BEN SEC filings (2026)
CIK 38777 · Investment Advice (SIC 6282) · incorporated in DE · fiscal year ends in September
8,308 filings on EDGAR since 1994 · 35 annual, 101 quarterly, 287 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
August 2026
- Aug 108-K8-K · New financial obligation; Other events
July 2026
- Jul 31EarningsEarnings release — EPS $0.72 vs $0.66 est. (+9.1%); revenue $2.36B (+14% y/y) 2.1%
- Jul 31ReportQuarterly report, Q3 2026 — revenue $2.36B (+14% y/y), net income $171.5M, EPS $0.31
- Jul 308-K8-K · Material definitive agreement; Termination of a material agreement; New financial obligation
- Jul 238-K8-K · Directors or officers; compensation
June 2026
- Jun 58-K8-K · Other events
April 2026
February 2026
January 2026
December 2025
- Dec 22ProxyProxy · Proxy statement
- Dec 178-K8-K · Material definitive agreement; New financial obligation; Other events
- Dec 158-K8-K · Other events
November 2025
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold nothing and bought nothing on the open market; 39 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
No open-market purchase or sale reported in the window.
Awards, exercises, withholding and plan purchases · 39 transactions
| Date | Insider |
|---|---|
| Oct 19, 2026Form 4 | JOHNSON JENNIFER MChief Executive Officer · DirectorGift · — · 65,250 sh |
| Oct 13, 2026Form 4 | JOHNSON JENNIFER MChief Executive Officer · DirectorAward · $6.3M+ · 348,574 sh |
| Oct 13, 2026Form 4 | Murphy TerrenceCo-President, Public MarketsAward · $4.3M+ · 141,278 sh |
| Oct 13, 2026Form 4 | Nicholls MatthewCo-President, CFO & COOAward · $3.1M+ · 217,084 sh |
| Oct 13, 2026Form 4 | Gamba DanielCo-President, Chief CommercialAward · $2.6M · 82,025 sh |
| Oct 13, 2026Form 4 | JOHNSON GREGORY EExecutive Chairman · DirectorAward · $743K+ · 46,073 sh |
| Oct 13, 2026Form 4 | Merchant Thomas CEVP, General CounselAward · $600K+ · 37,670 sh |
| Oct 13, 2026Form 4 | Oshita Lindsey HarumiChief Accounting OfficerAward · $203K · 6,495 sh |
| Oct 1, 2026Form 4 | King Karen MatsushimaDirectorAward · $34K · 1,053.846 sh |
| Oct 1, 2026Form 4 | Kim John YDirectorAward · $33K · 1,030.769 sh |
| Aug 31, 2026Form 4 | JOHNSON JENNIFER MChief Executive Officer · DirectorTax withholding · $4.0M · 116,053 sh |
| Aug 31, 2026Form 4 | Gamba DanielCo-President, Chief CommercialTax withholding · $2.2M · 64,136 sh |
| Aug 31, 2026Form 4 | Nicholls MatthewCo-President, CFO & COOTax withholding · $2.1M · 61,533 sh |
| Aug 31, 2026Form 4 | Murphy TerrenceCo-President, Public MarketsTax withholding · $858K · 25,125 sh |
| Aug 31, 2026Form 4 | JOHNSON GREGORY EExecutive Chairman · DirectorTax withholding · $361K · 10,568 sh |
| Aug 31, 2026Form 4 | Merchant Thomas CEVP, General CounselTax withholding · $335K · 9,807 sh |
| Aug 31, 2026Form 4 | Oshita Lindsey HarumiChief Accounting OfficerTax withholding · $89K · 2,598 sh |
| Jul 21, 2026Form 4 | JOHNSON JENNIFER MChief Executive Officer · DirectorAward · $7.5M · 229,850 sh |
| Jul 21, 2026Form 4 | Gamba DanielCo-President, Chief CommercialAward · $7.5M · 229,850 sh |
| Jul 21, 2026Form 4 | Nicholls MatthewCo-President, CFO & COOAward · $7.5M · 229,850 sh |
