May 18Insider saleGriggs PC Nelson (Pres. Capital Access Platforms) sold 5,093 shares for $472K at $92.62
April 2026
- Apr 28Insider salePeterson Bradley J (EVP, CIO) sold 7,710 shares for $700K at $90.82
- Apr 27Insider saleTal Cohen (Pres. Market Platforms) sold 15,518 shares for $1.4M at $90.75
- Apr 24ReportQuarterly report, Q1 2026 — revenue $2.14B (+2% y/y), net income $519.0M, EPS $0.91
- Apr 24Insider saleDaly Michelle Lynn (SVP, Controller & PAO) sold 1,323 shares for $118K at $88.82–$88.85
- Apr 24ProxyProxy · Additional proxy materials
- Apr 24ProxyProxy · Proxy statement
- Apr 23EarningsEarnings release — EPS $0.96 vs $0.93 est. (+3.2%); revenue $2.14B (+2% y/y) 0.8%
- Apr 1Insider saleFRIEDMAN ADENA T (Chair and CEO · Director) sold 113,611 shares for $9.7M at $85.44 under a 10b5-1 plan
March 2026
February 2026
- Feb 19Insider saleDaly Michelle Lynn (SVP, Controller & PAO) sold 4,339 shares for $353K at $81.34
- Feb 17Insider buyTorgeby Johan (Director) bought 12,000 shares for $958K at $79.86
- Feb 13Insider buyINVESTOR AB (10% owner) bought 200,000 shares for $15.8M at $79.18
- Feb 12ReportAnnual report, FY2025 — revenue $8.26B (+12% y/y), net income $1.79B, EPS $3.09
- Feb 2Insider saleFRIEDMAN ADENA T (Chair and CEO · Director) sold 300,000 shares for $29.1M at $96.91 under a 10b5-1 plan
January 2026
- Jan 29EarningsEarnings release — EPS $0.96 vs $0.91 est. (+5.5%); revenue $2.12B (+5% y/y) 0.6%
- Jan 168-K8-K · Charter, bylaws or fiscal-year change
- Jan 6Insider saleZecca John (EVP, Global CLO) sold 4,500 shares for $450K at $100.01 under a 10b5-1 plan
- Jan 2Insider saleFRIEDMAN ADENA T (Chair and CEO · Director) sold 300,000 shares for $28.9M at $96.39 under a 10b5-1 plan
December 2025
- Dec 158-K8-K · Nasdaq, Inc. Announces Early Results of Cash Tender Offers for Outstanding Debt SecuritiesOther events
- Dec 18-K8-K · Nasdaq, Inc. Announces Cash Tender Offers for Up to $95 Million Aggregate Purchase Price of Outstanding Debt SecuritiesOther events
October 2025
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $86.1M in 24 sales and bought $21.7M in 3 purchases; 65 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Oct 12, 2026Form 4 | SKULE JEREMYEVP, CSOSold · $106K · 1,125 sh · 10b5-1 |
| Sep 22, 2026Form 4 | SKULE JEREMYEVP, CSOSold · $107K · 1,125 sh · 10b5-1 |
| Sep 10, 2026Form 4 | SKULE JEREMYEVP, CSOSold · $106K · 1,125 sh · 10b5-1 |
| Aug 10, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsSold · $310K · 3,226 sh |
| Aug 10, 2026Form 4 | SKULE JEREMYEVP, CSOSold · $213K · 2,250 sh · 10b5-1 |
| Aug 7, 2026Form 4 | Peterson Bradley JEVP, CIOSold · $573K · 6,000 sh |
| Aug 3, 2026Form 4 | Smith Bryan EverardEVP, CPOSold · $148K · 1,556 sh · 10b5-1 |
| Jul 29, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsSold · $1.1M · 11,010 sh |
| Jul 27, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsSold · $1.0M · 11,010 sh |
| Jul 24, 2026Form 4 | Peterson Bradley JEVP, CIOSold · $1.2M · 13,000 sh |
| Jul 24, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsSold · $627K · 6,777 sh |
| Jul 1, 2026Form 4 | Smith Bryan EverardEVP, CPOSold · $240K · 3,000 sh · 10b5-1 |
| Jun 11, 2026Form 4 | INVESTOR AB, Innax AB2 filersBought · $4.9M · 56,782 sh |
| Jun 11, 2026Form 4 | Smith Bryan EverardEVP, CPOSold · $261K · 3,000 sh · 10b5-1 |
| May 18, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsSold · $472K · 5,093 sh |
