ChartRow logo
PeersCIENHPENOKCSCOUICOHR
Share this page

LITE SEC filings (2026)

CIK 1633978 · Communications Equipment, NEC (SIC 3669) · incorporated in DE · fiscal year ends in June

1,281 filings on EDGAR since 2015 · 15 annual, 33 quarterly, 106 current · financial statements · earnings

Latest 10-K
Aug 17, 2026
fiscal year to Jun 27, 2026
Latest 10-Q
May 6, 2026
quarter to Mar 28, 2026
Latest 8-K
Aug 11, 2026
LUMENTUM ANNOUNCES FOURTH QUARTER AND FULL FISCAL YEAR 2026 RESULTS
Last earnings release
Aug 11, 2026
$2.64 vs $2.62 · ▲ 13.6%
Filings on file
1,281
since 2015, 902 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

October 2026

September 2026

August 2026

July 2026

June 2026

May 2026

April 2026

March 2026

February 2026

January 2026

December 2025

November 2025

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $168.3M in 54 sales and bought nothing on the open market; 58 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

DateInsider
Oct 1, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERSold · $25.7M · 24,542 sh · 10b5-1
Sep 29, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $290K · 307 sh · 10b5-1
Sep 28, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $474K · 500 sh · 10b5-1
Sep 25, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $468K · 500 sh · 10b5-1
Sep 24, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $461K · 500 sh · 10b5-1
Sep 23, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $473K · 500 sh · 10b5-1
Sep 22, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $468K · 500 sh · 10b5-1
Sep 21, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $480K · 500 sh · 10b5-1
Sep 18, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $460K · 500 sh · 10b5-1
Sep 17, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $467K · 500 sh · 10b5-1
Sep 16, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $428K · 500 sh · 10b5-1
Sep 15, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $421K · 500 sh · 10b5-1
Sep 14, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $431K · 500 sh · 10b5-1
Sep 11, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $472K · 500 sh · 10b5-1
Sep 10, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $481K · 500 sh · 10b5-1
Sep 9, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $489K · 500 sh · 10b5-1
Sep 8, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $448K · 500 sh · 10b5-1
Sep 4, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $430K · 500 sh · 10b5-1
Sep 3, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $435K · 500 sh · 10b5-1
Sep 2, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $432K · 500 sh · 10b5-1
Sep 1, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $451K · 500 sh · 10b5-1
Aug 31, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $448K · 500 sh · 10b5-1
Aug 28, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $470K · 500 sh · 10b5-1
Aug 27, 2026Form 4HURLSTON MICHAEL E.President and CEO · DirectorSold · $525K · 548 sh
Aug 27, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $479K · 500 sh · 10b5-1
Aug 26, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $441K · 500 sh · 10b5-1
Aug 25, 2026Form 4Retort VincentSEE REMARKSSold · $33.0M · 38,663 sh · 10b5-1
Aug 25, 2026Form 4Kim JaeSVP, GENERAL COUNSELSold · $10.2M · 12,000 sh · 10b5-1
Aug 25, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $428K · 500 sh · 10b5-1
Aug 24, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $412K · 500 sh · 10b5-1
