ChartRow logo
PeersFISGIBITCTSHJKHYLDOS
Share this page

BR SEC filings (2026)

CIK 1383312 · Services-Business Services, NEC (SIC 7389) · incorporated in DE · fiscal year ends in June

2,946 filings on EDGAR since 2006 · 23 annual, 59 quarterly, 419 current · financial statements · earnings

Latest 10-K
Aug 4, 2026
fiscal year to Jun 30, 2026
Latest 10-Q
Apr 30, 2026
quarter to Mar 31, 2026
Latest 8-K
Aug 4, 2026
Broadridge Reports Fourth Quarter and Fiscal Year 2026 Results
Last earnings release
Aug 4, 2026
$3.82 vs $3.75 · ▲ 7.0%
Filings on file
2,946
since 2006, 2,208 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

October 2026

September 2026

August 2026

June 2026

May 2026

April 2026

March 2026

February 2026

November 2025

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $802K in 3 sales and bought $1.0M in 1 purchase; 75 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

DateInsider
Oct 1, 2026Form 4Carey Thomas PCorporate VPSold · $400K · 2,501 sh
Jun 4, 2026Form 4Jarkowski Hope M.Chief Legal OfficerSold · $305K · 1,966 sh
Mar 6, 2026Form 4Gokey Timothy CCEO · DirectorBought · $1.0M · 5,300 sh
Feb 6, 2026Form 4 ×2Duelks Robert NDirectorSold · $97K · 506 sh
Awards, exercises, withholding and plan purchases · 75 transactions
DateInsider
Oct 5, 2026Form 4Duelks Robert NDirectorAward · $0 · 146 sh
Oct 5, 2026Form 4Markus Maura A.DirectorAward · $0 · 137 sh
Oct 5, 2026Form 4Zavery AmitDirectorAward · $0 · 61 sh
Oct 5, 2026Form 4Nazareth Annette L.DirectorAward · $0 · 40 sh
Oct 5, 2026Form 4MURRAY EILEEN KDirectorAward · $0 · 38 sh
Oct 5, 2026Form 4FLOWERS MELVIN LDirectorAward · $0 · 18 sh
Oct 5, 2026Form 4Mosconi Patricia AnnDirectorAward · $0 · 3 sh
Oct 1, 2026Form 4Gokey Timothy CCEO · DirectorTax withholding · $2.7M · 16,982 sh
Oct 1, 2026Form 4PERRY CHRISTOPHER JOHNPresident · DirectorTax withholding · $766K · 4,752 sh
Oct 1, 2026Form 4Stingi Richard JohnCorporate VP and CHROTax withholding · $179K · 1,109 sh
Oct 1, 2026Form 4DESCHUTTER DOUGLAS RICHARDCo-President ICSTax withholding · $147K · 911 sh
Oct 1, 2026Form 4Ghei AshimaCFOTax withholding · $51K · 315 sh
Oct 1, 2026Form 4Ghei AshimaCFOExercise or conversion · $0 · 406 sh
Oct 1, 2026Form 4Ghei AshimaCFOExercise or conversion · FY2024 RSUs October 2023 · $0 · 406 sh
Sep 24, 2026Form 4MURRAY EILEEN KDirectorAward · $0 · 389 sh
Sep 24, 2026Form 4Markus Maura A.DirectorAward · $0 · 209 sh
Sep 24, 2026Form 4Mosconi Patricia AnnDirectorAward · $0 · 180 sh
Sep 24, 2026Form 4Zavery AmitDirectorAward · $0 · 180 sh
Sep 24, 2026Form 4Nazareth Annette L.DirectorAward · $0 · 180 sh
Aug 12, 2026Form 4Gokey Timothy CCEO · DirectorAward · $0 · 33,265 sh
Aug 12, 2026Form 4PERRY CHRISTOPHER JOHNPresident · DirectorAward · $0 · 9,308 sh
Aug 12, 2026Form 4Carey Thomas PCorporate VPAward · $0 · 5,275 sh
Aug 12, 2026Form 4Stingi Richard JohnCorporate VP and CHROAward · $0 · 2,172 sh
Aug 12, 2026Form 4DESCHUTTER DOUGLAS RICHARDCo-President ICSAward · $0 · 1,783 sh
Aug 12, 2026Form 4Ghei AshimaCFOAward · $0 · 466 sh
Jul 2, 2026Form 4Duelks Robert NDirectorAward · $0 · 143 sh
Jul 2, 2026Form 4Markus Maura A.DirectorAward · $0 · 134 sh
Jul 2, 2026Form 4Zavery AmitDirectorAward · $0 · 60 sh
Jul 2, 2026Form 4Nazareth Annette L.DirectorAward · $0 · 39 sh