| Apr 28, 2026Form 4 | Peterson Bradley JEVP, CIOSold · $700K · 7,710 sh |
| Apr 27, 2026Form 4 | Tal CohenPres. Market PlatformsSold · $1.4M · 15,518 sh |
| Apr 24, 2026Form 4 | Daly Michelle LynnSVP, Controller & PAOSold · $118K · 1,323 sh |
| Apr 1, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorSold · $9.7M · 113,611 sh · 10b5-1 |
| Mar 6, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorSold · $8.4M · 92,840 sh · 10b5-1 |
| Mar 2, 2026Form 4 | Smith Bryan EverardEVP, CPOSold · $523K · 6,000 sh · 10b5-1 |
| Feb 19, 2026Form 4 | Daly Michelle LynnSVP, Controller & PAOSold · $353K · 4,339 sh |
| Feb 17, 2026Form 4 | Torgeby JohanDirectorBought · $958K · 12,000 sh |
| Feb 13, 2026Form 4 | INVESTOR AB10% ownerBought · $15.8M · 200,000 sh |
| Feb 2, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorSold · $29.1M · 300,000 sh · 10b5-1 |
| Jan 6, 2026Form 4 | Zecca JohnEVP, Global CLOSold · $450K · 4,500 sh · 10b5-1 |
| Jan 2, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorSold · $28.9M · 300,000 sh · 10b5-1 |
Awards, exercises, withholding and plan purchases · 65 transactions
| Date | Insider |
|---|---|
| Oct 1, 2026Form 4 | SKULE JEREMYEVP, CSOTax withholding · $116K · 1,262 sh |
| Jun 11, 2026Form 4 | Kazim EssaDirectorTax withholding · $54K · 622 sh |
| Jun 11, 2026Form 4 | Torgeby JohanDirectorTax withholding · $26K · 300 sh |
| Jun 10, 2026Form 4 | SPLINTER MICHAEL RDirectorAward · $0 · 5,246 sh |
| Jun 10, 2026Form 4 | YABUKI JEFFERY WDirectorAward · $0 · 4,612 sh |
| Jun 10, 2026Form 4 | KLOET THOMAS ADirectorAward · $0 · 4,554 sh |
| Jun 10, 2026Form 4 | ZOLLAR ALFRED WDirectorAward · $0 · 4,497 sh |
| Jun 10, 2026Form 4 | ARNOLDI MELISSADirectorAward · $0 · 4,324 sh |
| Jun 10, 2026Form 4 | Kazim EssaDirectorAward · $0 · 4,151 sh |
| Jun 10, 2026Form 4 | Koch Kathryn A.DirectorAward · $0 · 3,171 sh |
| Jun 10, 2026Form 4 | Torgeby JohanDirectorAward · $0 · 2,998 sh |
| Jun 10, 2026Form 4 | Townes-Whitley ToniDirectorAward · $0 · 2,998 sh |
| Jun 10, 2026Form 4 | BEGLEY CHARLENE TDirectorAward · $0 · 2,998 sh |
| Jun 10, 2026Form 4 | SPAHT PAUL HOLDEN JR.DirectorAward · $0 · 2,998 sh |
| Apr 3, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorTax withholding · $700K · 8,075 sh |
| Apr 3, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsTax withholding · $136K · 1,565 sh |
| Apr 3, 2026Form 4 | Tal CohenPres. Market PlatformsTax withholding · $136K · 1,565 sh |
| Apr 3, 2026Form 4 | Peterson Bradley JEVP, CIOTax withholding · $130K · 1,499 sh |
| Apr 3, 2026Form 4 | SKULE JEREMYEVP, CSOTax withholding · $88K · 1,017 sh |
| Apr 3, 2026Form 4 | Smith Bryan EverardEVP, CPOTax withholding · $70K · 813 sh |
| Apr 3, 2026Form 4 | Zecca JohnEVP, Global CLOTax withholding · $68K · 780 sh |
| Apr 3, 2026Form 4 | Daly Michelle LynnSVP, Controller & PAOTax withholding · $37K · 424 sh |
| Apr 1, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · $2.5M · 113,611 sh · 10b5-1 |
| Apr 1, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorTax withholding · $1.2M · 13,739 sh · 10b5-1 |
| Apr 1, 2026Form 4 | Tal CohenPres. Market PlatformsTax withholding · $946K · 11,141 sh |
| Apr 1, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsTax withholding · $281K · 3,308 sh |
| Apr 1, 2026Form 4 | Peterson Bradley JEVP, CIOTax withholding · $234K · 2,761 sh |
| Apr 1, 2026Form 4 | SKULE JEREMYEVP, CSOTax withholding · $198K · 2,332 sh |
