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PEN
$317.55-0.14%
as of close, Oct 2, 2026
☾ AH $317.55 -0.14%
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PEN SEC filings (2026)

CIK 1321732 · Surgical & Medical Instruments & Apparatus (SIC 3841) · incorporated in DE · fiscal year ends in December

951 filings on EDGAR since 2005 · 11 annual, 34 quarterly, 92 current · financial statements · earnings

Latest 10-K
Feb 25, 2026
fiscal year to Dec 31, 2025
Latest 10-Q
Jul 30, 2026
quarter to Jun 30, 2026
Latest 8-K
Jul 30, 2026
Results of operations
Last earnings release
Jul 30, 2026
$0.88 vs $1.15 · ▲ 0.4%
Filings on file
951
since 2005, 662 insider forms

What happened, last 12 months#

Every earnings release with its print, every report with its quarter, the other 8-Ks by what they covered, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.

July 2026

June 2026

May 2026

April 2026

March 2026

February 2026

January 2026

November 2025

Insider transactions#

What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.

Over the last 13 months insiders sold $981K in 4 sales and bought nothing on the open market; 26 other transactions (awards, exercises, tax withholding, gifts and plan purchases).

DateInsider
Apr 2, 2026Form 4Grewal HarpreetDirectorSold · $33K · 100 sh · 10b5-1
Mar 2, 2026Form 4Yuen MaggieChief Financial OfficerSold · $832K · 2,432 sh · 10b5-1
Jan 6, 2026Form 4Grewal HarpreetDirectorSold · $58K · 186 sh · 10b5-1
Jan 2, 2026Form 4Wilder ThomasDirectorSold · $58K · 186 sh · 10b5-1
Awards, exercises, withholding and plan purchases · 26 transactions
DateInsider
Sep 15, 2026Form 4Narayan ShruthiPresidentTax withholding · $392K · 1,230 sh
Aug 17, 2026Form 4Narayan ShruthiPresidentAward · $0 · 3,060 sh
May 19, 2026Form 4Elsesser AdamCEO · DirectorGift · $0 · 77,000 sh
Mar 15, 2026Form 4Roberts JohannaEVP, Gen. Counsel & SecretaryTax withholding · $63K · 186 sh
Mar 15, 2026Form 4Yuen MaggieChief Financial OfficerTax withholding · $63K · 186 sh
Mar 15, 2026Form 4Shiu LambertChief Accounting OfficerTax withholding · $50K · 150 sh
Mar 15, 2026Form 4Narayan ShruthiPresidentTax withholding · $39K · 117 sh
Feb 17, 2026Form 4Roberts JohannaEVP, Gen. Counsel & SecretaryAward · $0 · 2,630 sh
Feb 17, 2026Form 4Yuen MaggieChief Financial OfficerAward · $0 · 2,630 sh
Feb 17, 2026Form 4Narayan ShruthiPresidentAward · $0 · 2,630 sh
Feb 17, 2026Form 4Shiu LambertChief Accounting OfficerAward · $0 · 2,300 sh
Feb 15, 2026Form 4Narayan ShruthiPresidentTax withholding · $239K · 705 sh
Feb 15, 2026Form 4Roberts JohannaEVP, Gen. Counsel & SecretaryTax withholding · $164K · 482 sh
Feb 15, 2026Form 4Yuen MaggieChief Financial OfficerTax withholding · $163K · 481 sh
Feb 15, 2026Form 4Shiu LambertChief Accounting OfficerTax withholding · $140K · 412 sh
Feb 13, 2026Form 4Roberts JohannaEVP, Gen. Counsel & SecretaryAward · $0 · 2,630 sh
Feb 13, 2026Form 4Yuen MaggieChief Financial OfficerAward · $0 · 2,630 sh
Feb 13, 2026Form 4Narayan ShruthiPresidentAward · $0 · 2,630 sh
Feb 13, 2026Form 4Shiu LambertChief Accounting OfficerAward · $0 · 2,300 sh
Feb 13, 2026Form 4Grewal HarpreetDirectorAward · $0 · 589 sh
Feb 13, 2026Form 4Wilder ThomasDirectorAward · $0 · 589 sh
Feb 13, 2026Form 4Bose AraniDirectorAward · $0 · 589 sh
Feb 13, 2026Form 4O'Rourke BridgetDirectorAward · $0 · 589 sh
Feb 13, 2026Form 4Leeds JanetDirectorAward · $0 · 589 sh
Feb 13, 2026Form 4Sarna SurbhiDirectorAward · $0 · 589 sh
Jan 15, 2026Form 4Narayan ShruthiPresidentTax withholding · $100K · 286 sh

Reports and proxy statements#

Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K is described by its items. A form opens the document on EDGAR, or the filing’s index where it furnishes exhibits (an earnings release is the 8-K’s Exhibit 99.1).