Jul 2, 2026Form 4MURRAY EILEEN KDirectorAward · $0 · 38 sh
Jul 2, 2026Form 4FLOWERS MELVIN LDirectorAward · $0 · 18 sh
Jul 2, 2026Form 4Mosconi Patricia AnnDirectorAward · $0 · 3 sh
Jun 27, 2026Form 4Ghei AshimaCFOTax withholding · $125K · 905 sh
Jun 27, 2026Form 4Ghei AshimaCFOExercise or conversion · $0 · 2,509 sh
Jun 27, 2026Form 4Ghei AshimaCFOExercise or conversion · FY2024 RSUs June 2024 · $0 · 2,509 sh
Jun 10, 2026Form 4MURRAY EILEEN KDirectorAward · $0 · 445 sh
Jun 10, 2026Form 4Markus Maura A.DirectorAward · $0 · 239 sh
Jun 10, 2026Form 4Nazareth Annette L.DirectorAward · $0 · 206 sh
Jun 10, 2026Form 4Zavery AmitDirectorAward · $0 · 206 sh
Jun 10, 2026Form 4Mosconi Patricia AnnDirectorAward · $0 · 206 sh
Apr 8, 2026Form 4Duelks Robert NDirectorAward · $0 · 127 sh
Apr 8, 2026Form 4Markus Maura A.DirectorAward · $0 · 116 sh
Apr 8, 2026Form 4keller brettDirectorAward · $0 · 80 sh
Apr 8, 2026Form 4Zavery AmitDirectorAward · $0 · 51 sh
Apr 8, 2026Form 4Nazareth Annette L.DirectorAward · $0 · 33 sh
Apr 8, 2026Form 4MURRAY EILEEN KDirectorAward · $0 · 29 sh
Apr 8, 2026Form 4FLOWERS MELVIN LDirectorAward · $0 · 16 sh
Apr 8, 2026Form 4Mosconi Patricia AnnDirectorAward · $0 · 2 sh
Apr 7, 2026Form 4MURRAY EILEEN KDirectorAward · $0 · 384 sh
Apr 7, 2026Form 4Markus Maura A.DirectorAward · $0 · 206 sh
Apr 7, 2026Form 4keller brettDirectorAward · $0 · 177 sh
Apr 7, 2026Form 4Nazareth Annette L.DirectorAward · $0 · 177 sh
Apr 7, 2026Form 4Zavery AmitDirectorAward · $0 · 177 sh
Apr 1, 2026Form 4Jarkowski Hope M.Chief Legal OfficerTax withholding · $146K · 913 sh
Apr 1, 2026Form 4Jarkowski Hope M.Chief Legal OfficerExercise or conversion · $0 · 2,879 sh
Apr 1, 2026Form 4Jarkowski Hope M.Chief Legal OfficerExercise or conversion · Restricted Stock Unit · $0 · 2,879 sh
Mar 27, 2026Form 4Markus Maura A.DirectorOther · $9,437 · 60 sh
Mar 5, 2026Form 4Gokey Timothy CCEOAward · Stock Option (Right to Buy) · $0 · 170,667 sh
Mar 5, 2026Form 4PERRY CHRISTOPHER JOHNPresident · DirectorAward · Stock Option (Right to Buy) · $0 · 51,047 sh
Mar 5, 2026Form 4Carey Thomas PCorporate VPAward · Stock Option (Right to Buy) · $0 · 25,977 sh
Mar 5, 2026Form 4DESCHUTTER DOUGLAS RICHARDCo-President ICSAward · Stock Option (Right to Buy) · $0 · 25,977 sh
Mar 5, 2026Form 4Ghei AshimaInterim CFOAward · Stock Option (Right to Buy) · $0 · 23,254 sh
Mar 5, 2026Form 4Jarkowski Hope M.Chief Legal OfficerAward · Stock Option (Right to Buy) · $0 · 20,872 sh
Mar 5, 2026Form 4Stingi Richard JohnCorporate VP and CHROAward · Stock Option (Right to Buy) · $0 · 10,039 sh
Mar 5, 2026Form 4Mosconi Patricia AnnDirectorAward · Stock Option (Right to Buy) · $0 · 1,786 sh
Mar 5, 2026Form 4Mosconi Patricia AnnDirectorAward · $0 · 420 sh
Mar 2, 2026Form 4Duelks Robert NDirectorGift · $0 · 34,000 sh
Feb 25, 2026Form 4Duelks Robert NDirectorOther · $86K · 486 sh
Jan 5, 2026Form 4Duelks Robert NDirectorAward · $0 · 91 sh
Jan 5, 2026Form 4Markus Maura A.DirectorAward · $0 · 83 sh
Jan 5, 2026Form 4keller brettDirectorAward · $0 · 57 sh
Jan 5, 2026Form 4Zavery AmitDirectorAward · $0 · 36 sh
Jan 5, 2026Form 4Nazareth Annette L.DirectorAward · $0 · 23 sh
Jan 5, 2026Form 4MURRAY EILEEN KDirectorAward · $0 · 20 sh
Jan 5, 2026Form 4FLOWERS MELVIN LDirectorAward · $0 · 11 sh