| Apr 1, 2026Form 4 | Smith Bryan EverardEVP, CPOTax withholding · $182K · 2,149 sh |
| Apr 1, 2026Form 4 | Zecca JohnEVP, Global CLOTax withholding · $178K · 2,097 sh |
| Apr 1, 2026Form 4 | Daly Michelle LynnSVP, Controller & PAOTax withholding · $71K · 832 sh |
| Apr 1, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · Employee Stock Option (Rig… · $0 · 113,611 sh · 10b5-1 |
| Apr 1, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorAward · $0 · 39,929 sh · 10b5-1 |
| Apr 1, 2026Form 4 | Tal CohenPres. Market PlatformsAward · $0 · 15,267 sh |
| Apr 1, 2026Form 4 | Youngwood SarahEVP & CFOAward · $0 · 15,267 sh |
| Apr 1, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsAward · $0 · 11,743 sh |
| Apr 1, 2026Form 4 | Peterson Bradley JEVP, CIOAward · $0 · 8,103 sh |
| Apr 1, 2026Form 4 | SKULE JEREMYEVP, CSOAward · $0 · 7,633 sh |
| Apr 1, 2026Form 4 | Zecca JohnEVP, Global CLOAward · $0 · 7,339 sh |
| Apr 1, 2026Form 4 | Smith Bryan EverardEVP, CPOAward · $0 · 7,046 sh |
| Apr 1, 2026Form 4 | Daly Michelle LynnSVP, Controller & PAOAward · $0 · 2,025 sh |
| Mar 11, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorGift · $0 · 113,572 sh |
| Mar 6, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · $2.1M · 92,840 sh · 10b5-1 |
| Mar 6, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · Employee Stock Option (Rig… · $0 · 92,840 sh · 10b5-1 |
| Feb 12, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorTax withholding · $9.3M · 115,775 sh |
| Feb 12, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorAward · $0 · 270,195 sh |
| Feb 11, 2026Form 4 | Tal CohenPres. Market PlatformsTax withholding · $1.7M · 20,674 sh |
| Feb 11, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsTax withholding · $1.7M · 20,674 sh |
| Feb 11, 2026Form 4 | Peterson Bradley JEVP, CIOTax withholding · $1.6M · 19,740 sh |
| Feb 11, 2026Form 4 | SKULE JEREMYEVP, CSOTax withholding · $1.1M · 12,838 sh |
| Feb 11, 2026Form 4 | Smith Bryan EverardEVP, CPOTax withholding · $819K · 9,924 sh |
| Feb 11, 2026Form 4 | Zecca JohnEVP, Global CLOTax withholding · $778K · 9,430 sh |
| Feb 11, 2026Form 4 | Daly Michelle LynnSVP, Controller & PAOTax withholding · $213K · 2,580 sh |
| Feb 11, 2026Form 4 | Tal CohenPres. Market PlatformsAward · $0 · 56,774 sh |
| Feb 11, 2026Form 4 | Griggs PC NelsonPres. Capital Access PlatformsAward · $0 · 56,774 sh |
| Feb 11, 2026Form 4 | Peterson Bradley JEVP, CIOAward · $0 · 53,564 sh |
| Feb 11, 2026Form 4 | SKULE JEREMYEVP, CSOAward · $0 · 34,385 sh |
| Feb 11, 2026Form 4 | Zecca JohnEVP, Global CLOAward · $0 · 32,628 sh |
| Feb 11, 2026Form 4 | Smith Bryan EverardEVP, CPOAward · $0 · 29,114 sh |
| Feb 11, 2026Form 4 | Daly Michelle LynnSVP, Controller & PAOAward · $0 · 8,683 sh |
| Feb 2, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · $6.7M · 300,000 sh · 10b5-1 |
| Feb 2, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · Employee Stock Option (Rig… · $0 · 300,000 sh · 10b5-1 |
| Jan 30, 2026Form 4 | SPLINTER MICHAEL RDirectorGift · $0 · 9,360 sh |
| Jan 2, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · $6.7M · 300,000 sh · 10b5-1 |
| Jan 2, 2026Form 4 | FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · Employee Stock Option (Rig… · $0 · 300,000 sh · 10b5-1 |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 12 filings
| Filed | What it is |
|---|---|
| Jul 23, 202610-Q | Quarterly report, Q2 2026 — revenue $2.53B (+21% y/y), net income $507.0M, EPS $0.89 |