Aug 21, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $449K · 500 sh · 10b5-1
Aug 20, 2026Form 4Retort VincentSEE REMARKSSold · $2.1M · 2,483 sh · 10b5-1
Aug 20, 2026Form 4Kim JaeSVP, GENERAL COUNSELSold · $1.6M · 1,904 sh · 10b5-1
Aug 20, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $1.2M · 1,500 sh · 10b5-1
Aug 18, 2026Form 4Retort VincentSEE REMARKSSold · $2.9M · 3,183 sh · 10b5-1
Aug 18, 2026Form 4Kim JaeSVP, GENERAL COUNSELSold · $1.2M · 1,366 sh · 10b5-1
Jun 2, 2026Form 4Harris Isaac HosojiroDirectorSold · $1.4M · 1,416 sh · 10b5-1
May 29, 2026Form 4Harris Isaac HosojiroDirectorSold · $3.4M · 4,000 sh · 10b5-1
May 21, 2026Form 4Small IanDirectorSold · $4.3M · 4,954 sh
May 18, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $3.1M · 3,210 sh · 10b5-1
May 18, 2026Form 4Retort VincentSEE REMARKSSold · $3.0M · 3,183 sh · 10b5-1
May 18, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERSold · $2.4M · 2,487 sh · 10b5-1
May 18, 2026Form 4Kim JaeSVP, GENERAL COUNSELSold · $1.4M · 1,422 sh · 10b5-1
May 15, 2026Form 4Fletcher PamelaDirectorSold · $1.5M · 1,578 sh · 10b5-1
May 14, 2026Form 4Fletcher PamelaDirectorSold · $1.6M · 1,577 sh · 10b5-1
May 11, 2026Form 4 ×2Lillie BrianDirectorSold · $11.8M · 12,000 sh · 10b5-1
May 11, 2026Form 4Kim JaeSVP, GENERAL COUNSELSold · $1.8M · 1,933 sh · 10b5-1
May 8, 2026Form 4Small IanDirectorSold · $3.2M · 3,500 sh
Feb 27, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERSold · $3.7M · 5,302 sh · 10b5-1
Feb 17, 2026Form 4Retort VincentSEE REMARKSSold · $1.9M · 3,441 sh · 10b5-1
Feb 17, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSSold · $1.7M · 3,157 sh · 10b5-1
Feb 12, 2026Form 4Retort VincentSEE REMARKSSold · $26.6M · 45,026 sh · 10b5-1
Feb 12, 2026Form 4HERSCHER PENNYDirectorSold · $2.4M · 4,000 sh
Feb 6, 2026Form 4HERSCHER PENNYDirectorSold · $2.6M · 4,849 sh
Awards, exercises, withholding and plan purchases · 58 transactions
DateInsider
Aug 25, 2026Form 4HURLSTON MICHAEL E.President and CEO · DirectorAward · $0 · 7,941 sh
Aug 25, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSAward · $0 · 5,138 sh · 10b5-1
Aug 25, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERAward · $0 · 5,005 sh
Aug 25, 2026Form 4Kim JaeSVP, GENERAL COUNSELAward · $0 · 1,635 sh · 10b5-1
Aug 25, 2026Form 4Chang EricSEE REMARKSAward · $0 · 900 sh
Aug 21, 2026Form 4Retort VincentSEE REMARKSTax withholding · $6.5M · 7,509 sh · 10b5-1
Aug 21, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSTax withholding · $5.8M · 6,705 sh · 10b5-1
Aug 21, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERTax withholding · $5.8M · 6,635 sh
Aug 21, 2026Form 4Kim JaeSVP, GENERAL COUNSELTax withholding · $3.4M · 3,926 sh · 10b5-1
Aug 19, 2026Form 4HURLSTON MICHAEL E.President and CEO · DirectorTax withholding · $5.1M · 6,185 sh
Aug 19, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERTax withholding · $3.4M · 4,093 sh
Aug 19, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSTax withholding · $3.2M · 3,860 sh · 10b5-1
Aug 19, 2026Form 4Retort VincentSEE REMARKSTax withholding · $2.1M · 2,574 sh · 10b5-1
Aug 19, 2026Form 4Kim JaeSVP, GENERAL COUNSELTax withholding · $1.6M · 1,973 sh · 10b5-1
Aug 17, 2026Form 4Retort VincentSEE REMARKSTax withholding · $31.5M · 32,542 sh · 10b5-1
Aug 17, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSTax withholding · $28.2M · 29,056 sh
