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NDAQ SEC filings (2026)

CIK 1120193 · Security & Commodity Brokers, Dealers, Exchanges & Services (SIC 6200) · incorporated in DE · fiscal year ends in December

2,373 filings on EDGAR since 2001 · 26 annual, 78 quarterly, 352 current · financial statements · earnings

Latest 10-K
Feb 12, 2026
fiscal year to Dec 31, 2025
Latest 10-Q
Jul 23, 2026
quarter to Jun 30, 2026
Latest 8-K
Jul 23, 2026
Results of operations; Regulation FD disclosure; Other events
Last earnings release
Jul 23, 2026
$1.07 vs $0.98 · ▼ 0.5%
Filings on file
2,373
since 2001, 1,427 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

October 2026

September 2026

August 2026

July 2026

June 2026

May 2026

April 2026

March 2026

February 2026

January 2026

December 2025

October 2025

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $86.1M in 24 sales and bought $21.7M in 3 purchases; 65 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

DateInsider
Oct 12, 2026Form 4SKULE JEREMYEVP, CSOSold · $106K · 1,125 sh · 10b5-1
Sep 22, 2026Form 4SKULE JEREMYEVP, CSOSold · $107K · 1,125 sh · 10b5-1
Sep 10, 2026Form 4SKULE JEREMYEVP, CSOSold · $106K · 1,125 sh · 10b5-1
Aug 10, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsSold · $310K · 3,226 sh
Aug 10, 2026Form 4SKULE JEREMYEVP, CSOSold · $213K · 2,250 sh · 10b5-1
Aug 7, 2026Form 4Peterson Bradley JEVP, CIOSold · $573K · 6,000 sh
Aug 3, 2026Form 4Smith Bryan EverardEVP, CPOSold · $148K · 1,556 sh · 10b5-1
Jul 29, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsSold · $1.1M · 11,010 sh
Jul 27, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsSold · $1.0M · 11,010 sh
Jul 24, 2026Form 4Peterson Bradley JEVP, CIOSold · $1.2M · 13,000 sh
Jul 24, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsSold · $627K · 6,777 sh
Jul 1, 2026Form 4Smith Bryan EverardEVP, CPOSold · $240K · 3,000 sh · 10b5-1
Jun 11, 2026Form 4INVESTOR AB, Innax AB2 filersBought · $4.9M · 56,782 sh
Jun 11, 2026Form 4Smith Bryan EverardEVP, CPOSold · $261K · 3,000 sh · 10b5-1
May 18, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsSold · $472K · 5,093 sh
Apr 28, 2026Form 4Peterson Bradley JEVP, CIOSold · $700K · 7,710 sh
Apr 27, 2026Form 4Tal CohenPres. Market PlatformsSold · $1.4M · 15,518 sh
Apr 24, 2026Form 4Daly Michelle LynnSVP, Controller & PAOSold · $118K · 1,323 sh
Apr 1, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorSold · $9.7M · 113,611 sh · 10b5-1
Mar 6, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorSold · $8.4M · 92,840 sh · 10b5-1
Mar 2, 2026Form 4Smith Bryan EverardEVP, CPOSold · $523K · 6,000 sh · 10b5-1
Feb 19, 2026Form 4Daly Michelle LynnSVP, Controller & PAOSold · $353K · 4,339 sh
Feb 17, 2026Form 4Torgeby JohanDirectorBought · $958K · 12,000 sh