2026 · 13 filings
FiledWhat it is
Jul 30, 202610-QQuarterly report, Q2 2026 — revenue $390.0M (+15% y/y), net income $34.8M, EPS $0.88
Jul 30, 20268-KEarnings release — EPS $0.88 vs $1.15 est. (−23.5%); revenue $390.0M (+15% y/y) 0.4%
Jun 22, 20268-KShareholder vote results
May 7, 20268-KShareholder vote results
May 6, 202610-QQuarterly report, Q1 2026 — revenue $374.8M (+16% y/y), net income $32.6M, EPS $0.82
May 6, 20268-KEarnings release — EPS $0.82 vs $1.11 est. (−26.1%); revenue $374.8M (+16% y/y) 0.1%
Apr 29, 2026ARSAnnual report to shareholders
Apr 29, 2026DEFA14AAdditional proxy materials
Apr 29, 2026DEF 14AProxy statement
Apr 1, 2026DEFM14AMerger proxy statement
Feb 25, 202610-KAnnual report, FY2025 — revenue $1.40B (+17% y/y), net income $177.7M, EPS $4.52
Feb 25, 20268-KEarnings release — EPS $1.18 vs $1.12 est. (+5.4%); revenue $385.4M (+22% y/y) 0.3%
Jan 15, 20268-KMaterial definitive agreement; Results of operations; Regulation FD disclosure
2025 · 15 filings
FiledWhat it is
Nov 5, 202510-QQuarterly report, Q3 2025 — revenue $354.7M (+18% y/y), net income $45.9M, EPS $1.17
Nov 5, 20258-KEarnings release — EPS $0.97 vs $0.90 est. (+7.8%); revenue $354.7M (+18% y/y) 17.3%
Aug 27, 20258-KDirectors or officers; compensation; Regulation FD disclosure
Jul 29, 202510-QQuarterly report, Q2 2025 — revenue $339.5M (+13% y/y), net income $45.3M, EPS $1.15
Jul 29, 20258-KResults of operations
May 30, 20258-KCharter, bylaws or fiscal-year change; Shareholder vote results
Apr 23, 202510-QQuarterly report, Q1 2025 — revenue $324.1M (+16% y/y), net income $39.2M, EPS $1.00
Apr 23, 20258-KResults of operations
Apr 16, 2025ARSAnnual report to shareholders
Apr 16, 2025DEFA14AAdditional proxy materials
Apr 16, 2025DEF 14AProxy statement
Apr 4, 2025PRE 14APreliminary proxy statement
Feb 21, 20258-KDirectors or officers; compensation; Regulation FD disclosure
Feb 18, 202510-KAnnual report, FY2024 — revenue $1.19B (+13% y/y), net income $14.0M, EPS $0.36
Feb 18, 20258-KResults of operations
2024 · 14 filings
FiledWhat it is
Oct 30, 202410-QQuarterly report, Q3 2024 — revenue $301.0M (+11% y/y), net income $29.5M, EPS $0.75
Oct 30, 20248-KResults of operations
Aug 13, 20248-KOther events
Jul 30, 202410-QQuarterly report, Q2 2024 — revenue $299.4M (+14% y/y), net income −$60.2M, EPS −$1.55
Jul 30, 20248-KResults of operations
Jun 7, 20248-KShareholder vote results
May 7, 202410-QQuarterly report, Q1 2024 — revenue $278.7M (+15% y/y), net income $11.0M, EPS $0.28
May 7, 20248-KResults of operations
Apr 24, 2024ARSAnnual report to shareholders
Apr 24, 2024DEFA14AAdditional proxy materials
Apr 24, 2024DEF 14AProxy statement
Mar 21, 20248-KChange of auditor
Feb 22, 202410-KAnnual report, FY2023 — revenue $1.06B (+25% y/y), net income $91.0M, EPS $2.32
Feb 22, 20248-KResults of operations
2023 · 13 filings — 5 × 8-K, 3 × 10-Q, 1 × 10-K and 4 other forms
FiledWhat it is
Nov 2, 202310-QQuarterly report, Q3 2023 — revenue $270.9M (+27% y/y), net income $9.2M, EPS $0.23
Aug 1, 202310-QQuarterly report, Q2 2023 — revenue $261.5M (+26% y/y), net income $19.0M, EPS $0.48
May 2, 202310-QQuarterly report, Q1 2023 — revenue $241.4M (+18% y/y), net income $8.6M, EPS $0.22
Apr 19, 2023ARSAnnual report to shareholders
Apr 19, 2023DEFA14AAdditional proxy materials
Apr 19, 2023DEF 14AProxy statement
Feb 23, 202310-KAnnual report, FY2022 — revenue $847.1M (+13% y/y), net income −$2.0M, EPS −$0.05

6 current reports (8-K) not listed; the year is on EDGAR.