Aug 17, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERTax withholding · $27.9M · 28,754 sh
Aug 17, 2026Form 4Kim JaeSVP, GENERAL COUNSELTax withholding · $16.5M · 17,011 sh · 10b5-1
Aug 17, 2026Form 4 ×2Wupen YuenPRESIDENT, GLOBAL BUS. UNITSAward · $0 · 79,863 sh
Aug 17, 2026Form 4 ×2Retort VincentSEE REMARKSAward · $0 · 79,130 sh · 10b5-1
Aug 17, 2026Form 4 ×2Ali WajidEVP & CHIEF FINANCIAL OFFICERAward · $0 · 76,056 sh
Aug 17, 2026Form 4HURLSTON MICHAEL E.President and CEO · DirectorAward · $0 · 66,764 sh
Aug 17, 2026Form 4 ×2Kim JaeSVP, GENERAL COUNSELAward · $0 · 45,067 sh · 10b5-1
Aug 15, 2026Form 4HURLSTON MICHAEL E.President and CEO · DirectorTax withholding · $5.0M · 5,438 sh
Aug 15, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSTax withholding · $3.5M · 3,741 sh
Aug 15, 2026Form 4Retort VincentSEE REMARKSTax withholding · $3.1M · 3,299 sh · 10b5-1
Aug 15, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERTax withholding · $2.7M · 2,914 sh
Aug 15, 2026Form 4Kim JaeSVP, GENERAL COUNSELTax withholding · $1.3M · 1,416 sh · 10b5-1
Jul 15, 2026Form 4HERSCHER PENNYDirectorAward · $0 · 108 sh
Jul 15, 2026Form 4Thad TrentDirectorAward · $0 · 108 sh
Jul 15, 2026Form 4Lillie BrianDirectorAward · $0 · 108 sh
Jul 15, 2026Form 4Fletcher PamelaDirectorAward · $0 · 108 sh
Jul 15, 2026Form 4Small IanDirectorAward · $0 · 108 sh
Jul 15, 2026Form 4Johnson Julia SuzanneDirectorAward · $0 · 108 sh
May 29, 2026Form 4Harris Isaac HosojiroDirectorTax withholding · $107K · 125 sh
May 29, 2026Form 4Harris Isaac HosojiroDirectorAward · $0 · 258 sh
May 15, 2026Form 4HURLSTON MICHAEL E.President and CEO · DirectorTax withholding · $5.3M · 5,438 sh
May 15, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSTax withholding · $3.6M · 3,741 sh · 10b5-1
May 15, 2026Form 4Retort VincentSEE REMARKSTax withholding · $3.2M · 3,299 sh · 10b5-1
May 15, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERTax withholding · $2.8M · 2,914 sh · 10b5-1
May 15, 2026Form 4Kim JaeSVP, GENERAL COUNSELTax withholding · $1.4M · 1,416 sh · 10b5-1
Apr 30, 2026Form 4Harris Isaac HosojiroDirectorTax withholding · $131K · 145 sh
Apr 30, 2026Form 4Harris Isaac HosojiroDirectorAward · $0 · 320 sh
Mar 31, 2026Form 4Harris Isaac HosojiroDirectorTax withholding · $88K · 125 sh
Mar 31, 2026Form 4Harris Isaac HosojiroDirectorAward · $0 · 374 sh
Feb 27, 2026Form 4Harris Isaac HosojiroSEE REMARKS · DirectorTax withholding · $154K · 220 sh
Feb 27, 2026Form 4Harris Isaac HosojiroSEE REMARKS · DirectorAward · $0 · 611 sh
Feb 15, 2026Form 4Wupen YuenPRESIDENT, GLOBAL BUS. UNITSTax withholding · $2.0M · 3,481 sh · 10b5-1
Feb 15, 2026Form 4Retort VincentSEE REMARKSTax withholding · $1.7M · 3,039 sh · 10b5-1
Feb 15, 2026Form 4Ali WajidEVP & CHIEF FINANCIAL OFFICERTax withholding · $1.6M · 2,755 sh
Feb 15, 2026Form 4Kim JaeSVP, GENERAL COUNSELTax withholding · $761K · 1,353 sh
Feb 15, 2026Form 4Chang EricSEE REMARKSAward · $0 · 5,006 sh
Feb 7, 2026Form 4HURLSTON MICHAEL E.President and CEO · DirectorTax withholding · $11.1M · 20,169 sh
Jan 30, 2026Form 4Harris Isaac HosojiroSEE REMARKS · DirectorTax withholding · $88K · 225 sh
Jan 30, 2026Form 4Harris Isaac HosojiroSEE REMARKS · DirectorAward · $0 · 629 sh
Jan 15, 2026Form 4Sepe Matthew JosephCHIEF ACCOUNTING OFFICERTax withholding · $193K · 563 sh
Dec 31, 2025Form 4Harris Isaac HosojiroSEE REMARKS · DirectorTax withholding · $115K · 312 sh
Dec 31, 2025Form 4Harris Isaac HosojiroSEE REMARKS · DirectorAward · $0 · 870 sh