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.

2026 · 17 filings
FiledWhat it is
Sep 29, 2026ARSAnnual report to shareholders
Sep 29, 2026DEFA14AAdditional proxy materials
Sep 29, 2026DEF 14AProxy statement
Aug 4, 202610-KAnnual report, FY2026 — revenue $7.48B (+9% y/y), net income $1.12B, EPS $9.60
Aug 4, 20268-KEarnings release — EPS $3.82 vs $3.75 est. (+1.9%); revenue $2.22B (+7% y/y) 7.0%
Jun 10, 20268-KBroadridge Appoints Todd Diganci to its Board of DirectorsDirectors or officers; compensation
May 21, 20268-KBroadridge Declares Quarterly Dividend of $0.975 Per ShareOther events
May 15, 20268-KBroadridge Announces Closing of $500 Million Senior Notes OfferingMaterial definitive agreement; New financial obligation; Other events
May 6, 20268-KBroadridge Announces Pricing of $500,000,000 Senior NotesMaterial definitive agreement; Other events
May 6, 20268-KRegulation FD disclosure
Apr 30, 202610-QQuarterly report, Q3 2026 — revenue $1.95B (+8% y/y), net income $276.3M, EPS $2.36
Apr 30, 20268-KEarnings release — EPS $2.72 vs $2.63 est. (+3.4%); revenue $1.95B (+8% y/y) 4.2%
Mar 6, 20268-KBroadridge Declares Quarterly Dividend of $0.975 Per ShareOther events
Feb 9, 20268-KRegulation FD disclosure
Feb 3, 202610-QQuarterly report, Q2 FY2026 — revenue $1.71B (+8% y/y), net income $284.6M, EPS $2.42
Feb 3, 20268-KEarnings release — EPS $1.59 vs $1.34 est. (+18.7%); revenue $1.71B (+8% y/y) 6.2%
Feb 3, 20268-KDirectors or officers; compensation
2025 · 22 filings
FiledWhat it is
Nov 14, 20258-KShareholder vote results
Nov 14, 20258-KRegulation FD disclosure
Nov 13, 20258-KBroadridge Declares Quarterly Dividend of $0.975 Per ShareOther events
Nov 4, 202510-QQuarterly report, Q1 FY2026 — revenue $1.59B (+12% y/y), net income $165.4M, EPS $1.40
Nov 4, 20258-KEarnings release — EPS $1.51 vs $1.19 est. (+26.9%); revenue $1.59B (+12% y/y) 0.8%
Oct 2, 2025ARSAnnual report to shareholders
Oct 2, 2025DEFA14AAdditional proxy materials
Oct 2, 2025DEF 14AProxy statement
Sep 5, 20258-KRegulation FD disclosure
Aug 25, 20258-K/AMaterial definitive agreement; New financial obligation
Aug 21, 20258-KMaterial definitive agreement; New financial obligation
Aug 5, 202510-KAnnual report, FY2025 — revenue $6.89B (+6% y/y), net income $839.5M, EPS $7.10
Aug 5, 20258-KEarnings release — EPS $3.55 vs $3.51 est. (+1.1%); revenue $2.07B (+6% y/y) 6.8%
May 13, 20258-KOther events
May 9, 20258-KRegulation FD disclosure
May 1, 202510-QQuarterly report, Q3 2025 — revenue $1.81B (+5% y/y), net income $243.1M, EPS $2.05
