NU
$13.43+1.05%
as of close, Oct 2, 2026
☾ AH $13.43 +1.05%
NU SEC filings (2026)
CIK 1691493 · Finance Services (SIC 6199) · incorporated in E9 · fiscal year ends in December
380 filings on EDGAR since 2016 · 5 annual, 0 quarterly, 171 current · financial statements · earnings
Latest 20-F
Apr 8, 2026
fiscal year to Dec 31, 2025
Latest 8-K
Sep 30, 2026
current report
Filings on file
380
since 2016, 145 insider forms
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by what they covered, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
September 2026
- Sep 308-K8-K · Report of a foreign private issuer
- Sep 108-K8-K · Report of a foreign private issuer
- Sep 28-K8-K · Report of a foreign private issuer
August 2026
- Aug 25Insider saleJunqueira Cristina Helena Zingaretti (US CEO & Chief Growth Officer) sold 65,000 Class A shares for $956K at $14.71 under a 10b5-1 plan
- Aug 24Insider saleJunqueira Cristina Helena Zingaretti (US CEO & Chief Growth Officer) sold 25,000 Class A shares for $375K at $15.00 under a 10b5-1 plan
- Aug 14Insider saleFragelli Henrique Camossa Saldanha (Chief Risk Officer) sold 221,707 Class A shares for $3.5M at $15.81
- Aug 14Insider saleJunqueira Cristina Helena Zingaretti (US CEO & Chief Growth Officer) sold 50,000 Class A shares for $790K at $15.80
- Aug 138-K8-K · Report of a foreign private issuer
- Aug 138-K8-K · Report of a foreign private issuer
- Aug 138-K8-K · Report of a foreign private issuer
- Aug 138-K8-K · Report of a foreign private issuer
- Aug 78-K8-K · Report of a foreign private issuer
July 2026
- Jul 208-K8-K · Report of a foreign private issuer
- Jul 108-K8-K · Report of a foreign private issuer
- Jul 68-K8-K · Report of a foreign private issuer
- Jul 68-K8-K · Report of a foreign private issuer
- Jul 68-K8-K · Report of a foreign private issuer
June 2026
- Jun 48-K8-K · Report of a foreign private issuer
- Jun 18-K8-K · Report of a foreign private issuer
May 2026
- May 15Insider saleSands Anita M (Director) sold 21,000 Class A shares for $257K at $12.24
- May 148-K8-K · Report of a foreign private issuer
- May 148-K8-K · Report of a foreign private issuer
- May 148-K8-K · Report of a foreign private issuer
- May 148-K8-K · Report of a foreign private issuer
April 2026
March 2026
February 2026
- Feb 258-K8-K · Report of a foreign private issuer
- Feb 258-K8-K · Report of a foreign private issuer
- Feb 258-K8-K · Report of a foreign private issuer
- Feb 258-K8-K · Report of a foreign private issuer
January 2026
- Jan 298-K8-K · Report of a foreign private issuer
December 2025
- Dec 38-K8-K · Report of a foreign private issuer
November 2025
- Nov 138-K8-K · Report of a foreign private issuer
- Nov 138-K8-K · Report of a foreign private issuer
- Nov 138-K8-K · Report of a foreign private issuer
- Nov 138-K8-K · Report of a foreign private issuer
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $10.3M in 7 sales and bought nothing on the open market; 24 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Aug 25, 2026Form 4 | Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSold · Class A · $956K · 65,000 sh · 10b5-1 |
| Aug 24, 2026Form 4 | Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSold · Class A · $375K · 25,000 sh · 10b5-1 |