Feb 13, 2026Form 4INVESTOR AB10% ownerBought · $15.8M · 200,000 sh
Feb 2, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorSold · $29.1M · 300,000 sh · 10b5-1
Jan 6, 2026Form 4Zecca JohnEVP, Global CLOSold · $450K · 4,500 sh · 10b5-1
Jan 2, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorSold · $28.9M · 300,000 sh · 10b5-1
Awards, exercises, withholding and plan purchases · 65 transactions
DateInsider
Oct 1, 2026Form 4SKULE JEREMYEVP, CSOTax withholding · $116K · 1,262 sh
Jun 11, 2026Form 4Kazim EssaDirectorTax withholding · $54K · 622 sh
Jun 11, 2026Form 4Torgeby JohanDirectorTax withholding · $26K · 300 sh
Jun 10, 2026Form 4SPLINTER MICHAEL RDirectorAward · $0 · 5,246 sh
Jun 10, 2026Form 4YABUKI JEFFERY WDirectorAward · $0 · 4,612 sh
Jun 10, 2026Form 4KLOET THOMAS ADirectorAward · $0 · 4,554 sh
Jun 10, 2026Form 4ZOLLAR ALFRED WDirectorAward · $0 · 4,497 sh
Jun 10, 2026Form 4ARNOLDI MELISSADirectorAward · $0 · 4,324 sh
Jun 10, 2026Form 4Kazim EssaDirectorAward · $0 · 4,151 sh
Jun 10, 2026Form 4Koch Kathryn A.DirectorAward · $0 · 3,171 sh
Jun 10, 2026Form 4Torgeby JohanDirectorAward · $0 · 2,998 sh
Jun 10, 2026Form 4Townes-Whitley ToniDirectorAward · $0 · 2,998 sh
Jun 10, 2026Form 4BEGLEY CHARLENE TDirectorAward · $0 · 2,998 sh
Jun 10, 2026Form 4SPAHT PAUL HOLDEN JR.DirectorAward · $0 · 2,998 sh
Apr 3, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorTax withholding · $700K · 8,075 sh
Apr 3, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsTax withholding · $136K · 1,565 sh
Apr 3, 2026Form 4Tal CohenPres. Market PlatformsTax withholding · $136K · 1,565 sh
Apr 3, 2026Form 4Peterson Bradley JEVP, CIOTax withholding · $130K · 1,499 sh
Apr 3, 2026Form 4SKULE JEREMYEVP, CSOTax withholding · $88K · 1,017 sh
Apr 3, 2026Form 4Smith Bryan EverardEVP, CPOTax withholding · $70K · 813 sh
Apr 3, 2026Form 4Zecca JohnEVP, Global CLOTax withholding · $68K · 780 sh
Apr 3, 2026Form 4Daly Michelle LynnSVP, Controller & PAOTax withholding · $37K · 424 sh
Apr 1, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · $2.5M · 113,611 sh · 10b5-1
Apr 1, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorTax withholding · $1.2M · 13,739 sh · 10b5-1
Apr 1, 2026Form 4Tal CohenPres. Market PlatformsTax withholding · $946K · 11,141 sh
Apr 1, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsTax withholding · $281K · 3,308 sh
Apr 1, 2026Form 4Peterson Bradley JEVP, CIOTax withholding · $234K · 2,761 sh
Apr 1, 2026Form 4SKULE JEREMYEVP, CSOTax withholding · $198K · 2,332 sh
Apr 1, 2026Form 4Smith Bryan EverardEVP, CPOTax withholding · $182K · 2,149 sh
Apr 1, 2026Form 4Zecca JohnEVP, Global CLOTax withholding · $178K · 2,097 sh
Apr 1, 2026Form 4Daly Michelle LynnSVP, Controller & PAOTax withholding · $71K · 832 sh