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.

2026 · 14 filings
FiledWhat it is
Oct 6, 2026ARSAnnual report to shareholders
Oct 6, 2026DEFA14AAdditional proxy materials
Oct 6, 2026DEF 14AProxy statement
Aug 17, 202610-KAnnual report, FY2026 — revenue $3.01B (+83% y/y), net income −$6.94B, EPS −$92.96
Aug 11, 20268-KEarnings release — EPS $2.64 vs $2.62 est. (+0.8%); revenue $1.01B (+109% y/y) 13.6%
Jul 30, 20268-KDirectors or officers; compensation
Jun 1, 20268-KUnregistered sale of equity
May 6, 202610-QQuarterly report, Q3 2026 — revenue $808.4M (+90% y/y), net income $144.2M, EPS $1.50
May 5, 20268-KEarnings release — EPS $1.88 vs $1.81 est. (+3.9%); revenue $808.4M (+90% y/y) 5.1%
Apr 8, 20268-KUnregistered sale of equity
Mar 2, 20268-KNVIDIA Announces Strategic Partnership with Lumentum to Develop State-of-the-Art Optics TechnologyUnregistered sale of equity; Charter, bylaws or fiscal-year change; Regulation FD disclosure
Feb 4, 202610-QQuarterly report, Q2 FY2026 — revenue $665.5M (+65% y/y), net income $78.2M, EPS $0.89
Feb 3, 20268-KEarnings release — EPS $1.24 vs $0.97 est. (+27.8%); revenue $665.5M (+65% y/y) 7.0%
Jan 5, 20268-KDirectors or officers; compensation
2025 · 17 filings
FiledWhat it is
Dec 22, 20258-KMaterial definitive agreement; New financial obligation
Dec 15, 20258-KLumentum Appoints Thad Trent to Board of DirectorsDirectors or officers; compensation
Nov 24, 20258-KDirectors or officers; compensation; Shareholder vote results
Nov 5, 202510-QQuarterly report, Q1 FY2026 — revenue $533.8M (+58% y/y), net income $4.2M, EPS $0.05
Nov 4, 20258-KEarnings release — EPS $0.60 vs $0.59 est. (+1.7%); revenue $533.8M (+58% y/y) 23.6%
Oct 7, 2025ARSAnnual report to shareholders
Oct 7, 2025DEFA14AAdditional proxy materials
Oct 7, 2025DEF 14AProxy statement
Sep 8, 20258-KMaterial definitive agreement; New financial obligation; Unregistered sale of equity; Other events
Aug 19, 202510-KAnnual report, FY2025 — revenue $1.65B (+21% y/y), net income $25.9M, EPS $0.37
Aug 12, 20258-KResults of operations
Jun 3, 20258-KRegulation FD disclosure
May 7, 202510-QQuarterly report, Q3 2025 — revenue $425.2M (+16% y/y), net income −$44.1M, EPS −$0.64
May 6, 20258-KResults of operations
Feb 6, 202510-QQuarterly report, Q2 FY2025 — revenue $402.2M (+10% y/y), net income −$60.9M, EPS −$0.88
Feb 6, 20258-KResults of operations
Feb 3, 20258-KResults of operations; Directors or officers; compensation
2024 · 16 filings
FiledWhat it is
Dec 12, 20248-KDirectors or officers; compensation
Nov 22, 20248-KDirectors or officers; compensation; Shareholder vote results
Nov 8, 202410-QQuarterly report, Q1 FY2025 — revenue $336.9M (+6% y/y), net income −$82.4M, EPS −$1.21
Nov 7, 20248-KResults of operations
Oct 3, 2024ARSAnnual report to shareholders
Oct 3, 2024DEFA14AAdditional proxy materials
Oct 3, 2024DEF 14AProxy statement
Aug 21, 202410-KAnnual report, FY2024 — revenue $1.36B (−23% y/y), net income −$546.5M, EPS −$8.12
Aug 21, 20248-K/AResults of operations
Aug 14, 20248-KResults of operations
May 7, 202410-QQuarterly report, Q3 2024 — revenue $366.5M (−4% y/y), net income −$127.0M, EPS −$1.88
May 6, 20248-KResults of operations
Feb 27, 20248-KDirectors or officers; compensation
Feb 8, 202410-QQuarterly report, Q2 FY2024 — revenue $366.8M (−28% y/y), net income −$99.1M, EPS −$1.47
Feb 8, 20248-KResults of operations
Jan 18, 20248-K/AFinancial statements and exhibits
2023 · 18 filings — 10 × 8-K, 3 × 10-Q, 2 × DEF 14A and 3 other forms
FiledWhat it is
Nov 8, 202310-QQuarterly report, Q1 FY2024 — revenue $317.6M (−37% y/y), net income −$67.9M, EPS −$1.02
Nov 8, 2023DEF 14AProxy statement
Sep 22, 2023ARSAnnual report to shareholders
Sep 22, 2023DEFA14AAdditional proxy materials
Sep 22, 2023DEF 14AProxy statement
Aug 23, 202310-KAnnual report, FY2023 — revenue $1.77B (+3% y/y), net income −$131.6M, EPS −$1.93
May 9, 202310-QQuarterly report, Q3 2023 — revenue $383.4M (−3% y/y), net income −$39.3M, EPS −$0.57
Feb 9, 202310-QQuarterly report, Q2 FY2023 — revenue $506.0M (+13% y/y), net income −$31.7M, EPS −$0.46