| Jul 21, 2026Form 4 | Murphy TerrenceCo-President, Public MarketsAward · $7.5M · 229,850 sh |
| Jul 1, 2026Form 4 | King Karen MatsushimaDirectorAward · $34K · 1,005.578 sh |
| Jul 1, 2026Form 4 | Kim John YDirectorAward · $34K · 983.559 sh |
| May 2, 2026Form 4 | King Karen MatsushimaDirectorAward · $2,500 · 83.78 sh |
| Apr 1, 2026Form 4 | King Karen MatsushimaDirectorAward · $34K · 1,451.886 sh |
| Apr 1, 2026Form 4 | Kim John YDirectorAward · $33K · 1,420.093 sh |
| Feb 4, 2026Form 4 | Noto AnthonyDirectorAward · $205K · 7,593 sh |
| Feb 3, 2026Form 4 | Byerwalter Mariann HDirectorAward · $205K · 7,593 sh |
| Feb 3, 2026Form 4 | Thiel John WDirectorAward · $205K · 7,593 sh |
| Feb 3, 2026Form 4 | YANG GEOFFREY YDirectorAward · $205K · 7,593 sh |
| Feb 3, 2026Form 4 | Noto AnthonyDirectorAward · $205K · 7,593 sh |
| Feb 3, 2026Form 4 | Kim John YDirectorAward · $205K · 7,592.593 sh |
| Feb 3, 2026Form 4 | King Karen MatsushimaDirectorAward · $205K · 7,592.593 sh |
| Feb 3, 2026Form 4 | Friedman Alexander SDirectorAward · $205K · 7,592.593 sh |
| Feb 3, 2026Form 4 | Waugh Seth H.DirectorAward · $205K · 7,592.593 sh |
| Jan 11, 2026Form 4 | King Karen MatsushimaDirectorAward · $2,500 · 97.428 sh |
| Jan 5, 2026Form 4 | JOHNSON JENNIFER MChief Executive Officer · DirectorGift · — · 10,192 sh |
| Jan 2, 2026Form 4 | King Karen MatsushimaDirectorAward · $34K · 1,439.076 sh |
| Jan 2, 2026Form 4 | Kim John YDirectorAward · $33K · 1,407.563 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 11 filings
| Filed | What it is |
|---|---|
| Aug 10, 20268-K | New financial obligation; Other events |
| Jul 31, 202610-Q | Quarterly report, Q3 2026 — revenue $2.36B (+14% y/y), net income $171.5M, EPS $0.31 |
| Jul 31, 20268-K | Earnings release — EPS $0.72 vs $0.66 est. (+9.1%); revenue $2.36B (+14% y/y) 2.1% |
| Jul 30, 20268-K | Material definitive agreement; Termination of a material agreement; New financial obligation |
| Jul 23, 20268-K | Directors or officers; compensation |
| Jun 5, 20268-K | Other events |
| Apr 28, 202610-Q | Quarterly report, Q2 2026 — revenue $2.29B (+9% y/y), net income $268.2M, EPS $0.49 |
| Apr 28, 20268-K | Earnings release — EPS $0.71 vs $0.55 est. (+29.1%); revenue $2.29B (+9% y/y) 6.9% |
| Feb 5, 20268-K | Directors or officers; compensation; Shareholder vote results |
| Jan 30, 202610-Q | Quarterly report, Q1 FY2026 — revenue $2.33B (+3% y/y), net income $255.5M, EPS $0.46 |
| Jan 30, 20268-K | Earnings release — EPS $0.59 vs $0.55 est. (+27.3%); revenue $2.33B (+3% y/y) 2.9% |
2025 · 14 filings
| Filed | What it is |
|---|---|
| Dec 22, 2025DEF 14A | Proxy statement |
| Dec 17, 20258-K | Material definitive agreement; New financial obligation; Other events |
| Dec 15, 20258-K | Other events |
| Nov 10, 202510-K | Annual report, FY2025 — revenue $8.77B (+3% y/y), net income $524.9M, EPS $0.91 |
| Nov 7, 20258-K | Earnings release — EPS $0.67 vs $0.57 est. (+17.5%); revenue $2.34B (+6% y/y) 4.4% |
| Sep 8, 20258-K | Directors or officers; compensation |
| Aug 1, 202510-Q | Quarterly report, Q3 2025 — revenue $2.06B (−3% y/y), net income $92.3M, EPS $0.15 |