| Aug 14, 2026Form 4 | Fragelli Henrique Camossa SaldanhaChief Risk OfficerSold · Class A · $3.5M · 221,707 sh |
| Aug 14, 2026Form 4 | Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSold · Class A · $790K · 50,000 sh |
| May 15, 2026Form 4 | Sands Anita MDirectorSold · Class A · $257K · 21,000 sh |
| Mar 23, 2026Form 4 | Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSold · Class A · $3.3M · 220,000 sh |
| Mar 23, 2026Form 4 | Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth OfficerSold · Class A · $1.2M · 80,000 sh |
Awards, exercises, withholding and plan purchases · 24 transactions
| Date | Insider |
|---|---|
| Sep 28, 2026Form 4 | Wilson Sarah K.Chief Legal OfficerAward · Class A · $0 · 1,430,908 sh |
| Aug 24, 2026Form 4 | LEONE DOUGLAS MDirectorAward · Class A · $0 · 1,356 sh |
| Aug 24, 2026Form 4 | Sands Anita MDirectorAward · Class A · $0 · 1,356 sh |
| Aug 24, 2026Form 4 | PIACENTINI DIEGODirectorAward · Class A · $0 · 1,356 sh |
| Aug 24, 2026Form 4 | Moreno Mejia Luis AlbertoDirectorAward · Class A · $0 · 1,017 sh |
| Aug 7, 2026Form 4 | Sands Anita MDirectorAward · Class A · $0 · 30,709 sh |
| Aug 7, 2026Form 4 | Reses Jacqueline DDirectorAward · Class A · $0 · 27,096 sh |
| Aug 7, 2026Form 4 | Moreno Mejia Luis AlbertoDirectorAward · Class A · $0 · 25,290 sh |
| Aug 7, 2026Form 4 | LEONE DOUGLAS MDirectorAward · Class A · $0 · 25,290 sh |
| Aug 7, 2026Form 4 | Marcus DavidDirectorAward · Class A · $0 · 25,290 sh |
| Aug 7, 2026Form 4 | Pham ThuanDirectorAward · Class A · $0 · 23,483 sh |
| Aug 7, 2026Form 4 | Calderon Peres Rogerio PauloDirectorAward · Class A · $0 · 23,483 sh |
| Aug 7, 2026Form 4 | PIACENTINI DIEGODirectorAward · Class A · $0 · 23,483 sh |
| Jul 23, 2026Form 4 | Velez Osorno DavidChairman and CEO · Director · 10% ownerTax withholding · Class A · $612K · 45,690 sh |
| Jul 23, 2026Form 4 | Fragelli Henrique Camossa SaldanhaChief Risk OfficerTax withholding · Class A · $181K · 13,496 sh |
| Jul 23, 2026Form 4 | Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth Off.Tax withholding · Class A · $108K · 8,048 sh |
| Jul 13, 2026Form 4 | Livingston Robert PhilipChief Financial OfficerAward · Class A · $0 · 2,194,587 sh |
| Apr 23, 2026Form 4 | Velez Osorno DavidChairman and CEOTax withholding · Class A · $660K · 45,690 sh |
| Apr 23, 2026Form 4 | Lago Guilherme MarquesChief Financial OfficerTax withholding · Class A · $352K · 24,348 sh |
| Apr 23, 2026Form 4 | Fragelli Henrique Camossa SaldanhaChief Risk OfficerTax withholding · Class A · $173K · 11,991 sh |
| Apr 23, 2026Form 4 | Junqueira Cristina Helena ZingarettiUS CEO & Chief Growth Off.Tax withholding · Class A · $119K · 8,264 sh |
| Apr 8, 2026Form 4 | Fragelli Henrique Camossa SaldanhaChief Risk OfficerExercise or conversion · Class A · $516K · 1,767,000 sh |
| Apr 8, 2026Form 4 | Fragelli Henrique Camossa SaldanhaChief Risk OfficerExercise or conversion · Class A · $255K · 594,450 sh |
| Apr 8, 2026Form 4 | Fragelli Henrique Camossa SaldanhaChief Risk OfficerExercise or conversion · Employee Stock Option (rig… · $0 · 2,361,450 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K is described by its items. A form opens the document on EDGAR, or the filing’s index where it furnishes exhibits (an earnings release is the 8-K’s Exhibit 99.1).