Apr 1, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · Employee Stock Option (Rig… · $0 · 113,611 sh · 10b5-1
Apr 1, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorAward · $0 · 39,929 sh · 10b5-1
Apr 1, 2026Form 4Tal CohenPres. Market PlatformsAward · $0 · 15,267 sh
Apr 1, 2026Form 4Youngwood SarahEVP & CFOAward · $0 · 15,267 sh
Apr 1, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsAward · $0 · 11,743 sh
Apr 1, 2026Form 4Peterson Bradley JEVP, CIOAward · $0 · 8,103 sh
Apr 1, 2026Form 4SKULE JEREMYEVP, CSOAward · $0 · 7,633 sh
Apr 1, 2026Form 4Zecca JohnEVP, Global CLOAward · $0 · 7,339 sh
Apr 1, 2026Form 4Smith Bryan EverardEVP, CPOAward · $0 · 7,046 sh
Apr 1, 2026Form 4Daly Michelle LynnSVP, Controller & PAOAward · $0 · 2,025 sh
Mar 11, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorGift · $0 · 113,572 sh
Mar 6, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · $2.1M · 92,840 sh · 10b5-1
Mar 6, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · Employee Stock Option (Rig… · $0 · 92,840 sh · 10b5-1
Feb 12, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorTax withholding · $9.3M · 115,775 sh
Feb 12, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorAward · $0 · 270,195 sh
Feb 11, 2026Form 4Tal CohenPres. Market PlatformsTax withholding · $1.7M · 20,674 sh
Feb 11, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsTax withholding · $1.7M · 20,674 sh
Feb 11, 2026Form 4Peterson Bradley JEVP, CIOTax withholding · $1.6M · 19,740 sh
Feb 11, 2026Form 4SKULE JEREMYEVP, CSOTax withholding · $1.1M · 12,838 sh
Feb 11, 2026Form 4Smith Bryan EverardEVP, CPOTax withholding · $819K · 9,924 sh
Feb 11, 2026Form 4Zecca JohnEVP, Global CLOTax withholding · $778K · 9,430 sh
Feb 11, 2026Form 4Daly Michelle LynnSVP, Controller & PAOTax withholding · $213K · 2,580 sh
Feb 11, 2026Form 4Tal CohenPres. Market PlatformsAward · $0 · 56,774 sh
Feb 11, 2026Form 4Griggs PC NelsonPres. Capital Access PlatformsAward · $0 · 56,774 sh
Feb 11, 2026Form 4Peterson Bradley JEVP, CIOAward · $0 · 53,564 sh
Feb 11, 2026Form 4SKULE JEREMYEVP, CSOAward · $0 · 34,385 sh
Feb 11, 2026Form 4Zecca JohnEVP, Global CLOAward · $0 · 32,628 sh
Feb 11, 2026Form 4Smith Bryan EverardEVP, CPOAward · $0 · 29,114 sh
Feb 11, 2026Form 4Daly Michelle LynnSVP, Controller & PAOAward · $0 · 8,683 sh
Feb 2, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · $6.7M · 300,000 sh · 10b5-1
Feb 2, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · Employee Stock Option (Rig… · $0 · 300,000 sh · 10b5-1
Jan 30, 2026Form 4SPLINTER MICHAEL RDirectorGift · $0 · 9,360 sh
Jan 2, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · $6.7M · 300,000 sh · 10b5-1
Jan 2, 2026Form 4FRIEDMAN ADENA TChair and CEO · DirectorExercise or conversion · Employee Stock Option (Rig… · $0 · 300,000 sh · 10b5-1

