BR SEC filings (2026)
CIK 1383312 · Services-Business Services, NEC (SIC 7389) · incorporated in DE · fiscal year ends in June
2,946 filings on EDGAR since 2006 · 23 annual, 59 quarterly, 419 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
October 2026
- Oct 1Insider saleCarey Thomas P (Corporate VP) sold 2,501 shares for $400K at $159.76
September 2026
- Sep 29ProxyProxy · Annual report to shareholders
- Sep 29ProxyProxy · Additional proxy materials
- Sep 29ProxyProxy · Proxy statement
August 2026
June 2026
- Jun 108-K8-K · Broadridge Appoints Todd Diganci to its Board of DirectorsDirectors or officers; compensation
- Jun 4Insider saleJarkowski Hope M. (Chief Legal Officer) sold 1,966 shares for $305K at $155.00
May 2026
- May 218-K8-K · Broadridge Declares Quarterly Dividend of $0.975 Per ShareOther events
- May 158-K8-K · Broadridge Announces Closing of $500 Million Senior Notes OfferingMaterial definitive agreement; New financial obligation; Other events
- May 68-K8-K · Broadridge Announces Pricing of $500,000,000 Senior NotesMaterial definitive agreement; Other events
- May 68-K8-K · Regulation FD disclosure
April 2026
March 2026
- Mar 6Insider buyGokey Timothy C (CEO · Director) bought 5,300 shares for $1.0M at $194.49
- Mar 68-K8-K · Broadridge Declares Quarterly Dividend of $0.975 Per ShareOther events
February 2026
- Feb 98-K8-K · Regulation FD disclosure
- Feb 6Insider saleDuelks Robert N (Director) sold 506 shares for $97K at $192.60
- Feb 3EarningsEarnings release — EPS $1.59 vs $1.34 est. (+18.7%); revenue $1.71B (+8% y/y) 6.2%
- Feb 3ReportQuarterly report, Q2 FY2026 — revenue $1.71B (+8% y/y), net income $284.6M, EPS $2.42
- Feb 38-K8-K · Directors or officers; compensation
November 2025
- Nov 148-K8-K · Shareholder vote results
- Nov 148-K8-K · Regulation FD disclosure
- Nov 138-K8-K · Broadridge Declares Quarterly Dividend of $0.975 Per ShareOther events
- Nov 4EarningsEarnings release — EPS $1.51 vs $1.19 est. (+26.9%); revenue $1.59B (+12% y/y) 0.8%
- Nov 4ReportQuarterly report, Q1 FY2026 — revenue $1.59B (+12% y/y), net income $165.4M, EPS $1.40
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $802K in 3 sales and bought $1.0M in 1 purchase; 75 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Oct 1, 2026Form 4 | Carey Thomas PCorporate VPSold · $400K · 2,501 sh |
| Jun 4, 2026Form 4 | Jarkowski Hope M.Chief Legal OfficerSold · $305K · 1,966 sh |
| Mar 6, 2026Form 4 | Gokey Timothy CCEO · DirectorBought · $1.0M · 5,300 sh |
| Feb 6, 2026Form 4 ×2 | Duelks Robert NDirectorSold · $97K · 506 sh |
Awards, exercises, withholding and plan purchases · 75 transactions
| Date | Insider |
|---|---|
| Oct 5, 2026Form 4 | Duelks Robert NDirectorAward · $0 · 146 sh |
| Oct 5, 2026Form 4 | Markus Maura A.DirectorAward · $0 · 137 sh |
| Oct 5, 2026Form 4 | Zavery AmitDirectorAward · $0 · 61 sh |
| Oct 5, 2026Form 4 | Nazareth Annette L.DirectorAward · $0 · 40 sh |
| Oct 5, 2026Form 4 | MURRAY EILEEN KDirectorAward · $0 · 38 sh |
| Oct 5, 2026Form 4 | FLOWERS MELVIN LDirectorAward · $0 · 18 sh |
| Oct 5, 2026Form 4 | Mosconi Patricia AnnDirectorAward · $0 · 3 sh |
| Oct 1, 2026Form 4 | Gokey Timothy CCEO · DirectorTax withholding · $2.7M · 16,982 sh |