2026 · 26 filings
| Filed | What it is |
|---|---|
| Sep 30, 20266-K | Report of a foreign private issuer |
| Sep 10, 20266-K | Report of a foreign private issuer |
| Sep 2, 20266-K | Report of a foreign private issuer |
| Aug 13, 20266-K | Report of a foreign private issuer |
| Aug 13, 20266-K | Report of a foreign private issuer |
| Aug 13, 20266-K | Report of a foreign private issuer |
| Aug 13, 20266-K | Report of a foreign private issuer |
| Aug 7, 20266-K | Report of a foreign private issuer |
| Jul 20, 20266-K | Report of a foreign private issuer |
| Jul 10, 20266-K | Report of a foreign private issuer |
| Jul 6, 20266-K | Report of a foreign private issuer |
| Jul 6, 20266-K | Report of a foreign private issuer |
| Jul 6, 20266-K | Report of a foreign private issuer |
| Jun 4, 20266-K | Report of a foreign private issuer |
| Jun 1, 20266-K | Report of a foreign private issuer |
| May 14, 20266-K | Report of a foreign private issuer |
| May 14, 20266-K | Report of a foreign private issuer |
| May 14, 20266-K | Report of a foreign private issuer |
| May 14, 20266-K | Report of a foreign private issuer |
| Apr 9, 20266-K | Report of a foreign private issuer |
| Apr 8, 202620-F | Annual report (foreign private issuer), FY2025 — revenue $15.77B (+37% y/y), net income $2.87B, EPS $0.58 |
| Feb 25, 20266-K | Report of a foreign private issuer |
| Feb 25, 20266-K | Report of a foreign private issuer |
| Feb 25, 20266-K | Report of a foreign private issuer |
| Feb 25, 20266-K | Report of a foreign private issuer |
| Jan 29, 20266-K | Report of a foreign private issuer |
2025 · 28 filings
| Filed | What it is |
|---|---|
| Dec 3, 20256-K | Report of a foreign private issuer |
| Nov 13, 20256-K | Report of a foreign private issuer |
| Nov 13, 20256-K | Report of a foreign private issuer |
| Nov 13, 20256-K | Report of a foreign private issuer |
| Nov 13, 20256-K | Report of a foreign private issuer |
| Sep 11, 20256-K | Report of a foreign private issuer |
| Aug 14, 20256-K | Report of a foreign private issuer |
| Aug 14, 20256-K | Report of a foreign private issuer |
| Aug 14, 20256-K | Report of a foreign private issuer |
| Aug 14, 20256-K | Report of a foreign private issuer |
| Aug 8, 20256-K | Report of a foreign private issuer |
| Aug 8, 20256-K | Report of a foreign private issuer |
| Aug 8, 20256-K | Report of a foreign private issuer |
| May 20, 20256-K | Report of a foreign private issuer |
| May 13, 20256-K | Report of a foreign private issuer |
| May 13, 20256-K | Report of a foreign private issuer |
| May 13, 20256-K | Report of a foreign private issuer |
| May 13, 20256-K | Report of a foreign private issuer |
| May 6, 20256-K/A | Report of a foreign private issuer, amended |
| May 6, 20256-K | Report of a foreign private issuer |
| Apr 24, 20256-K | Report of a foreign private issuer |
| Apr 16, 20256-K | Report of a foreign private issuer |
| Apr 16, 202520-F | Annual report (foreign private issuer), FY2024 — revenue $11.52B (+43% y/y), net income $1.97B, EPS $0.40 |
| Mar 21, 20256-K | Report of a foreign private issuer |
| Feb 20, 20256-K | Report of a foreign private issuer |
| Feb 20, 20256-K | Report of a foreign private issuer |
| Feb 20, 20256-K | Report of a foreign private issuer |
| Feb 20, 20256-K | Report of a foreign private issuer |
2024 · 24 filings
| Filed | What it is |
|---|---|
| Nov 25, 20246-K | Report of a foreign private issuer |
| Nov 13, 20246-K | Report of a foreign private issuer |
| Nov 13, 20246-K | Report of a foreign private issuer |
| Nov 13, 20246-K | Report of a foreign private issuer |
| Nov 13, 20246-K | Report of a foreign private issuer |
| Nov 12, 20246-K | Report of a foreign private issuer |
| Aug 13, 20246-K | Report of a foreign private issuer |