| Jul 23, 20268-K | Earnings release — EPS $1.07 vs $0.98 est. (+9.2%); revenue $2.53B (+21% y/y) 0.5% |
| Jul 1, 20268-K | Material definitive agreement; Termination of a material agreement; New financial obligation |
| Jun 16, 20268-K | Shareholder vote results |
| May 27, 2026DEFA14A | Additional proxy materials |
| Apr 24, 2026DEFA14A | Additional proxy materials |
| Apr 24, 2026DEF 14A | Proxy statement |
| Apr 24, 202610-Q | Quarterly report, Q1 2026 — revenue $2.14B (+2% y/y), net income $519.0M, EPS $0.91 |
| Apr 23, 20268-K | Earnings release — EPS $0.96 vs $0.93 est. (+3.2%); revenue $2.14B (+2% y/y) 0.8% |
| Feb 12, 202610-K | Annual report, FY2025 — revenue $8.26B (+12% y/y), net income $1.79B, EPS $3.09 |
| Jan 29, 20268-K | Earnings release — EPS $0.96 vs $0.91 est. (+5.5%); revenue $2.12B (+5% y/y) 0.6% |
| Jan 16, 20268-K | Charter, bylaws or fiscal-year change |
2025 · 18 filings
| Filed | What it is |
|---|---|
| Dec 15, 20258-K | Nasdaq, Inc. Announces Early Results of Cash Tender Offers for Outstanding Debt SecuritiesOther events |
| Dec 1, 20258-K | Nasdaq, Inc. Announces Cash Tender Offers for Up to $95 Million Aggregate Purchase Price of Outstanding Debt SecuritiesOther events |
| Oct 23, 202510-Q | Quarterly report, Q3 2025 — revenue $1.96B (+3% y/y), net income $423.0M, EPS $0.73 |
| Oct 21, 20258-K | Earnings release — EPS $0.88 vs $0.84 est. (+4.8%); revenue $1.96B (+3% y/y) 1.7% |
| Jul 25, 202510-Q | Quarterly report, Q2 2025 — revenue $2.10B (+17% y/y), net income $452.0M, EPS $0.78 |
| Jul 24, 20258-K | Earnings release — EPS $0.85 vs $0.80 est. (+6.3%); revenue $2.10B (+17% y/y) 5.9% |
| Jun 16, 20258-K | Shareholder vote results |
| May 28, 2025DEFA14A | Additional proxy materials |
| Apr 28, 2025DEFA14A | Additional proxy materials |
| Apr 28, 2025DEF 14A | Proxy statement |
| Apr 28, 202510-Q | Quarterly report, Q1 2025 — revenue $2.10B (+25% y/y), net income $395.0M, EPS $0.68 |
| Apr 24, 20258-K | Earnings release — EPS $0.79 vs $0.77 est. (+2.6%); revenue $2.10B (+25% y/y) 1.7% |
| Apr 18, 2025PRE 14A | Preliminary proxy statement |
| Mar 12, 20258-K | Directors or officers; compensation |
| Feb 25, 20258-K | Other events |
| Feb 21, 202510-K | Annual report, FY2024 — revenue $7.40B (+22% y/y), net income $1.12B, EPS $1.93 |
| Feb 10, 20258-K | Other events |
| Jan 29, 20258-K | Earnings release — EPS $0.76 vs $0.75 est. (+1.3%); revenue $2.03B (+23% y/y) 0.7% |
2024 · 19 filings
| Filed | What it is |
|---|---|
| Oct 29, 202410-Q | Quarterly report, Q3 2024 — revenue $1.90B (+31% y/y), net income $306.0M, EPS $0.53 |
| Oct 24, 20248-K | Earnings release — EPS $0.74 vs $0.69 est. (+7.3%); revenue $1.90B (+31% y/y) 1.8% |
| Sep 6, 20248-K | Directors or officers; compensation |
| Aug 6, 202410-Q | Quarterly report, Q2 2024 — revenue $1.79B (+25% y/y), net income $222.0M, EPS $0.38 |
| Jul 30, 20248-K | Other events |
| Jul 25, 20248-K | Earnings release — EPS $0.69 vs $0.64 est. (+7.8%); revenue $1.79B (+25% y/y) 7.2% |
| Jun 14, 20248-K | Shareholder vote results |
| Jun 4, 2024DEFA14A | Additional proxy materials |
| May 3, 20248-K | Other events |
| May 2, 202410-Q | Quarterly report, Q1 2024 — revenue $1.67B (+9% y/y), net income $234.0M, EPS $0.40 |
| Apr 30, 20248-K | Other events |
| Apr 26, 2024DEFA14A | Additional proxy materials |
| Apr 26, 2024DEF 14A | Proxy statement |
| Apr 25, 20248-K | Earnings release — EPS $0.63 vs $0.65 est. (−3.1%); revenue $1.67B (+9% y/y) 2.0% |