| Aug 1, 20258-K | Earnings release — EPS $0.49 vs $0.48 est. (+2.1%); revenue $2.06B (−3% y/y) 0.2% |
| Jul 9, 20258-K | Charter, bylaws or fiscal-year change |
| May 2, 202510-Q | Quarterly report, Q2 2025 — revenue $2.11B (−2% y/y), net income $151.4M, EPS $0.26 |
| May 2, 20258-K | Earnings release — EPS $0.47 vs $0.47 est.; revenue $2.11B (−2% y/y) 7.0% |
| Feb 7, 20258-K | Shareholder vote results |
| Jan 31, 202510-Q | Quarterly report, Q1 FY2025 — revenue $2.25B (+13% y/y), net income $163.6M, EPS $0.29 |
| Jan 31, 20258-K | Earnings release — EPS $0.59 vs $0.53 est. (+11.3%); revenue $2.25B (+13% y/y) 10.4% |
2024 · 12 filings
| Filed | What it is |
|---|---|
| Dec 20, 2024DEF 14A | Proxy statement |
| Nov 12, 202410-K | Annual report, FY2024 — revenue $8.48B (+8% y/y), net income $464.8M, EPS $0.85 |
| Nov 4, 20248-K | Earnings release — EPS $0.59 vs $0.60 est. (−1.7%); revenue $2.21B (+11% y/y) 3.3% |
| Aug 21, 20248-K | Other events |
| Jul 26, 202410-Q | Quarterly report, Q3 2024 — revenue $2.12B (+8% y/y), net income $174.0M, EPS $0.32 |
| Jul 26, 20248-K | Earnings release — EPS $0.60 vs $0.57 est. (+5.3%); revenue $2.12B (+8% y/y) 2.4% |
| Apr 29, 202410-Q | Quarterly report, Q2 2024 — revenue $2.15B (+12% y/y), net income $124.2M, EPS $0.23 |
| Apr 29, 20248-K | Earnings release — EPS $0.56 vs $0.57 est. (−1.8%); revenue $2.15B (+12% y/y) 6.4% |
| Feb 9, 20248-K | Directors or officers; compensation |
| Feb 8, 20248-K | Directors or officers; compensation; Shareholder vote results |
| Jan 29, 202410-Q | Quarterly report, Q1 FY2024 — revenue $1.99B (+1% y/y), net income $251.3M, EPS $0.50 |
| Jan 29, 20248-K | Earnings release — EPS $0.65 vs $0.57 est. (+14.0%); revenue $1.99B (+1% y/y) 0.3% |
2023 · 17 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
| Filed | What it is |
|---|---|
| Dec 27, 2023ARS | Annual report to shareholders |
| Dec 27, 2023DEFA14A | Additional proxy materials |
| Dec 27, 2023DEF 14A | Proxy statement |
| Nov 14, 202310-K | Annual report, FY2023 — revenue $7.85B (−5% y/y), net income $882.8M, EPS $1.72 |
| Jul 28, 202310-Q | Quarterly report, Q3 2023 — revenue $1.97B (−3% y/y), net income $227.5M, EPS $0.44 |
| May 1, 202310-Q | Quarterly report, Q2 2023 — revenue $1.93B (−7% y/y), net income $194.2M, EPS $0.38 |
| Jan 30, 202310-Q | Quarterly report, Q1 FY2023 — revenue $1.97B (−12% y/y), net income $165.6M, EPS $0.32 |
10 current reports (8-K) not listed; the year is on EDGAR.
2022 · 15 filings — 8 × 8-K, 3 × 10-Q, 2 × DEF 14A and 2 other forms
| Filed | What it is |
|---|---|
| Dec 28, 2022DEF 14A | Proxy statement |
| Nov 14, 202210-K | Annual report, FY2022 — revenue $8.28B (−2% y/y), net income $1.29B, EPS $2.53 |
| Jul 28, 202210-Q | Quarterly report, Q3 2022 — revenue $2.03B (−7% y/y), net income $256.4M, EPS $0.50 |
| May 3, 202210-Q | Quarterly report, Q2 2022 — revenue $2.08B (+0% y/y), net income $349.6M, EPS $0.68 |
| Feb 1, 202210-Q | Quarterly report, Q1 FY2022 — revenue $2.22B (+11% y/y), net income $453.2M, EPS $0.88 |
| Jan 11, 2022DEFA14A | Additional proxy materials |
| Jan 11, 2022DEF 14A | Proxy statement |
8 current reports (8-K) not listed; the year is on EDGAR.
