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UBS SEC filings (2026)

CIK 1610520 · National Commercial Banks (SIC 6021) · incorporated in V8 · fiscal year ends in December

1,340 filings on EDGAR since 2014 · 12 annual, 0 quarterly, 484 current · financial statements · earnings

Latest 20-F
Mar 9, 2026
fiscal year to Dec 31, 2025
Latest 8-K
Oct 29, 2026
current report
Filings on file
1,340
since 2014, 165 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

October 2026

August 2026

July 2026

May 2026

April 2026

March 2026

February 2026

January 2026

December 2025

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

No Form 4 transaction on file for UBS in the window. Transaction details are read from the documents filed since January 2026; the filings themselves are counted below.

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.

2026 · 38 filings
FiledWhat it is
Oct 29, 20266-KReport of a foreign private issuer
Oct 28, 20266-KReport of a foreign private issuer
Oct 28, 20266-KReport of a foreign private issuer
Oct 28, 20266-KReport of a foreign private issuer
Oct 28, 20266-KReport of a foreign private issuer
Oct 28, 20266-KReport of a foreign private issuer
Aug 14, 20266-KReport of a foreign private issuer
Jul 30, 20266-KReport of a foreign private issuer
Jul 29, 20266-KReport of a foreign private issuer
Jul 29, 20266-KReport of a foreign private issuer
Jul 29, 20266-KReport of a foreign private issuer
Jul 29, 20266-KReport of a foreign private issuer
Jul 29, 20266-KReport of a foreign private issuer
Jul 29, 20266-KReport of a foreign private issuer
May 5, 20266-KReport of a foreign private issuer
Apr 30, 20266-KReport of a foreign private issuer
Apr 29, 20266-KReport of a foreign private issuer
Apr 29, 20266-KReport of a foreign private issuer
Apr 29, 20266-KReport of a foreign private issuer
Apr 29, 20266-KReport of a foreign private issuer
Apr 29, 20266-KReport of a foreign private issuer
Apr 22, 20266-KReport of a foreign private issuer
Mar 31, 20266-KReport of a foreign private issuer
Mar 23, 20266-KReport of a foreign private issuer
Mar 16, 20266-KReport of a foreign private issuer
Mar 9, 20266-KReport of a foreign private issuer
Mar 9, 20266-KReport of a foreign private issuer
Mar 9, 20266-KReport of a foreign private issuer
Mar 9, 20266-KReport of a foreign private issuer
Mar 9, 20266-KReport of a foreign private issuer
Mar 9, 202620-FAnnual report (foreign private issuer), FY2025 — net income $7.80B, EPS $2.36
Feb 27, 20266-KReport of a foreign private issuer
Feb 19, 20266-KReport of a foreign private issuer
Feb 5, 20266-KReport of a foreign private issuer
Feb 4, 20266-KReport of a foreign private issuer
Feb 4, 20266-KReport of a foreign private issuer
Feb 4, 20266-KReport of a foreign private issuer
Jan 12, 20266-KReport of a foreign private issuer
2025 · 48 filings
FiledWhat it is
Dec 15, 20256-KReport of a foreign private issuer
Nov 6, 20256-KReport of a foreign private issuer
Nov 5, 20256-KReport of a foreign private issuer
Nov 4, 20256-KReport of a foreign private issuer
Oct 30, 20256-KReport of a foreign private issuer
Oct 30, 20256-KReport of a foreign private issuer
Oct 29, 20256-KReport of a foreign private issuer
Oct 29, 20256-KReport of a foreign private issuer
Oct 29, 20256-KReport of a foreign private issuer
Oct 29, 20256-KReport of a foreign private issuer
Oct 24, 20256-KReport of a foreign private issuer
Oct 1, 20256-KReport of a foreign private issuer
Sep 30, 20256-KReport of a foreign private issuer
Sep 23, 20256-KReport of a foreign private issuer
Aug 29, 20256-KReport of a foreign private issuer
Aug 28, 20256-KReport of a foreign private issuer
Aug 5, 20256-KReport of a foreign private issuer
Aug 5, 20256-KReport of a foreign private issuer
Aug 4, 20256-KReport of a foreign private issuer
Jul 31, 20256-KReport of a foreign private issuer
Jul 30, 20256-KReport of a foreign private issuer
Jul 30, 20256-KReport of a foreign private issuer
Jul 30, 20256-KReport of a foreign private issuer
Jul 30, 20256-KReport of a foreign private issuer
Jul 30, 20256-KReport of a foreign private issuer