| Mar 22, 20248-K | Other events |
| Mar 20, 20248-K | Material definitive agreement; Other events |
| Feb 21, 202410-K | Annual report, FY2023 — revenue $6.06B (−3% y/y), net income $1.06B, EPS $2.08 |
| Jan 31, 20248-K | Earnings release — EPS $0.72 vs $0.70 est. (+2.9%); revenue $1.65B (+4% y/y) 1.2% |
| Jan 17, 20248-K/A | Regulation FD disclosure |
2023 · 19 filings — 12 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 3, 202310-Q | Quarterly report, Q3 2023 — revenue $1.45B (−7% y/y), net income $294.0M, EPS $0.60 |
| Aug 2, 202310-Q | Quarterly report, Q2 2023 — revenue $1.43B (−8% y/y), net income $267.0M, EPS $0.54 |
| Jun 16, 2023DEFA14A | Additional proxy materials |
| May 4, 202310-Q | Quarterly report, Q1 2023 — revenue $1.53B (−0% y/y), net income $302.0M, EPS $0.61 |
| Apr 28, 2023DEFA14A | Additional proxy materials |
| Apr 28, 2023DEF 14A | Proxy statement |
| Feb 23, 202310-K | Annual report, FY2022 — revenue $6.23B (+6% y/y), net income $1.13B, EPS $2.26 |
12 current reports (8-K) not listed; the year is on EDGAR.
2022 · 28 filings — 17 × 8-K, 5 × DEFA14A, 3 × 10-Q and 3 other forms
| Filed | What it is |
|---|---|
| Nov 2, 202210-Q | Quarterly report, Q3 2022 — revenue $1.56B (+15% y/y), net income $294.0M, EPS $0.59 |
| Aug 3, 202210-Q | Quarterly report, Q2 2022 — revenue $1.55B (+10% y/y), net income $307.0M, EPS $0.62 |
| May 23, 2022DEFA14A | Additional proxy materials |
| May 6, 2022DEFA14A | Additional proxy materials |
| May 4, 202210-Q | Quarterly report, Q1 2022 — revenue $1.53B (−7% y/y), net income $284.0M, EPS $0.57 |
| Apr 28, 2022DEFA14A | Additional proxy materials |
| Apr 28, 2022DEFA14A | Additional proxy materials |
| Apr 28, 2022DEF 14A | Proxy statement |
| Apr 20, 2022DEFA14A | Additional proxy materials |
| Apr 18, 2022PRE 14A | Preliminary proxy statement |
| Feb 23, 202210-K | Annual report, FY2021 — revenue $5.89B (+5% y/y), net income $1.19B, EPS $2.35 |
17 current reports (8-K) not listed; the year is on EDGAR.
2021 · 21 filings — 14 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 4, 202110-Q | Quarterly report, Q3 2021 — revenue $1.36B (−4% y/y), net income $288.0M, EPS $0.56 |
| Aug 4, 202110-Q | Quarterly report, Q2 2021 — revenue $1.41B (+1% y/y), net income $341.0M, EPS $2.05 |
| May 17, 2021DEFA14A | Additional proxy materials |
| May 5, 202110-Q | Quarterly report, Q1 2021 — revenue $1.65B (+22% y/y), net income $298.0M, EPS $1.78 |
| Apr 27, 2021DEFA14A | Additional proxy materials |
| Apr 27, 2021DEF 14A | Proxy statement |
| Feb 23, 202110-K | Annual report, FY2020 — revenue $5.63B (+32% y/y), net income $933.0M, EPS $1.86 |
14 current reports (8-K) not listed; the year is on EDGAR.
2020 · 20 filings — 13 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 4, 202010-Q | Quarterly report, Q3 2020 — revenue $1.41B (+29% y/y), net income $264.0M, EPS $1.58 |
| Aug 5, 202010-Q | Quarterly report, Q2 2020 — revenue $1.40B (+32% y/y), net income $241.0M, EPS $1.45 |
| May 6, 202010-Q | Quarterly report, Q1 2020 — revenue $1.35B (+30% y/y), net income $203.0M, EPS $1.22 |
| Apr 1, 2020DEFA14A | Additional proxy materials |
| Mar 31, 2020DEFA14A | Additional proxy materials |
| Mar 31, 2020DEF 14A | Proxy statement |
| Feb 25, 202010-K | Annual report, FY2019 — revenue $4.26B (−0% y/y), net income $774.0M, EPS $4.63 |
13 current reports (8-K) not listed; the year is on EDGAR.