2021 · 15 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
| Filed | What it is |
|---|---|
| Nov 19, 202110-K | Annual report, FY2021 — revenue $8.43B (+51% y/y), net income $1.83B, EPS $3.57 |
| Aug 3, 202110-Q | Quarterly report, Q3 2021 — revenue $2.17B (+87% y/y), net income $438.4M, EPS $0.86 |
| May 4, 202110-Q | Quarterly report, Q2 2021 — revenue $2.08B (+58% y/y), net income $381.8M, EPS $0.74 |
| Feb 2, 202110-Q | Quarterly report, Q1 FY2021 — revenue $2.00B (+44% y/y), net income $345.3M, EPS $0.67 |
| Jan 21, 2021DEFR14A | DEFINITIVE REVISED PROXY SOLICITING MATERIALS |
10 current reports (8-K) not listed; the year is on EDGAR.
2020 · 18 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
| Filed | What it is |
|---|---|
| Dec 28, 2020DEFA14A | Additional proxy materials |
| Dec 28, 2020DEF 14A | Proxy statement |
| Nov 23, 202010-K | Annual report, FY2020 — revenue $5.57B (−2% y/y), net income $798.9M, EPS $1.59 |
| Jul 28, 202010-Q | Quarterly report, Q3 2020 — revenue $1.16B (−21% y/y), net income $290.4M, EPS $0.58 |
| Apr 30, 202010-Q | Quarterly report, Q2 2020 — revenue $1.31B (−9% y/y), net income $79.1M, EPS $0.16 |
| Feb 18, 2020DFAN14A | Proxy statements |
| Jan 30, 202010-Q | Quarterly report, Q1 FY2020 — revenue $1.39B (−2% y/y), net income $350.5M, EPS $0.70 |
11 current reports (8-K) not listed; the year is on EDGAR.
2019 · 17 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
| Filed | What it is |
|---|---|
| Dec 26, 2019DEFA14A | Additional proxy materials |
| Dec 26, 2019DEF 14A | Proxy statement |
| Nov 12, 201910-K | Annual report, FY2019 — revenue $5.67B (−9% y/y), net income $1.20B, EPS $2.35 |
| Jul 30, 201910-Q | Quarterly report, Q3 2019 — revenue $1.48B (−5% y/y), net income $245.9M, EPS $0.48 |
| Apr 26, 201910-Q | Quarterly report, Q2 2019 — revenue $1.43B (−11% y/y), net income $367.5M, EPS $0.72 |
| Feb 5, 2019PX14A6G | Shareholder exempt solicitation |
| Jan 30, 201910-Q | Quarterly report, Q1 FY2019 — revenue $1.41B (−13% y/y), net income $275.9M, EPS $0.54 |
10 current reports (8-K) not listed; the year is on EDGAR.
2018 · 16 filings — 7 × 8-K, 3 × 10-Q, 2 × DEF 14A and 3 other forms
| Filed | What it is |
|---|---|
| Dec 27, 2018DEFA14A | Additional proxy materials |
| Dec 27, 2018DEF 14A | Proxy statement |
| Dec 11, 2018PRE 14A | Preliminary proxy statement |
| Nov 9, 201810-K | Annual report, FY2018 — revenue $6.20B (−3% y/y), net income $764.4M, EPS $1.39 |
| Jul 27, 201810-Q | Quarterly report, Q3 2018 — revenue $1.56B (−3% y/y), net income $402.0M, EPS $0.75 |
| Apr 26, 201810-Q | Quarterly report, Q2 2018 — revenue $1.62B (+1% y/y), net income $443.2M, EPS $0.78 |
| Jan 30, 201810-Q | Quarterly report, Q1 FY2018 — revenue $1.62B (+4% y/y), net income −$583.3M, EPS −$1.06 |
| Jan 3, 2018DEFA14A | Additional proxy materials |
| Jan 3, 2018DEF 14A | Proxy statement |
7 current reports (8-K) not listed; the year is on EDGAR.
2017 · 13 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
| Filed | What it is |
|---|---|
| Nov 13, 201710-K | Annual report, FY2017 — revenue $6.39B (−3% y/y), net income $1.70B, EPS $3.01 |
| Jul 28, 201710-Q | Quarterly report, Q3 2017 — revenue $1.61B (−1% y/y), net income $410.6M, EPS $0.73 |
| Apr 28, 201710-Q | Quarterly report, Q2 2017 — revenue $1.60B (−1% y/y), net income $420.7M, EPS $0.74 |
| Jan 27, 201710-Q | Quarterly report, Q1 FY2017 — revenue $1.56B (−11% y/y), net income $440.2M, EPS $0.77 |
| Jan 20, 2017PX14A6G | Shareholder exempt solicitation |
| Jan 4, 2017DEFA14A | Additional proxy materials |
| Jan 4, 2017DEF 14A | Proxy statement |
6 current reports (8-K) not listed; the year is on EDGAR.
