UBS SEC filings (2026)
CIK 1610520 · National Commercial Banks (SIC 6021) · incorporated in V8 · fiscal year ends in December
1,340 filings on EDGAR since 2014 · 12 annual, 0 quarterly, 484 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
October 2026
- Oct 298-K8-K · Report of a foreign private issuer
- Oct 288-K8-K · Report of a foreign private issuer
- Oct 288-K8-K · Report of a foreign private issuer
- Oct 288-K8-K · Report of a foreign private issuer
- Oct 288-K8-K · Report of a foreign private issuer
- Oct 288-K8-K · Report of a foreign private issuer
August 2026
- Aug 148-K8-K · Report of a foreign private issuer
July 2026
- Jul 308-K8-K · Report of a foreign private issuer
- Jul 298-K8-K · Report of a foreign private issuer
- Jul 298-K8-K · Report of a foreign private issuer
- Jul 298-K8-K · Report of a foreign private issuer
- Jul 298-K8-K · Report of a foreign private issuer
- Jul 298-K8-K · Report of a foreign private issuer
- Jul 298-K8-K · Report of a foreign private issuer
May 2026
- May 58-K8-K · Report of a foreign private issuer
April 2026
- Apr 308-K8-K · Report of a foreign private issuer
- Apr 298-K8-K · Report of a foreign private issuer
- Apr 298-K8-K · Report of a foreign private issuer
- Apr 298-K8-K · Report of a foreign private issuer
- Apr 298-K8-K · Report of a foreign private issuer
- Apr 298-K8-K · Report of a foreign private issuer
- Apr 228-K8-K · Report of a foreign private issuer
March 2026
- Mar 318-K8-K · Report of a foreign private issuer
- Mar 238-K8-K · Report of a foreign private issuer
- Mar 168-K8-K · Report of a foreign private issuer
- Mar 9ReportAnnual report (foreign private issuer), FY2025 — net income $7.80B, EPS $2.36
- Mar 98-K8-K · Report of a foreign private issuer
- Mar 98-K8-K · Report of a foreign private issuer
- Mar 98-K8-K · Report of a foreign private issuer
- Mar 98-K8-K · Report of a foreign private issuer
- Mar 98-K8-K · Report of a foreign private issuer
February 2026
- Feb 278-K8-K · Report of a foreign private issuer
- Feb 198-K8-K · Report of a foreign private issuer
- Feb 58-K8-K · Report of a foreign private issuer
- Feb 48-K8-K · Report of a foreign private issuer
- Feb 48-K8-K · Report of a foreign private issuer
- Feb 48-K8-K · Report of a foreign private issuer
January 2026
- Jan 128-K8-K · Report of a foreign private issuer
December 2025
- Dec 158-K8-K · Report of a foreign private issuer
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
No Form 4 transaction on file for UBS in the window. Transaction details are read from the documents filed since January 2026; the filings themselves are counted below.
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 38 filings
| Filed | What it is |
|---|---|
| Oct 29, 20266-K | Report of a foreign private issuer |
| Oct 28, 20266-K | Report of a foreign private issuer |
| Oct 28, 20266-K | Report of a foreign private issuer |
| Oct 28, 20266-K | Report of a foreign private issuer |
| Oct 28, 20266-K | Report of a foreign private issuer |
| Oct 28, 20266-K | Report of a foreign private issuer |
| Aug 14, 20266-K | Report of a foreign private issuer |
| Jul 30, 20266-K | Report of a foreign private issuer |
| Jul 29, 20266-K | Report of a foreign private issuer |
| Jul 29, 20266-K | Report of a foreign private issuer |
| Jul 29, 20266-K | Report of a foreign private issuer |
| Jul 29, 20266-K | Report of a foreign private issuer |
| Jul 29, 20266-K | Report of a foreign private issuer |
| Jul 29, 20266-K | Report of a foreign private issuer |
| May 5, 20266-K | Report of a foreign private issuer |
| Apr 30, 20266-K | Report of a foreign private issuer |