| Oct 1, 2026Form 4 | PERRY CHRISTOPHER JOHNPresident · DirectorTax withholding · $766K · 4,752 sh |
| Oct 1, 2026Form 4 | Stingi Richard JohnCorporate VP and CHROTax withholding · $179K · 1,109 sh |
| Oct 1, 2026Form 4 | DESCHUTTER DOUGLAS RICHARDCo-President ICSTax withholding · $147K · 911 sh |
| Oct 1, 2026Form 4 | Ghei AshimaCFOTax withholding · $51K · 315 sh |
| Oct 1, 2026Form 4 | Ghei AshimaCFOExercise or conversion · $0 · 406 sh |
| Oct 1, 2026Form 4 | Ghei AshimaCFOExercise or conversion · FY2024 RSUs October 2023 · $0 · 406 sh |
| Sep 24, 2026Form 4 | MURRAY EILEEN KDirectorAward · $0 · 389 sh |
| Sep 24, 2026Form 4 | Markus Maura A.DirectorAward · $0 · 209 sh |
| Sep 24, 2026Form 4 | Mosconi Patricia AnnDirectorAward · $0 · 180 sh |
| Sep 24, 2026Form 4 | Zavery AmitDirectorAward · $0 · 180 sh |
| Sep 24, 2026Form 4 | Nazareth Annette L.DirectorAward · $0 · 180 sh |
| Aug 12, 2026Form 4 | Gokey Timothy CCEO · DirectorAward · $0 · 33,265 sh |
| Aug 12, 2026Form 4 | PERRY CHRISTOPHER JOHNPresident · DirectorAward · $0 · 9,308 sh |
| Aug 12, 2026Form 4 | Carey Thomas PCorporate VPAward · $0 · 5,275 sh |
| Aug 12, 2026Form 4 | Stingi Richard JohnCorporate VP and CHROAward · $0 · 2,172 sh |
| Aug 12, 2026Form 4 | DESCHUTTER DOUGLAS RICHARDCo-President ICSAward · $0 · 1,783 sh |
| Aug 12, 2026Form 4 | Ghei AshimaCFOAward · $0 · 466 sh |
| Jul 2, 2026Form 4 | Duelks Robert NDirectorAward · $0 · 143 sh |
| Jul 2, 2026Form 4 | Markus Maura A.DirectorAward · $0 · 134 sh |
| Jul 2, 2026Form 4 | Zavery AmitDirectorAward · $0 · 60 sh |
| Jul 2, 2026Form 4 | Nazareth Annette L.DirectorAward · $0 · 39 sh |
| Jul 2, 2026Form 4 | MURRAY EILEEN KDirectorAward · $0 · 38 sh |
| Jul 2, 2026Form 4 | FLOWERS MELVIN LDirectorAward · $0 · 18 sh |
| Jul 2, 2026Form 4 | Mosconi Patricia AnnDirectorAward · $0 · 3 sh |
| Jun 27, 2026Form 4 | Ghei AshimaCFOTax withholding · $125K · 905 sh |
| Jun 27, 2026Form 4 | Ghei AshimaCFOExercise or conversion · $0 · 2,509 sh |
| Jun 27, 2026Form 4 | Ghei AshimaCFOExercise or conversion · FY2024 RSUs June 2024 · $0 · 2,509 sh |
| Jun 10, 2026Form 4 | MURRAY EILEEN KDirectorAward · $0 · 445 sh |
| Jun 10, 2026Form 4 | Markus Maura A.DirectorAward · $0 · 239 sh |
| Jun 10, 2026Form 4 | Nazareth Annette L.DirectorAward · $0 · 206 sh |
| Jun 10, 2026Form 4 | Zavery AmitDirectorAward · $0 · 206 sh |
| Jun 10, 2026Form 4 | Mosconi Patricia AnnDirectorAward · $0 · 206 sh |
| Apr 8, 2026Form 4 | Duelks Robert NDirectorAward · $0 · 127 sh |
| Apr 8, 2026Form 4 | Markus Maura A.DirectorAward · $0 · 116 sh |
| Apr 8, 2026Form 4 | keller brettDirectorAward · $0 · 80 sh |
| Apr 8, 2026Form 4 | Zavery AmitDirectorAward · $0 · 51 sh |
| Apr 8, 2026Form 4 | Nazareth Annette L.DirectorAward · $0 · 33 sh |
| Apr 8, 2026Form 4 | MURRAY EILEEN KDirectorAward · $0 · 29 sh |
| Apr 8, 2026Form 4 | FLOWERS MELVIN LDirectorAward · $0 · 16 sh |
| Apr 8, 2026Form 4 | Mosconi Patricia AnnDirectorAward · $0 · 2 sh |
| Apr 7, 2026Form 4 | MURRAY EILEEN KDirectorAward · $0 · 384 sh |
| Apr 7, 2026Form 4 | Markus Maura A.DirectorAward · $0 · 206 sh |
| Apr 7, 2026Form 4 | keller brettDirectorAward · $0 · 177 sh |
| Apr 7, 2026Form 4 | Nazareth Annette L.DirectorAward · $0 · 177 sh |