May 1, 20258-KEarnings release — EPS $2.44 vs $2.39 est. (+2.1%); revenue $1.81B (+5% y/y) 5.9%
Feb 10, 20258-KRegulation FD disclosure
Feb 5, 20258-KCharter, bylaws or fiscal-year change
Feb 4, 20258-KOther events
Jan 31, 202510-QQuarterly report, Q2 FY2025 — revenue $1.59B (+13% y/y), net income $142.4M, EPS $1.20
Jan 31, 20258-KEarnings release — EPS $1.56 vs $1.39 est. (+12.2%); revenue $1.59B (+13% y/y) 0.4%
2024 · 23 filings
FiledWhat it is
Dec 16, 20248-KDirectors or officers; compensation
Dec 13, 20248-KMaterial definitive agreement; New financial obligation
Nov 15, 20248-KShareholder vote results
Nov 14, 20248-KOther events
Nov 13, 20248-KRegulation FD disclosure
Nov 5, 202410-QQuarterly report, Q1 FY2025 — revenue $1.42B (−1% y/y), net income $79.8M, EPS $0.68
Nov 5, 20248-KEarnings release — EPS $1.00 vs $1.00 est.; revenue $1.42B (−1% y/y) 4.1%
Oct 2, 2024ARSAnnual report to shareholders
Oct 2, 2024DEFA14AAdditional proxy materials
Oct 2, 2024DEF 14AProxy statement
Sep 10, 20248-KRegulation FD disclosure
Aug 6, 202410-KAnnual report, FY2024 — revenue $6.51B (+7% y/y), net income $698.1M, EPS $5.86
Aug 6, 20248-KEarnings release — EPS $3.50 vs $3.48 est. (+0.6%); revenue $1.94B (+6% y/y) 4.8%
Jun 4, 20248-KDirectors or officers; compensation; Regulation FD disclosure
May 17, 20248-KRegulation FD disclosure
May 16, 20248-KOther events
May 8, 202410-QQuarterly report, Q3 2024 — revenue $1.73B (+5% y/y), net income $213.7M, EPS $1.79
May 8, 20248-KEarnings release — EPS $2.23 vs $2.23 est.; revenue $1.73B (+5% y/y) 5.4%
Feb 29, 20248-K/ARegulation FD disclosure
Feb 29, 20248-KRegulation FD disclosure
Feb 16, 20248-KOther events
Feb 1, 202410-QQuarterly report, Q2 FY2024 — revenue $1.41B (+9% y/y), net income $70.3M, EPS $0.59
Feb 1, 20248-KEarnings release — EPS $0.92 vs $0.88 est. (+4.5%); revenue $1.41B (+9% y/y) 1.3%
2023 · 23 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
FiledWhat it is
Nov 2, 202310-QQuarterly report, Q1 FY2024 — revenue $1.43B (+12% y/y), net income $90.9M, EPS $0.76
Sep 27, 2023ARSAnnual report to shareholders
Sep 27, 2023DEFA14AAdditional proxy materials
Sep 27, 2023DEF 14AProxy statement
Aug 8, 202310-KAnnual report, FY2023 — revenue $6.06B (+6% y/y), net income $630.6M, EPS $5.30
May 2, 202310-QQuarterly report, Q3 2023 — revenue $1.65B (+7% y/y), net income $198.5M, EPS $1.67
Feb 2, 202310-QQuarterly report, Q2 FY2023 — revenue $1.29B (+3% y/y), net income $57.5M, EPS $0.48