2022 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 3, 202210-QQuarterly report, Q3 2022 — revenue $213.7M (+12% y/y), net income −$2.3M, EPS −$0.06
Aug 5, 202210-QQuarterly report, Q2 2022 — revenue $208.3M (+13% y/y), net income −$3.7M, EPS −$0.10
May 3, 202210-QQuarterly report, Q1 2022 — revenue $203.9M (+21% y/y), net income $79K, EPS $0.00
Apr 20, 2022DEFA14AAdditional proxy materials
Apr 20, 2022DEF 14AProxy statement
Feb 22, 202210-KAnnual report, FY2021 — revenue $747.6M (+33% y/y), net income $5.3M, EPS $0.14

8 current reports (8-K) not listed; the year is on EDGAR.

2021 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms
FiledWhat it is
Nov 3, 202110-QQuarterly report, Q3 2021 — revenue $190.1M (+26% y/y), net income $8.8M, EPS $0.24
Aug 9, 202110-QQuarterly report, Q2 2021 — revenue $184.3M (+75% y/y), net income $9.2M, EPS $0.25
May 4, 202110-QQuarterly report, Q1 2021 — revenue $169.2M (+23% y/y), net income $11.8M, EPS $0.32
Apr 22, 2021DEFA14AAdditional proxy materials
Apr 22, 2021DEF 14AProxy statement
Feb 23, 202110-KAnnual report, FY2020 — revenue $560.4M (+2% y/y), net income −$15.7M, EPS −$0.44

8 current reports (8-K) not listed; the year is on EDGAR.

2020 · 19 filings — 12 × 8-K, 3 × 10-Q, 2 × DEFA14A and 2 other forms
FiledWhat it is
Nov 2, 202010-QQuarterly report, Q3 2020 — revenue $151.1M (+8% y/y), net income −$8.8M, EPS −$0.24
Aug 3, 202010-QQuarterly report, Q2 2020 — revenue $105.1M (−22% y/y), net income −$12.0M, EPS −$0.34
May 15, 2020DEFA14AAdditional proxy materials
May 7, 202010-QQuarterly report, Q1 2020 — revenue $137.3M (+7% y/y), net income $1.4M, EPS $0.04
Apr 23, 2020DEFA14AAdditional proxy materials
Apr 23, 2020DEF 14AProxy statement
Feb 26, 202010-KAnnual report, FY2019 — revenue $547.4M (+23% y/y), net income $48.5M, EPS $1.34

12 current reports (8-K) not listed; the year is on EDGAR.

2019 · 15 filings — 10 × 8-K, 3 × 10-Q, 1 × 10-K and 1 other form
FiledWhat it is
Nov 7, 201910-QQuarterly report, Q3 2019 — revenue $139.5M (+25% y/y), net income $11.5M, EPS $0.32
Aug 6, 201910-QQuarterly report, Q2 2019 — revenue $134.2M (+22% y/y), net income $16.6M, EPS $0.46
May 7, 201910-QQuarterly report, Q1 2019 — revenue $128.4M (+25% y/y), net income $10.7M, EPS $0.30
Apr 26, 2019DEF 14AProxy statement
Feb 26, 201910-KAnnual report, FY2018 — revenue $444.9M (+33% y/y), net income $6.6M, EPS $0.18

10 current reports (8-K) not listed; the year is on EDGAR.

2018 · 13 filings — 6 × 8-K, 3 × 10-Q, 1 × 10-K and 3 other forms
FiledWhat it is
Nov 5, 201810-QQuarterly report, Q3 2018 — revenue $111.8M (+33% y/y), net income −$18.9M, EPS −$0.55
Aug 7, 201810-QQuarterly report, Q2 2018 — revenue $109.6M (+36% y/y), net income $13.4M, EPS $0.37
Jul 2, 201810-Q/AQuarterly report, amended
May 8, 201810-QQuarterly report, Q1 2018 — revenue $102.7M (+40% y/y), net income $5.5M, EPS $0.15
Apr 25, 2018DEFA14AAdditional proxy materials
Apr 25, 2018DEF 14AProxy statement
Feb 27, 201810-KAnnual report, FY2017 — revenue $333.8M (+27% y/y), net income $4.7M, EPS $0.13

6 current reports (8-K) not listed; the year is on EDGAR.