| Aug 13, 20246-K | Report of a foreign private issuer |
| Aug 13, 20246-K | Report of a foreign private issuer |
| Aug 13, 20246-K | Report of a foreign private issuer |
| Aug 13, 20246-K | Report of a foreign private issuer |
| Jul 12, 20246-K | Report of a foreign private issuer |
| May 14, 20246-K | Report of a foreign private issuer |
| May 14, 20246-K | Report of a foreign private issuer |
| May 14, 20246-K | Report of a foreign private issuer |
| May 14, 20246-K | Report of a foreign private issuer |
| May 8, 20246-K | Report of a foreign private issuer |
| Apr 19, 20246-K | Report of a foreign private issuer |
| Apr 19, 202420-F | Annual report (foreign private issuer), FY2023 — revenue $8.03B (+68% y/y), net income $1.03B, EPS $0.21 |
| Feb 22, 20246-K | Report of a foreign private issuer |
| Feb 22, 20246-K | Report of a foreign private issuer |
| Feb 22, 20246-K | Report of a foreign private issuer |
| Feb 22, 20246-K | Report of a foreign private issuer |
| Jan 3, 20246-K | Report of a foreign private issuer |
2023 · 42 filings — 40 × 6-K, 1 × 20-F, 1 × 6-K/A
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 52 filings — 27 × 4, 15 × 3, 9 × 144 and 1 other form
| Filed | What it is |
|---|---|
| Sep 30, 20264 | Insider transaction (Form 4) |
| Sep 30, 20263 | Initial insider holdings (Form 3) |
| Aug 26, 20264 | Insider transaction (Form 4) |
| Aug 26, 20264 | Insider transaction (Form 4) |
| Aug 26, 20264 | Insider transaction (Form 4) |
| Aug 26, 20264 | Insider transaction (Form 4) |
| Aug 26, 20264 | Insider transaction (Form 4) |
| Aug 25, 2026144 | Notice of proposed sale (Form 144) |
| Aug 24, 2026144 | Notice of proposed sale (Form 144) |
| Aug 18, 20264 | Insider transaction (Form 4) |
| Aug 18, 20264 | Insider transaction (Form 4) |
| Aug 17, 2026144 | Notice of proposed sale (Form 144) |
| Aug 17, 2026144 | Notice of proposed sale (Form 144) |
| Aug 14, 2026144 | Notice of proposed sale (Form 144) |
| Aug 14, 2026144 | Notice of proposed sale (Form 144) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 11, 20264 | Insider transaction (Form 4) |
| Aug 3, 2026SCHEDULE 13G/A | Other filings |
| Jul 27, 20264 | Insider transaction (Form 4) |
The newest 25 of 52 shown; the full year is on EDGAR.
2025 · 46 filings — 41 × 144, 5 × SCHEDULE 13G/A
| Filed | What it is |
|---|---|
| Nov 26, 2025144 | Notice of proposed sale (Form 144) |
| Nov 25, 2025144 | Notice of proposed sale (Form 144) |
| Nov 25, 2025144 | Notice of proposed sale (Form 144) |
| Nov 20, 2025144 | Notice of proposed sale (Form 144) |
| Nov 14, 2025144 | Notice of proposed sale (Form 144) |
| Nov 14, 2025144 | Notice of proposed sale (Form 144) |
| Nov 13, 2025SCHEDULE 13G/A | Other filings |
| Oct 17, 2025SCHEDULE 13G/A | Other filings |
| Sep 19, 2025144 | Notice of proposed sale (Form 144) |
| Sep 11, 2025144 | Notice of proposed sale (Form 144) |
| Sep 10, 2025144 | Notice of proposed sale (Form 144) |
| Aug 28, 2025144 | Notice of proposed sale (Form 144) |
| Aug 28, 2025144 | Notice of proposed sale (Form 144) |
| Aug 25, 2025144 | Notice of proposed sale (Form 144) |
| Aug 25, 2025144 | Notice of proposed sale (Form 144) |
| Aug 21, 2025144 | Notice of proposed sale (Form 144) |
| Aug 21, 2025144 | Notice of proposed sale (Form 144) |
| Aug 20, 2025144 | Notice of proposed sale (Form 144) |
| Aug 18, 2025144 | Notice of proposed sale (Form 144) |
| Aug 18, 2025144 | Notice of proposed sale (Form 144) |
| Aug 15, 2025144 | Notice of proposed sale (Form 144) |
| Aug 15, 2025144 | Notice of proposed sale (Form 144) |
| Aug 13, 2025SCHEDULE 13G/A | Other filings |
| Jul 17, 2025144 | Notice of proposed sale (Form 144) |
| Jul 15, 2025144 | Notice of proposed sale (Form 144) |
The newest 25 of 46 shown; the full year is on EDGAR.