16 current reports (8-K) not listed; the year is on EDGAR.

2022 · 22 filings — 15 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 2, 202210-QQuarterly report, Q1 FY2023 — revenue $1.28B (+8% y/y), net income $50.4M, EPS $0.42
Oct 7, 2022DEFA14AAdditional proxy materials
Sep 27, 2022DEFA14AAdditional proxy materials
Sep 27, 2022DEF 14AProxy statement
Aug 12, 202210-KAnnual report, FY2022 — revenue $5.71B (+14% y/y), net income $539.1M, EPS $4.55
May 3, 202210-QQuarterly report, Q3 2022 — revenue $1.53B (+10% y/y), net income $176.6M, EPS $1.49
Feb 1, 202210-QQuarterly report, Q2 FY2022 — revenue $1.26B (+19% y/y), net income $47.2M, EPS $0.40

15 current reports (8-K) not listed; the year is on EDGAR.

2021 · 27 filings — 21 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 3, 202110-QQuarterly report, Q1 FY2022 — revenue $1.19B (+17% y/y), net income $67.2M, EPS $0.57
Oct 5, 2021DEFA14AAdditional proxy materials
Oct 5, 2021DEF 14AProxy statement
Aug 12, 202110-KAnnual report, FY2021 — revenue $4.99B (+10% y/y), net income $547.5M, EPS $4.65
May 4, 202110-QQuarterly report, Q3 2021 — revenue $1.39B (+11% y/y), net income $165.0M, EPS $1.40
Feb 2, 202110-QQuarterly report, Q2 FY2021 — revenue $1.05B (+9% y/y), net income $56.3M, EPS $0.48

21 current reports (8-K) not listed; the year is on EDGAR.

2020 · 29 filings — 21 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
FiledWhat it is
Oct 30, 202010-QQuarterly report, Q1 FY2021 — revenue $1.02B (+7% y/y), net income $65.8M, EPS $0.56
Oct 27, 2020DEFA14AAdditional proxy materials
Oct 6, 2020DEFA14AAdditional proxy materials
Oct 6, 2020DEFA14AAdditional proxy materials
Oct 6, 2020DEF 14AProxy statement
Aug 11, 202010-KAnnual report, FY2020 — revenue $4.53B (+4% y/y), net income $462.5M, EPS $3.95
May 8, 202010-QQuarterly report, Q3 2020 — revenue $1.25B (+2% y/y), net income $166.8M, EPS $1.43
Jan 31, 202010-QQuarterly report, Q2 FY2020 — revenue $968.7M (+2% y/y), net income $10.1M, EPS $0.09

21 current reports (8-K) not listed; the year is on EDGAR.

2019 · 39 filings — 32 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 6, 201910-QQuarterly report, Q1 FY2020 — revenue $948.6M (−2% y/y), net income $55.9M, EPS $0.48
Oct 2, 2019DEFA14AAdditional proxy materials
Oct 2, 2019DEFA14AAdditional proxy materials
Oct 2, 2019DEF 14AProxy statement
Aug 6, 201910-KAnnual report, FY2019 — revenue $4.36B (+1% y/y), net income $482.1M, EPS $4.06
May 7, 201910-QQuarterly report, Q3 2019 — revenue $1.22B (+14% y/y), net income $172.2M, EPS $1.45
Feb 7, 201910-QQuarterly report, Q2 FY2019 — revenue $953.4M (−6% y/y), net income $49.9M, EPS $0.42

32 current reports (8-K) not listed; the year is on EDGAR.