2019 · 21 filings — 14 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 6, 201910-Q | Quarterly report, Q3 2019 — revenue $1.10B (+14% y/y), net income $150.0M, EPS $0.90 |
| Aug 5, 201910-Q | Quarterly report, Q2 2019 — revenue $1.06B (+3% y/y), net income $174.0M, EPS $1.04 |
| May 1, 201910-Q | Quarterly report, Q1 2019 — revenue $1.04B (−10% y/y), net income $247.0M, EPS $1.48 |
| Mar 18, 2019DEFA14A | Additional proxy materials |
| Mar 12, 2019DEFA14A | Additional proxy materials |
| Mar 12, 2019DEF 14A | Proxy statement |
| Feb 22, 201910-K | Annual report, FY2018 — revenue $4.28B (+8% y/y), net income $458.0M, EPS $2.73 |
14 current reports (8-K) not listed; the year is on EDGAR.
2018 · 13 filings — 6 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 6, 201810-Q | Quarterly report, Q3 2018 — revenue $964.0M (−0% y/y), net income $163.0M, EPS $0.97 |
| Aug 1, 201810-Q | Quarterly report, Q2 2018 — revenue $1.03B (+3% y/y), net income $162.0M, EPS $0.97 |
| May 2, 201810-Q | Quarterly report, Q1 2018 — revenue $1.15B (+19% y/y), net income $177.0M, EPS $1.05 |
| Apr 23, 2018DEFA14A | Additional proxy materials |
| Mar 14, 2018DEFA14A | Additional proxy materials |
| Mar 14, 2018DEF 14A | Proxy statement |
| Feb 28, 201810-K | Annual report, FY2017 — revenue $3.95B (+7% y/y), net income $729.0M, EPS $4.30 |
6 current reports (8-K) not listed; the year is on EDGAR.
2017 · 17 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Nov 7, 201710-Q | Quarterly report, Q3 2017 — revenue $965.0M (+4% y/y), net income $170.0M, EPS $1.00 |
| Aug 2, 201710-Q | Quarterly report, Q2 2017 — revenue $994.0M (+11% y/y), net income $146.0M, EPS $0.87 |
| May 10, 201710-Q | Quarterly report, Q1 2017 — revenue $969.0M (+7% y/y), net income $168.0M, EPS $0.99 |
| Mar 29, 2017DEFA14A | Additional proxy materials |
| Mar 29, 2017DEF 14A | Proxy statement |
| Mar 1, 201710-K | Annual report, FY2016 — revenue $3.70B (+9% y/y), net income $106.0M, EPS $0.63 |
11 current reports (8-K) not listed; the year is on EDGAR.
2016 · 26 filings — 18 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
Counted, not listed; the year is on EDGAR.
2015 · 18 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2014 · 24 filings — 16 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2013 · 25 filings — 17 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2012 · 17 filings — 9 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2011 · 28 filings — 21 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2010 · 18 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2009 · 22 filings — 16 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2008 · 22 filings — 15 × 8-K, 3 × 10-Q, 2 × 8-K/A and 2 other forms
Counted, not listed; the year is on EDGAR.
2007 · 37 filings — 28 × 8-K, 3 × 10-Q, 2 × PRER14A and 4 other forms
Counted, not listed; the year is on EDGAR.
2006 · 36 filings — 30 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2005 · 31 filings — 21 × 8-K, 3 × 10-Q, 2 × DEF 14A and 4 other forms
Counted, not listed; the year is on EDGAR.
2004 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2003 · 11 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2002 · 10 filings — 3 × 10-Q, 3 × 8-K, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2001 · 4 filings — 3 × 10-Q, 1 × 8-K
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 93 filings — 64 × 4, 22 × 144, 3 × SCHEDULE 13G/A and 3 other forms
| Filed | What it is |
|---|---|
| Oct 20, 2026144 | Notice of proposed sale (Form 144) |
| Oct 14, 20264 | Insider transaction (Form 4) |
| Oct 13, 2026144 | Notice of proposed sale (Form 144) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Sep 24, 20264 | Insider transaction (Form 4) |
| Sep 22, 2026144 | Notice of proposed sale (Form 144) |
| Sep 14, 20264 | Insider transaction (Form 4) |
| Sep 10, 2026144 | Notice of proposed sale (Form 144) |
| Aug 13, 2026SCHEDULE 13G/A | Other filings |
| Aug 12, 2026SCHEDULE 13G/A | Other filings |
| Aug 12, 20264 | Insider transaction (Form 4) |
| Aug 12, 20264 | Insider transaction (Form 4) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 10, 2026144 | Notice of proposed sale (Form 144) |
| Aug 10, 2026144 | Notice of proposed sale (Form 144) |
| Aug 7, 2026144 | Notice of proposed sale (Form 144) |
| Aug 5, 20264 | Insider transaction (Form 4) |
| Aug 3, 2026144 | Notice of proposed sale (Form 144) |
| Jul 31, 20264 | Insider transaction (Form 4) |
| Jul 29, 2026144 | Notice of proposed sale (Form 144) |
| Jul 28, 20264 | Insider transaction (Form 4) |
| Jul 28, 20264 | Insider transaction (Form 4) |
| Jul 27, 2026144 | Notice of proposed sale (Form 144) |
| Jul 24, 2026144 | Notice of proposed sale (Form 144) |
| Jul 24, 2026144 | Notice of proposed sale (Form 144) |
The newest 25 of 93 shown; the full year is on EDGAR.