10 current reports (8-K) not listed; the year is on EDGAR.

2022 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 8, 202210-QQuarterly report, Q1 FY2023 — revenue $506.8M (+13% y/y), net income −$400K, EPS −$0.01
Sep 28, 2022DEFA14AAdditional proxy materials
Sep 28, 2022DEF 14AProxy statement
Aug 24, 202210-KAnnual report, FY2022 — revenue $1.71B (−2% y/y), net income $198.9M, EPS $2.68
May 4, 202210-QQuarterly report, Q3 2022 — revenue $395.4M (−6% y/y), net income $26.0M, EPS $0.35
Feb 3, 202210-QQuarterly report, Q2 2022 — revenue $446.7M (−7% y/y), net income $56.7M, EPS $0.75

9 current reports (8-K) not listed; the year is on EDGAR.

2021 · 30 filings — 15 × DEFA14A, 10 × 8-K, 3 × 10-Q and 2 other forms
FiledWhat it is
Dec 8, 2021DEFA14AAdditional proxy materials
Dec 7, 2021DEFA14AAdditional proxy materials
Dec 1, 2021DEFA14AAdditional proxy materials
Nov 18, 2021DEFA14AAdditional proxy materials
Nov 17, 2021DEFA14AAdditional proxy materials
Nov 5, 2021DEFA14AAdditional proxy materials
Nov 5, 2021DEFA14AAdditional proxy materials
Nov 4, 2021DEFA14AAdditional proxy materials
Nov 4, 2021DEFA14AAdditional proxy materials
Nov 4, 2021DEFA14AAdditional proxy materials
Nov 4, 2021DEFA14AAdditional proxy materials
Nov 4, 2021DEFA14AAdditional proxy materials
Nov 4, 2021DEFA14AAdditional proxy materials
Nov 4, 2021DEFA14AAdditional proxy materials
Nov 4, 202110-QQuarterly report, Q1 FY2022 — revenue $448.4M (−1% y/y), net income $81.5M, EPS $1.08
Sep 30, 2021DEFA14AAdditional proxy materials
Sep 30, 2021DEF 14AProxy statement
Aug 31, 202110-KAnnual report, FY2021 — revenue $1.74B (+4% y/y), net income $397.3M, EPS $5.07
May 12, 202110-QQuarterly report, Q3 2021 — revenue $419.5M (+4% y/y), net income $225.5M, EPS $2.85
Feb 2, 202110-QQuarterly report, Q2 FY2021 — revenue $478.8M (+5% y/y), net income $83.2M, EPS $1.06