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.

2026 · 12 filings
FiledWhat it is
Jul 23, 202610-QQuarterly report, Q2 2026 — revenue $2.53B (+21% y/y), net income $507.0M, EPS $0.89
Jul 23, 20268-KEarnings release — EPS $1.07 vs $0.98 est. (+9.2%); revenue $2.53B (+21% y/y) 0.5%
Jul 1, 20268-KMaterial definitive agreement; Termination of a material agreement; New financial obligation
Jun 16, 20268-KShareholder vote results
May 27, 2026DEFA14AAdditional proxy materials
Apr 24, 2026DEFA14AAdditional proxy materials
Apr 24, 2026DEF 14AProxy statement
Apr 24, 202610-QQuarterly report, Q1 2026 — revenue $2.14B (+2% y/y), net income $519.0M, EPS $0.91
Apr 23, 20268-KEarnings release — EPS $0.96 vs $0.93 est. (+3.2%); revenue $2.14B (+2% y/y) 0.8%
Feb 12, 202610-KAnnual report, FY2025 — revenue $8.26B (+12% y/y), net income $1.79B, EPS $3.09
Jan 29, 20268-KEarnings release — EPS $0.96 vs $0.91 est. (+5.5%); revenue $2.12B (+5% y/y) 0.6%
Jan 16, 20268-KCharter, bylaws or fiscal-year change
2025 · 18 filings
FiledWhat it is
Dec 15, 20258-KNasdaq, Inc. Announces Early Results of Cash Tender Offers for Outstanding Debt SecuritiesOther events
Dec 1, 20258-KNasdaq, Inc. Announces Cash Tender Offers for Up to $95 Million Aggregate Purchase Price of Outstanding Debt SecuritiesOther events
Oct 23, 202510-QQuarterly report, Q3 2025 — revenue $1.96B (+3% y/y), net income $423.0M, EPS $0.73
Oct 21, 20258-KEarnings release — EPS $0.88 vs $0.84 est. (+4.8%); revenue $1.96B (+3% y/y) 1.7%
Jul 25, 202510-QQuarterly report, Q2 2025 — revenue $2.10B (+17% y/y), net income $452.0M, EPS $0.78
Jul 24, 20258-KEarnings release — EPS $0.85 vs $0.80 est. (+6.3%); revenue $2.10B (+17% y/y) 5.9%
Jun 16, 20258-KShareholder vote results
May 28, 2025DEFA14AAdditional proxy materials
Apr 28, 2025DEFA14AAdditional proxy materials
Apr 28, 2025DEF 14AProxy statement
Apr 28, 202510-QQuarterly report, Q1 2025 — revenue $2.10B (+25% y/y), net income $395.0M, EPS $0.68
Apr 24, 20258-KEarnings release — EPS $0.79 vs $0.77 est. (+2.6%); revenue $2.10B (+25% y/y) 1.7%
Apr 18, 2025PRE 14APreliminary proxy statement
Mar 12, 20258-KDirectors or officers; compensation
Feb 25, 20258-KOther events
Feb 21, 202510-KAnnual report, FY2024 — revenue $7.40B (+22% y/y), net income $1.12B, EPS $1.93
Feb 10, 20258-KOther events
Jan 29, 20258-KEarnings release — EPS $0.76 vs $0.75 est. (+1.3%); revenue $2.03B (+23% y/y) 0.7%
2024 · 19 filings
FiledWhat it is
Oct 29, 202410-QQuarterly report, Q3 2024 — revenue $1.90B (+31% y/y), net income $306.0M, EPS $0.53
Oct 24, 20248-KEarnings release — EPS $0.74 vs $0.69 est. (+7.3%); revenue $1.90B (+31% y/y) 1.8%
Sep 6, 20248-KDirectors or officers; compensation
Aug 6, 202410-QQuarterly report, Q2 2024 — revenue $1.79B (+25% y/y), net income $222.0M, EPS $0.38
Jul 30, 20248-KOther events
Jul 25, 20248-KEarnings release — EPS $0.69 vs $0.64 est. (+7.8%); revenue $1.79B (+25% y/y) 7.2%
Jun 14, 20248-KShareholder vote results
Jun 4, 2024DEFA14AAdditional proxy materials
May 3, 20248-KOther events
May 2, 202410-QQuarterly report, Q1 2024 — revenue $1.67B (+9% y/y), net income $234.0M, EPS $0.40
Apr 30, 20248-KOther events
Apr 26, 2024DEFA14AAdditional proxy materials
Apr 26, 2024DEF 14AProxy statement
Apr 25, 20248-KEarnings release — EPS $0.63 vs $0.65 est. (−3.1%); revenue $1.67B (+9% y/y) 2.0%
Mar 22, 20248-KOther events
Mar 20, 20248-KMaterial definitive agreement; Other events
Feb 21, 202410-KAnnual report, FY2023 — revenue $6.06B (−3% y/y), net income $1.06B, EPS $2.08
Jan 31, 20248-KEarnings release — EPS $0.72 vs $0.70 est. (+2.9%); revenue $1.65B (+4% y/y) 1.2%
Jan 17, 20248-K/ARegulation FD disclosure
2023 · 19 filings — 12 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 3, 202310-QQuarterly report, Q3 2023 — revenue $1.45B (−7% y/y), net income $294.0M, EPS $0.60
Aug 2, 202310-QQuarterly report, Q2 2023 — revenue $1.43B (−8% y/y), net income $267.0M, EPS $0.54
Jun 16, 2023DEFA14AAdditional proxy materials
May 4, 202310-QQuarterly report, Q1 2023 — revenue $1.53B (−0% y/y), net income $302.0M, EPS $0.61
Apr 28, 2023DEFA14AAdditional proxy materials
Apr 28, 2023DEF 14AProxy statement
Feb 23, 202310-KAnnual report, FY2022 — revenue $6.23B (+6% y/y), net income $1.13B, EPS $2.26

12 current reports (8-K) not listed; the year is on EDGAR.

