Where can I read CAT's latest 10-K?

CAT's latest annual report, a 10-K, was filed on Feb 13, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.

When did CAT last file an 8-K?

On Sep 1, 2026: material definitive agreement; new financial obligation. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Aug 4, 2026.

Are CAT insiders buying or selling?

Over the last 13 months insiders sold $219.1M in 24 sales and bought $219K in 1 purchase; 152 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Creed Joseph E (Chief Executive Officer) sold 32,401 shares on Aug 28, 2026 for $26.2M. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.

How many SEC filings has CAT made?

5,135 filings are on EDGAR under the registrant records that have been Caterpillar Inc., going back to 1994; 3,787 of them are insider ownership forms (Forms 3, 4, 5 and 144).

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Caterpillar Inc.Stock · IndustrialsDow Jones 9.2%S&P 500 0.8%Russell 1000 0.7%US Stock Market 0.7%Russell 3000 0.7%MSCI World 0.4%MSCI ACWI 0.4%S&P 500 Equal Weight 0.2%

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CAT SEC filings (2026)

CIK 18230 · Construction Machinery & Equip (SIC 3531) · incorporated in DE · fiscal year ends in December

5,135 filings on EDGAR since 1994 · 54 annual, 102 quarterly, 656 current · financial statements · earnings

Latest 10-K

Feb 13, 2026

fiscal year to Dec 31, 2025

Latest 10-Q

Aug 5, 2026

quarter to Jun 30, 2026

Latest 8-K

Sep 1, 2026

Material definitive agreement; New financial obligation

Last earnings release

Aug 4, 2026

$8.17 vs $6.25 · ▲ 5.6%

Filings on file

5,135

since 1994, 3,787 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by what they covered, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $219.1M in 24 sales and bought $219K in 1 purchase; 152 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

Date	Insider	Action	Shares	Price	Value	Held after	Filing
Aug 28, 2026Form 4	Creed Joseph EChief Executive OfficerSold · $26.2M · 32,401 sh	Sold	32,401	$800.19–$813.72	$26.2M	34,555	Form 4
May 14, 2026Form 4	Johnson Denise CGroup PresidentSold · $11.4M · 12,605 sh	Sold	12,605	$904.70–$911.92	$11.4M	49,825	Form 4
May 13, 2026Form 4	Johnson Denise CGroup PresidentSold · $5.6M · 6,196 sh	Sold	6,196	$909.46–$910.24	$5.6M	49,825	Form 4
May 13, 2026Form 4	Schaupp William EChief Accounting OfficerSold · $326K · 360 sh	Sold	360	$906.00	$326K	530	Form 4
May 11, 2026Form 4	Fassino Anthony D.Group PresidentSold · $14.9M · 16,283 sh	Sold	16,283	$916.75–$917.73	$14.9M	46,041	Form 4
May 6, 2026Form 4	De Lange BobGroup PresidentSold · $22.4M · 24,222 sh	Sold	24,222	$922.55–$923.47	$22.4M	86,029	Form 4
May 6, 2026Form 4	BONFIELD ANDREW R JCFO EmeritusSold · $14.4M · 15,674 sh	Sold	15,674	$918.71	$14.4M	52,935	Form 4
May 6, 2026Form 4	Fassino Anthony D.Group PresidentSold · $8.5M · 9,152 sh	Sold	9,152	$926.23–$926.83	$8.5M	46,041	Form 4
May 5, 2026Form 4	Shurman Rodney MichaelGroup PresidentSold · $5.1M · 5,639 sh	Sold	5,639	$903.14–$903.55	$5.1M	2,546	Form 4
May 4, 2026Form 4	Kaiser JasonGroup PresidentSold · $5.0M · 5,642 sh	Sold	5,642	$883.03	$5.0M	9,594	Form 4
May 4, 2026Form 4	MacLennan DavidDirectorBought · $219K · 250 sh	Bought	250	$876.84	$219K	8,206	Form 4
Mar 5, 2026Form 4	Creed Joseph EChief Executive OfficerSold · $1.8M · 2,500 sh · 10b5-1	Sold· 10b5-1 plan	2,500	$717.01–$721.00	$1.8M	35,083	Form 4
Feb 23, 2026Form 4	Shurman Rodney MichaelGroup PresidentSold · $1.7M · 2,278 sh	Sold	2,278	$759.61	$1.7M	1,443	Form 4
Feb 17, 2026Form 4	Shurman Rodney MichaelGroup PresidentSold · $1.3M · 1,764 sh	Sold	1,764	$763.39	$1.3M	1,440	Form 4
Feb 17, 2026Form 4	Schaupp William EChief Accounting OfficerSold · $743K · 972 sh	Sold	972	$764.20	$743K	824	Form 4
Feb 13, 2026Form 4	Fassino Anthony D.Group PresidentSold · $6.1M · 7,891 sh	Sold	7,891	$776.90	$6.1M	46,643	Form 4
Feb 12, 2026Form 4	Kaiser JasonGroup PresidentSold · $1.3M · 1,690 sh · 10b5-1	Sold· 10b5-1 plan	1,690	$776.70	$1.3M	8,661	Form 4
Feb 11, 2026Form 4	De Lange BobGroup PresidentSold · $9.6M · 12,507 sh	Sold	12,507	$767.08	$9.6M	84,997	Form 4
Feb 6, 2026Form 4	De Lange BobGroup PresidentSold · $16.3M · 22,656 sh	Sold	22,656	$720.11	$16.3M	79,953	Form 4
Feb 6, 2026Form 4	Fassino Anthony D.Group PresidentSold · $4.4M · 6,033 sh	Sold	6,033	$722.15	$4.4M	41,151	Form 4
Feb 4, 2026Form 4	De Lange BobGroup PresidentSold · $11.3M · 16,070 sh	Sold	16,070	$704.42–$706.28	$11.3M	79,953	Form 4
Feb 2, 2026Form 4	Johnson Denise CGroup PresidentSold · $26.7M · 39,138 sh	Sold	39,138	$678.52–$684.93	$26.7M	43,350	Form 4
Feb 2, 2026Form 4	De Lange BobGroup PresidentSold · $10.9M · 15,977 sh	Sold	15,977	$682.99	$10.9M	79,953	Form 4
Feb 2, 2026Form 4	Fassino Anthony D.Group PresidentSold · $7.3M · 10,671 sh	Sold	10,671	$680.45	$7.3M	41,151	Form 4
Dec 31, 2025Form 4	BONFIELD ANDREW R JChief Financial OfficerSold · $5.8M · 10,000 sh · 10b5-1	Sold· 10b5-1 plan	10,000	$572.71–$578.41	$5.8M	45,460	Form 4