Jun 6, 20256-KReport of a foreign private issuer
Jun 6, 20256-KReport of a foreign private issuer
May 8, 20256-KReport of a foreign private issuer
May 8, 20256-KReport of a foreign private issuer
May 5, 20256-KReport of a foreign private issuer
Apr 30, 20256-KReport of a foreign private issuer
Apr 30, 20256-KReport of a foreign private issuer
Apr 30, 20256-KReport of a foreign private issuer
Apr 30, 20256-KReport of a foreign private issuer
Apr 30, 20256-KReport of a foreign private issuer
Apr 17, 20256-KReport of a foreign private issuer
Mar 17, 20256-KReport of a foreign private issuer
Mar 17, 20256-KReport of a foreign private issuer
Mar 17, 20256-KReport of a foreign private issuer
Mar 17, 20256-KReport of a foreign private issuer
Mar 17, 20256-KReport of a foreign private issuer
Mar 17, 20256-KReport of a foreign private issuer
Mar 17, 202520-FAnnual report (foreign private issuer), FY2024 — net income $5.15B, EPS $1.52
Mar 4, 20256-KReport of a foreign private issuer
Feb 5, 20256-KReport of a foreign private issuer
Feb 4, 20256-KReport of a foreign private issuer
Feb 4, 20256-KReport of a foreign private issuer
Feb 4, 20256-KReport of a foreign private issuer
2024 · 48 filings
FiledWhat it is
Nov 8, 20246-KReport of a foreign private issuer
Nov 8, 20246-KReport of a foreign private issuer
Nov 1, 20246-KReport of a foreign private issuer
Nov 1, 20246-KReport of a foreign private issuer
Oct 30, 20246-KReport of a foreign private issuer
Oct 30, 20246-KReport of a foreign private issuer
Oct 30, 20246-KReport of a foreign private issuer
Oct 30, 20246-KReport of a foreign private issuer
Sep 11, 20246-KReport of a foreign private issuer
Sep 11, 20246-KReport of a foreign private issuer
Aug 23, 20246-KReport of a foreign private issuer
Aug 23, 20246-KReport of a foreign private issuer
Aug 23, 20246-KReport of a foreign private issuer
Aug 23, 20246-KReport of a foreign private issuer
Aug 15, 20246-KReport of a foreign private issuer
Aug 14, 20246-KReport of a foreign private issuer
Aug 14, 20246-KReport of a foreign private issuer
Aug 14, 20246-KReport of a foreign private issuer
Aug 14, 20246-KReport of a foreign private issuer
Aug 14, 20246-KReport of a foreign private issuer
Aug 14, 20246-KReport of a foreign private issuer
May 31, 20246-KReport of a foreign private issuer
May 30, 20246-KReport of a foreign private issuer
May 13, 20246-KReport of a foreign private issuer
May 13, 20246-KReport of a foreign private issuer
May 8, 20246-KReport of a foreign private issuer
May 7, 20246-KReport of a foreign private issuer
May 7, 20246-KReport of a foreign private issuer
May 7, 20246-KReport of a foreign private issuer
May 7, 20246-KReport of a foreign private issuer
May 7, 20246-KReport of a foreign private issuer
May 7, 20246-KReport of a foreign private issuer
Apr 16, 20246-KReport of a foreign private issuer
Mar 28, 20246-KReport of a foreign private issuer
Mar 28, 20246-KReport of a foreign private issuer
Mar 28, 20246-KReport of a foreign private issuer
Mar 28, 20246-KReport of a foreign private issuer
Mar 28, 20246-KReport of a foreign private issuer
Mar 28, 20246-KReport of a foreign private issuer
Mar 28, 20246-KReport of a foreign private issuer
Mar 28, 202420-FAnnual report (foreign private issuer), FY2023 — net income $27.38B, EPS $8.30
Mar 28, 20246-KReport of a foreign private issuer
Feb 7, 20246-KReport of a foreign private issuer
Feb 6, 20246-KReport of a foreign private issuer
Feb 6, 20246-KReport of a foreign private issuer
Feb 6, 20246-KReport of a foreign private issuer
Jan 24, 20246-KReport of a foreign private issuer
Jan 12, 20246-KReport of a foreign private issuer
2023 · 50 filings — 48 × 6-K, 1 × 20-F, 1 × 6-K/A
FiledWhat it is
Mar 6, 202320-FAnnual report (foreign private issuer), FY2022 — net income $7.66B, EPS $2.25

49 current reports (8-K) not listed; the year is on EDGAR.

2022 · 36 filings — 35 × 6-K, 1 × 20-F
FiledWhat it is
Mar 7, 202220-FAnnual report (foreign private issuer), FY2021 — revenue $35.39B (+7% y/y), net income $7.49B, EPS $2.06

35 current reports (8-K) not listed; the year is on EDGAR.