2022 · 28 filings — 17 × 8-K, 5 × DEFA14A, 3 × 10-Q and 3 other forms
FiledWhat it is
Nov 2, 202210-QQuarterly report, Q3 2022 — revenue $1.56B (+15% y/y), net income $294.0M, EPS $0.59
Aug 3, 202210-QQuarterly report, Q2 2022 — revenue $1.55B (+10% y/y), net income $307.0M, EPS $0.62
May 23, 2022DEFA14AAdditional proxy materials
May 6, 2022DEFA14AAdditional proxy materials
May 4, 202210-QQuarterly report, Q1 2022 — revenue $1.53B (−7% y/y), net income $284.0M, EPS $0.57
Apr 28, 2022DEFA14AAdditional proxy materials
Apr 28, 2022DEFA14AAdditional proxy materials
Apr 28, 2022DEF 14AProxy statement
Apr 20, 2022DEFA14AAdditional proxy materials
Apr 18, 2022PRE 14APreliminary proxy statement
Feb 23, 202210-KAnnual report, FY2021 — revenue $5.89B (+5% y/y), net income $1.19B, EPS $2.35

17 current reports (8-K) not listed; the year is on EDGAR.

2021 · 21 filings — 14 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 4, 202110-QQuarterly report, Q3 2021 — revenue $1.36B (−4% y/y), net income $288.0M, EPS $0.56
Aug 4, 202110-QQuarterly report, Q2 2021 — revenue $1.41B (+1% y/y), net income $341.0M, EPS $2.05
May 17, 2021DEFA14AAdditional proxy materials
May 5, 202110-QQuarterly report, Q1 2021 — revenue $1.65B (+22% y/y), net income $298.0M, EPS $1.78
Apr 27, 2021DEFA14AAdditional proxy materials
Apr 27, 2021DEF 14AProxy statement
Feb 23, 202110-KAnnual report, FY2020 — revenue $5.63B (+32% y/y), net income $933.0M, EPS $1.86

14 current reports (8-K) not listed; the year is on EDGAR.

2020 · 20 filings — 13 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 4, 202010-QQuarterly report, Q3 2020 — revenue $1.41B (+29% y/y), net income $264.0M, EPS $1.58
Aug 5, 202010-QQuarterly report, Q2 2020 — revenue $1.40B (+32% y/y), net income $241.0M, EPS $1.45
May 6, 202010-QQuarterly report, Q1 2020 — revenue $1.35B (+30% y/y), net income $203.0M, EPS $1.22
Apr 1, 2020DEFA14AAdditional proxy materials
Mar 31, 2020DEFA14AAdditional proxy materials
Mar 31, 2020DEF 14AProxy statement
Feb 25, 202010-KAnnual report, FY2019 — revenue $4.26B (−0% y/y), net income $774.0M, EPS $4.63

13 current reports (8-K) not listed; the year is on EDGAR.

2019 · 21 filings — 14 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 6, 201910-QQuarterly report, Q3 2019 — revenue $1.10B (+14% y/y), net income $150.0M, EPS $0.90
Aug 5, 201910-QQuarterly report, Q2 2019 — revenue $1.06B (+3% y/y), net income $174.0M, EPS $1.04
May 1, 201910-QQuarterly report, Q1 2019 — revenue $1.04B (−10% y/y), net income $247.0M, EPS $1.48
Mar 18, 2019DEFA14AAdditional proxy materials
Mar 12, 2019DEFA14AAdditional proxy materials
Mar 12, 2019DEF 14AProxy statement
Feb 22, 201910-KAnnual report, FY2018 — revenue $4.28B (+8% y/y), net income $458.0M, EPS $2.73

14 current reports (8-K) not listed; the year is on EDGAR.