Awards, exercises, withholding and plan purchases · 152 transactions

Date	Insider	Action	Shares	Price	Value	Held after	Filing
Sep 30, 2026Form 4	GOOD LYNN JDirectorAward · Phantom Stock Units · $25K · 30 sh	Award· Phantom Stock Units	30	$821.01	$25K	30	Form 4
Sep 30, 2026Form 4	MacLennan DavidDirectorAward · Phantom Stock Units · $23K · 28 sh	Award· Phantom Stock Units	28	$821.01	$23K	505	Form 4
Sep 25, 2026Form 4	Creed Joseph EChief Executive OfficerAward · Phantom Stock Units · $16K · 19 sh	Award· Phantom Stock Units	19	$821.58	$16K	11,234	Form 4
Sep 25, 2026Form 4	Epley Kyle JosephChief Financial OfficerAward · Phantom Stock Units · $15K · 18 sh	Award· Phantom Stock Units	18	$821.58	$15K	5,846	Form 4
Sep 25, 2026Form 4	Kaiser JasonGroup PresidentAward · Phantom Stock Units · $9,037 · 11 sh	Award· Phantom Stock Units	11	$821.58	$9,037	5,449	Form 4
Aug 28, 2026Form 4	Creed Joseph EChief Executive OfficerExercise or conversion · $9.8M · 44,403 sh	Exercise or conversion	44,403	$219.76	$9.8M	78,958	Form 4
Aug 28, 2026Form 4	Creed Joseph EChief Executive OfficerExercise or conversion · Employee Stock options · $9.8M · 44,403 sh	Exercise or conversion· Employee Stock options	44,403	$219.76	$9.8M	0	Form 4
Aug 28, 2026Form 4	Creed Joseph EChief Executive OfficerTax withholding · $9.8M · 12,002 sh	Tax withholding	12,002	$812.98	$9.8M	66,956	Form 4
Aug 26, 2026Form 4	Creed Joseph EChief Executive OfficerAward · Phantom Stock Units · $16K · 19 sh	Award· Phantom Stock Units	19	$821.93	$16K	11,291	Form 4
Aug 26, 2026Form 4	Epley Kyle JosephChief Financial OfficerAward · Phantom Stock Units · $15K · 18 sh	Award· Phantom Stock Units	18	$821.93	$15K	5,869	Form 4
Aug 26, 2026Form 4	Kaiser JasonGroup PresidentAward · Phantom Stock Units · $9,041 · 11 sh	Award· Phantom Stock Units	11	$821.93	$9,041	5,476	Form 4
Jul 24, 2026Form 4	Creed Joseph EChief Executive OfficerAward · Phantom Stock Units · $16K · 18 sh	Award· Phantom Stock Units	18	$888.73	$16K	11,483	Form 4
Jul 24, 2026Form 4	Epley Kyle JosephChief Financial OfficerAward · Phantom Stock Units · $11K · 12 sh	Award· Phantom Stock Units	12	$888.73	$11K	5,961	Form 4
Jul 24, 2026Form 4	Kaiser JasonGroup PresidentAward · Phantom Stock Units · $8,887 · 10 sh	Award· Phantom Stock Units	10	$888.73	$8,887	5,567	Form 4
Jun 30, 2026Form 4	MacLennan DavidDirectorAward · Phantom Stock Units · $23K · 22 sh	Award· Phantom Stock Units	22	$1,055.33	$23K	476	Form 4
Jun 26, 2026Form 4	Creed Joseph EChief Executive OfficerAward · Phantom Stock Units · $16K · 16 sh	Award· Phantom Stock Units	16	$997.47	$16K	12,028	Form 4
Jun 26, 2026Form 4	Epley Kyle JosephChief Financial OfficerAward · Phantom Stock Units · $5,985 · 6 sh	Award· Phantom Stock Units	6	$997.47	$5,985	6,242	Form 4
Jun 26, 2026Form 4	Kaiser JasonGroup PresidentAward · Phantom Stock Units · $4,987 · 5 sh	Award· Phantom Stock Units	5	$997.47	$4,987	5,831	Form 4
Jun 10, 2026Form 4	Fish James C JrDirectorAward · $0 · 211 sh	Award	211	$0.00	$0	3,687	Form 4
Jun 10, 2026Form 4	Johnson GeraldDirectorAward · $0 · 211 sh	Award	211	$0.00	$0	3,907	Form 4
Jun 10, 2026Form 4	KEENE NAZZIC SDirectorAward · $0 · 211 sh	Award	211	$0.00	$0	728	Form 4
Jun 10, 2026Form 4	MacLennan DavidDirectorAward · $0 · 211 sh	Award	211	$0.00	$0	8,420	Form 4
Jun 10, 2026Form 4	Marks Judith FranDirectorAward · $0 · 211 sh	Award	211	$0.00	$0	1,938	Form 4
Jun 10, 2026Form 4	REED DEBRA LDirectorAward · $0 · 211 sh	Award	211	$0.00	$0	13,204	Form 4
Jun 10, 2026Form 4	SCHWAB SUSAN CDirectorAward · $0 · 211 sh	Award	211	$0.00	$0	6,197	Form 4
Jun 10, 2026Form 4	WILKINS RAYFORD JRDirectorAward · $0 · 211 sh	Award	211	$0.00	$0	8,416	Form 4
May 26, 2026Form 4	Creed Joseph EChief Executive OfficerAward · Phantom Stock Units · $16K · 18 sh	Award· Phantom Stock Units	18	$908.55	$16K	11,001	Form 4
May 26, 2026Form 4	Epley Kyle JosephChief Financial OfficerAward · Phantom Stock Units · $5,451 · 6 sh	Award· Phantom Stock Units	6	$908.55	$5,451	5,711	Form 4
May 14, 2026Form 4	Johnson Denise CGroup PresidentExercise or conversion · $3.2M · 16,078 sh	Exercise or conversion	16,078	$196.70	$3.2M	65,903	Form 4
May 14, 2026Form 4	Johnson Denise CGroup PresidentExercise or conversion · Employee Stock Options · $3.2M · 16,078 sh	Exercise or conversion· Employee Stock Options	16,078	$196.70	$3.2M	0	Form 4
May 14, 2026Form 4	Johnson Denise CGroup PresidentTax withholding · $3.2M · 3,473 sh	Tax withholding	3,473	$910.55	$3.2M	62,430	Form 4
May 13, 2026Form 4	Johnson Denise CGroup PresidentExercise or conversion · $1.6M · 7,900 sh	Exercise or conversion	7,900	$196.70	$1.6M	57,725	Form 4
May 13, 2026Form 4	Johnson Denise CGroup PresidentExercise or conversion · Employee Stock Options · $1.6M · 7,900 sh	Exercise or conversion· Employee Stock Options	7,900	$196.70	$1.6M	16,078	Form 4
May 13, 2026Form 4	Johnson Denise CGroup PresidentTax withholding · $1.6M · 1,704 sh	Tax withholding	1,704	$911.61	$1.6M	56,021	Form 4
May 11, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · $4.7M · 21,403 sh	Exercise or conversion	21,403	$219.76	$4.7M	67,444	Form 4
May 11, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · Employee Stock Options · $4.7M · 21,403 sh	Exercise or conversion· Employee Stock Options	21,403	$219.76	$4.7M	0	Form 4
May 11, 2026Form 4	Fassino Anthony D.Group PresidentTax withholding · $4.7M · 5,120 sh	Tax withholding	5,120	$918.65	$4.7M	62,324	Form 4
May 11, 2026Form 4	Creed Joseph EChief Executive OfficerTax withholding · $524K · 574 sh	Tax withholding	574	$912.03	$524K	34,507	Form 4
May 11, 2026Form 4	Pambianchi Christine MChief Human Resources OfficerTax withholding · $204K · 224 sh	Tax withholding	224	$912.03	$204K	3,083	Form 4
May 8, 2026Form 4	Epley Kyle JosephChief Financial OfficerAward · Employee Stock Options · $0 · 1,394 sh	Award· Employee Stock Options	1,394	$0.00	$0	1,394	Form 4
May 8, 2026Form 4	Epley Kyle JosephChief Financial OfficerAward · $0 · 515 sh	Award	515	$0.00	$0	17,705	Form 4
May 6, 2026Form 4	BONFIELD ANDREW R JCFO EmeritusExercise or conversion · $6.8M · 23,054 sh	Exercise or conversion	23,054	$253.98–$338.65	$6.8M	75,989	Form 4
May 6, 2026Form 4	BONFIELD ANDREW R JCFO EmeritusExercise or conversion · Employee Stock Options · $6.8M · 23,054 sh	Exercise or conversion· Employee Stock Options	23,054	$253.98–$338.65	$6.8M	7,450	Form 4
May 6, 2026Form 4	BONFIELD ANDREW R JCFO EmeritusTax withholding · $6.8M · 7,380 sh	Tax withholding	7,380	$920.72	$6.8M	68,609	Form 4
May 6, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · $3.6M · 28,105 sh	Exercise or conversion	28,105	$127.60	$3.6M	114,134	Form 4
May 6, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · Employee Stock Options · $3.6M · 28,105 sh	Exercise or conversion· Employee Stock Options	28,105	$127.60	$3.6M	28,105	Form 4
May 6, 2026Form 4	De Lange BobGroup PresidentTax withholding · $3.6M · 3,883 sh	Tax withholding	3,883	$923.38	$3.6M	110,251	Form 4
May 6, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · $2.6M · 12,000 sh	Exercise or conversion	12,000	$219.76	$2.6M	58,041	Form 4