| Apr 7, 2026Form 4 | Zavery AmitDirectorAward · $0 · 177 sh |
| Apr 1, 2026Form 4 | Jarkowski Hope M.Chief Legal OfficerTax withholding · $146K · 913 sh |
| Apr 1, 2026Form 4 | Jarkowski Hope M.Chief Legal OfficerExercise or conversion · $0 · 2,879 sh |
| Apr 1, 2026Form 4 | Jarkowski Hope M.Chief Legal OfficerExercise or conversion · Restricted Stock Unit · $0 · 2,879 sh |
| Mar 27, 2026Form 4 | Markus Maura A.DirectorOther · $9,437 · 60 sh |
| Mar 5, 2026Form 4 | Gokey Timothy CCEOAward · Stock Option (Right to Buy) · $0 · 170,667 sh |
| Mar 5, 2026Form 4 | PERRY CHRISTOPHER JOHNPresident · DirectorAward · Stock Option (Right to Buy) · $0 · 51,047 sh |
| Mar 5, 2026Form 4 | Carey Thomas PCorporate VPAward · Stock Option (Right to Buy) · $0 · 25,977 sh |
| Mar 5, 2026Form 4 | DESCHUTTER DOUGLAS RICHARDCo-President ICSAward · Stock Option (Right to Buy) · $0 · 25,977 sh |
| Mar 5, 2026Form 4 | Ghei AshimaInterim CFOAward · Stock Option (Right to Buy) · $0 · 23,254 sh |
| Mar 5, 2026Form 4 | Jarkowski Hope M.Chief Legal OfficerAward · Stock Option (Right to Buy) · $0 · 20,872 sh |
| Mar 5, 2026Form 4 | Stingi Richard JohnCorporate VP and CHROAward · Stock Option (Right to Buy) · $0 · 10,039 sh |
| Mar 5, 2026Form 4 | Mosconi Patricia AnnDirectorAward · Stock Option (Right to Buy) · $0 · 1,786 sh |
| Mar 5, 2026Form 4 | Mosconi Patricia AnnDirectorAward · $0 · 420 sh |
| Mar 2, 2026Form 4 | Duelks Robert NDirectorGift · $0 · 34,000 sh |
| Feb 25, 2026Form 4 | Duelks Robert NDirectorOther · $86K · 486 sh |
| Jan 5, 2026Form 4 | Duelks Robert NDirectorAward · $0 · 91 sh |
| Jan 5, 2026Form 4 | Markus Maura A.DirectorAward · $0 · 83 sh |
| Jan 5, 2026Form 4 | keller brettDirectorAward · $0 · 57 sh |
| Jan 5, 2026Form 4 | Zavery AmitDirectorAward · $0 · 36 sh |
| Jan 5, 2026Form 4 | Nazareth Annette L.DirectorAward · $0 · 23 sh |
| Jan 5, 2026Form 4 | MURRAY EILEEN KDirectorAward · $0 · 20 sh |
| Jan 5, 2026Form 4 | FLOWERS MELVIN LDirectorAward · $0 · 11 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 17 filings
| Filed | What it is |
|---|---|
| Sep 29, 2026ARS | Annual report to shareholders |
| Sep 29, 2026DEFA14A | Additional proxy materials |
| Sep 29, 2026DEF 14A | Proxy statement |
| Aug 4, 202610-K | Annual report, FY2026 — revenue $7.48B (+9% y/y), net income $1.12B, EPS $9.60 |
| Aug 4, 20268-K | Earnings release — EPS $3.82 vs $3.75 est. (+1.9%); revenue $2.22B (+7% y/y) 7.0% |
| Jun 10, 20268-K | Broadridge Appoints Todd Diganci to its Board of DirectorsDirectors or officers; compensation |
| May 21, 20268-K | Broadridge Declares Quarterly Dividend of $0.975 Per ShareOther events |
| May 15, 20268-K | Broadridge Announces Closing of $500 Million Senior Notes OfferingMaterial definitive agreement; New financial obligation; Other events |
| May 6, 20268-K | Broadridge Announces Pricing of $500,000,000 Senior NotesMaterial definitive agreement; Other events |
| May 6, 20268-K | Regulation FD disclosure |
| Apr 30, 202610-Q | Quarterly report, Q3 2026 — revenue $1.95B (+8% y/y), net income $276.3M, EPS $2.36 |
| Apr 30, 20268-K | Earnings release — EPS $2.72 vs $2.63 est. (+3.4%); revenue $1.95B (+8% y/y) 4.2% |
| Mar 6, 20268-K | Broadridge Declares Quarterly Dividend of $0.975 Per ShareOther events |