10 current reports (8-K) not listed; the year is on EDGAR.

2020 · 12 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 2, 202010-QQuarterly report, Q1 FY2021 — revenue $452.4M (+1% y/y), net income $67.1M, EPS $0.86
Sep 25, 2020DEFA14AAdditional proxy materials
Sep 25, 2020DEF 14AProxy statement
Aug 25, 202010-KAnnual report, FY2020 — revenue $1.68B (+7% y/y), net income $135.5M, EPS $1.75
May 5, 202010-QQuarterly report, Q3 2020 — revenue $402.8M (−7% y/y), net income $43.4M, EPS $0.56
Feb 4, 202010-QQuarterly report, Q2 FY2020 — revenue $457.8M (+23% y/y), net income $49.1M, EPS $0.63

6 current reports (8-K) not listed; the year is on EDGAR.

2019 · 16 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
FiledWhat it is
Oct 31, 201910-QQuarterly report, Q1 FY2020 — revenue $449.9M (+27% y/y), net income $47.6M, EPS $0.61
Sep 27, 2019DEFA14AAdditional proxy materials
Sep 27, 2019DEF 14AProxy statement
Aug 27, 201910-KAnnual report, FY2019 — revenue $1.57B (+25% y/y), net income −$36.4M, EPS −$0.54
May 7, 201910-QQuarterly report, Q3 2019 — revenue $432.9M (+45% y/y), net income −$74.3M, EPS −$0.98
Feb 7, 201910-QQuarterly report, Q2 FY2019 — revenue $373.7M (−8% y/y), net income $16.3M, EPS $0.08

10 current reports (8-K) not listed; the year is on EDGAR.

2018 · 18 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
FiledWhat it is
Nov 1, 201810-QQuarterly report, Q1 FY2019 — revenue $354.1M (+46% y/y), net income $47.4M, EPS $0.72
Sep 19, 2018DEFA14AAdditional proxy materials
Sep 19, 2018DEF 14AProxy statement
Aug 28, 201810-KAnnual report, FY2018 — revenue $1.25B (+25% y/y), net income $248.1M, EPS $3.82
May 2, 201810-QQuarterly report, Q3 2018 — revenue $298.8M (+17% y/y), net income $2.7M, EPS $0.04
Mar 29, 201810-K/AAnnual report, amended
Feb 6, 201810-QQuarterly report, Q2 FY2018 — revenue $404.6M (+53% y/y), net income $204.8M, EPS $3.05

11 current reports (8-K) not listed; the year is on EDGAR.

2017 · 15 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 1, 201710-QQuarterly report, Q1 FY2018 — revenue $243.2M (−6% y/y), net income $7.1M, EPS $0.04
Sep 19, 2017DEFA14AAdditional proxy materials
Sep 19, 2017DEF 14AProxy statement
Aug 29, 201710-KAnnual report
May 4, 201710-QQuarterly report, Q3 2017 — revenue $255.8M (+11% y/y), net income −$56.0M, EPS −$0.92
Feb 7, 201710-QQuarterly report, Q2 FY2017 — revenue $265.0M (+21% y/y), net income $11.8M, EPS $0.11

9 current reports (8-K) not listed; the year is on EDGAR.