May 6, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · Employee Stock Options · $2.6M · 12,000 sh	Exercise or conversion· Employee Stock Options	12,000	$219.76	$2.6M	21,403	Form 4
May 6, 2026Form 4	Fassino Anthony D.Group PresidentTax withholding · $2.6M · 2,848 sh	Tax withholding	2,848	$925.74	$2.6M	55,193	Form 4
May 6, 2026Form 4	Kaiser JasonGroup PresidentGift · $0 · 294 sh	Gift	294	$0.00	$0	9,300	Form 4
May 5, 2026Form 4	Shurman Rodney MichaelGroup PresidentExercise or conversion · $1.4M · 5,639 sh	Exercise or conversion	5,639	$253.98	$1.4M	8,185	Form 4
May 5, 2026Form 4	Shurman Rodney MichaelGroup PresidentExercise or conversion · Employee Stock Options · $1.4M · 5,639 sh	Exercise or conversion· Employee Stock Options	5,639	$253.98	$1.4M	0	Form 4
May 4, 2026Form 4	Kaiser JasonGroup PresidentExercise or conversion · $2.0M · 7,917 sh	Exercise or conversion	7,917	$253.98	$2.0M	17,511	Form 4
May 4, 2026Form 4	Kaiser JasonGroup PresidentExercise or conversion · Employee Stock Options · $2.0M · 7,917 sh	Exercise or conversion· Employee Stock Options	7,917	$253.98	$2.0M	0	Form 4
May 4, 2026Form 4	Kaiser JasonGroup PresidentTax withholding · $2.0M · 2,275 sh	Tax withholding	2,275	$883.50	$2.0M	15,236	Form 4
Apr 24, 2026Form 4	Creed Joseph EChief Executive OfficerAward · Phantom Stock Units · $16K · 19 sh	Award· Phantom Stock Units	19	$830.79	$16K	11,409	Form 4
Mar 31, 2026Form 4	MacLennan DavidDirectorAward · Phantom Stock Units · $23K · 33 sh	Award· Phantom Stock Units	33	$690.44	$23K	453	Form 4
Mar 26, 2026Form 4	Creed Joseph EChief Executive OfficerAward · Phantom Stock Units · $2,110 · 3 sh	Award· Phantom Stock Units	3	$703.19	$2,110	11,583	Form 4
Mar 13, 2026Form 4	Creed Joseph EChief Executive OfficerAward · Phantom Stock Units · $297K · 428 sh	Award· Phantom Stock Units	428	$693.99	$297K	11,433	Form 4
Mar 13, 2026Form 4	Kaiser JasonGroup PresidentAward · Phantom Stock Units · $129K · 186 sh	Award· Phantom Stock Units	186	$693.99	$129K	5,564	Form 4
Mar 6, 2026Form 4	Creed Joseph EChief Executive OfficerAward · Phantom Stock Units · $146K · 214 sh	Award· Phantom Stock Units	214	$680.90	$146K	11,293	Form 4
Mar 6, 2026Form 4	Kaiser JasonGroup PresidentAward · Phantom Stock Units · $72K · 106 sh	Award· Phantom Stock Units	106	$680.90	$72K	5,520	Form 4
Mar 4, 2026Form 4	Umpleby III Donald JExecutive ChairmanTax withholding · $1.1M · 1,546 sh	Tax withholding	1,546	$738.42	$1.1M	464,199	Form 4
Mar 4, 2026Form 4	Creed Joseph EChief Executive OfficerTax withholding · $514K · 696 sh · 10b5-1	Tax withholding· 10b5-1 plan	696	$738.42	$514K	37,583	Form 4
Mar 4, 2026Form 4	BONFIELD ANDREW R JChief Financial OfficerTax withholding · $332K · 449 sh	Tax withholding	449	$738.42	$332K	52,935	Form 4
Mar 4, 2026Form 4	De Lange BobGroup PresidentTax withholding · $290K · 393 sh	Tax withholding	393	$738.42	$290K	86,029	Form 4
Mar 4, 2026Form 4	Kaiser JasonGroup PresidentTax withholding · $272K · 368 sh	Tax withholding	368	$738.42	$272K	9,594	Form 4
Mar 4, 2026Form 4	Johnson Denise CGroup PresidentTax withholding · $255K · 346 sh	Tax withholding	346	$738.42	$255K	49,825	Form 4
Mar 4, 2026Form 4	Fassino Anthony D.Group PresidentTax withholding · $255K · 346 sh	Tax withholding	346	$738.42	$255K	46,041	Form 4
Mar 4, 2026Form 4	Owens DerekChief Legal OfficerTax withholding · $250K · 338 sh	Tax withholding	338	$738.42	$250K	8,203	Form 4
Mar 4, 2026Form 4	Shurman Rodney MichaelGroup PresidentTax withholding · $86K · 117 sh	Tax withholding	117	$738.42	$86K	2,546	Form 4
Mar 4, 2026Form 4	Schaupp William EChief Accounting OfficerTax withholding · $14K · 19 sh	Tax withholding	19	$738.42	$14K	890	Form 4
Mar 3, 2026Form 4	Umpleby III Donald JExecutive ChairmanTax withholding · $1.1M · 1,591 sh	Tax withholding	1,591	$719.13	$1.1M	465,745	Form 4
Mar 3, 2026Form 4	Creed Joseph ECEOTax withholding · $486K · 676 sh	Tax withholding	676	$719.13	$486K	38,279	Form 4
Mar 3, 2026Form 4	BONFIELD ANDREW R JChief Financial OfficerTax withholding · $320K · 445 sh	Tax withholding	445	$719.13	$320K	53,384	Form 4
Mar 3, 2026Form 4	De Lange BobGroup PresidentTax withholding · $275K · 382 sh	Tax withholding	382	$719.13	$275K	86,422	Form 4
Mar 3, 2026Form 4	Kaiser JasonGroup PresidentTax withholding · $257K · 358 sh	Tax withholding	358	$719.13	$257K	9,962	Form 4
Mar 3, 2026Form 4	Fassino Anthony D.Group PresidentTax withholding · $242K · 337 sh	Tax withholding	337	$719.13	$242K	46,387	Form 4
Mar 3, 2026Form 4	Johnson Denise CGroup PresidentTax withholding · $242K · 337 sh	Tax withholding	337	$719.13	$242K	50,171	Form 4
Mar 3, 2026Form 4	Owens DerekCLO & General CounselTax withholding · $223K · 310 sh	Tax withholding	310	$719.13	$223K	8,541	Form 4
Mar 3, 2026Form 4	Shurman Rodney MichaelGroup PresidentTax withholding · $72K · 100 sh	Tax withholding	100	$719.13	$72K	2,663	Form 4
Mar 3, 2026Form 4	Schaupp William EChief Accounting OfficerTax withholding · $13K · 18 sh	Tax withholding	18	$719.13	$13K	909	Form 4
Mar 2, 2026Form 4	Creed Joseph ECEOAward · Employee Stock options · $0 · 13,803 sh	Award· Employee Stock options	13,803	$0.00	$0	13,803	Form 4
Mar 2, 2026Form 4	Creed Joseph ECEOAward · $0 · 4,950 sh	Award	4,950	$0.00	$0	38,955	Form 4
Mar 2, 2026Form 4	BONFIELD ANDREW R JChief Financial OfficerAward · Employee Stock options · $0 · 4,877 sh	Award· Employee Stock options	4,877	$0.00	$0	4,877	Form 4
Mar 2, 2026Form 4	De Lange BobGroup PresidentAward · Employee Stock options · $0 · 4,601 sh	Award· Employee Stock options	4,601	$0.00	$0	4,601	Form 4
Mar 2, 2026Form 4	Kaiser JasonGroup PresidentAward · Employee Stock options · $0 · 4,601 sh	Award· Employee Stock options	4,601	$0.00	$0	4,601	Form 4
Mar 2, 2026Form 4	Johnson Denise CGroup PresidentAward · Employee Stock options · $0 · 4,601 sh	Award· Employee Stock options	4,601	$0.00	$0	4,601	Form 4
Mar 2, 2026Form 4	Owens DerekCLO & General CounselAward · Employee Stock Options · $0 · 3,865 sh	Award· Employee Stock Options	3,865	$0.00	$0	3,865	Form 4
Mar 2, 2026Form 4	Shurman Rodney MichaelGroup PresidentAward · Employee Stock options · $0 · 3,681 sh	Award· Employee Stock options	3,681	$0.00	$0	3,681	Form 4
Mar 2, 2026Form 4	Pambianchi Christine MChief Human Resources OfficerAward · Employee Stock options · $0 · 3,221 sh	Award· Employee Stock options	3,221	$0.00	$0	3,221	Form 4
Mar 2, 2026Form 4	BONFIELD ANDREW R JChief Financial OfficerAward · $0 · 1,749 sh	Award	1,749	$0.00	$0	53,829	Form 4
Mar 2, 2026Form 4	De Lange BobGroup PresidentAward · $0 · 1,650 sh	Award	1,650	$0.00	$0	86,804	Form 4
Mar 2, 2026Form 4	Kaiser JasonGroup PresidentAward · $0 · 1,650 sh	Award	1,650	$0.00	$0	10,320	Form 4
Mar 2, 2026Form 4	Johnson Denise CGroup PresidentAward · $0 · 1,650 sh	Award	1,650	$0.00	$0	50,508	Form 4
Mar 2, 2026Form 4	Owens DerekCLO & General CounselAward · $0 · 1,386 sh	Award	1,386	$0.00	$0	8,851	Form 4
Mar 2, 2026Form 4	Shurman Rodney MichaelGroup PresidentAward · $0 · 1,320 sh	Award	1,320	$0.00	$0	2,763	Form 4
Mar 2, 2026Form 4	Pambianchi Christine MChief Human Resources OfficerAward · $0 · 1,155 sh	Award	1,155	$0.00	$0	3,307	Form 4
Mar 2, 2026Form 4	Schaupp William EChief Accounting OfficerAward · Employee Stock options · $0 · 285 sh	Award· Employee Stock options	285	$0.00	$0	285	Form 4