| Apr 29, 20266-K | Report of a foreign private issuer |
| Apr 29, 20266-K | Report of a foreign private issuer |
| Apr 29, 20266-K | Report of a foreign private issuer |
| Apr 29, 20266-K | Report of a foreign private issuer |
| Apr 29, 20266-K | Report of a foreign private issuer |
| Apr 22, 20266-K | Report of a foreign private issuer |
| Mar 31, 20266-K | Report of a foreign private issuer |
| Mar 23, 20266-K | Report of a foreign private issuer |
| Mar 16, 20266-K | Report of a foreign private issuer |
| Mar 9, 20266-K | Report of a foreign private issuer |
| Mar 9, 20266-K | Report of a foreign private issuer |
| Mar 9, 20266-K | Report of a foreign private issuer |
| Mar 9, 20266-K | Report of a foreign private issuer |
| Mar 9, 20266-K | Report of a foreign private issuer |
| Mar 9, 202620-F | Annual report (foreign private issuer), FY2025 — net income $7.80B, EPS $2.36 |
| Feb 27, 20266-K | Report of a foreign private issuer |
| Feb 19, 20266-K | Report of a foreign private issuer |
| Feb 5, 20266-K | Report of a foreign private issuer |
| Feb 4, 20266-K | Report of a foreign private issuer |
| Feb 4, 20266-K | Report of a foreign private issuer |
| Feb 4, 20266-K | Report of a foreign private issuer |
| Jan 12, 20266-K | Report of a foreign private issuer |
2025 · 48 filings
| Filed | What it is |
|---|---|
| Dec 15, 20256-K | Report of a foreign private issuer |
| Nov 6, 20256-K | Report of a foreign private issuer |
| Nov 5, 20256-K | Report of a foreign private issuer |
| Nov 4, 20256-K | Report of a foreign private issuer |
| Oct 30, 20256-K | Report of a foreign private issuer |
| Oct 30, 20256-K | Report of a foreign private issuer |
| Oct 29, 20256-K | Report of a foreign private issuer |
| Oct 29, 20256-K | Report of a foreign private issuer |
| Oct 29, 20256-K | Report of a foreign private issuer |
| Oct 29, 20256-K | Report of a foreign private issuer |
| Oct 24, 20256-K | Report of a foreign private issuer |
| Oct 1, 20256-K | Report of a foreign private issuer |
| Sep 30, 20256-K | Report of a foreign private issuer |
| Sep 23, 20256-K | Report of a foreign private issuer |
| Aug 29, 20256-K | Report of a foreign private issuer |
| Aug 28, 20256-K | Report of a foreign private issuer |
| Aug 5, 20256-K | Report of a foreign private issuer |
| Aug 5, 20256-K | Report of a foreign private issuer |
| Aug 4, 20256-K | Report of a foreign private issuer |
| Jul 31, 20256-K | Report of a foreign private issuer |
| Jul 30, 20256-K | Report of a foreign private issuer |
| Jul 30, 20256-K | Report of a foreign private issuer |
| Jul 30, 20256-K | Report of a foreign private issuer |
| Jul 30, 20256-K | Report of a foreign private issuer |
| Jul 30, 20256-K | Report of a foreign private issuer |
| Jun 6, 20256-K | Report of a foreign private issuer |
| Jun 6, 20256-K | Report of a foreign private issuer |
| May 8, 20256-K | Report of a foreign private issuer |
| May 8, 20256-K | Report of a foreign private issuer |
| May 5, 20256-K | Report of a foreign private issuer |
| Apr 30, 20256-K | Report of a foreign private issuer |
| Apr 30, 20256-K | Report of a foreign private issuer |
| Apr 30, 20256-K | Report of a foreign private issuer |
| Apr 30, 20256-K | Report of a foreign private issuer |
| Apr 30, 20256-K | Report of a foreign private issuer |
| Apr 17, 20256-K | Report of a foreign private issuer |
| Mar 17, 20256-K | Report of a foreign private issuer |
| Mar 17, 20256-K | Report of a foreign private issuer |
| Mar 17, 20256-K | Report of a foreign private issuer |
| Mar 17, 20256-K | Report of a foreign private issuer |
| Mar 17, 20256-K | Report of a foreign private issuer |