2016 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2015 · 18 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2014 · 13 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
Counted, not listed; the year is on EDGAR.
2013 · 15 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2012 · 14 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2011 · 16 filings — 9 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2010 · 19 filings — 10 × 8-K, 3 × 10-Q, 2 × DEFA14A and 4 other forms
Counted, not listed; the year is on EDGAR.
2009 · 13 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
Counted, not listed; the year is on EDGAR.
2008 · 12 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K
Counted, not listed; the year is on EDGAR.
2007 · 15 filings — 8 × 8-K, 3 × 10-Q, 2 × ARS and 2 other forms
Counted, not listed; the year is on EDGAR.
2006 · 22 filings — 16 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2005 · 30 filings — 21 × 8-K, 3 × 10-Q, 2 × ARS and 3 other forms
Counted, not listed; the year is on EDGAR.
2004 · 22 filings — 17 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
2003 · 13 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2002 · 11 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2001 · 17 filings — 11 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
2000 · 13 filings — 7 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1999 · 13 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
1998 · 10 filings — 4 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1997 · 9 filings — 4 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
1996 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1995 · 11 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
Counted, not listed; the year is on EDGAR.
1994 · 10 filings — 4 × 8-K, 3 × 10-Q, 2 × 10-K and 1 other form
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 141 filings — 43 × 4, 33 × SCHEDULE 13D/A, 28 × SCHEDULE 13G/A and 12 other forms
| Filed | What it is |
|---|---|
| Oct 19, 20264 | Insider transaction (Form 4) |
| Oct 15, 20264 | Insider transaction (Form 4) |
| Oct 15, 20264 | Insider transaction (Form 4) |
| Oct 15, 20264 | Insider transaction (Form 4) |
| Oct 15, 20264 | Insider transaction (Form 4) |
| Oct 15, 20264 | Insider transaction (Form 4) |
| Oct 15, 20264 | Insider transaction (Form 4) |
| Oct 15, 20264 | Insider transaction (Form 4) |
| Oct 7, 2026SCHEDULE 13G/A | Other filings |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 2, 2026SCHEDULE 13D/A | Other filings |
| Sep 28, 2026SCHEDULE 13D/A | Other filings |
| Sep 9, 2026SCHEDULE 13D/A | Other filings |
| Sep 8, 2026SCHEDULE 13D/A | Other filings |
| Sep 2, 20264 | Insider transaction (Form 4) |
| Sep 2, 20264 | Insider transaction (Form 4) |
| Sep 2, 20264 | Insider transaction (Form 4) |
| Sep 2, 20264 | Insider transaction (Form 4) |
| Sep 2, 20264 | Insider transaction (Form 4) |
| Sep 2, 20264 | Insider transaction (Form 4) |
| Sep 2, 20264 | Insider transaction (Form 4) |
| Aug 14, 2026N-PX | Other filings |
| Aug 13, 2026SCHEDULE 13G/A | Other filings |
| Aug 13, 202613F-HR | Other filings |
The newest 25 of 141 shown; the full year is on EDGAR.
2025 · 143 filings — 60 × 4, 35 × SCHEDULE 13G/A, 29 × SCHEDULE 13D/A and 8 other forms
| Filed | What it is |
|---|---|
| Dec 29, 20254 | Insider transaction (Form 4) |
| Dec 29, 20254 | Insider transaction (Form 4) |
| Dec 29, 20254 | Insider transaction (Form 4) |
| Dec 18, 20254 | Insider transaction (Form 4) |
| Dec 17, 2025SCHEDULE 13D/A | Other filings |
| Dec 5, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Dec 3, 20254 | Insider transaction (Form 4) |
| Nov 26, 2025SCHEDULE 13D/A | Other filings |
| Nov 21, 20254 | Insider transaction (Form 4) |
| Nov 19, 20254 | Insider transaction (Form 4) |
| Nov 13, 20254 | Insider transaction (Form 4) |
| Nov 13, 202513F-HR | Other filings |
| Nov 5, 20254 | Insider transaction (Form 4) |
| Nov 5, 20254 | Insider transaction (Form 4) |
| Nov 5, 20254 | Insider transaction (Form 4) |
| Nov 5, 20254 | Insider transaction (Form 4) |
| Nov 5, 20254 | Insider transaction (Form 4) |
| Nov 4, 2025SCHEDULE 13G | Other filings |
| Nov 4, 2025SCHEDULE 13G/A | Other filings |
| Nov 4, 2025SCHEDULE 13G/A | Other filings |
| Nov 4, 2025SCHEDULE 13G/A | Other filings |
| Nov 4, 2025SCHEDULE 13G/A | Other filings |
The newest 25 of 143 shown; the full year is on EDGAR.