Mar 2, 2026Form 4	Schaupp William EChief Accounting OfficerAward · $0 · 102 sh	Award	102	$0.00	$0	927	Form 4
Feb 23, 2026Form 4	Shurman Rodney MichaelGroup PresidentExercise or conversion · $579K · 2,278 sh	Exercise or conversion	2,278	$253.98	$579K	3,721	Form 4
Feb 23, 2026Form 4	Shurman Rodney MichaelGroup PresidentExercise or conversion · Employee Stock Options · $579K · 2,278 sh	Exercise or conversion· Employee Stock Options	2,278	$253.98	$579K	5,639	Form 4
Feb 13, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · $2.4M · 11,000 sh	Exercise or conversion	11,000	$219.76	$2.4M	57,643	Form 4
Feb 13, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · Employee Stock Options · $2.4M · 11,000 sh	Exercise or conversion· Employee Stock Options	11,000	$219.76	$2.4M	33,403	Form 4
Feb 13, 2026Form 4	Fassino Anthony D.Group PresidentTax withholding · $2.4M · 3,109 sh	Tax withholding	3,109	$777.41	$2.4M	54,534	Form 4
Feb 11, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · $1.9M · 15,000 sh	Exercise or conversion	15,000	$127.60	$1.9M	99,997	Form 4
Feb 11, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · Employee Stock Options · $1.9M · 15,000 sh	Exercise or conversion· Employee Stock Options	15,000	$127.60	$1.9M	56,210	Form 4
Feb 11, 2026Form 4	De Lange BobGroup PresidentTax withholding · $1.9M · 2,493 sh	Tax withholding	2,493	$767.64	$1.9M	97,504	Form 4
Feb 10, 2026Form 4	Umpleby III Donald JExecutive ChairmanTax withholding · $10.1M · 13,571 sh	Tax withholding	13,571	$744.83	$10.1M	467,294	Form 4
Feb 10, 2026Form 4	BONFIELD ANDREW R JChief Financial OfficerTax withholding · $3.2M · 4,299 sh	Tax withholding	4,299	$744.83	$3.2M	52,069	Form 4
Feb 10, 2026Form 4	De Lange BobGroup PresidentTax withholding · $3.0M · 4,011 sh	Tax withholding	4,011	$744.83	$3.0M	84,997	Form 4
Feb 10, 2026Form 4	Fassino Anthony D.Group PresidentTax withholding · $2.7M · 3,563 sh	Tax withholding	3,563	$744.83	$2.7M	46,643	Form 4
Feb 10, 2026Form 4	Johnson Denise CGroup PresidentTax withholding · $2.7M · 3,563 sh	Tax withholding	3,563	$744.83	$2.7M	48,842	Form 4
Feb 10, 2026Form 4	Creed Joseph EChief Executive OfficerTax withholding · $2.5M · 3,366 sh	Tax withholding	3,366	$744.83	$2.5M	33,980	Form 4
Feb 10, 2026Form 4	Shurman Rodney MichaelGroup PresidentTax withholding · $661K · 887 sh	Tax withholding	887	$744.83	$661K	3,204	Form 4
Feb 10, 2026Form 4	Kaiser JasonGroup PresidentTax withholding · $580K · 779 sh	Tax withholding	779	$744.83	$580K	10,351	Form 4
Feb 10, 2026Form 4	Schaupp William EChief Accounting OfficerTax withholding · $123K · 165 sh	Tax withholding	165	$744.83	$123K	1,796	Form 4
Feb 10, 2026Form 4	Owens DerekChief Legal OfficerTax withholding · $100K · 134 sh	Tax withholding	134	$744.83	$100K	7,457	Form 4
Feb 10, 2026Form 4	Umpleby III Donald JExecutive ChairmanAward · $0 · 34,986 sh	Award	34,986	$0.00	$0	480,865	Form 4
Feb 10, 2026Form 4	BONFIELD ANDREW R JChief Financial OfficerAward · $0 · 10,907 sh	Award	10,907	$0.00	$0	56,367	Form 4
Feb 10, 2026Form 4	Fassino Anthony D.Group PresidentAward · $0 · 9,055 sh	Award	9,055	$0.00	$0	50,206	Form 4
Feb 10, 2026Form 4	Creed Joseph EChief Executive OfficerAward · $0 · 9,055 sh	Award	9,055	$0.00	$0	37,346	Form 4
Feb 10, 2026Form 4	Johnson Denise CGroup PresidentAward · $0 · 9,055 sh	Award	9,055	$0.00	$0	52,405	Form 4
Feb 10, 2026Form 4	De Lange BobGroup PresidentAward · $0 · 9,055 sh	Award	9,055	$0.00	$0	89,008	Form 4
Feb 10, 2026Form 4	Kaiser JasonGroup PresidentAward · $0 · 2,469 sh	Award	2,469	$0.00	$0	11,130	Form 4
Feb 10, 2026Form 4	Shurman Rodney MichaelGroup PresidentAward · $0 · 2,469 sh	Award	2,469	$0.00	$0	4,091	Form 4
Feb 10, 2026Form 4	Schaupp William EChief Accounting OfficerAward · $0 · 638 sh	Award	638	$0.00	$0	1,962	Form 4
Feb 10, 2026Form 4	Owens DerekChief Legal OfficerAward · $0 · 514 sh	Award	514	$0.00	$0	7,590	Form 4
Feb 6, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · $3.9M · 28,034 sh	Exercise or conversion	28,034	$138.35	$3.9M	107,987	Form 4
Feb 6, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · Employee Stock Options · $3.9M · 28,034 sh	Exercise or conversion· Employee Stock Options	28,034	$138.35	$3.9M	0	Form 4
Feb 6, 2026Form 4	De Lange BobGroup PresidentTax withholding · $3.9M · 5,378 sh	Tax withholding	5,378	$721.12	$3.9M	102,609	Form 4
Feb 6, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · $1.6M · 8,288 sh	Exercise or conversion	8,288	$196.70	$1.6M	49,439	Form 4
Feb 6, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · Employee Stock Options · $1.6M · 8,288 sh	Exercise or conversion· Employee Stock Options	8,288	$196.70	$1.6M	0	Form 4
Feb 6, 2026Form 4	Fassino Anthony D.Group PresidentTax withholding · $1.6M · 2,255 sh	Tax withholding	2,255	$722.80	$1.6M	47,184	Form 4
Feb 4, 2026Form 4	Johnson Denise CGroup PresidentOther · Phantom Stock Units · $7.6M · 10,946 sh	Other· Phantom Stock Units	10,946	$691.82	$7.6M	0	Form 4
Feb 4, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · $2.8M · 20,000 sh	Exercise or conversion	20,000	$138.35	$2.8M	99,953	Form 4
Feb 4, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · Employee Stock Options · $2.8M · 20,000 sh	Exercise or conversion· Employee Stock Options	20,000	$138.35	$2.8M	28,034	Form 4
Feb 4, 2026Form 4	De Lange BobGroup PresidentTax withholding · $2.8M · 3,930 sh	Tax withholding	3,930	$704.04	$2.8M	96,023	Form 4
Feb 2, 2026Form 4	Johnson Denise CGroup PresidentExercise or conversion · $12.3M · 57,101 sh	Exercise or conversion	57,101	$196.70–$219.76	$12.3M	86,641	Form 4
Feb 2, 2026Form 4	Johnson Denise CGroup PresidentExercise or conversion · Employee Stock Options · $12.3M · 57,101 sh	Exercise or conversion· Employee Stock Options	57,101	$196.70–$219.76	$12.3M	0	Form 4
Feb 2, 2026Form 4	Johnson Denise CGroup PresidentTax withholding · $12.3M · 17,963 sh	Tax withholding	17,963	$683.39	$12.3M	74,077	Form 4
Feb 2, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · $3.1M · 20,512 sh	Exercise or conversion	20,512	$151.12	$3.1M	100,465	Form 4
Feb 2, 2026Form 4	De Lange BobGroup PresidentExercise or conversion · Employee Stock Options · $3.1M · 20,512 sh	Exercise or conversion· Employee Stock Options	20,512	$151.12	$3.1M	0	Form 4
Feb 2, 2026Form 4	De Lange BobGroup PresidentTax withholding · $3.1M · 4,535 sh	Tax withholding	4,535	$683.41	$3.1M	95,930	Form 4
Feb 2, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · $3.0M · 15,000 sh	Exercise or conversion	15,000	$196.70	$3.0M	56,151	Form 4
Feb 2, 2026Form 4	Fassino Anthony D.Group PresidentExercise or conversion · Employee Stock options · $3.0M · 15,000 sh	Exercise or conversion· Employee Stock options	15,000	$196.70	$3.0M	8,228	Form 4
Feb 2, 2026Form 4	Fassino Anthony D.Group PresidentTax withholding · $2.9M · 4,329 sh	Tax withholding	4,329	$681.45	$2.9M	51,822	Form 4
Jan 12, 2026Form 4	Fassino Anthony D.Group PresidentTax withholding · $294K · 473 sh	Tax withholding	473	$621.97	$294K	41,151	Form 4
Jan 12, 2026Form 4	Johnson Denise CGroup PresidentTax withholding · $294K · 473 sh	Tax withholding	473	$621.97	$294K	43,350	Form 4