2018 · 33 filings — 26 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 6, 201810-QQuarterly report, Q1 FY2019 — revenue $972.8M (+5% y/y), net income $76.7M, EPS $0.64
Oct 12, 2018DEFA14AAdditional proxy materials
Sep 24, 2018DEFA14AAdditional proxy materials
Sep 24, 2018DEF 14AProxy statement
Aug 7, 201810-KAnnual report, FY2018 — revenue $4.33B (+5% y/y), net income $427.9M, EPS $3.56
May 8, 201810-QQuarterly report, Q3 2018 — revenue $1.07B (+6% y/y), net income $109.1M, EPS $0.90
Feb 8, 201810-QQuarterly report, Q2 FY2018 — revenue $1.01B (+13% y/y), net income $62.1M, EPS $0.52

26 current reports (8-K) not listed; the year is on EDGAR.

2017 · 32 filings — 25 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
FiledWhat it is
Nov 8, 201710-QQuarterly report, Q1 FY2018 — revenue $924.8M (+3% y/y), net income $49.9M, EPS $0.42
Oct 2, 2017DEFA14AAdditional proxy materials
Oct 2, 2017DEF 14AProxy statement
Aug 10, 201710-KAnnual report, FY2017 — revenue $4.14B (+43% y/y), net income $326.8M, EPS $2.70
May 10, 201710-QQuarterly report, Q3 2017 — revenue $1.01B (+46% y/y), net income $75.9M, EPS $0.63
Feb 8, 201710-QQuarterly report, Q2 FY2017 — revenue $892.6M (+40% y/y), net income $30.1M, EPS $0.25

26 current reports (8-K) not listed; the year is on EDGAR.

2016 · 30 filings — 23 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms

Counted, not listed; the year is on EDGAR.

2015 · 32 filings — 23 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms

Counted, not listed; the year is on EDGAR.

2014 · 35 filings — 25 × 8-K, 3 × 10-Q, 2 × 8-K/A and 4 other forms

Counted, not listed; the year is on EDGAR.

2013 · 34 filings — 23 × 8-K, 3 × 10-Q, 3 × DEFA14A and 4 other forms

Counted, not listed; the year is on EDGAR.

2012 · 34 filings — 22 × 8-K, 4 × DEFA14A, 3 × 10-Q and 4 other forms

Counted, not listed; the year is on EDGAR.

2011 · 35 filings — 23 × 8-K, 5 × DEFA14A, 3 × 10-Q and 4 other forms

Counted, not listed; the year is on EDGAR.

2010 · 36 filings — 22 × 8-K, 5 × DEFA14A, 3 × 10-Q and 6 other forms

Counted, not listed; the year is on EDGAR.

2009 · 31 filings — 16 × 8-K, 9 × DEFA14A, 3 × 10-Q and 3 other forms

Counted, not listed; the year is on EDGAR.

2008 · 29 filings — 23 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2007 · 18 filings — 14 × 8-K, 2 × 10-Q, 1 × 10-K and 1 other form