| Feb 9, 20268-K | Regulation FD disclosure |
| Feb 3, 202610-Q | Quarterly report, Q2 FY2026 — revenue $1.71B (+8% y/y), net income $284.6M, EPS $2.42 |
| Feb 3, 20268-K | Earnings release — EPS $1.59 vs $1.34 est. (+18.7%); revenue $1.71B (+8% y/y) 6.2% |
| Feb 3, 20268-K | Directors or officers; compensation |
2025 · 22 filings
| Filed | What it is |
|---|---|
| Nov 14, 20258-K | Shareholder vote results |
| Nov 14, 20258-K | Regulation FD disclosure |
| Nov 13, 20258-K | Broadridge Declares Quarterly Dividend of $0.975 Per ShareOther events |
| Nov 4, 202510-Q | Quarterly report, Q1 FY2026 — revenue $1.59B (+12% y/y), net income $165.4M, EPS $1.40 |
| Nov 4, 20258-K | Earnings release — EPS $1.51 vs $1.19 est. (+26.9%); revenue $1.59B (+12% y/y) 0.8% |
| Oct 2, 2025ARS | Annual report to shareholders |
| Oct 2, 2025DEFA14A | Additional proxy materials |
| Oct 2, 2025DEF 14A | Proxy statement |
| Sep 5, 20258-K | Regulation FD disclosure |
| Aug 25, 20258-K/A | Material definitive agreement; New financial obligation |
| Aug 21, 20258-K | Material definitive agreement; New financial obligation |
| Aug 5, 202510-K | Annual report, FY2025 — revenue $6.89B (+6% y/y), net income $839.5M, EPS $7.10 |
| Aug 5, 20258-K | Earnings release — EPS $3.55 vs $3.51 est. (+1.1%); revenue $2.07B (+6% y/y) 6.8% |
| May 13, 20258-K | Other events |
| May 9, 20258-K | Regulation FD disclosure |
| May 1, 202510-Q | Quarterly report, Q3 2025 — revenue $1.81B (+5% y/y), net income $243.1M, EPS $2.05 |
| May 1, 20258-K | Earnings release — EPS $2.44 vs $2.39 est. (+2.1%); revenue $1.81B (+5% y/y) 5.9% |
| Feb 10, 20258-K | Regulation FD disclosure |
| Feb 5, 20258-K | Charter, bylaws or fiscal-year change |
| Feb 4, 20258-K | Other events |
| Jan 31, 202510-Q | Quarterly report, Q2 FY2025 — revenue $1.59B (+13% y/y), net income $142.4M, EPS $1.20 |
| Jan 31, 20258-K | Earnings release — EPS $1.56 vs $1.39 est. (+12.2%); revenue $1.59B (+13% y/y) 0.4% |
2024 · 23 filings
| Filed | What it is |
|---|---|
| Dec 16, 20248-K | Directors or officers; compensation |
| Dec 13, 20248-K | Material definitive agreement; New financial obligation |
| Nov 15, 20248-K | Shareholder vote results |
| Nov 14, 20248-K | Other events |
| Nov 13, 20248-K | Regulation FD disclosure |
| Nov 5, 202410-Q | Quarterly report, Q1 FY2025 — revenue $1.42B (−1% y/y), net income $79.8M, EPS $0.68 |
| Nov 5, 20248-K | Earnings release — EPS $1.00 vs $1.00 est.; revenue $1.42B (−1% y/y) 4.1% |
| Oct 2, 2024ARS | Annual report to shareholders |
| Oct 2, 2024DEFA14A | Additional proxy materials |
| Oct 2, 2024DEF 14A | Proxy statement |
| Sep 10, 20248-K | Regulation FD disclosure |
| Aug 6, 202410-K | Annual report, FY2024 — revenue $6.51B (+7% y/y), net income $698.1M, EPS $5.86 |
| Aug 6, 20248-K | Earnings release — EPS $3.50 vs $3.48 est. (+0.6%); revenue $1.94B (+6% y/y) 4.8% |
| Jun 4, 20248-K | Directors or officers; compensation; Regulation FD disclosure |
| May 17, 20248-K | Regulation FD disclosure |
| May 16, 20248-K | Other events |
| May 8, 202410-Q | Quarterly report, Q3 2024 — revenue $1.73B (+5% y/y), net income $213.7M, EPS $1.79 |
| May 8, 20248-K | Earnings release — EPS $2.23 vs $2.23 est.; revenue $1.73B (+5% y/y) 5.4% |