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K is described by its items. A form opens the document on EDGAR, or the filing’s index where it furnishes exhibits (an earnings release is the 8-K’s Exhibit 99.1).

2026 · 15 filings

Filed	Form	What it is	Period
Sep 1, 20268-K	8-K	Material definitive agreement; New financial obligation	Aug 27, 2026
Aug 5, 202610-Q	10-Q	Quarterly report, Q2 2026 — revenue $20.54B (+24% y/y), net income $3.59B, EPS $7.77	Jun 30, 2026
Aug 4, 20268-K	8-K	Earnings release — EPS $8.17 vs $6.25 est. (+30.7%); revenue $20.54B (+24% y/y) 5.6%	Aug 4, 2026
Jun 11, 20268-K	8-K	Shareholder vote results; Regulation FD disclosure	Jun 10, 2026
May 6, 202610-Q	10-Q	Quarterly report, Q1 2026 — revenue $17.41B (+22% y/y), net income $2.55B, EPS $5.47	Mar 31, 2026
Apr 30, 2026ARS	ARS	Annual report to shareholders	Dec 31, 2025
Apr 30, 2026DEFA14A	DEFA14A	Additional proxy materials	—
Apr 30, 2026DEF 14A	DEF 14A	Proxy statement	Jun 10, 2026
Apr 30, 20268-K	8-K	Earnings release — EPS $5.54 vs $4.55 est. (+21.8%); revenue $17.41B (+22% y/y) 9.9%	Apr 30, 2026
Apr 13, 20268-K	8-K	Other events	Apr 7, 2026
Apr 10, 20268-K	8-K	Directors or officers; compensation	Apr 7, 2026
Mar 26, 20268-K	8-K	Other events	Mar 26, 2026
Feb 13, 202610-K	10-K	Annual report, FY2025 — revenue $67.59B (+4% y/y), net income $8.88B, EPS $18.81	Dec 31, 2025
Jan 29, 20268-K	8-K	Earnings release — EPS $5.16 vs $4.67 est. (+10.5%); revenue $19.13B (+18% y/y) 3.4%	Jan 29, 2026
Jan 6, 20268-K	8-K	Directors or officers; compensation; Charter, bylaws or fiscal-year change	Jan 6, 2026

2025 · 17 filings

Filed	Form	What it is	Period
Nov 3, 202510-Q	10-Q	Quarterly report, Q3 2025 — revenue $17.64B (+10% y/y), net income $2.30B, EPS $4.88	Sep 30, 2025
Oct 29, 20258-K	8-K	Earnings release — EPS $4.95 vs $4.52 est. (+9.5%); revenue $17.64B (+10% y/y) 11.6%	Oct 29, 2025
Sep 3, 20258-K	8-K	Material definitive agreement; New financial obligation	Aug 28, 2025
Aug 28, 20258-K	8-K	Other events	Aug 28, 2025
Aug 6, 202510-Q	10-Q	Quarterly report, Q2 2025 — revenue $16.57B (−1% y/y), net income $2.18B, EPS $4.62	Jun 30, 2025
Aug 5, 20258-K	8-K	Results of operations; Regulation FD disclosure	Aug 5, 2025
Jun 12, 20258-K	8-K	Shareholder vote results; Regulation FD disclosure	Jun 11, 2025
May 15, 20258-K	8-K	Other events	May 15, 2025
May 7, 202510-Q	10-Q	Quarterly report, Q1 2025 — revenue $14.25B (−10% y/y), net income $2.00B, EPS $4.20	Mar 31, 2025
Apr 30, 2025ARS	ARS	Annual report to shareholders	Dec 31, 2024
Apr 30, 2025DEFA14A	DEFA14A	Additional proxy materials	—
Apr 30, 2025DEF 14A	DEF 14A	Proxy statement	Jun 11, 2025
Apr 30, 20258-K	8-K	Results of operations; Regulation FD disclosure	Apr 30, 2025
Apr 15, 20258-K	8-K	Directors or officers; compensation	Apr 9, 2025
Apr 9, 20258-K	8-K	Directors or officers; compensation	Apr 7, 2025
Feb 14, 202510-K	10-K	Annual report, FY2024 — revenue $64.81B (−3% y/y), net income $10.79B, EPS $22.05	Dec 31, 2024
Jan 30, 20258-K	8-K	Results of operations; Regulation FD disclosure	Jan 30, 2025

2024 · 15 filings

Filed	Form	What it is	Period
Nov 6, 202410-Q	10-Q	Quarterly report, Q3 2024 — revenue $16.11B (−4% y/y), net income $2.46B, EPS $5.06	Sep 30, 2024
Oct 30, 20248-K	8-K	Results of operations; Regulation FD disclosure	Oct 30, 2024
Oct 11, 20248-K	8-K	Results of operations; Regulation FD disclosure	Oct 9, 2024
Sep 4, 20248-K	8-K	Material definitive agreement; New financial obligation	Aug 29, 2024
Aug 7, 202410-Q	10-Q	Quarterly report, Q2 2024 — revenue $16.69B (−4% y/y), net income $2.68B, EPS $5.48	Jun 30, 2024
Aug 6, 20248-K	8-K	Results of operations; Regulation FD disclosure	Aug 6, 2024
Jun 14, 20248-K	8-K	Shareholder vote results; Regulation FD disclosure	Jun 12, 2024
May 1, 202410-Q	10-Q	Quarterly report, Q1 2024 — revenue $15.80B (−0% y/y), net income $2.85B, EPS $5.75	Mar 31, 2024
Apr 29, 2024ARS	ARS	Annual report to shareholders	Dec 31, 2023
Apr 29, 2024DEFA14A	DEFA14A	Additional proxy materials	—
Apr 29, 2024DEF 14A	DEF 14A	Proxy statement	Jun 12, 2024
Apr 25, 20248-K	8-K	Results of operations; Regulation FD disclosure	Apr 25, 2024
Apr 3, 20248-K	8-K	Directors or officers; compensation	Apr 1, 2024
Feb 16, 202410-K	10-K	Annual report, FY2023 — revenue $67.06B (+13% y/y), net income $10.33B, EPS $20.12	Dec 31, 2023
Feb 5, 20248-K	8-K	Results of operations; Regulation FD disclosure	Feb 5, 2024