2024 · 183 filings — 73 × 4, 33 × SC 13D/A, 18 × SC 13G/A and 12 other forms
| Filed | What it is |
|---|---|
| Dec 31, 20244 | Insider transaction (Form 4) |
| Dec 30, 2024SCHEDULE 13D/A | Other filings |
| Dec 27, 20244 | Insider transaction (Form 4) |
| Dec 23, 20244 | Insider transaction (Form 4) |
| Dec 23, 2024SCHEDULE 13D/A | Other filings |
| Dec 20, 20244 | Insider transaction (Form 4) |
| Dec 18, 20244 | Insider transaction (Form 4) |
| Dec 17, 2024SCHEDULE 13D/A | Other filings |
| Dec 13, 20244 | Insider transaction (Form 4) |
| Dec 13, 20244 | Insider transaction (Form 4) |
| Dec 13, 20244 | Insider transaction (Form 4) |
| Dec 12, 20244 | Insider transaction (Form 4) |
| Dec 12, 2024SC 13D/A | Active holder above 5% (Schedule 13D), amended |
| Dec 10, 20244 | Insider transaction (Form 4) |
| Dec 6, 2024SC 13D/A | Active holder above 5% (Schedule 13D), amended |
| Dec 5, 20244 | Insider transaction (Form 4) |
| Dec 3, 20244 | Insider transaction (Form 4) |
| Dec 3, 20244 | Insider transaction (Form 4) |
| Dec 3, 20244 | Insider transaction (Form 4) |
| Dec 3, 20244 | Insider transaction (Form 4) |
| Dec 3, 20244 | Insider transaction (Form 4) |
| Dec 2, 2024SCHEDULE 13G/A | Other filings |
| Dec 2, 2024SC 13D/A | Active holder above 5% (Schedule 13D), amended |
| Nov 27, 20244 | Insider transaction (Form 4) |
| Nov 27, 202413F-HR/A | Other filings |
The newest 25 of 183 shown; the full year is on EDGAR.
2023 · 118 filings — 62 × 4, 41 × SC 13G/A, 4 × 13F-HR and 7 other forms
Counted, not listed; the year is on EDGAR.
2022 · 175 filings — 103 × 4, 33 × SC 13G/A, 23 × SC 13G and 6 other forms
Counted, not listed; the year is on EDGAR.
2021 · 142 filings — 67 × 4, 33 × SC 13G/A, 19 × SC 13G and 9 other forms
Counted, not listed; the year is on EDGAR.
2020 · 110 filings — 61 × 4, 26 × SC 13G/A, 4 × 13F-HR and 11 other forms
Counted, not listed; the year is on EDGAR.
2019 · 144 filings — 76 × 4, 36 × SC 13G/A, 15 × SC 13G and 7 other forms
Counted, not listed; the year is on EDGAR.
2018 · 205 filings — 102 × 4, 69 × SC 13G/A, 11 × SC 13D/A and 8 other forms
Counted, not listed; the year is on EDGAR.
2017 · 281 filings — 136 × 4, 92 × SC 13G/A, 22 × SC 13G and 9 other forms
Counted, not listed; the year is on EDGAR.
2016 · 232 filings — 103 × SC 13G/A, 72 × 4, 34 × SC 13G and 9 other forms
Counted, not listed; the year is on EDGAR.
2015 · 237 filings — 93 × 4, 74 × SC 13G/A, 41 × SC 13G and 11 other forms
Counted, not listed; the year is on EDGAR.
2014 · 284 filings — 153 × 4, 80 × SC 13G/A, 25 × SC 13G and 7 other forms
Counted, not listed; the year is on EDGAR.