2018 · 13 filings — 6 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 6, 201810-QQuarterly report, Q3 2018 — revenue $964.0M (−0% y/y), net income $163.0M, EPS $0.97
Aug 1, 201810-QQuarterly report, Q2 2018 — revenue $1.03B (+3% y/y), net income $162.0M, EPS $0.97
May 2, 201810-QQuarterly report, Q1 2018 — revenue $1.15B (+19% y/y), net income $177.0M, EPS $1.05
Apr 23, 2018DEFA14AAdditional proxy materials
Mar 14, 2018DEFA14AAdditional proxy materials
Mar 14, 2018DEF 14AProxy statement
Feb 28, 201810-KAnnual report, FY2017 — revenue $3.95B (+7% y/y), net income $729.0M, EPS $4.30

6 current reports (8-K) not listed; the year is on EDGAR.

2017 · 17 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 7, 201710-QQuarterly report, Q3 2017 — revenue $965.0M (+4% y/y), net income $170.0M, EPS $1.00
Aug 2, 201710-QQuarterly report, Q2 2017 — revenue $994.0M (+11% y/y), net income $146.0M, EPS $0.87
May 10, 201710-QQuarterly report, Q1 2017 — revenue $969.0M (+7% y/y), net income $168.0M, EPS $0.99
Mar 29, 2017DEFA14AAdditional proxy materials
Mar 29, 2017DEF 14AProxy statement
Mar 1, 201710-KAnnual report, FY2016 — revenue $3.70B (+9% y/y), net income $106.0M, EPS $0.63

11 current reports (8-K) not listed; the year is on EDGAR.

2016 · 26 filings — 18 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms

Counted, not listed; the year is on EDGAR.

2015 · 18 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2014 · 24 filings — 16 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2013 · 25 filings — 17 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2012 · 17 filings — 9 × 8-K, 3 × 10-Q, 2 × DEFA14A and 3 other forms

Counted, not listed; the year is on EDGAR.

2011 · 28 filings — 21 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2010 · 18 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2009 · 22 filings — 16 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2008 · 22 filings — 15 × 8-K, 3 × 10-Q, 2 × 8-K/A and 2 other forms

Counted, not listed; the year is on EDGAR.

2007 · 37 filings — 28 × 8-K, 3 × 10-Q, 2 × PRER14A and 4 other forms

Counted, not listed; the year is on EDGAR.

2006 · 36 filings — 30 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2005 · 31 filings — 21 × 8-K, 3 × 10-Q, 2 × DEF 14A and 4 other forms

Counted, not listed; the year is on EDGAR.

2004 · 16 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2003 · 11 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2002 · 10 filings — 3 × 10-Q, 3 × 8-K, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2001 · 4 filings — 3 × 10-Q, 1 × 8-K

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 93 filings — 64 × 4, 22 × 144, 3 × SCHEDULE 13G/A and 3 other forms
FiledWhat it is
Oct 20, 2026144Notice of proposed sale (Form 144)
Oct 14, 20264Insider transaction (Form 4)
Oct 13, 2026144Notice of proposed sale (Form 144)
Oct 5, 20264Insider transaction (Form 4)
Sep 24, 20264Insider transaction (Form 4)
Sep 22, 2026144Notice of proposed sale (Form 144)
Sep 14, 20264Insider transaction (Form 4)
Sep 10, 2026144Notice of proposed sale (Form 144)
Aug 13, 2026SCHEDULE 13G/AOther filings
Aug 12, 2026SCHEDULE 13G/AOther filings
Aug 12, 20264Insider transaction (Form 4)
Aug 12, 20264Insider transaction (Form 4)
Aug 11, 20264Insider transaction (Form 4)
Aug 10, 2026144Notice of proposed sale (Form 144)
Aug 10, 2026144Notice of proposed sale (Form 144)
Aug 7, 2026144Notice of proposed sale (Form 144)
Aug 5, 20264Insider transaction (Form 4)
Aug 3, 2026144Notice of proposed sale (Form 144)
Jul 31, 20264Insider transaction (Form 4)
Jul 29, 2026144Notice of proposed sale (Form 144)
Jul 28, 20264Insider transaction (Form 4)
Jul 28, 20264Insider transaction (Form 4)
Jul 27, 2026144Notice of proposed sale (Form 144)
Jul 24, 2026144Notice of proposed sale (Form 144)
Jul 24, 2026144Notice of proposed sale (Form 144)

The newest 25 of 93 shown; the full year is on EDGAR.