| Feb 29, 20248-K/A | Regulation FD disclosure |
| Feb 29, 20248-K | Regulation FD disclosure |
| Feb 16, 20248-K | Other events |
| Feb 1, 202410-Q | Quarterly report, Q2 FY2024 — revenue $1.41B (+9% y/y), net income $70.3M, EPS $0.59 |
| Feb 1, 20248-K | Earnings release — EPS $0.92 vs $0.88 est. (+4.5%); revenue $1.41B (+9% y/y) 1.3% |
2023 · 23 filings — 15 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
| Filed | What it is |
|---|---|
| Nov 2, 202310-Q | Quarterly report, Q1 FY2024 — revenue $1.43B (+12% y/y), net income $90.9M, EPS $0.76 |
| Sep 27, 2023ARS | Annual report to shareholders |
| Sep 27, 2023DEFA14A | Additional proxy materials |
| Sep 27, 2023DEF 14A | Proxy statement |
| Aug 8, 202310-K | Annual report, FY2023 — revenue $6.06B (+6% y/y), net income $630.6M, EPS $5.30 |
| May 2, 202310-Q | Quarterly report, Q3 2023 — revenue $1.65B (+7% y/y), net income $198.5M, EPS $1.67 |
| Feb 2, 202310-Q | Quarterly report, Q2 FY2023 — revenue $1.29B (+3% y/y), net income $57.5M, EPS $0.48 |
16 current reports (8-K) not listed; the year is on EDGAR.
2022 · 22 filings — 15 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 2, 202210-Q | Quarterly report, Q1 FY2023 — revenue $1.28B (+8% y/y), net income $50.4M, EPS $0.42 |
| Oct 7, 2022DEFA14A | Additional proxy materials |
| Sep 27, 2022DEFA14A | Additional proxy materials |
| Sep 27, 2022DEF 14A | Proxy statement |
| Aug 12, 202210-K | Annual report, FY2022 — revenue $5.71B (+14% y/y), net income $539.1M, EPS $4.55 |
| May 3, 202210-Q | Quarterly report, Q3 2022 — revenue $1.53B (+10% y/y), net income $176.6M, EPS $1.49 |
| Feb 1, 202210-Q | Quarterly report, Q2 FY2022 — revenue $1.26B (+19% y/y), net income $47.2M, EPS $0.40 |
15 current reports (8-K) not listed; the year is on EDGAR.
2021 · 27 filings — 21 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
| Filed | What it is |
|---|---|
| Nov 3, 202110-Q | Quarterly report, Q1 FY2022 — revenue $1.19B (+17% y/y), net income $67.2M, EPS $0.57 |
| Oct 5, 2021DEFA14A | Additional proxy materials |
| Oct 5, 2021DEF 14A | Proxy statement |
| Aug 12, 202110-K | Annual report, FY2021 — revenue $4.99B (+10% y/y), net income $547.5M, EPS $4.65 |
| May 4, 202110-Q | Quarterly report, Q3 2021 — revenue $1.39B (+11% y/y), net income $165.0M, EPS $1.40 |
| Feb 2, 202110-Q | Quarterly report, Q2 FY2021 — revenue $1.05B (+9% y/y), net income $56.3M, EPS $0.48 |
21 current reports (8-K) not listed; the year is on EDGAR.
2020 · 29 filings — 21 × 8-K, 3 × 10-Q, 3 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Oct 30, 202010-Q | Quarterly report, Q1 FY2021 — revenue $1.02B (+7% y/y), net income $65.8M, EPS $0.56 |
| Oct 27, 2020DEFA14A | Additional proxy materials |
| Oct 6, 2020DEFA14A | Additional proxy materials |
| Oct 6, 2020DEFA14A | Additional proxy materials |
| Oct 6, 2020DEF 14A | Proxy statement |
| Aug 11, 202010-K | Annual report, FY2020 — revenue $4.53B (+4% y/y), net income $462.5M, EPS $3.95 |
| May 8, 202010-Q | Quarterly report, Q3 2020 — revenue $1.25B (+2% y/y), net income $166.8M, EPS $1.43 |
| Jan 31, 202010-Q | Quarterly report, Q2 FY2020 — revenue $968.7M (+2% y/y), net income $10.1M, EPS $0.09 |
21 current reports (8-K) not listed; the year is on EDGAR.