| Mar 17, 20256-K | Report of a foreign private issuer |
| Mar 17, 202520-F | Annual report (foreign private issuer), FY2024 — net income $5.15B, EPS $1.52 |
| Mar 4, 20256-K | Report of a foreign private issuer |
| Feb 5, 20256-K | Report of a foreign private issuer |
| Feb 4, 20256-K | Report of a foreign private issuer |
| Feb 4, 20256-K | Report of a foreign private issuer |
| Feb 4, 20256-K | Report of a foreign private issuer |
2024 · 48 filings
| Filed | What it is |
|---|---|
| Nov 8, 20246-K | Report of a foreign private issuer |
| Nov 8, 20246-K | Report of a foreign private issuer |
| Nov 1, 20246-K | Report of a foreign private issuer |
| Nov 1, 20246-K | Report of a foreign private issuer |
| Oct 30, 20246-K | Report of a foreign private issuer |
| Oct 30, 20246-K | Report of a foreign private issuer |
| Oct 30, 20246-K | Report of a foreign private issuer |
| Oct 30, 20246-K | Report of a foreign private issuer |
| Sep 11, 20246-K | Report of a foreign private issuer |
| Sep 11, 20246-K | Report of a foreign private issuer |
| Aug 23, 20246-K | Report of a foreign private issuer |
| Aug 23, 20246-K | Report of a foreign private issuer |
| Aug 23, 20246-K | Report of a foreign private issuer |
| Aug 23, 20246-K | Report of a foreign private issuer |
| Aug 15, 20246-K | Report of a foreign private issuer |
| Aug 14, 20246-K | Report of a foreign private issuer |
| Aug 14, 20246-K | Report of a foreign private issuer |
| Aug 14, 20246-K | Report of a foreign private issuer |
| Aug 14, 20246-K | Report of a foreign private issuer |
| Aug 14, 20246-K | Report of a foreign private issuer |
| Aug 14, 20246-K | Report of a foreign private issuer |
| May 31, 20246-K | Report of a foreign private issuer |
| May 30, 20246-K | Report of a foreign private issuer |
| May 13, 20246-K | Report of a foreign private issuer |
| May 13, 20246-K | Report of a foreign private issuer |
| May 8, 20246-K | Report of a foreign private issuer |
| May 7, 20246-K | Report of a foreign private issuer |
| May 7, 20246-K | Report of a foreign private issuer |
| May 7, 20246-K | Report of a foreign private issuer |
| May 7, 20246-K | Report of a foreign private issuer |
| May 7, 20246-K | Report of a foreign private issuer |
| May 7, 20246-K | Report of a foreign private issuer |
| Apr 16, 20246-K | Report of a foreign private issuer |
| Mar 28, 20246-K | Report of a foreign private issuer |
| Mar 28, 20246-K | Report of a foreign private issuer |
| Mar 28, 20246-K | Report of a foreign private issuer |
| Mar 28, 20246-K | Report of a foreign private issuer |
| Mar 28, 20246-K | Report of a foreign private issuer |
| Mar 28, 20246-K | Report of a foreign private issuer |
| Mar 28, 20246-K | Report of a foreign private issuer |
| Mar 28, 202420-F | Annual report (foreign private issuer), FY2023 — net income $27.38B, EPS $8.30 |
| Mar 28, 20246-K | Report of a foreign private issuer |
| Feb 7, 20246-K | Report of a foreign private issuer |
| Feb 6, 20246-K | Report of a foreign private issuer |
| Feb 6, 20246-K | Report of a foreign private issuer |
| Feb 6, 20246-K | Report of a foreign private issuer |
| Jan 24, 20246-K | Report of a foreign private issuer |
| Jan 12, 20246-K | Report of a foreign private issuer |
2023 · 50 filings — 48 × 6-K, 1 × 20-F, 1 × 6-K/A
2022 · 36 filings — 35 × 6-K, 1 × 20-F
2021 · 44 filings — 43 × 6-K, 1 × 20-F
2020 · 43 filings — 41 × 6-K, 1 × 20-F, 1 × 6-K/A
2019 · 39 filings — 37 × 6-K, 1 × 20-F, 1 × 6-K/A
2018 · 40 filings — 38 × 6-K, 1 × 20-F, 1 × 6-K/A
2017 · 29 filings — 28 × 6-K, 1 × 20-F
2016 · 27 filings — 26 × 6-K, 1 × 20-F
Counted, not listed; the year is on EDGAR.