2016 · 15 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2015 · 9 filings — 6 × 8-K, 1 × 10-K, 1 × 10-K/A and 1 other form

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 131 filings — 65 × 4, 56 × 144, 6 × SCHEDULE 13G/A and 3 other forms
FiledWhat it is
Oct 2, 20264Insider transaction (Form 4)
Oct 1, 2026144Notice of proposed sale (Form 144)
Sep 30, 20264Insider transaction (Form 4)
Sep 29, 2026144Notice of proposed sale (Form 144)
Sep 28, 2026144Notice of proposed sale (Form 144)
Sep 25, 20264Insider transaction (Form 4)
Sep 25, 2026144Notice of proposed sale (Form 144)
Sep 24, 2026144Notice of proposed sale (Form 144)
Sep 23, 20264Insider transaction (Form 4)
Sep 23, 2026144Notice of proposed sale (Form 144)
Sep 22, 2026144Notice of proposed sale (Form 144)
Sep 21, 2026144Notice of proposed sale (Form 144)
Sep 18, 20264Insider transaction (Form 4)
Sep 18, 2026144Notice of proposed sale (Form 144)
Sep 17, 2026144Notice of proposed sale (Form 144)
Sep 16, 2026144Notice of proposed sale (Form 144)
Sep 15, 20264Insider transaction (Form 4)
Sep 15, 2026144Notice of proposed sale (Form 144)
Sep 14, 2026144Notice of proposed sale (Form 144)
Sep 11, 2026144Notice of proposed sale (Form 144)
Sep 10, 20264Insider transaction (Form 4)
Sep 10, 2026144Notice of proposed sale (Form 144)
Sep 9, 2026144Notice of proposed sale (Form 144)
Sep 8, 2026144Notice of proposed sale (Form 144)
Sep 4, 20264Insider transaction (Form 4)

The newest 25 of 131 shown; the full year is on EDGAR.

2025 · 135 filings — 66 × 4, 42 × 144, 14 × SCHEDULE 13G/A and 6 other forms
FiledWhat it is
Dec 30, 20254Insider transaction (Form 4)
Dec 22, 20253Initial insider holdings (Form 3)
Dec 9, 2025UPLOADLetter from the SEC staff
Nov 21, 20254Insider transaction (Form 4)
Nov 21, 20254Insider transaction (Form 4)
Nov 21, 20254Insider transaction (Form 4)
Nov 21, 20254Insider transaction (Form 4)
Nov 21, 20254Insider transaction (Form 4)
Nov 21, 20254Insider transaction (Form 4)
Nov 21, 20254Insider transaction (Form 4)
Nov 21, 20254Insider transaction (Form 4)
Nov 20, 2025144Notice of proposed sale (Form 144)
Nov 19, 2025144Notice of proposed sale (Form 144)
Nov 19, 2025S-8Employee stock plan registration
Nov 19, 2025144Notice of proposed sale (Form 144)
Nov 18, 20254Insider transaction (Form 4)
Nov 18, 20254Insider transaction (Form 4)
Nov 18, 20254Insider transaction (Form 4)
Nov 18, 20254Insider transaction (Form 4)
Nov 18, 20254Insider transaction (Form 4)
Nov 18, 20254Insider transaction (Form 4)
Nov 18, 2025144Notice of proposed sale (Form 144)
Nov 18, 2025144Notice of proposed sale (Form 144)
Nov 17, 2025144Notice of proposed sale (Form 144)
Nov 17, 2025144Notice of proposed sale (Form 144)

The newest 25 of 135 shown; the full year is on EDGAR.