2019 · 39 filings — 32 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 6, 201910-Q | Quarterly report, Q1 FY2020 — revenue $948.6M (−2% y/y), net income $55.9M, EPS $0.48 |
| Oct 2, 2019DEFA14A | Additional proxy materials |
| Oct 2, 2019DEFA14A | Additional proxy materials |
| Oct 2, 2019DEF 14A | Proxy statement |
| Aug 6, 201910-K | Annual report, FY2019 — revenue $4.36B (+1% y/y), net income $482.1M, EPS $4.06 |
| May 7, 201910-Q | Quarterly report, Q3 2019 — revenue $1.22B (+14% y/y), net income $172.2M, EPS $1.45 |
| Feb 7, 201910-Q | Quarterly report, Q2 FY2019 — revenue $953.4M (−6% y/y), net income $49.9M, EPS $0.42 |
32 current reports (8-K) not listed; the year is on EDGAR.
2018 · 33 filings — 26 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
| Filed | What it is |
|---|---|
| Nov 6, 201810-Q | Quarterly report, Q1 FY2019 — revenue $972.8M (+5% y/y), net income $76.7M, EPS $0.64 |
| Oct 12, 2018DEFA14A | Additional proxy materials |
| Sep 24, 2018DEFA14A | Additional proxy materials |
| Sep 24, 2018DEF 14A | Proxy statement |
| Aug 7, 201810-K | Annual report, FY2018 — revenue $4.33B (+5% y/y), net income $427.9M, EPS $3.56 |
| May 8, 201810-Q | Quarterly report, Q3 2018 — revenue $1.07B (+6% y/y), net income $109.1M, EPS $0.90 |
| Feb 8, 201810-Q | Quarterly report, Q2 FY2018 — revenue $1.01B (+13% y/y), net income $62.1M, EPS $0.52 |
26 current reports (8-K) not listed; the year is on EDGAR.
2017 · 32 filings — 25 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
| Filed | What it is |
|---|---|
| Nov 8, 201710-Q | Quarterly report, Q1 FY2018 — revenue $924.8M (+3% y/y), net income $49.9M, EPS $0.42 |
| Oct 2, 2017DEFA14A | Additional proxy materials |
| Oct 2, 2017DEF 14A | Proxy statement |
| Aug 10, 201710-K | Annual report, FY2017 — revenue $4.14B (+43% y/y), net income $326.8M, EPS $2.70 |
| May 10, 201710-Q | Quarterly report, Q3 2017 — revenue $1.01B (+46% y/y), net income $75.9M, EPS $0.63 |
| Feb 8, 201710-Q | Quarterly report, Q2 FY2017 — revenue $892.6M (+40% y/y), net income $30.1M, EPS $0.25 |
26 current reports (8-K) not listed; the year is on EDGAR.
2016 · 30 filings — 23 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
Counted, not listed; the year is on EDGAR.
2015 · 32 filings — 23 × 8-K, 3 × 10-Q, 3 × DEFA14A and 3 other forms
Counted, not listed; the year is on EDGAR.
2014 · 35 filings — 25 × 8-K, 3 × 10-Q, 2 × 8-K/A and 4 other forms
Counted, not listed; the year is on EDGAR.
2013 · 34 filings — 23 × 8-K, 3 × 10-Q, 3 × DEFA14A and 4 other forms
Counted, not listed; the year is on EDGAR.
2012 · 34 filings — 22 × 8-K, 4 × DEFA14A, 3 × 10-Q and 4 other forms
Counted, not listed; the year is on EDGAR.
2011 · 35 filings — 23 × 8-K, 5 × DEFA14A, 3 × 10-Q and 4 other forms
Counted, not listed; the year is on EDGAR.
2010 · 36 filings — 22 × 8-K, 5 × DEFA14A, 3 × 10-Q and 6 other forms
Counted, not listed; the year is on EDGAR.
2009 · 31 filings — 16 × 8-K, 9 × DEFA14A, 3 × 10-Q and 3 other forms
Counted, not listed; the year is on EDGAR.