2013 · 256 filings — 135 × 4, 81 × SC 13G/A, 20 × SC 13G and 8 other forms
Counted, not listed; the year is on EDGAR.
2012 · 205 filings — 88 × 4, 73 × SC 13G/A, 24 × SC 13G and 11 other forms
Counted, not listed; the year is on EDGAR.
2011 · 191 filings — 79 × 4, 67 × SC 13G/A, 23 × SC 13G and 9 other forms
Counted, not listed; the year is on EDGAR.
2010 · 239 filings — 117 × 4, 88 × SC 13G/A, 11 × SC 13G and 12 other forms
Counted, not listed; the year is on EDGAR.
2009 · 290 filings — 120 × 4, 118 × SC 13G/A, 20 × SC 13G and 9 other forms
Counted, not listed; the year is on EDGAR.
2008 · 378 filings — 183 × 4, 126 × SC 13G/A, 46 × SC 13G and 11 other forms
Counted, not listed; the year is on EDGAR.
2007 · 354 filings — 165 × 4, 135 × SC 13G/A, 27 × SC 13G and 8 other forms
Counted, not listed; the year is on EDGAR.
2006 · 376 filings — 167 × 4, 134 × SC 13G/A, 47 × SC 13G and 12 other forms
Counted, not listed; the year is on EDGAR.
2005 · 337 filings — 138 × SC 13G/A, 123 × 4, 49 × SC 13G and 10 other forms
Counted, not listed; the year is on EDGAR.
2004 · 345 filings — 141 × 4, 131 × SC 13G/A, 49 × SC 13G and 9 other forms
Counted, not listed; the year is on EDGAR.
2003 · 343 filings — 153 × SC 13G/A, 114 × 4, 44 × SC 13G and 14 other forms
Counted, not listed; the year is on EDGAR.
2002 · 226 filings — 153 × SC 13G/A, 46 × SC 13G, 19 × 424B3 and 5 other forms
Counted, not listed; the year is on EDGAR.
2001 · 266 filings — 188 × SC 13G/A, 53 × SC 13G, 7 × 424B3 and 7 other forms
Counted, not listed; the year is on EDGAR.
2000 · 284 filings — 229 × SC 13G/A, 38 × SC 13G, 4 × 13F-HR and 6 other forms
Counted, not listed; the year is on EDGAR.
1999 · 345 filings — 253 × SC 13G/A, 76 × SC 13G, 4 × SC 13D/A and 6 other forms
Counted, not listed; the year is on EDGAR.
1998 · 397 filings — 207 × SC 13G/A, 160 × SC 13G, 11 × SC 13D/A and 6 other forms
Counted, not listed; the year is on EDGAR.
1997 · 302 filings — 175 × SC 13G, 102 × SC 13G/A, 11 × SC 13D/A and 3 other forms
Counted, not listed; the year is on EDGAR.
1996 · 132 filings — 63 × SC 13G/A, 45 × SC 13G, 9 × 424B3 and 5 other forms
Counted, not listed; the year is on EDGAR.
1995 · 80 filings — 50 × SC 13G/A, 29 × SC 13G, 1 × S-8
Counted, not listed; the year is on EDGAR.
1994 · 75 filings — 33 × SC 13G/A, 30 × SC 13G, 5 × 424B3 and 5 other forms
Counted, not listed; the year is on EDGAR.
About this data#
Franklin Resources Inc. (BEN) has 8,308 filings on EDGAR going back to 1994: 35 annual reports, 101 quarterly reports and 287 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Nov 10, 2025 for the fiscal year ended Sep 30, 2025. The most recent 8-K, on Aug 10, 2026, covered new financial obligation; other events. Over the last 13 months insiders sold nothing and bought nothing on the open market; 39 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Franklin Resources Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read BEN's latest 10-K?
- BEN's latest annual report, a 10-K, was filed on Nov 10, 2025 for the fiscal year ended Sep 30, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did BEN last file an 8-K?
- On Aug 10, 2026 it covered new financial obligation; other events. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 31, 2026.
- Are BEN insiders buying or selling?
- Over the last 13 months insiders sold nothing and bought nothing on the open market; 39 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has BEN made?
- 8,308 filings are on EDGAR under the registrant records that have been Franklin Resources Inc., going back to 1994; 2,729 of them are insider ownership forms (Forms 3, 4, 5 and 144).