2025 · 91 filings — 61 × 4, 24 × 144, 3 × SCHEDULE 13G/A and 3 other forms
FiledWhat it is
Dec 9, 20254Insider transaction (Form 4)
Dec 9, 20254Insider transaction (Form 4)
Dec 3, 20254Insider transaction (Form 4)
Dec 3, 20254Insider transaction (Form 4)
Dec 1, 2025144Notice of proposed sale (Form 144)
Dec 1, 2025144Notice of proposed sale (Form 144)
Nov 5, 20254Insider transaction (Form 4)
Nov 3, 2025144Notice of proposed sale (Form 144)
Oct 31, 2025S-8Employee stock plan registration
Oct 6, 2025SCHEDULE 13G/AOther filings
Oct 3, 20254Insider transaction (Form 4)
Oct 1, 2025144Notice of proposed sale (Form 144)
Sep 4, 20254Insider transaction (Form 4)
Sep 2, 2025144Notice of proposed sale (Form 144)
Aug 12, 2025SCHEDULE 13G/AOther filings
Aug 6, 20254Insider transaction (Form 4)
Aug 5, 20254Insider transaction (Form 4)
Aug 4, 2025144Notice of proposed sale (Form 144)
Aug 1, 2025144Notice of proposed sale (Form 144)
Jul 29, 20254Insider transaction (Form 4)
Jul 25, 2025144Notice of proposed sale (Form 144)
Jul 3, 20254Insider transaction (Form 4)
Jul 3, 20254Insider transaction (Form 4)
Jul 3, 20254Insider transaction (Form 4)
Jul 2, 2025144Notice of proposed sale (Form 144)

The newest 25 of 91 shown; the full year is on EDGAR.

2024 · 90 filings — 53 × 4, 16 × 144, 5 × 424B7 and 7 other forms
FiledWhat it is
Dec 10, 20244Insider transaction (Form 4)
Dec 10, 20244Insider transaction (Form 4)
Dec 9, 2024144Notice of proposed sale (Form 144)
Nov 20, 20244Insider transaction (Form 4)
Nov 18, 2024144Notice of proposed sale (Form 144)
Nov 14, 20244Insider transaction (Form 4)
Nov 14, 20244Insider transaction (Form 4)
Nov 13, 2024144Notice of proposed sale (Form 144)
Nov 12, 20244Insider transaction (Form 4)
Nov 12, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Nov 12, 2024144Notice of proposed sale (Form 144)
Nov 8, 2024144Notice of proposed sale (Form 144)
Nov 8, 20244Insider transaction (Form 4)
Nov 8, 20244Insider transaction (Form 4)
Nov 8, 2024SC 13GPassive holder above 5% (Schedule 13G)
Nov 6, 2024144Notice of proposed sale (Form 144)
Nov 6, 2024144Notice of proposed sale (Form 144)
Nov 4, 20244Insider transaction (Form 4)
Nov 4, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Oct 31, 2024144Notice of proposed sale (Form 144)
Oct 30, 20244Insider transaction (Form 4)
Oct 30, 20244Insider transaction (Form 4)
Oct 29, 2024144Notice of proposed sale (Form 144)
Oct 28, 2024144Notice of proposed sale (Form 144)
Oct 28, 2024144Notice of proposed sale (Form 144)

The newest 25 of 90 shown; the full year is on EDGAR.

2023 · 78 filings — 53 × 4, 5 × 3, 4 × 144 and 10 other forms

Counted, not listed; the year is on EDGAR.

2022 · 83 filings — 68 × 4, 4 × 3, 3 × SC 13G/A and 5 other forms

Counted, not listed; the year is on EDGAR.

2021 · 83 filings — 70 × 4, 2 × 3, 2 × 424B5 and 8 other forms

Counted, not listed; the year is on EDGAR.

2020 · 82 filings — 64 × 4, 6 × 424B5, 3 × FWP and 8 other forms

Counted, not listed; the year is on EDGAR.