2024 · 41 filings — 28 × 144, 7 × SC 13G/A, 3 × SC 13G and 2 other forms
| Filed | What it is |
|---|---|
| Nov 26, 2024144 | Notice of proposed sale (Form 144) |
| Nov 15, 2024144 | Notice of proposed sale (Form 144) |
| Nov 12, 2024SC 13G | Passive holder above 5% (Schedule 13G) |
| Nov 12, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Nov 8, 2024SC 13G | Passive holder above 5% (Schedule 13G) |
| Nov 4, 2024SCHEDULE 13G | Other filings |
| Oct 22, 2024SC 13G | Passive holder above 5% (Schedule 13G) |
| Oct 18, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Sep 30, 2024144 | Notice of proposed sale (Form 144) |
| Sep 17, 2024144 | Notice of proposed sale (Form 144) |
| Sep 13, 2024144 | Notice of proposed sale (Form 144) |
| Sep 4, 2024144 | Notice of proposed sale (Form 144) |
| Aug 28, 2024144 | Notice of proposed sale (Form 144) |
| Aug 21, 2024144 | Notice of proposed sale (Form 144) |
| Aug 15, 2024144 | Notice of proposed sale (Form 144) |
| Aug 14, 2024144 | Notice of proposed sale (Form 144) |
| Aug 14, 2024144 | Notice of proposed sale (Form 144) |
| Aug 13, 2024144 | Notice of proposed sale (Form 144) |
| Jun 26, 2024144/A | Notice of proposed sale (Form 144), amended |
| Jun 24, 2024144 | Notice of proposed sale (Form 144) |
| Jun 24, 2024144 | Notice of proposed sale (Form 144) |
| Jun 4, 2024144 | Notice of proposed sale (Form 144) |
| May 21, 2024144 | Notice of proposed sale (Form 144) |
| May 20, 2024144 | Notice of proposed sale (Form 144) |
| Mar 26, 2024144 | Notice of proposed sale (Form 144) |
The newest 25 of 41 shown; the full year is on EDGAR.
2023 · 26 filings — 23 × 144, 3 × SC 13G/A
Counted, not listed; the year is on EDGAR.
2022 · 5 filings — 5 × SC 13G
Counted, not listed; the year is on EDGAR.
2021 · 29 filings — 6 × CORRESP, 5 × UPLOAD, 4 × D and 10 other forms
Counted, not listed; the year is on EDGAR.
2020 · 1 filing — 1 × D
Counted, not listed; the year is on EDGAR.
2019 · 1 filing — 1 × D
Counted, not listed; the year is on EDGAR.
2018 · 2 filings — 2 × D
Counted, not listed; the year is on EDGAR.
2016 · 1 filing — 1 × D
Counted, not listed; the year is on EDGAR.
About this data
Nu Holdings Ltd. (NU) has 380 filings on EDGAR going back to 2016: 5 annual reports, 0 quarterly reports and 171 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 20-F, was filed on Apr 8, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Sep 30, 2026, covered a material event. Over the last 13 months insiders sold $10.3M in 7 sales and bought nothing on the open market; 24 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Nu Holdings Ltd., read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read NU's latest 10-K?
- NU's latest annual report, a 20-F, was filed on Apr 8, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did NU last file an 8-K?
- On Sep 30, 2026: a current report. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02.
- Are NU insiders buying or selling?
- Over the last 13 months insiders sold $10.3M in 7 sales and bought nothing on the open market; 24 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Junqueira Cristina Helena Zingaretti (US CEO & Chief Growth Officer) sold 65,000 shares on Aug 25, 2026 for $956K, under a 10b5-1 plan. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has NU made?
- 380 filings are on EDGAR under the registrant records that have been Nu Holdings Ltd., going back to 2016; 145 of them are insider ownership forms (Forms 3, 4, 5 and 144).