2023 · 19 filings — 10 × 8-K, 3 × 10-Q, 2 × PX14A6G and 4 other forms

Filed	Form	What it is	Period
Nov 1, 202310-Q	10-Q	Quarterly report, Q3 2023 — revenue $16.81B (+12% y/y), net income $2.79B, EPS $5.45	Sep 30, 2023
Aug 2, 202310-Q	10-Q	Quarterly report, Q2 2023 — revenue $17.32B (+22% y/y), net income $2.92B, EPS $5.67	Jun 30, 2023
May 24, 2023PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 9, 2023PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 3, 202310-Q	10-Q	Quarterly report, Q1 2023 — revenue $15.86B (+17% y/y), net income $1.94B, EPS $3.74	Mar 31, 2023
May 1, 2023ARS	ARS	Annual report to shareholders	Dec 31, 2022
May 1, 2023DEFA14A	DEFA14A	Additional proxy materials	—
May 1, 2023DEF 14A	DEF 14A	Proxy statement	—
Feb 15, 202310-K	10-K	Annual report, FY2022 — revenue $59.43B (+17% y/y), net income $6.70B, EPS $12.64	Dec 31, 2022

10 current reports (8-K) not listed; the year is on EDGAR.

2022 · 21 filings — 11 × 8-K, 3 × 10-Q, 3 × PX14A6G and 3 other forms

Filed	Form	What it is	Period
Nov 2, 202210-Q	10-Q	Quarterly report, Q3 2022 — revenue $14.99B (+21% y/y), net income $2.04B, EPS $3.87	Sep 30, 2022
Aug 3, 202210-Q	10-Q	Quarterly report, Q2 2022 — revenue $14.25B (+11% y/y), net income $1.67B, EPS $3.13	Jun 30, 2022
May 18, 2022PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 17, 2022DEFA14A	DEFA14A	Additional proxy materials	—
May 13, 2022PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 6, 2022PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 4, 202210-Q	10-Q	Quarterly report, Q1 2022 — revenue $13.59B (+14% y/y), net income $1.54B, EPS $2.86	Mar 31, 2022
Apr 28, 2022DEFA14A	DEFA14A	Additional proxy materials	—
Apr 28, 2022DEF 14A	DEF 14A	Proxy statement	Jun 8, 2022
Feb 16, 202210-K	10-K	Annual report, FY2021 — revenue $50.97B (+22% y/y), net income $6.49B, EPS $11.83	Dec 31, 2021

11 current reports (8-K) not listed; the year is on EDGAR.

2021 · 22 filings — 11 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms

Filed	Form	What it is	Period
Nov 3, 202110-Q	10-Q	Quarterly report, Q3 2021 — revenue $12.40B (+25% y/y), net income $1.43B, EPS $2.60	Sep 30, 2021
Aug 4, 202110-Q	10-Q	Quarterly report, Q2 2021 — revenue $12.89B (+29% y/y), net income $1.41B, EPS $2.56	Jun 30, 2021
Jun 4, 2021PX14A6G	PX14A6G	Shareholder exempt solicitation	—
Jun 3, 2021DEFA14A	DEFA14A	Additional proxy materials	—
May 28, 2021DEFA14A	DEFA14A	Additional proxy materials	—
May 7, 2021PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 5, 202110-Q	10-Q	Quarterly report, Q1 2021 — revenue $11.89B (+12% y/y), net income $1.53B, EPS $2.77	Mar 31, 2021
May 3, 2021PX14A6G	PX14A6G	Shareholder exempt solicitation	—
Apr 30, 2021DEFA14A	DEFA14A	Additional proxy materials	—
Apr 30, 2021DEF 14A	DEF 14A	Proxy statement	Jun 9, 2021
Feb 17, 202110-K	10-K	Annual report, FY2020 — revenue $41.75B (−22% y/y), net income $3.00B, EPS $5.46	Dec 31, 2020

11 current reports (8-K) not listed; the year is on EDGAR.

2020 · 32 filings — 25 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Filed	Form	What it is	Period
Nov 4, 202010-Q	10-Q	Quarterly report, Q3 2020 — revenue $9.88B (−23% y/y), net income $671.0M, EPS $1.22	Sep 30, 2020
Aug 5, 202010-Q	10-Q	Quarterly report, Q2 2020 — revenue $10.00B (−31% y/y), net income $459.0M, EPS $0.84	Jun 30, 2020
May 27, 2020PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 6, 202010-Q	10-Q	Quarterly report, Q1 2020 — revenue $10.63B (−21% y/y), net income $1.09B, EPS $1.98	Mar 31, 2020
Apr 29, 2020DEFA14A	DEFA14A	Additional proxy materials	—
Apr 29, 2020DEF 14A	DEF 14A	Proxy statement	Jun 10, 2020
Feb 19, 202010-K	10-K	Annual report, FY2019 — revenue $53.80B (−2% y/y), net income $6.09B, EPS $10.74	Dec 31, 2019

25 current reports (8-K) not listed; the year is on EDGAR.

2019 · 30 filings — 22 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Filed	Form	What it is	Period
Oct 31, 201910-Q	10-Q	Quarterly report, Q3 2019 — revenue $12.76B (−6% y/y), net income $1.49B, EPS $2.66	Sep 30, 2019
Aug 1, 201910-Q	10-Q	Quarterly report, Q2 2019 — revenue $14.43B (+3% y/y), net income $1.62B, EPS $2.83	Jun 30, 2019
May 17, 2019PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 6, 201910-Q	10-Q	Quarterly report, Q1 2019 — revenue $13.47B (+5% y/y), net income $1.88B, EPS $3.25	Mar 31, 2019
Apr 26, 2019DEFA14A	DEFA14A	Additional proxy materials	—
Apr 26, 2019DEF 14A	DEF 14A	Proxy statement	Jun 12, 2019
Feb 14, 201910-K	10-K	Annual report, FY2018 — revenue $54.72B (+20% y/y), net income $6.15B, EPS $10.26	Dec 31, 2018

23 current reports (8-K) not listed; the year is on EDGAR.

2018 · 34 filings — 26 × 8-K, 3 × 10-Q, 2 × 8-K/A and 3 other forms

Filed	Form	What it is	Period
Oct 31, 201810-Q	10-Q	Quarterly report, Q3 2018 — revenue $13.51B (+18% y/y), net income $1.73B, EPS $2.88	Sep 30, 2018
Aug 7, 201810-Q	10-Q	Quarterly report, Q2 2018 — revenue $14.01B (+24% y/y), net income $1.71B, EPS $2.82	Jun 30, 2018
May 2, 201810-Q	10-Q	Quarterly report, Q1 2018 — revenue $12.86B (+31% y/y), net income $1.67B, EPS $2.74	Mar 31, 2018
Apr 25, 2018DEFA14A	DEFA14A	Additional proxy materials	—
Apr 25, 2018DEF 14A	DEF 14A	Proxy statement	Jun 13, 2018
Feb 15, 201810-K	10-K	Annual report, FY2017 — revenue $45.46B (+18% y/y), net income $759.0M, EPS $1.26	Dec 31, 2017

28 current reports (8-K) not listed; the year is on EDGAR.