2019 · 49 filings — 36 × 4, 4 × 3, 2 × 424B5 and 4 other forms

Counted, not listed; the year is on EDGAR.

2018 · 46 filings — 38 × 4, 4 × SC 13G/A, 2 × 3 and 2 other forms

Counted, not listed; the year is on EDGAR.

2017 · 56 filings — 43 × 4, 3 × SC 13G/A, 2 × 3 and 5 other forms

Counted, not listed; the year is on EDGAR.

2016 · 65 filings — 46 × 4, 4 × 3, 4 × 424B5 and 6 other forms

Counted, not listed; the year is on EDGAR.

2015 · 62 filings — 52 × 4, 3 × 5, 2 × 3 and 3 other forms

Counted, not listed; the year is on EDGAR.

2014 · 70 filings — 50 × 4, 5 × 3, 3 × 4/A and 9 other forms

Counted, not listed; the year is on EDGAR.

2013 · 67 filings — 60 × 4, 2 × 424B5, 1 × 3 and 4 other forms

Counted, not listed; the year is on EDGAR.

2012 · 90 filings — 57 × 4, 23 × 19B-4E, 3 × UPLOAD and 5 other forms

Counted, not listed; the year is on EDGAR.

2011 · 102 filings — 58 × 4, 29 × 425, 5 × 3 and 8 other forms

Counted, not listed; the year is on EDGAR.

2010 · 66 filings — 42 × 4, 6 × SC TO-C, 4 × 424B5 and 9 other forms

Counted, not listed; the year is on EDGAR.

2009 · 55 filings — 42 × 4, 2 × 4/A, 2 × UPLOAD and 9 other forms

Counted, not listed; the year is on EDGAR.

2008 · 83 filings — 51 × 4, 15 × 3, 3 × 19B-4E and 8 other forms

Counted, not listed; the year is on EDGAR.

2007 · 173 filings — 100 × 4, 39 × 425, 9 × SC 13D/A and 10 other forms

Counted, not listed; the year is on EDGAR.

2006 · 119 filings — 73 × 4, 18 × 424B7, 7 × NO ACT and 12 other forms

Counted, not listed; the year is on EDGAR.

2005 · 67 filings — 39 × 4, 5 × 3, 3 × 4/A and 11 other forms

Counted, not listed; the year is on EDGAR.

2004 · 39 filings — 33 × 4, 4 × 3, 1 × S-3 and 1 other form

Counted, not listed; the year is on EDGAR.

2003 · 14 filings — 8 × 4, 2 × S-8, 1 × 3 and 3 other forms

Counted, not listed; the year is on EDGAR.

2002 · 5 filings — 2 × 4, 2 × SC 13G, 1 × NO ACT

Counted, not listed; the year is on EDGAR.

2001 · 12 filings — 5 × 10-12G/A, 3 × S-8, 2 × NT 10-Q and 2 other forms

Counted, not listed; the year is on EDGAR.

About this data#

Nasdaq Inc. (NDAQ) has 2,373 filings on EDGAR going back to 2001: 26 annual reports, 78 quarterly reports and 352 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 12, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Jul 23, 2026, covered results of operations; regulation fd disclosure; other events. Over the last 13 months insiders sold $86.1M in 24 sales and bought $21.7M in 3 purchases; 65 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Nasdaq Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read NDAQ's latest 10-K?
NDAQ's latest annual report, a 10-K, was filed on Feb 12, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did NDAQ last file an 8-K?
On Jul 23, 2026 it covered results of operations; regulation fd disclosure; other events. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 23, 2026.
Are NDAQ insiders buying or selling?
Over the last 13 months insiders sold $86.1M in 24 sales and bought $21.7M in 3 purchases; 65 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: SKULE JEREMY (EVP, CSO) sold 1,125 shares on Oct 12, 2026 for $106K, under a 10b5-1 plan. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has NDAQ made?
2,373 filings are on EDGAR under the registrant records that have been Nasdaq Inc., going back to 2001; 1,427 of them are insider ownership forms (Forms 3, 4, 5 and 144).