2015 · 43 filings — 40 × 6-K, 2 × 6-K/A, 1 × 20-F
Counted, not listed; the year is on EDGAR.
2014 · 11 filings — 11 × 6-K
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 46 filings — 15 × SCHEDULE 13G/A, 10 × SCHEDULE 13G, 4 × 13F-HR and 12 other forms
| Filed | What it is |
|---|---|
| Nov 10, 202613F-HR | Other filings |
| Nov 5, 2026SCHEDULE 13G | Other filings |
| Nov 4, 2026SCHEDULE 13G/A | Other filings |
| Nov 4, 2026SCHEDULE 13G/A | Other filings |
| Nov 4, 2026SCHEDULE 13G/A | Other filings |
| Nov 3, 2026SCHEDULE 13G/A | Other filings |
| Oct 29, 2026SCHEDULE 13G/A | Other filings |
| Oct 29, 2026SCHEDULE 13G/A | Other filings |
| Oct 6, 202611-K/A | Employee plan annual report, amended |
| Oct 6, 202611-K/A | Employee plan annual report, amended |
| Aug 28, 2026N-PX | Other filings |
| Aug 13, 202613F-HR | Other filings |
| Aug 5, 2026SCHEDULE 13G | Other filings |
| Aug 5, 2026SCHEDULE 13G | Other filings |
| Aug 4, 2026SCHEDULE 13G | Other filings |
| Aug 4, 2026SCHEDULE 13G | Other filings |
| Aug 3, 2026SCHEDULE 13G/A | Other filings |
| Aug 3, 2026SCHEDULE 13G/A | Other filings |
| Jul 31, 2026SCHEDULE 13G/A | Other filings |
| Jul 31, 2026SCHEDULE 13G/A | Other filings |
| Jul 31, 2026SCHEDULE 13G/A | Other filings |
| Jun 29, 202611-K | Employee plan annual report |
| Jun 29, 202611-K | Employee plan annual report |
| May 29, 20264 | Insider transaction (Form 4) |
| May 29, 20264 | Insider transaction (Form 4) |
The newest 25 of 46 shown; the full year is on EDGAR.
2025 · 33 filings — 16 × SCHEDULE 13G/A, 4 × 13F-HR, 4 × SCHEDULE 13G and 7 other forms
| Filed | What it is |
|---|---|
| Nov 17, 2025UPLOAD | Letter from the SEC staff |
| Nov 13, 202513F-HR | Other filings |
| Oct 24, 2025SCHEDULE 13G/A | Other filings |
| Oct 10, 2025CORRESP | Letter to the SEC |
| Sep 12, 2025UPLOAD | Letter from the SEC staff |
| Aug 29, 2025N-PX | Other filings |
| Aug 14, 202513F-HR | Other filings |
| Jul 29, 2025SCHEDULE 13G/A | Other filings |
| Jul 29, 2025SCHEDULE 13G/A | Other filings |
| Jun 26, 202511-K | Employee plan annual report |
| Jun 26, 202511-K | Employee plan annual report |
| May 13, 202513F-HR | Other filings |
| May 1, 2025SCHEDULE 13G/A | Other filings |
| Apr 30, 2025SCHEDULE 13G/A | Other filings |
| Apr 30, 2025SCHEDULE 13G/A | Other filings |
| Apr 30, 2025SCHEDULE 13G/A | Other filings |
| Apr 30, 2025SCHEDULE 13G/A | Other filings |
| Apr 30, 2025SCHEDULE 13G | Other filings |
| Apr 30, 2025SCHEDULE 13G/A | Other filings |
| Apr 30, 2025SCHEDULE 13G/A | Other filings |
| Apr 25, 2025SCHEDULE 13G/A | Other filings |
| Apr 25, 2025SCHEDULE 13G | Other filings |
| Apr 14, 2025SCHEDULE 13G/A | Other filings |
| Mar 17, 2025IRANNOTICE | Other filings |
| Feb 25, 20254 | Insider transaction (Form 4) |
The newest 25 of 33 shown; the full year is on EDGAR.