2025 · 91 filings — 61 × 4, 24 × 144, 3 × SCHEDULE 13G/A and 3 other forms
| Filed | What it is |
|---|---|
| Dec 9, 20254 | Insider transaction (Form 4) |
| Dec 9, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 1, 2025144 | Notice of proposed sale (Form 144) |
| Dec 1, 2025144 | Notice of proposed sale (Form 144) |
| Nov 5, 20254 | Insider transaction (Form 4) |
| Nov 3, 2025144 | Notice of proposed sale (Form 144) |
| Oct 31, 2025S-8 | Employee stock plan registration |
| Oct 6, 2025SCHEDULE 13G/A | Other filings |
| Oct 3, 20254 | Insider transaction (Form 4) |
| Oct 1, 2025144 | Notice of proposed sale (Form 144) |
| Sep 4, 20254 | Insider transaction (Form 4) |
| Sep 2, 2025144 | Notice of proposed sale (Form 144) |
| Aug 12, 2025SCHEDULE 13G/A | Other filings |
| Aug 6, 20254 | Insider transaction (Form 4) |
| Aug 5, 20254 | Insider transaction (Form 4) |
| Aug 4, 2025144 | Notice of proposed sale (Form 144) |
| Aug 1, 2025144 | Notice of proposed sale (Form 144) |
| Jul 29, 20254 | Insider transaction (Form 4) |
| Jul 25, 2025144 | Notice of proposed sale (Form 144) |
| Jul 3, 20254 | Insider transaction (Form 4) |
| Jul 3, 20254 | Insider transaction (Form 4) |
| Jul 3, 20254 | Insider transaction (Form 4) |
| Jul 2, 2025144 | Notice of proposed sale (Form 144) |
The newest 25 of 91 shown; the full year is on EDGAR.
2024 · 90 filings — 53 × 4, 16 × 144, 5 × 424B7 and 7 other forms
| Filed | What it is |
|---|---|
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 9, 2024144 | Notice of proposed sale (Form 144) |
| Nov 20, 20244 | Insider transaction (Form 4) |
| Nov 18, 2024144 | Notice of proposed sale (Form 144) |
| Nov 14, 20244 | Insider transaction (Form 4) |
| Nov 14, 20244 | Insider transaction (Form 4) |
| Nov 13, 2024144 | Notice of proposed sale (Form 144) |
| Nov 12, 20244 | Insider transaction (Form 4) |
| Nov 12, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Nov 12, 2024144 | Notice of proposed sale (Form 144) |
| Nov 8, 2024144 | Notice of proposed sale (Form 144) |
| Nov 8, 20244 | Insider transaction (Form 4) |
| Nov 8, 20244 | Insider transaction (Form 4) |
| Nov 8, 2024SC 13G | Passive holder above 5% (Schedule 13G) |
| Nov 6, 2024144 | Notice of proposed sale (Form 144) |
| Nov 6, 2024144 | Notice of proposed sale (Form 144) |
| Nov 4, 20244 | Insider transaction (Form 4) |
| Nov 4, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Oct 31, 2024144 | Notice of proposed sale (Form 144) |
| Oct 30, 20244 | Insider transaction (Form 4) |
| Oct 30, 20244 | Insider transaction (Form 4) |
| Oct 29, 2024144 | Notice of proposed sale (Form 144) |
| Oct 28, 2024144 | Notice of proposed sale (Form 144) |
| Oct 28, 2024144 | Notice of proposed sale (Form 144) |
The newest 25 of 90 shown; the full year is on EDGAR.
2023 · 78 filings — 53 × 4, 5 × 3, 4 × 144 and 10 other forms
Counted, not listed; the year is on EDGAR.