2017 · 17 filings — 9 × 8-K, 3 × 10-Q, 2 × 8-K/A and 3 other forms
FiledWhat it is
Nov 7, 201710-QQuarterly report, Q3 2017 — revenue $83.9M (+25% y/y), net income $238K, EPS $0.01
Aug 8, 201710-QQuarterly report, Q2 2017 — revenue $80.6M (+24% y/y), net income −$1.6M, EPS −$0.05
May 9, 201710-QQuarterly report, Q1 2017 — revenue $73.2M (+26% y/y), net income −$3.1M, EPS −$0.10
Apr 25, 2017DEFA14AAdditional proxy materials
Apr 25, 2017DEF 14AProxy statement
Feb 28, 201710-KAnnual report, FY2016 — revenue $263.3M (+41% y/y), net income $14.8M, EPS $0.44

11 current reports (8-K) not listed; the year is on EDGAR.

2016 · 14 filings — 8 × 8-K, 3 × 10-Q, 1 × 10-K and 2 other forms

Counted, not listed; the year is on EDGAR.

2015 · 4 filings — 3 × 8-K, 1 × 10-Q

Counted, not listed; the year is on EDGAR.

Insider, ownership and other filings#

Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.

2026 · 45 filings — 22 × 4, 14 × 425, 4 × 144 and 3 other forms
FiledWhat it is
Sep 17, 20264Insider transaction (Form 4)
Aug 19, 20264Insider transaction (Form 4)
May 29, 2026SDSpecialized disclosure (conflict minerals)
May 21, 20264Insider transaction (Form 4)
May 7, 2026425Merger communication
Apr 30, 2026SCHEDULE 13GOther filings
Apr 23, 2026425Merger communication
Apr 22, 2026425Merger communication
Apr 17, 2026425Merger communication
Apr 6, 20264Insider transaction (Form 4)
Apr 2, 2026144Notice of proposed sale (Form 144)
Mar 27, 2026SCHEDULE 13G/AOther filings
Mar 17, 20264Insider transaction (Form 4)
Mar 17, 20264Insider transaction (Form 4)
Mar 17, 20264Insider transaction (Form 4)
Mar 17, 20264Insider transaction (Form 4)
Mar 4, 20264Insider transaction (Form 4)
Mar 3, 2026425Merger communication
Mar 2, 2026144Notice of proposed sale (Form 144)
Feb 18, 20264Insider transaction (Form 4)
Feb 18, 20264Insider transaction (Form 4)
Feb 18, 20264Insider transaction (Form 4)
Feb 18, 20264Insider transaction (Form 4)
Feb 18, 20264Insider transaction (Form 4)
Feb 18, 20264Insider transaction (Form 4)

The newest 25 of 45 shown; the full year is on EDGAR.

2025 · 121 filings — 78 × 4, 40 × 144, 1 × 3 and 2 other forms
FiledWhat it is
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 17, 20254Insider transaction (Form 4)
Dec 15, 20254Insider transaction (Form 4)
Dec 9, 20254Insider transaction (Form 4)
Dec 3, 20254Insider transaction (Form 4)
Dec 3, 20254Insider transaction (Form 4)
Dec 2, 2025144Notice of proposed sale (Form 144)
Nov 26, 20254Insider transaction (Form 4)
Nov 26, 20254Insider transaction (Form 4)
Nov 25, 20254Insider transaction (Form 4)
Nov 25, 2025144Notice of proposed sale (Form 144)
Nov 21, 2025144Notice of proposed sale (Form 144)
Nov 18, 20254Insider transaction (Form 4)
Nov 18, 20254Insider transaction (Form 4)
Nov 18, 20254Insider transaction (Form 4)
Nov 18, 20254Insider transaction (Form 4)
Nov 12, 20254Insider transaction (Form 4)
Nov 6, 20254Insider transaction (Form 4)
Nov 4, 2025144Notice of proposed sale (Form 144)
Oct 17, 20254Insider transaction (Form 4)
Oct 3, 20254Insider transaction (Form 4)
Oct 3, 20254Insider transaction (Form 4)
Oct 3, 20254Insider transaction (Form 4)
Oct 2, 2025144Notice of proposed sale (Form 144)

The newest 25 of 121 shown; the full year is on EDGAR.