2017 · 34 filings — 23 × 8-K, 3 × 10-Q, 3 × PX14A6G and 4 other forms

Filed	Form	What it is	Period
Nov 1, 201710-Q	10-Q	Quarterly report, Q3 2017 — revenue $11.41B (+25% y/y), net income $1.06B, EPS $1.77	Sep 30, 2017
Aug 2, 201710-Q	10-Q	Quarterly report, Q2 2017 — revenue $11.33B (+10% y/y), net income $803.0M, EPS $1.35	Jun 30, 2017
Jun 8, 2017PX14A6G	PX14A6G	Shareholder exempt solicitation	—
Jun 1, 2017PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 19, 2017DEFA14A	DEFA14A	Additional proxy materials	—
May 17, 2017PX14A6G	PX14A6G	Shareholder exempt solicitation	—
May 3, 201710-Q	10-Q	Quarterly report, Q1 2017 — revenue $9.82B (+4% y/y), net income $194.0M, EPS $0.32	Mar 31, 2017
Apr 26, 2017DEFA14A	DEFA14A	Additional proxy materials	—
Apr 26, 2017DEF 14A	DEF 14A	Proxy statement	Jun 14, 2017
Feb 15, 201710-K	10-K	Annual report, FY2016 — revenue $38.54B (−18% y/y), net income −$59.0M, EPS −$0.11	Dec 31, 2016

24 current reports (8-K) not listed; the year is on EDGAR.

2016 · 30 filings — 24 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2015 · 34 filings — 23 × 8-K, 4 × DEFA14A, 3 × 10-Q and 4 other forms

Counted, not listed; the year is on EDGAR.

2014 · 30 filings — 24 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2013 · 32 filings — 27 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

2012 · 39 filings — 31 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2011 · 38 filings — 31 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms

Counted, not listed; the year is on EDGAR.

2010 · 48 filings — 35 × 8-K, 4 × DEFA14A, 3 × 10-Q and 5 other forms

Counted, not listed; the year is on EDGAR.

2009 · 42 filings — 31 × 8-K, 4 × 8-K/A, 3 × 10-Q and 4 other forms

Counted, not listed; the year is on EDGAR.

2008 · 39 filings — 32 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2007 · 40 filings — 31 × 8-K, 3 × 10-Q, 1 × 10-K and 5 other forms

Counted, not listed; the year is on EDGAR.

2006 · 51 filings — 35 × 8-K, 7 × DEFA14A, 3 × 10-Q and 5 other forms

Counted, not listed; the year is on EDGAR.

2005 · 36 filings — 28 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms

Counted, not listed; the year is on EDGAR.

2004 · 35 filings — 24 × 8-K, 3 × 10-Q, 2 × 10-K/A and 5 other forms

Counted, not listed; the year is on EDGAR.

2003 · 30 filings — 18 × 8-K, 3 × 10-K/A, 3 × 10-Q and 5 other forms

Counted, not listed; the year is on EDGAR.

2002 · 27 filings — 18 × 8-K, 3 × 10-Q, 2 × DEFA14A and 4 other forms

Counted, not listed; the year is on EDGAR.

2001 · 29 filings — 21 × 8-K, 3 × 10-Q, 2 × 10-K/A and 3 other forms

Counted, not listed; the year is on EDGAR.

2000 · 17 filings — 9 × 8-K, 3 × 10-K/A, 3 × 10-Q and 2 other forms

Counted, not listed; the year is on EDGAR.

1999 · 17 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K405 and 2 other forms

Counted, not listed; the year is on EDGAR.

1998 · 19 filings — 10 × 8-K, 3 × 10-Q, 2 × 10-K405/A and 4 other forms

Counted, not listed; the year is on EDGAR.

1997 · 20 filings — 13 × 8-K, 3 × 10-Q, 2 × 10-K405/A and 2 other forms

Counted, not listed; the year is on EDGAR.

1996 · 13 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

1995 · 9 filings — 3 × 10-Q, 2 × 10-K/A, 2 × 8-K and 2 other forms

Counted, not listed; the year is on EDGAR.

1994 · 10 filings — 3 × 10-Q, 2 × 8-K, 2 × DEF 14A and 3 other forms

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 132 filings — 96 × 4, 23 × 144, 5 × 11-K and 5 other forms

Filed	Form	What it is	Period
Oct 1, 20264	4	Insider transaction (Form 4)	Sep 30, 2026
Oct 1, 20264	4	Insider transaction (Form 4)	Sep 30, 2026
Sep 28, 20264	4	Insider transaction (Form 4)	Sep 25, 2026
Sep 28, 20264	4	Insider transaction (Form 4)	Sep 25, 2026
Sep 28, 20264	4	Insider transaction (Form 4)	Sep 25, 2026
Sep 1, 20264	4	Insider transaction (Form 4)	Aug 28, 2026
Aug 28, 2026144	144	Notice of proposed sale (Form 144)	—
Aug 27, 20264	4	Insider transaction (Form 4)	Aug 26, 2026
Aug 27, 20264	4	Insider transaction (Form 4)	Aug 26, 2026
Aug 27, 20264	4	Insider transaction (Form 4)	Aug 26, 2026
Aug 5, 20263	3	Initial insider holdings (Form 3)	Aug 1, 2026
Jul 27, 20264	4	Insider transaction (Form 4)	Jul 24, 2026
Jul 27, 20264	4	Insider transaction (Form 4)	Jul 24, 2026
Jul 27, 20264	4	Insider transaction (Form 4)	Jul 24, 2026
Jul 1, 20264	4	Insider transaction (Form 4)	Jun 30, 2026
Jun 29, 20264	4	Insider transaction (Form 4)	Jun 26, 2026
Jun 29, 20264	4	Insider transaction (Form 4)	Jun 26, 2026
Jun 29, 20264	4	Insider transaction (Form 4)	Jun 26, 2026
Jun 25, 202611-K	11-K	Employee plan annual report	Dec 31, 2025
Jun 25, 202611-K	11-K	Employee plan annual report	Dec 31, 2025
Jun 25, 202611-K	11-K	Employee plan annual report	Dec 31, 2025
Jun 25, 202611-K	11-K	Employee plan annual report	Dec 31, 2025
Jun 25, 202611-K	11-K	Employee plan annual report	Dec 31, 2025
Jun 11, 20264	4	Insider transaction (Form 4)	Jun 10, 2026
Jun 11, 20264	4	Insider transaction (Form 4)	Jun 10, 2026

The newest 25 of 132 shown; the full year is on EDGAR.

2025 · 117 filings — 91 × 4, 12 × 144, 5 × 11-K and 7 other forms

Filed	Form	What it is	Period
Dec 29, 20254	4	Insider transaction (Form 4)	Dec 26, 2025
Dec 29, 20254	4	Insider transaction (Form 4)	Dec 26, 2025
Dec 22, 20254	4	Insider transaction (Form 4)	Dec 19, 2025
Dec 11, 2025S-8 POS	S-8 POS	Other filings	—
Dec 11, 2025S-8 POS	S-8 POS	Other filings	—
Dec 2, 20254	4	Insider transaction (Form 4)	Dec 1, 2025
Dec 2, 20254	4	Insider transaction (Form 4)	Nov 28, 2025
Dec 1, 2025144	144	Notice of proposed sale (Form 144)	—
Dec 1, 20254	4	Insider transaction (Form 4)	Nov 26, 2025
Dec 1, 20254	4	Insider transaction (Form 4)	Nov 26, 2025
Nov 26, 20254	4	Insider transaction (Form 4)	Nov 25, 2025
Nov 20, 20254	4	Insider transaction (Form 4)	Nov 19, 2025
Nov 14, 20254	4	Insider transaction (Form 4)	Nov 12, 2025
Nov 13, 20254	4	Insider transaction (Form 4)	Nov 11, 2025
Nov 12, 20254	4	Insider transaction (Form 4)	Nov 10, 2025
Nov 12, 2025144	144	Notice of proposed sale (Form 144)	—
Nov 10, 2025144	144	Notice of proposed sale (Form 144)	—
Nov 7, 20254	4	Insider transaction (Form 4)	Nov 5, 2025
Nov 6, 20254	4	Insider transaction (Form 4)	Nov 6, 2025
Nov 6, 20254	4	Insider transaction (Form 4)	Nov 5, 2025
Nov 5, 2025144	144	Notice of proposed sale (Form 144)	—
Nov 5, 2025144	144	Notice of proposed sale (Form 144)	—
Oct 27, 20254	4	Insider transaction (Form 4)	Oct 24, 2025
Oct 27, 20254	4	Insider transaction (Form 4)	Oct 24, 2025
Oct 27, 20254	4	Insider transaction (Form 4)	Oct 24, 2025

The newest 25 of 117 shown; the full year is on EDGAR.