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 88 filings — 71 × 4, 5 × SCHEDULE 13G, 3 × 144 and 7 other forms
FiledWhat it is
Oct 6, 20264Insider transaction (Form 4)
Oct 6, 20264Insider transaction (Form 4)
Oct 6, 20264Insider transaction (Form 4)
Oct 6, 20264Insider transaction (Form 4)
Oct 6, 20264Insider transaction (Form 4)
Oct 6, 20264Insider transaction (Form 4)
Oct 6, 20264Insider transaction (Form 4)
Oct 5, 20264Insider transaction (Form 4)
Oct 5, 20264Insider transaction (Form 4)
Oct 5, 20264Insider transaction (Form 4)
Oct 5, 20264Insider transaction (Form 4)
Oct 5, 20264Insider transaction (Form 4)
Oct 5, 20264Insider transaction (Form 4)
Sep 28, 20264Insider transaction (Form 4)
Sep 28, 20264Insider transaction (Form 4)
Sep 28, 20264Insider transaction (Form 4)
Sep 28, 20264Insider transaction (Form 4)
Sep 28, 20264Insider transaction (Form 4)
Aug 14, 20264Insider transaction (Form 4)
Aug 14, 20264Insider transaction (Form 4)
Aug 14, 20264Insider transaction (Form 4)
Aug 14, 20264Insider transaction (Form 4)
Aug 14, 20264Insider transaction (Form 4)
Aug 14, 20264Insider transaction (Form 4)
Aug 11, 20265Annual insider holdings (Form 5)

The newest 25 of 88 shown; the full year is on EDGAR.

2025 · 124 filings — 98 × 4, 23 × 144, 1 × 4/A and 2 other forms
FiledWhat it is
Dec 11, 20254Insider transaction (Form 4)
Dec 11, 20254Insider transaction (Form 4)
Dec 11, 20254Insider transaction (Form 4)
Dec 11, 20254Insider transaction (Form 4)
Dec 11, 20254Insider transaction (Form 4)
Dec 9, 20254Insider transaction (Form 4)
Dec 4, 20254Insider transaction (Form 4)
Dec 3, 2025144Notice of proposed sale (Form 144)
Nov 18, 2025144Notice of proposed sale (Form 144)
Nov 18, 20254Insider transaction (Form 4)
Nov 17, 20254Insider transaction (Form 4)
Nov 17, 20254Insider transaction (Form 4)
Nov 17, 20254Insider transaction (Form 4)
Nov 17, 20254Insider transaction (Form 4)
Nov 17, 20254Insider transaction (Form 4)
Nov 17, 20254Insider transaction (Form 4)
Nov 17, 20254Insider transaction (Form 4)
Oct 30, 2025SCHEDULE 13G/AOther filings
Oct 3, 20254Insider transaction (Form 4)
Oct 3, 20254Insider transaction (Form 4)
Oct 3, 20254Insider transaction (Form 4)
Oct 3, 20254Insider transaction (Form 4)
Oct 3, 20254Insider transaction (Form 4)
Oct 3, 20254Insider transaction (Form 4)
Oct 3, 20254Insider transaction (Form 4)

The newest 25 of 124 shown; the full year is on EDGAR.

2024 · 144 filings — 117 × 4, 20 × 144, 2 × 3 and 3 other forms
FiledWhat it is
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 4, 20244Insider transaction (Form 4)
Dec 3, 2024144Notice of proposed sale (Form 144)
Nov 22, 20244Insider transaction (Form 4)
Nov 15, 20244Insider transaction (Form 4)
Nov 15, 20244Insider transaction (Form 4)
Nov 15, 20244Insider transaction (Form 4)
Nov 15, 20244Insider transaction (Form 4)
Nov 15, 20244Insider transaction (Form 4)
Nov 15, 20244Insider transaction (Form 4)
Nov 15, 20244Insider transaction (Form 4)
Nov 15, 20244Insider transaction (Form 4)
Nov 12, 2024144Notice of proposed sale (Form 144)
Nov 12, 20244Insider transaction (Form 4)
Nov 12, 20244Insider transaction (Form 4)
Nov 12, 20244Insider transaction (Form 4)
Nov 12, 20244Insider transaction (Form 4)
Nov 12, 2024144Notice of proposed sale (Form 144)
Nov 12, 2024144Notice of proposed sale (Form 144)
Nov 8, 20244Insider transaction (Form 4)
Nov 7, 2024144Notice of proposed sale (Form 144)

The newest 25 of 144 shown; the full year is on EDGAR.

2023 · 161 filings — 126 × 4, 28 × 144, 2 × 5 and 3 other forms

Counted, not listed; the year is on EDGAR.

