FUTU SEC filings (2026)
CIK 1754581 · Security Brokers, Dealers & Flotation Companies (SIC 6211) · incorporated in E9 · fiscal year ends in December
142 filings on EDGAR since 2018 · 7 annual, 0 quarterly, 55 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by what they covered, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
August 2026
- Aug 208-K8-K · Report of a foreign private issuer
May 2026
- May 288-K8-K · Report of a foreign private issuer
- May 228-K8-K · Report of a foreign private issuer
April 2026
March 2026
- Mar 128-K8-K · Report of a foreign private issuer
November 2025
- Nov 188-K8-K · Report of a foreign private issuer
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold nothing and bought nothing on the open market; 1 other transaction (awards, exercises, tax withholding, gifts and plan purchases).
No open-market purchase or sale reported in the window.
Awards, exercises, withholding and plan purchases · 1 transaction
| Date | Insider |
|---|---|
| Jun 23, 2026Form 4 | XU LISenior Vice PresidentAward · Class A · $0 · 40,000 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K is described by its items. A form opens the document on EDGAR, or the filing’s index where it furnishes exhibits (an earnings release is the 8-K’s Exhibit 99.1).
2026 · 6 filings
| Filed | What it is |
|---|---|
| Aug 20, 20266-K | Report of a foreign private issuer |
| May 28, 20266-K | Report of a foreign private issuer |
| May 22, 20266-K | Report of a foreign private issuer |
| Apr 15, 202620-F | Annual report (foreign private issuer), FY2025 — revenue $2.94B (+68% y/y), net income $1.46B, EPS $10.32 |
| Apr 2, 20266-K | Report of a foreign private issuer |
| Mar 12, 20266-K | Report of a foreign private issuer |
2025 · 5 filings
| Filed | What it is |
|---|---|
| Nov 18, 20256-K | Report of a foreign private issuer |
| Aug 20, 20256-K | Report of a foreign private issuer |
| May 29, 20256-K | Report of a foreign private issuer |
| Apr 14, 202520-F | Annual report (foreign private issuer), FY2024 — revenue $1.75B (+37% y/y), net income $700.7M, EPS $5.04 |
| Mar 13, 20256-K | Report of a foreign private issuer |
2024 · 5 filings
| Filed | What it is |
|---|---|
| Nov 19, 20246-K | Report of a foreign private issuer |
| Aug 20, 20246-K | Report of a foreign private issuer |
| May 28, 20246-K | Report of a foreign private issuer |
| Apr 24, 202420-F | Annual report (foreign private issuer), FY2023 — revenue $1.28B (+31% y/y), net income $548.1M, EPS $3.92 |
| Mar 14, 20246-K | Report of a foreign private issuer |
2023 · 6 filings — 5 × 6-K, 1 × 20-F
2022 · 11 filings — 10 × 6-K, 1 × 20-F
2021 · 12 filings — 11 × 6-K, 1 × 20-F
2020 · 13 filings — 12 × 6-K, 1 × 20-F
2019 · 4 filings — 4 × 6-K
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 8 filings — 7 × 3, 1 × 4
| Filed | What it is |
|---|---|
| Jun 23, 20264 | Insider transaction (Form 4) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 17, 20263 | Initial insider holdings (Form 3) |
| Mar 17, 20263 | Initial insider holdings (Form 3) |
| Mar 17, 20263 | Initial insider holdings (Form 3) |
| Mar 17, 20263 | Initial insider holdings (Form 3) |
| Mar 17, 20263 | Initial insider holdings (Form 3) |
2025 · 2 filings — 1 × 144, 1 × SCHEDULE 13G
| Filed | What it is |
|---|---|
| Jun 18, 2025144 | Notice of proposed sale (Form 144) |
| Feb 26, 2025SCHEDULE 13G | Other filings |
2024 · 12 filings — 3 × 144, 3 × SC 13G/A, 2 × CORRESP and 3 other forms
| Filed | What it is |
|---|---|
| Dec 12, 2024144/A | Notice of proposed sale (Form 144), amended |
| Dec 9, 2024144 | Notice of proposed sale (Form 144) |
| Nov 14, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Oct 1, 2024UPLOAD | Letter from the SEC staff |
| Sep 26, 2024144 | Notice of proposed sale (Form 144) |
| Sep 20, 2024CORRESP | Letter to the SEC |
| Sep 5, 2024CORRESP | Letter to the SEC |
| Aug 22, 2024UPLOAD | Letter from the SEC staff |
| Aug 14, 2024SC 13G | Passive holder above 5% (Schedule 13G) |
| Jun 3, 2024144 | Notice of proposed sale (Form 144) |
| Feb 6, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Feb 2, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
2023 · 12 filings — 3 × SC 13G/A, 3 × UPLOAD, 2 × 144 and 3 other forms
Counted, not listed; the year is on EDGAR.
2022 · 13 filings — 6 × SC 13G/A, 3 × SC 13G, 2 × UPLOAD and 2 other forms
Counted, not listed; the year is on EDGAR.
2021 · 9 filings — 3 × SC 13G, 3 × SC 13G/A, 2 × 424B5 and 1 other form
Counted, not listed; the year is on EDGAR.
2020 · 10 filings — 5 × SC 13G, 2 × 424B5, 2 × SC 13D/A and 1 other form
Counted, not listed; the year is on EDGAR.
2019 · 11 filings — 3 × F-1/A, 1 × 424B4, 1 × 8-A12B and 6 other forms
Counted, not listed; the year is on EDGAR.
2018 · 3 filings — 1 × DRS, 1 × DRS/A, 1 × F-1
Counted, not listed; the year is on EDGAR.
About this data
Futu Holdings Limited American Depositary Shares (FUTU) has 142 filings on EDGAR going back to 2018: 7 annual reports, 0 quarterly reports and 55 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 20-F, was filed on Apr 15, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Aug 20, 2026, covered a material event. Over the last 13 months insiders sold nothing and bought nothing on the open market; 1 other transaction (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Futu Holdings Limited American Depositary Shares, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read FUTU's latest 10-K?
- FUTU's latest annual report, a 20-F, was filed on Apr 15, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did FUTU last file an 8-K?
- On Aug 20, 2026: a current report. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02.
- Are FUTU insiders buying or selling?
- Over the last 13 months insiders sold nothing and bought nothing on the open market; 1 other transaction (awards, exercises, tax withholding, gifts and plan purchases). Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has FUTU made?
- 142 filings are on EDGAR under the registrant records that have been Futu Holdings Limited American Depositary Shares, going back to 2018; 16 of them are insider ownership forms (Forms 3, 4, 5 and 144).