2021 · 44 filings — 43 × 6-K, 1 × 20-F
FiledWhat it is
Mar 5, 202120-FAnnual report (foreign private issuer), FY2020 — revenue $33.08B (+14% y/y), net income $6.57B, EPS $1.77

43 current reports (8-K) not listed; the year is on EDGAR.

2020 · 43 filings — 41 × 6-K, 1 × 20-F, 1 × 6-K/A
FiledWhat it is
Mar 3, 202020-FAnnual report (foreign private issuer), FY2019 — revenue $28.97B (−4% y/y), net income $4.31B, EPS $1.14

42 current reports (8-K) not listed; the year is on EDGAR.

2019 · 39 filings — 37 × 6-K, 1 × 20-F, 1 × 6-K/A
FiledWhat it is
Mar 15, 201920-FAnnual report (foreign private issuer), FY2018 — revenue $30.33B (+2% y/y), net income $4.52B, EPS $1.18

38 current reports (8-K) not listed; the year is on EDGAR.

2018 · 40 filings — 38 × 6-K, 1 × 20-F, 1 × 6-K/A
FiledWhat it is
Mar 9, 201820-FAnnual report (foreign private issuer), FY2017 — revenue $29.75B (+3% y/y), net income $1.05B, EPS $0.25

39 current reports (8-K) not listed; the year is on EDGAR.

2017 · 29 filings — 28 × 6-K, 1 × 20-F
FiledWhat it is
Mar 10, 201720-FAnnual report (foreign private issuer)

28 current reports (8-K) not listed; the year is on EDGAR.

2016 · 27 filings — 26 × 6-K, 1 × 20-F

Counted, not listed; the year is on EDGAR.

2015 · 43 filings — 40 × 6-K, 2 × 6-K/A, 1 × 20-F

Counted, not listed; the year is on EDGAR.

2014 · 11 filings — 11 × 6-K

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 46 filings — 15 × SCHEDULE 13G/A, 10 × SCHEDULE 13G, 4 × 13F-HR and 12 other forms
FiledWhat it is
Nov 10, 202613F-HROther filings
Nov 5, 2026SCHEDULE 13GOther filings
Nov 4, 2026SCHEDULE 13G/AOther filings
Nov 4, 2026SCHEDULE 13G/AOther filings
Nov 4, 2026SCHEDULE 13G/AOther filings
Nov 3, 2026SCHEDULE 13G/AOther filings
Oct 29, 2026SCHEDULE 13G/AOther filings
Oct 29, 2026SCHEDULE 13G/AOther filings
Oct 6, 202611-K/AEmployee plan annual report, amended
Oct 6, 202611-K/AEmployee plan annual report, amended
Aug 28, 2026N-PXOther filings
Aug 13, 202613F-HROther filings
Aug 5, 2026SCHEDULE 13GOther filings
Aug 5, 2026SCHEDULE 13GOther filings
Aug 4, 2026SCHEDULE 13GOther filings
Aug 4, 2026SCHEDULE 13GOther filings
Aug 3, 2026SCHEDULE 13G/AOther filings
Aug 3, 2026SCHEDULE 13G/AOther filings
Jul 31, 2026SCHEDULE 13G/AOther filings
Jul 31, 2026SCHEDULE 13G/AOther filings
Jul 31, 2026SCHEDULE 13G/AOther filings
Jun 29, 202611-KEmployee plan annual report
Jun 29, 202611-KEmployee plan annual report
May 29, 20264Insider transaction (Form 4)
May 29, 20264Insider transaction (Form 4)

The newest 25 of 46 shown; the full year is on EDGAR.

2025 · 33 filings — 16 × SCHEDULE 13G/A, 4 × 13F-HR, 4 × SCHEDULE 13G and 7 other forms
FiledWhat it is
Nov 17, 2025UPLOADLetter from the SEC staff
Nov 13, 202513F-HROther filings
Oct 24, 2025SCHEDULE 13G/AOther filings
Oct 10, 2025CORRESPLetter to the SEC
Sep 12, 2025UPLOADLetter from the SEC staff
Aug 29, 2025N-PXOther filings
Aug 14, 202513F-HROther filings
Jul 29, 2025SCHEDULE 13G/AOther filings
Jul 29, 2025SCHEDULE 13G/AOther filings
Jun 26, 202511-KEmployee plan annual report
Jun 26, 202511-KEmployee plan annual report
May 13, 202513F-HROther filings
May 1, 2025SCHEDULE 13G/AOther filings
Apr 30, 2025SCHEDULE 13G/AOther filings
Apr 30, 2025SCHEDULE 13G/AOther filings
Apr 30, 2025SCHEDULE 13G/AOther filings
Apr 30, 2025SCHEDULE 13G/AOther filings
Apr 30, 2025SCHEDULE 13GOther filings
Apr 30, 2025SCHEDULE 13G/AOther filings
Apr 30, 2025SCHEDULE 13G/AOther filings
Apr 25, 2025SCHEDULE 13G/AOther filings
Apr 25, 2025SCHEDULE 13GOther filings
Apr 14, 2025SCHEDULE 13G/AOther filings
Mar 17, 2025IRANNOTICEOther filings
Feb 25, 20254Insider transaction (Form 4)