2022 · 124 filings — 114 × 4, 3 × SC 13G/A, 2 × 5 and 4 other forms

Counted, not listed; the year is on EDGAR.

2021 · 149 filings — 127 × 4, 11 × 4/A, 4 × 3 and 4 other forms

Counted, not listed; the year is on EDGAR.

2020 · 146 filings — 137 × 4, 4 × CT ORDER, 3 × SC 13G/A and 1 other form

Counted, not listed; the year is on EDGAR.

2019 · 135 filings — 123 × 4, 3 × SC 13G/A, 2 × 424B5 and 5 other forms

Counted, not listed; the year is on EDGAR.

2018 · 128 filings — 121 × 4, 4 × SC 13G/A, 1 × 3 and 2 other forms

Counted, not listed; the year is on EDGAR.

2017 · 121 filings — 108 × 4, 4 × SC 13G/A, 3 × UPLOAD and 3 other forms

Counted, not listed; the year is on EDGAR.

2016 · 127 filings — 109 × 4, 10 × 4/A, 2 × 424B5 and 5 other forms

Counted, not listed; the year is on EDGAR.

2015 · 109 filings — 92 × 4, 5 × 3, 3 × CORRESP and 4 other forms

Counted, not listed; the year is on EDGAR.

2014 · 107 filings — 97 × 4, 4 × SC 13G/A, 2 × 3 and 3 other forms

Counted, not listed; the year is on EDGAR.

2013 · 116 filings — 104 × 4, 3 × SC 13G/A, 1 × 3 and 8 other forms

Counted, not listed; the year is on EDGAR.

2012 · 144 filings — 117 × 4, 14 × 4/A, 4 × UPLOAD and 5 other forms

Counted, not listed; the year is on EDGAR.

2011 · 94 filings — 83 × 4, 3 × CT ORDER, 3 × UPLOAD and 4 other forms

Counted, not listed; the year is on EDGAR.

2010 · 63 filings — 54 × 4, 3 × CT ORDER, 2 × 3 and 3 other forms

Counted, not listed; the year is on EDGAR.

2009 · 61 filings — 52 × 4, 3 × 3, 3 × SC 13G/A and 2 other forms

Counted, not listed; the year is on EDGAR.

2008 · 98 filings — 76 × 4, 12 × 5, 5 × SC 13G and 2 other forms

Counted, not listed; the year is on EDGAR.

2007 · 125 filings — 52 × 4, 22 × 4/A, 19 × 3 and 11 other forms

Counted, not listed; the year is on EDGAR.

2006 · 1 filing — 1 × 10-12B

Counted, not listed; the year is on EDGAR.

About this data#

Broadridge Financial Solutions Inc. (BR) has 2,946 filings on EDGAR going back to 2006: 23 annual reports, 59 quarterly reports and 419 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Aug 4, 2026 for the fiscal year ended Jun 30, 2026. The most recent 8-K, on Aug 4, 2026, furnished a press release headed “Broadridge Reports Fourth Quarter and Fiscal Year 2026 Results”. Over the last 13 months insiders sold $802K in 3 sales and bought $1.0M in 1 purchase; 75 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Broadridge Financial Solutions Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read BR's latest 10-K?
BR's latest annual report, a 10-K, was filed on Aug 4, 2026 for the fiscal year ended Jun 30, 2026. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did BR last file an 8-K?
On Aug 4, 2026 it furnished a press release headed “Broadridge Reports Fourth Quarter and Fiscal Year 2026 Results”. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Aug 4, 2026.
Are BR insiders buying or selling?
Over the last 13 months insiders sold $802K in 3 sales and bought $1.0M in 1 purchase; 75 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Carey Thomas P (Corporate VP) sold 2,501 shares on Oct 1, 2026 for $400K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has BR made?
2,946 filings are on EDGAR under the registrant records that have been Broadridge Financial Solutions Inc., going back to 2006; 2,208 of them are insider ownership forms (Forms 3, 4, 5 and 144).