2024 · 141 filings — 102 × 4, 20 × 144, 5 × 11-K and 7 other forms

Filed	Form	What it is	Period
Dec 27, 20244	4	Insider transaction (Form 4)	Dec 26, 2024
Dec 27, 20244	4	Insider transaction (Form 4)	Dec 26, 2024
Dec 27, 20244	4	Insider transaction (Form 4)	Dec 26, 2024
Dec 13, 2024S-3ASR	S-3ASR	Automatic shelf registration	—
Dec 6, 20244	4	Insider transaction (Form 4)	Dec 5, 2024
Dec 5, 20244	4	Insider transaction (Form 4)	Dec 4, 2024
Dec 3, 20244	4	Insider transaction (Form 4)	Nov 29, 2024
Dec 2, 20244	4	Insider transaction (Form 4)	Nov 29, 2024
Nov 29, 2024144	144	Notice of proposed sale (Form 144)	—
Nov 27, 20244	4	Insider transaction (Form 4)	Nov 26, 2024
Nov 27, 20244	4	Insider transaction (Form 4)	Nov 26, 2024
Nov 27, 20244	4	Insider transaction (Form 4)	Nov 26, 2024
Nov 26, 20244	4	Insider transaction (Form 4)	Nov 25, 2024
Nov 26, 20244	4	Insider transaction (Form 4)	Nov 25, 2024
Nov 25, 2024144	144	Notice of proposed sale (Form 144)	—
Nov 18, 20244	4	Insider transaction (Form 4)	Nov 15, 2024
Nov 13, 2024SC 13G/A	SC 13G/A	Passive holder above 5% (Schedule 13G), amended	—
Nov 8, 20244	4	Insider transaction (Form 4)	Nov 7, 2024
Nov 8, 20244	4	Insider transaction (Form 4)	Nov 7, 2024
Nov 7, 2024144	144	Notice of proposed sale (Form 144)	—
Nov 7, 20244	4	Insider transaction (Form 4)	Nov 6, 2024
Nov 7, 20244	4	Insider transaction (Form 4)	Nov 6, 2024
Nov 7, 20243	3	Initial insider holdings (Form 3)	Nov 1, 2024
Nov 6, 2024144	144	Notice of proposed sale (Form 144)	—
Nov 6, 2024144	144	Notice of proposed sale (Form 144)	—

The newest 25 of 141 shown; the full year is on EDGAR.

2023 · 97 filings — 73 × 4, 7 × 144, 5 × 11-K and 9 other forms

Counted, not listed; the year is on EDGAR.

2022 · 87 filings — 70 × 4, 5 × 11-K, 3 × SC 13G/A and 7 other forms

Counted, not listed; the year is on EDGAR.

2021 · 94 filings — 73 × 4, 5 × 11-K, 4 × 3 and 9 other forms

Counted, not listed; the year is on EDGAR.

2020 · 109 filings — 91 × 4, 6 × 11-K, 3 × S-8 POS and 6 other forms

Counted, not listed; the year is on EDGAR.

2019 · 111 filings — 96 × 4, 6 × 11-K, 2 × 3 and 5 other forms

Counted, not listed; the year is on EDGAR.

2018 · 108 filings — 95 × 4, 6 × 11-K, 3 × 3 and 3 other forms

Counted, not listed; the year is on EDGAR.

2017 · 125 filings — 104 × 4, 6 × 11-K, 5 × 3 and 6 other forms

Counted, not listed; the year is on EDGAR.

2016 · 142 filings — 123 × 4, 8 × 11-K, 3 × S-8 POS and 7 other forms

Counted, not listed; the year is on EDGAR.

2015 · 138 filings — 119 × 4, 8 × 11-K, 3 × 3 and 6 other forms

Counted, not listed; the year is on EDGAR.

2014 · 190 filings — 168 × 4, 8 × 11-K, 3 × SC 13G/A and 8 other forms

Counted, not listed; the year is on EDGAR.

2013 · 224 filings — 197 × 4, 6 × 11-K, 4 × NO ACT and 9 other forms

Counted, not listed; the year is on EDGAR.

2012 · 267 filings — 233 × 4, 9 × CB/A, 6 × 11-K and 16 other forms

Counted, not listed; the year is on EDGAR.

2011 · 230 filings — 209 × 4, 5 × 11-K, 4 × 3 and 9 other forms

Counted, not listed; the year is on EDGAR.

2010 · 214 filings — 199 × 4, 6 × S-8, 5 × 11-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2009 · 211 filings — 202 × 4, 4 × 11-K, 2 × S-3ASR and 3 other forms

Counted, not listed; the year is on EDGAR.

2008 · 175 filings — 160 × 4, 4 × 11-K, 2 × 424B5 and 7 other forms

Counted, not listed; the year is on EDGAR.

2007 · 157 filings — 137 × 4, 4 × 11-K, 3 × 3 and 8 other forms

Counted, not listed; the year is on EDGAR.

2006 · 185 filings — 142 × 4, 11 × 424B3, 7 × UPLOAD and 16 other forms

Counted, not listed; the year is on EDGAR.

2005 · 334 filings — 305 × 4, 7 × 4/A, 7 × CORRESP and 9 other forms

Counted, not listed; the year is on EDGAR.

2004 · 298 filings — 272 × 4, 10 × 3, 4 × 4/A and 8 other forms

Counted, not listed; the year is on EDGAR.

2003 · 251 filings — 240 × 4, 5 × 4/A, 2 × NO ACT and 4 other forms

Counted, not listed; the year is on EDGAR.

2002 · 25 filings — 21 × 4, 1 × 424B2, 1 × NO ACT and 2 other forms

Counted, not listed; the year is on EDGAR.

2001 · 9 filings — 2 × 4, 2 × 424B5, 2 × S-3 and 2 other forms

Counted, not listed; the year is on EDGAR.

2000 · 6 filings — 1 × 13F-HR, 1 × 4, 1 × S-8 and 3 other forms

Counted, not listed; the year is on EDGAR.

1999 · 6 filings — 2 × 424B5, 1 × 4, 1 × SC 13D/A and 2 other forms

Counted, not listed; the year is on EDGAR.

1998 · 10 filings — 5 × SC 13G, 1 × 3, 1 × 424B5 and 3 other forms

Counted, not listed; the year is on EDGAR.

1997 · 7 filings — 2 × S-3, 2 × S-8, 2 × SC 13G/A and 1 other form

Counted, not listed; the year is on EDGAR.

1996 · 6 filings — 3 × SC 13G/A, 1 × 8-A12B, 1 × 8-A12B/A and 1 other form

Counted, not listed; the year is on EDGAR.

1995 · 3 filings — 3 × SC 13G/A

Counted, not listed; the year is on EDGAR.

1994 · 2 filings — 2 × SC 13G/A

Counted, not listed; the year is on EDGAR.

About this data

Caterpillar Inc. (CAT) has 5,135 filings on EDGAR going back to 1994: 54 annual reports, 102 quarterly reports and 656 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 13, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Sep 1, 2026, covered material definitive agreement; new financial obligation. Over the last 13 months insiders sold $219.1M in 24 sales and bought $219K in 1 purchase; 152 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Caterpillar Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read CAT's latest 10-K?: CAT's latest annual report, a 10-K, was filed on Feb 13, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did CAT last file an 8-K?: On Sep 1, 2026: material definitive agreement; new financial obligation. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Aug 4, 2026.
Are CAT insiders buying or selling?: Over the last 13 months insiders sold $219.1M in 24 sales and bought $219K in 1 purchase; 152 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Creed Joseph E (Chief Executive Officer) sold 32,401 shares on Aug 28, 2026 for $26.2M. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has CAT made?: 5,135 filings are on EDGAR under the registrant records that have been Caterpillar Inc., going back to 1994; 3,787 of them are insider ownership forms (Forms 3, 4, 5 and 144).

CAT SEC filings (2026)

What happened, last 12 months#

September 2026

August 2026

June 2026

May 2026

April 2026

March 2026

February 2026

January 2026

December 2025

November 2025

October 2025

Insider transactions#

Reports and proxy statements#

Insider, ownership and other filings#

About this data

FAQ#