The newest 25 of 33 shown; the full year is on EDGAR.

2024 · 82 filings — 26 × SC 13G/A, 23 × 4, 7 × SC 13G and 9 other forms
FiledWhat it is
Nov 14, 202413F-HROther filings
Nov 8, 2024SC 13GPassive holder above 5% (Schedule 13G)
Nov 6, 2024SCHEDULE 13GOther filings
Nov 4, 2024SCHEDULE 13GOther filings
Nov 1, 2024SCHEDULE 13G/AOther filings
Oct 31, 2024SCHEDULE 13GOther filings
Oct 30, 2024SCHEDULE 13G/AOther filings
Oct 30, 2024SCHEDULE 13GOther filings
Oct 30, 2024SCHEDULE 13GOther filings
Sep 5, 20244/AInsider transaction (Form 4), amended
Sep 5, 20243/AInitial insider holdings (Form 3), amended
Sep 3, 2024N-PXOther filings
Aug 29, 20244Insider transaction (Form 4)
Aug 29, 20243Initial insider holdings (Form 3)
Aug 14, 202413F-HROther filings
Aug 8, 2024SCHEDULE 13G/AOther filings
Aug 8, 2024SCHEDULE 13G/AOther filings
Aug 8, 2024SCHEDULE 13G/AOther filings
Jul 10, 20244Insider transaction (Form 4)
Jul 10, 20243Initial insider holdings (Form 3)
Jun 28, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Jun 28, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Jun 28, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Jun 28, 20244Insider transaction (Form 4)
Jun 28, 20244Insider transaction (Form 4)

The newest 25 of 82 shown; the full year is on EDGAR.

2023 · 87 filings — 42 × SC 13G/A, 7 × CORRESP, 6 × 4 and 16 other forms

Counted, not listed; the year is on EDGAR.

2022 · 19 filings — 8 × SC 13G/A, 4 × 13F-HR, 2 × 11-K and 3 other forms

Counted, not listed; the year is on EDGAR.

2021 · 20 filings — 8 × SC 13G/A, 4 × 13F-HR, 3 × SC 13G and 4 other forms

Counted, not listed; the year is on EDGAR.

2020 · 79 filings — 48 × SC 13G/A, 17 × 4, 6 × SC 13G and 4 other forms

Counted, not listed; the year is on EDGAR.

2019 · 91 filings — 34 × SC 13G, 34 × SC 13G/A, 12 × 4 and 6 other forms

Counted, not listed; the year is on EDGAR.

2018 · 49 filings — 19 × SC 13G/A, 17 × SC 13G, 4 × 13F-HR and 5 other forms

Counted, not listed; the year is on EDGAR.

2017 · 46 filings — 16 × SC 13G/A, 10 × 4, 10 × SC 13G and 5 other forms

Counted, not listed; the year is on EDGAR.

2016 · 66 filings — 27 × SC 13G/A, 14 × 4, 10 × SC 13G and 7 other forms

Counted, not listed; the year is on EDGAR.

2015 · 50 filings — 17 × SC 13G/A, 13 × 4, 9 × SC 13G and 5 other forms

Counted, not listed; the year is on EDGAR.

2014 · 176 filings — 49 × SC 13G/A, 47 × 425, 43 × 3 and 15 other forms

Counted, not listed; the year is on EDGAR.

About this data#

UBS Group AG Registered (UBS) has 1,340 filings on EDGAR going back to 2014: 12 annual reports, 0 quarterly reports and 484 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 20-F, was filed on Mar 9, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Oct 29, 2026, covered a material event. Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been UBS Group AG Registered, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read UBS's latest 10-K?
UBS's latest annual report, a 20-F, was filed on Mar 9, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did UBS last file an 8-K?
On Oct 29, 2026 it filed a current report. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02.
How many SEC filings has UBS made?
1,340 filings are on EDGAR under the registrant records that have been UBS Group AG Registered, going back to 2014; 165 of them are insider ownership forms (Forms 3, 4, 5 and 144).