2008 · 29 filings — 23 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2007 · 18 filings — 14 × 8-K, 2 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 88 filings — 71 × 4, 5 × SCHEDULE 13G, 3 × 144 and 7 other forms
| Filed | What it is |
|---|---|
| Oct 6, 20264 | Insider transaction (Form 4) |
| Oct 6, 20264 | Insider transaction (Form 4) |
| Oct 6, 20264 | Insider transaction (Form 4) |
| Oct 6, 20264 | Insider transaction (Form 4) |
| Oct 6, 20264 | Insider transaction (Form 4) |
| Oct 6, 20264 | Insider transaction (Form 4) |
| Oct 6, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Sep 28, 20264 | Insider transaction (Form 4) |
| Sep 28, 20264 | Insider transaction (Form 4) |
| Sep 28, 20264 | Insider transaction (Form 4) |
| Sep 28, 20264 | Insider transaction (Form 4) |
| Sep 28, 20264 | Insider transaction (Form 4) |
| Aug 14, 20264 | Insider transaction (Form 4) |
| Aug 14, 20264 | Insider transaction (Form 4) |
| Aug 14, 20264 | Insider transaction (Form 4) |
| Aug 14, 20264 | Insider transaction (Form 4) |
| Aug 14, 20264 | Insider transaction (Form 4) |
| Aug 14, 20264 | Insider transaction (Form 4) |
| Aug 11, 20265 | Annual insider holdings (Form 5) |
The newest 25 of 88 shown; the full year is on EDGAR.
2025 · 124 filings — 98 × 4, 23 × 144, 1 × 4/A and 2 other forms
| Filed | What it is |
|---|---|
| Dec 11, 20254 | Insider transaction (Form 4) |
| Dec 11, 20254 | Insider transaction (Form 4) |
| Dec 11, 20254 | Insider transaction (Form 4) |
| Dec 11, 20254 | Insider transaction (Form 4) |
| Dec 11, 20254 | Insider transaction (Form 4) |
| Dec 9, 20254 | Insider transaction (Form 4) |
| Dec 4, 20254 | Insider transaction (Form 4) |
| Dec 3, 2025144 | Notice of proposed sale (Form 144) |
| Nov 18, 2025144 | Notice of proposed sale (Form 144) |
| Nov 18, 20254 | Insider transaction (Form 4) |
| Nov 17, 20254 | Insider transaction (Form 4) |
| Nov 17, 20254 | Insider transaction (Form 4) |
| Nov 17, 20254 | Insider transaction (Form 4) |
| Nov 17, 20254 | Insider transaction (Form 4) |
| Nov 17, 20254 | Insider transaction (Form 4) |
| Nov 17, 20254 | Insider transaction (Form 4) |
| Nov 17, 20254 | Insider transaction (Form 4) |
| Oct 30, 2025SCHEDULE 13G/A | Other filings |
| Oct 3, 20254 | Insider transaction (Form 4) |
| Oct 3, 20254 | Insider transaction (Form 4) |
| Oct 3, 20254 | Insider transaction (Form 4) |
| Oct 3, 20254 | Insider transaction (Form 4) |
| Oct 3, 20254 | Insider transaction (Form 4) |
| Oct 3, 20254 | Insider transaction (Form 4) |
| Oct 3, 20254 | Insider transaction (Form 4) |
The newest 25 of 124 shown; the full year is on EDGAR.
2024 · 144 filings — 117 × 4, 20 × 144, 2 × 3 and 3 other forms
| Filed | What it is |
|---|---|
| Dec 17, 20244 | Insider transaction (Form 4) |
| Dec 17, 20244 | Insider transaction (Form 4) |
| Dec 17, 20244 | Insider transaction (Form 4) |
| Dec 17, 20244 | Insider transaction (Form 4) |
| Dec 17, 20244 | Insider transaction (Form 4) |
| Dec 4, 20244 | Insider transaction (Form 4) |
| Dec 3, 2024144 | Notice of proposed sale (Form 144) |
| Nov 22, 20244 | Insider transaction (Form 4) |
| Nov 15, 20244 | Insider transaction (Form 4) |
| Nov 15, 20244 | Insider transaction (Form 4) |
| Nov 15, 20244 | Insider transaction (Form 4) |
| Nov 15, 20244 | Insider transaction (Form 4) |
| Nov 15, 20244 | Insider transaction (Form 4) |
| Nov 15, 20244 | Insider transaction (Form 4) |
| Nov 15, 20244 | Insider transaction (Form 4) |
| Nov 15, 20244 | Insider transaction (Form 4) |
| Nov 12, 2024144 | Notice of proposed sale (Form 144) |
| Nov 12, 20244 | Insider transaction (Form 4) |
| Nov 12, 20244 | Insider transaction (Form 4) |
| Nov 12, 20244 | Insider transaction (Form 4) |
| Nov 12, 20244 | Insider transaction (Form 4) |
| Nov 12, 2024144 | Notice of proposed sale (Form 144) |
| Nov 12, 2024144 | Notice of proposed sale (Form 144) |
| Nov 8, 20244 | Insider transaction (Form 4) |
| Nov 7, 2024144 | Notice of proposed sale (Form 144) |
The newest 25 of 144 shown; the full year is on EDGAR.