2024 · 87 filings — 51 × 4, 9 × 144, 8 × CORRESP and 7 other forms
FiledWhat it is
Dec 17, 20243Initial insider holdings (Form 3)
Dec 3, 20244Insider transaction (Form 4)
Nov 29, 2024144Notice of proposed sale (Form 144)
Nov 26, 20244Insider transaction (Form 4)
Nov 26, 20244Insider transaction (Form 4)
Nov 26, 20244Insider transaction (Form 4)
Nov 25, 2024144Notice of proposed sale (Form 144)
Nov 22, 20244Insider transaction (Form 4)
Nov 22, 20244Insider transaction (Form 4)
Nov 22, 20244Insider transaction (Form 4)
Nov 22, 20244Insider transaction (Form 4)
Nov 22, 20244Insider transaction (Form 4)
Nov 22, 20244Insider transaction (Form 4)
Nov 22, 20244Insider transaction (Form 4)
Nov 22, 2024144Notice of proposed sale (Form 144)
Nov 22, 2024144Notice of proposed sale (Form 144)
Nov 20, 20244Insider transaction (Form 4)
Nov 20, 2024144Notice of proposed sale (Form 144)
Nov 19, 20244Insider transaction (Form 4)
Nov 19, 20244Insider transaction (Form 4)
Nov 19, 20244Insider transaction (Form 4)
Nov 19, 20244Insider transaction (Form 4)
Nov 18, 2024144Notice of proposed sale (Form 144)
Nov 14, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Nov 14, 20244Insider transaction (Form 4)

The newest 25 of 87 shown; the full year is on EDGAR.

2023 · 60 filings — 45 × 4, 6 × SC 13G/A, 2 × 144 and 5 other forms

Counted, not listed; the year is on EDGAR.

2022 · 62 filings — 54 × 4, 4 × SC 13G/A, 2 × S-8 and 2 other forms

Counted, not listed; the year is on EDGAR.

2021 · 96 filings — 62 × 4, 23 × 425, 3 × SC 13G/A and 6 other forms

Counted, not listed; the year is on EDGAR.

2020 · 82 filings — 72 × 4, 5 × 4/A, 3 × SC 13G/A and 2 other forms

Counted, not listed; the year is on EDGAR.

2019 · 79 filings — 65 × 4, 6 × 4/A, 5 × SC 13G/A and 3 other forms

Counted, not listed; the year is on EDGAR.

2018 · 105 filings — 69 × 4, 10 × 425, 8 × SC 13G/A and 11 other forms

Counted, not listed; the year is on EDGAR.

2017 · 83 filings — 63 × 4, 7 × 4/A, 5 × SC 13G/A and 6 other forms

Counted, not listed; the year is on EDGAR.

2016 · 84 filings — 70 × 4, 6 × 4/A, 5 × SC 13G and 2 other forms

Counted, not listed; the year is on EDGAR.

2015 · 82 filings — 51 × 4, 12 × 3, 6 × CORRESP and 7 other forms

Counted, not listed; the year is on EDGAR.

About this data#

Lumentum Holdings Inc. (LITE) has 1,281 filings on EDGAR going back to 2015: 15 annual reports, 33 quarterly reports and 106 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Aug 17, 2026 for the fiscal year ended Jun 27, 2026. The most recent 8-K, on Aug 11, 2026, furnished a press release headed “LUMENTUM ANNOUNCES FOURTH QUARTER AND FULL FISCAL YEAR 2026 RESULTS”. Over the last 13 months insiders sold $168.3M in 54 sales and bought nothing on the open market; 58 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Lumentum Holdings Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read LITE's latest 10-K?
LITE's latest annual report, a 10-K, was filed on Aug 17, 2026 for the fiscal year ended Jun 27, 2026. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did LITE last file an 8-K?
On Aug 11, 2026 it furnished a press release headed “LUMENTUM ANNOUNCES FOURTH QUARTER AND FULL FISCAL YEAR 2026 RESULTS”. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Aug 11, 2026.
Are LITE insiders buying or selling?
Over the last 13 months insiders sold $168.3M in 54 sales and bought nothing on the open market; 58 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Ali Wajid (EVP & CHIEF FINANCIAL OFFICER) sold 24,542 shares on Oct 1, 2026 for $25.7M, under a 10b5-1 plan. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has LITE made?
1,281 filings are on EDGAR under the registrant records that have been Lumentum Holdings Inc., going back to 2015; 902 of them are insider ownership forms (Forms 3, 4, 5 and 144).