2022 · 83 filings — 68 × 4, 4 × 3, 3 × SC 13G/A and 5 other forms
Counted, not listed; the year is on EDGAR.
2021 · 83 filings — 70 × 4, 2 × 3, 2 × 424B5 and 8 other forms
Counted, not listed; the year is on EDGAR.
2020 · 82 filings — 64 × 4, 6 × 424B5, 3 × FWP and 8 other forms
Counted, not listed; the year is on EDGAR.
2019 · 49 filings — 36 × 4, 4 × 3, 2 × 424B5 and 4 other forms
Counted, not listed; the year is on EDGAR.
2018 · 46 filings — 38 × 4, 4 × SC 13G/A, 2 × 3 and 2 other forms
Counted, not listed; the year is on EDGAR.
2017 · 56 filings — 43 × 4, 3 × SC 13G/A, 2 × 3 and 5 other forms
Counted, not listed; the year is on EDGAR.
2016 · 65 filings — 46 × 4, 4 × 3, 4 × 424B5 and 6 other forms
Counted, not listed; the year is on EDGAR.
2015 · 62 filings — 52 × 4, 3 × 5, 2 × 3 and 3 other forms
Counted, not listed; the year is on EDGAR.
2014 · 70 filings — 50 × 4, 5 × 3, 3 × 4/A and 9 other forms
Counted, not listed; the year is on EDGAR.
2013 · 67 filings — 60 × 4, 2 × 424B5, 1 × 3 and 4 other forms
Counted, not listed; the year is on EDGAR.
2012 · 90 filings — 57 × 4, 23 × 19B-4E, 3 × UPLOAD and 5 other forms
Counted, not listed; the year is on EDGAR.
2011 · 102 filings — 58 × 4, 29 × 425, 5 × 3 and 8 other forms
Counted, not listed; the year is on EDGAR.
2010 · 66 filings — 42 × 4, 6 × SC TO-C, 4 × 424B5 and 9 other forms
Counted, not listed; the year is on EDGAR.
2009 · 55 filings — 42 × 4, 2 × 4/A, 2 × UPLOAD and 9 other forms
Counted, not listed; the year is on EDGAR.
2008 · 83 filings — 51 × 4, 15 × 3, 3 × 19B-4E and 8 other forms
Counted, not listed; the year is on EDGAR.
2007 · 173 filings — 100 × 4, 39 × 425, 9 × SC 13D/A and 10 other forms
Counted, not listed; the year is on EDGAR.
2006 · 119 filings — 73 × 4, 18 × 424B7, 7 × NO ACT and 12 other forms
Counted, not listed; the year is on EDGAR.
2005 · 67 filings — 39 × 4, 5 × 3, 3 × 4/A and 11 other forms
Counted, not listed; the year is on EDGAR.
2004 · 39 filings — 33 × 4, 4 × 3, 1 × S-3 and 1 other form
Counted, not listed; the year is on EDGAR.
2003 · 14 filings — 8 × 4, 2 × S-8, 1 × 3 and 3 other forms
Counted, not listed; the year is on EDGAR.
2002 · 5 filings — 2 × 4, 2 × SC 13G, 1 × NO ACT
Counted, not listed; the year is on EDGAR.
2001 · 12 filings — 5 × 10-12G/A, 3 × S-8, 2 × NT 10-Q and 2 other forms
Counted, not listed; the year is on EDGAR.
About this data#
Nasdaq Inc. (NDAQ) has 2,373 filings on EDGAR going back to 2001: 26 annual reports, 78 quarterly reports and 352 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 12, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Jul 23, 2026, covered results of operations; regulation fd disclosure; other events. Over the last 13 months insiders sold $86.1M in 24 sales and bought $21.7M in 3 purchases; 65 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Nasdaq Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read NDAQ's latest 10-K?
- NDAQ's latest annual report, a 10-K, was filed on Feb 12, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did NDAQ last file an 8-K?
- On Jul 23, 2026 it covered results of operations; regulation fd disclosure; other events. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 23, 2026.
- Are NDAQ insiders buying or selling?
- Over the last 13 months insiders sold $86.1M in 24 sales and bought $21.7M in 3 purchases; 65 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: SKULE JEREMY (EVP, CSO) sold 1,125 shares on Oct 12, 2026 for $106K, under a 10b5-1 plan. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has NDAQ made?
- 2,373 filings are on EDGAR under the registrant records that have been Nasdaq Inc., going back to 2001; 1,427 of them are insider ownership forms (Forms 3, 4, 5 and 144).