2023 · 161 filings — 126 × 4, 28 × 144, 2 × 5 and 3 other forms
Counted, not listed; the year is on EDGAR.
2022 · 124 filings — 114 × 4, 3 × SC 13G/A, 2 × 5 and 4 other forms
Counted, not listed; the year is on EDGAR.
2021 · 149 filings — 127 × 4, 11 × 4/A, 4 × 3 and 4 other forms
Counted, not listed; the year is on EDGAR.
2020 · 146 filings — 137 × 4, 4 × CT ORDER, 3 × SC 13G/A and 1 other form
Counted, not listed; the year is on EDGAR.
2019 · 135 filings — 123 × 4, 3 × SC 13G/A, 2 × 424B5 and 5 other forms
Counted, not listed; the year is on EDGAR.
2018 · 128 filings — 121 × 4, 4 × SC 13G/A, 1 × 3 and 2 other forms
Counted, not listed; the year is on EDGAR.
2017 · 121 filings — 108 × 4, 4 × SC 13G/A, 3 × UPLOAD and 3 other forms
Counted, not listed; the year is on EDGAR.
2016 · 127 filings — 109 × 4, 10 × 4/A, 2 × 424B5 and 5 other forms
Counted, not listed; the year is on EDGAR.
2015 · 109 filings — 92 × 4, 5 × 3, 3 × CORRESP and 4 other forms
Counted, not listed; the year is on EDGAR.
2014 · 107 filings — 97 × 4, 4 × SC 13G/A, 2 × 3 and 3 other forms
Counted, not listed; the year is on EDGAR.
2013 · 116 filings — 104 × 4, 3 × SC 13G/A, 1 × 3 and 8 other forms
Counted, not listed; the year is on EDGAR.
2012 · 144 filings — 117 × 4, 14 × 4/A, 4 × UPLOAD and 5 other forms
Counted, not listed; the year is on EDGAR.
2011 · 94 filings — 83 × 4, 3 × CT ORDER, 3 × UPLOAD and 4 other forms
Counted, not listed; the year is on EDGAR.
2010 · 63 filings — 54 × 4, 3 × CT ORDER, 2 × 3 and 3 other forms
Counted, not listed; the year is on EDGAR.
2009 · 61 filings — 52 × 4, 3 × 3, 3 × SC 13G/A and 2 other forms
Counted, not listed; the year is on EDGAR.
2008 · 98 filings — 76 × 4, 12 × 5, 5 × SC 13G and 2 other forms
Counted, not listed; the year is on EDGAR.
2007 · 125 filings — 52 × 4, 22 × 4/A, 19 × 3 and 11 other forms
Counted, not listed; the year is on EDGAR.
2006 · 1 filing — 1 × 10-12B
Counted, not listed; the year is on EDGAR.
About this data#
Broadridge Financial Solutions Inc. (BR) has 2,946 filings on EDGAR going back to 2006: 23 annual reports, 59 quarterly reports and 419 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Aug 4, 2026 for the fiscal year ended Jun 30, 2026. The most recent 8-K, on Aug 4, 2026, furnished a press release headed “Broadridge Reports Fourth Quarter and Fiscal Year 2026 Results”. Over the last 13 months insiders sold $802K in 3 sales and bought $1.0M in 1 purchase; 75 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Broadridge Financial Solutions Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read BR's latest 10-K?
- BR's latest annual report, a 10-K, was filed on Aug 4, 2026 for the fiscal year ended Jun 30, 2026. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did BR last file an 8-K?
- On Aug 4, 2026 it furnished a press release headed “Broadridge Reports Fourth Quarter and Fiscal Year 2026 Results”. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Aug 4, 2026.
- Are BR insiders buying or selling?
- Over the last 13 months insiders sold $802K in 3 sales and bought $1.0M in 1 purchase; 75 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Carey Thomas P (Corporate VP) sold 2,501 shares on Oct 1, 2026 for $400K. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has BR made?
- 2,946 filings are on EDGAR under the registrant records that have been Broadridge Financial Solutions Inc., going back to 2006; 2,208 of them are insider ownership forms (Forms 3, 4, 5 and 144).