2024 · 73 filings — 46 × 4, 14 × 144, 6 × SC 13G/A and 4 other forms
FiledWhat it is
Dec 27, 20244Insider transaction (Form 4)
Dec 23, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 17, 20244Insider transaction (Form 4)
Dec 3, 20244Insider transaction (Form 4)
Dec 3, 20244Insider transaction (Form 4)
Dec 2, 2024144Notice of proposed sale (Form 144)
Nov 29, 2024144Notice of proposed sale (Form 144)
Nov 22, 20244Insider transaction (Form 4)
Nov 20, 2024144Notice of proposed sale (Form 144)
Nov 19, 20244Insider transaction (Form 4)
Nov 19, 20244Insider transaction (Form 4)
Nov 19, 20244Insider transaction (Form 4)
Nov 14, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Nov 12, 2024SC 13G/APassive holder above 5% (Schedule 13G), amended
Oct 28, 2024UPLOADLetter from the SEC staff
Oct 25, 2024CORRESPLetter to the SEC
Oct 25, 2024UPLOADLetter from the SEC staff
Oct 23, 20244Insider transaction (Form 4)
Oct 3, 20244Insider transaction (Form 4)
Oct 3, 20244Insider transaction (Form 4)
Oct 3, 20244Insider transaction (Form 4)
Oct 2, 2024144Notice of proposed sale (Form 144)
Sep 24, 20244Insider transaction (Form 4)

The newest 25 of 73 shown; the full year is on EDGAR.

2023 · 74 filings — 55 × 4, 13 × 144, 4 × SC 13G/A and 2 other forms

Counted, not listed; the year is on EDGAR.

2022 · 42 filings — 35 × 4, 6 × SC 13G/A, 1 × SD

Counted, not listed; the year is on EDGAR.

2021 · 53 filings — 46 × 4, 3 × SC 13G/A, 2 × SC 13G and 2 other forms

Counted, not listed; the year is on EDGAR.

2020 · 74 filings — 60 × 4, 3 × 5, 2 × 424B5 and 7 other forms

Counted, not listed; the year is on EDGAR.

2019 · 61 filings — 51 × 4, 4 × 3, 4 × SC 13G/A and 2 other forms

Counted, not listed; the year is on EDGAR.

2018 · 59 filings — 46 × 4, 5 × SC 13G/A, 2 × 5 and 5 other forms

Counted, not listed; the year is on EDGAR.

2017 · 83 filings — 71 × 4, 2 × 3, 2 × 424B5 and 6 other forms

Counted, not listed; the year is on EDGAR.

2016 · 50 filings — 44 × 4, 3 × SC 13G, 1 × 3 and 2 other forms

Counted, not listed; the year is on EDGAR.

2015 · 44 filings — 10 × 3, 10 × 4, 5 × UPLOAD and 14 other forms

Counted, not listed; the year is on EDGAR.

2014 · 1 filing — 1 × D

Counted, not listed; the year is on EDGAR.

2012 · 1 filing — 1 × D

Counted, not listed; the year is on EDGAR.

2008 · 2 filings — 2 × REGDEX

Counted, not listed; the year is on EDGAR.

2007 · 1 filing — 1 × REGDEX

Counted, not listed; the year is on EDGAR.

2006 · 1 filing — 1 × REGDEX

Counted, not listed; the year is on EDGAR.

2005 · 1 filing — 1 × REGDEX

Counted, not listed; the year is on EDGAR.

About this data

Penumbra Inc. (PEN) has 951 filings on EDGAR going back to 2005: 11 annual reports, 34 quarterly reports and 92 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 10-K, was filed on Feb 25, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Jul 30, 2026, covered results of operations. Over the last 13 months insiders sold $981K in 4 sales and bought nothing on the open market; 26 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.

Every row is a filing EDGAR lists for the registrants that have been Penumbra Inc., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.

FAQ#

Where can I read PEN's latest 10-K?
PEN's latest annual report, a 10-K, was filed on Feb 25, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
When did PEN last file an 8-K?
On Jul 30, 2026: results of operations. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02, last on Jul 30, 2026.
Are PEN insiders buying or selling?
Over the last 13 months insiders sold $981K in 4 sales and bought nothing on the open market; 26 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Grewal Harpreet (Director) sold 100 shares on Apr 2, 2026 for $33K, under a 10b5-1 plan. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
How many SEC filings has PEN made?
951 filings are on EDGAR under the registrant records that have been Penumbra Inc., going back to 2005; 662 of them are insider ownership forms (Forms 3, 4, 5 and 144).