2024 · 82 filings — 26 × SC 13G/A, 23 × 4, 7 × SC 13G and 9 other forms
| Filed | What it is |
|---|---|
| Nov 14, 202413F-HR | Other filings |
| Nov 8, 2024SC 13G | Passive holder above 5% (Schedule 13G) |
| Nov 6, 2024SCHEDULE 13G | Other filings |
| Nov 4, 2024SCHEDULE 13G | Other filings |
| Nov 1, 2024SCHEDULE 13G/A | Other filings |
| Oct 31, 2024SCHEDULE 13G | Other filings |
| Oct 30, 2024SCHEDULE 13G/A | Other filings |
| Oct 30, 2024SCHEDULE 13G | Other filings |
| Oct 30, 2024SCHEDULE 13G | Other filings |
| Sep 5, 20244/A | Insider transaction (Form 4), amended |
| Sep 5, 20243/A | Initial insider holdings (Form 3), amended |
| Sep 3, 2024N-PX | Other filings |
| Aug 29, 20244 | Insider transaction (Form 4) |
| Aug 29, 20243 | Initial insider holdings (Form 3) |
| Aug 14, 202413F-HR | Other filings |
| Aug 8, 2024SCHEDULE 13G/A | Other filings |
| Aug 8, 2024SCHEDULE 13G/A | Other filings |
| Aug 8, 2024SCHEDULE 13G/A | Other filings |
| Jul 10, 20244 | Insider transaction (Form 4) |
| Jul 10, 20243 | Initial insider holdings (Form 3) |
| Jun 28, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Jun 28, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Jun 28, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Jun 28, 20244 | Insider transaction (Form 4) |
| Jun 28, 20244 | Insider transaction (Form 4) |
The newest 25 of 82 shown; the full year is on EDGAR.
2023 · 87 filings — 42 × SC 13G/A, 7 × CORRESP, 6 × 4 and 16 other forms
Counted, not listed; the year is on EDGAR.
2022 · 19 filings — 8 × SC 13G/A, 4 × 13F-HR, 2 × 11-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2021 · 20 filings — 8 × SC 13G/A, 4 × 13F-HR, 3 × SC 13G and 4 other forms
Counted, not listed; the year is on EDGAR.
2020 · 79 filings — 48 × SC 13G/A, 17 × 4, 6 × SC 13G and 4 other forms
Counted, not listed; the year is on EDGAR.
2019 · 91 filings — 34 × SC 13G, 34 × SC 13G/A, 12 × 4 and 6 other forms
Counted, not listed; the year is on EDGAR.
2018 · 49 filings — 19 × SC 13G/A, 17 × SC 13G, 4 × 13F-HR and 5 other forms
Counted, not listed; the year is on EDGAR.
2017 · 46 filings — 16 × SC 13G/A, 10 × 4, 10 × SC 13G and 5 other forms
Counted, not listed; the year is on EDGAR.
2016 · 66 filings — 27 × SC 13G/A, 14 × 4, 10 × SC 13G and 7 other forms
Counted, not listed; the year is on EDGAR.
2015 · 50 filings — 17 × SC 13G/A, 13 × 4, 9 × SC 13G and 5 other forms
Counted, not listed; the year is on EDGAR.
2014 · 176 filings — 49 × SC 13G/A, 47 × 425, 43 × 3 and 15 other forms
Counted, not listed; the year is on EDGAR.
About this data#
UBS Group AG Registered (UBS) has 1,340 filings on EDGAR going back to 2014: 12 annual reports, 0 quarterly reports and 484 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 20-F, was filed on Mar 9, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Oct 29, 2026, covered a material event. Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been UBS Group AG Registered, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read UBS's latest 10-K?
- UBS's latest annual report, a 20-F, was filed on Mar 9, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did UBS last file an 8-K?
- On Oct 29, 2026 it filed a current report. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02.
- How many SEC filings has UBS made?
- 1,340 filings are on EDGAR under the registrant records that have been UBS Group AG Registered, going back to 2014; 165 of them are insider ownership forms (Forms 3, 4, 5 and 144).
