NIO SEC filings (2026)
CIK 1736541 · Motor Vehicles & Passenger Car Bodies (SIC 3711) · incorporated in E9 · fiscal year ends in December
424 filings on EDGAR since 2018 · 9 annual, 0 quarterly, 274 current · financial statements · earnings
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
October 2026
- Oct 28-K8-K · Report of a foreign private issuer
September 2026
- Sep 288-K8-K · Report of a foreign private issuer
- Sep 18-K8-K · Report of a foreign private issuer
- Sep 18-K8-K · Report of a foreign private issuer
- Sep 18-K8-K · Report of a foreign private issuer
August 2026
- Aug 208-K8-K · Report of a foreign private issuer
- Aug 38-K8-K · Report of a foreign private issuer
July 2026
- Jul 28-K8-K · Report of a foreign private issuer
June 2026
- Jun 248-K8-K · Report of a foreign private issuer
- Jun 98-K8-K · Report of a foreign private issuer
- Jun 18-K8-K · Report of a foreign private issuer
May 2026
- May 228-K8-K · Report of a foreign private issuer
- May 218-K8-K · Report of a foreign private issuer
- May 118-K8-K · Report of a foreign private issuer
- May 88-K8-K · Report of a foreign private issuer
- May 48-K8-K · Report of a foreign private issuer
April 2026
March 2026
- Mar 108-K8-K · Report of a foreign private issuer
- Mar 108-K8-K · Report of a foreign private issuer
- Mar 28-K8-K · Report of a foreign private issuer
February 2026
- Feb 268-K8-K · Report of a foreign private issuer
- Feb 268-K8-K · Report of a foreign private issuer
- Feb 58-K8-K · Report of a foreign private issuer
- Feb 28-K8-K · Report of a foreign private issuer
January 2026
- Jan 28-K8-K · Report of a foreign private issuer
December 2025
- Dec 18-K8-K · Report of a foreign private issuer
November 2025
- Nov 258-K8-K · Report of a foreign private issuer
- Nov 128-K8-K · Report of a foreign private issuer
- Nov 38-K8-K · Report of a foreign private issuer
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold nothing and bought nothing on the open market; 19 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
No open-market purchase or sale reported in the window.
Awards, exercises, withholding and plan purchases · 19 transactions
| Date | Insider |
|---|---|
| Sep 12, 2026Form 4 | Lee Denny Ting BunDirectorExercise or conversion · ADS · $0 · 131,869 sh |
| Sep 12, 2026Form 4 | Lee Denny Ting BunDirectorExercise or conversion · Restricted share units · $0 · 131,869 sh |
| Sep 1, 2026Form 4 | Qin LihongPresident · DirectorTax withholding · ADS · $635K · 150,000 sh |
| Sep 1, 2026Form 4 | Qu YuChief Financial OfficerTax withholding · ADS · $518K · 122,500 sh |
| Sep 1, 2026Form 4 | Qin LihongPresident · DirectorExercise or conversion · ADS · $0 · 300,000 sh |
| Sep 1, 2026Form 4 | Qin LihongPresident · DirectorExercise or conversion · Restricted share units · $0 · 300,000 sh |
| Sep 1, 2026Form 4 | Qu YuChief Financial OfficerExercise or conversion · ADS · $0 · 245,000 sh |
| Sep 1, 2026Form 4 | Qu YuChief Financial OfficerExercise or conversion · Restricted share units · $0 · 245,000 sh |
| Sep 1, 2026Form 4 | Zhou XinExecutive Vice PresidentExercise or conversion · ADS · $0 · 200,000 sh |
| Sep 1, 2026Form 4 | Zhou XinExecutive Vice PresidentExercise or conversion · Restricted share units · $0 · 200,000 sh |
| Jun 1, 2026Form 4 | Qin LihongPresident · DirectorTax withholding · ADS · $840K · 150,000 sh |
| Jun 1, 2026Form 4 | Qu YuChief Financial OfficerTax withholding · ADS · $560K · 100,000 sh |
| Jun 1, 2026Form 4 | Zhou XinExecutive Vice PresidentTax withholding · ADS · $560K · 100,000 sh |
| Jun 1, 2026Form 4 | Qin LihongPresident · DirectorExercise or conversion · ADS · $0 · 300,000 sh |
| Jun 1, 2026Form 4 | Qin LihongPresident · DirectorExercise or conversion · Restricted share units · $0 · 300,000 sh |
| Jun 1, 2026Form 4 | Qu YuChief Financial OfficerExercise or conversion · ADS · $0 · 200,000 sh |
| Jun 1, 2026Form 4 | Qu YuChief Financial OfficerExercise or conversion · Restricted share units · $0 · 200,000 sh |
| Jun 1, 2026Form 4 | Zhou XinExecutive Vice PresidentExercise or conversion · ADS · $0 · 200,000 sh |
| Jun 1, 2026Form 4 | Zhou XinExecutive Vice PresidentExercise or conversion · Restricted share units · $0 · 200,000 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 27 filings
| Filed | What it is |
|---|---|
| Oct 2, 20266-K | Report of a foreign private issuer |
| Sep 28, 20266-K | Report of a foreign private issuer |
| Sep 1, 20266-K | Report of a foreign private issuer |
| Sep 1, 20266-K | Report of a foreign private issuer |
| Sep 1, 20266-K | Report of a foreign private issuer |
| Aug 20, 20266-K | Report of a foreign private issuer |
| Aug 3, 20266-K | Report of a foreign private issuer |
| Jul 2, 20266-K | Report of a foreign private issuer |
| Jun 24, 20266-K | Report of a foreign private issuer |
| Jun 9, 20266-K | Report of a foreign private issuer |
| Jun 1, 20266-K | Report of a foreign private issuer |
| May 22, 20266-K | Report of a foreign private issuer |
| May 21, 20266-K | Report of a foreign private issuer |
| May 11, 20266-K | Report of a foreign private issuer |
| May 8, 20266-K | Report of a foreign private issuer |
| May 4, 20266-K | Report of a foreign private issuer |
| Apr 10, 20266-K | Report of a foreign private issuer |
| Apr 10, 202620-F | Annual report (foreign private issuer), FY2025 — revenue $12.17B (+33% y/y), net income −$2.08B, EPS −$0.95 |
| Apr 1, 20266-K | Report of a foreign private issuer |
| Mar 10, 20266-K | Report of a foreign private issuer |
| Mar 10, 20266-K | Report of a foreign private issuer |
| Mar 2, 20266-K | Report of a foreign private issuer |
| Feb 26, 20266-K | Report of a foreign private issuer |
| Feb 26, 20266-K | Report of a foreign private issuer |
| Feb 5, 20266-K | Report of a foreign private issuer |
| Feb 2, 20266-K | Report of a foreign private issuer |
| Jan 2, 20266-K | Report of a foreign private issuer |
2025 · 33 filings
| Filed | What it is |
|---|---|
| Dec 1, 20256-K | Report of a foreign private issuer |
| Nov 25, 20256-K | Report of a foreign private issuer |
| Nov 12, 20256-K | Report of a foreign private issuer |
| Nov 3, 20256-K | Report of a foreign private issuer |
| Oct 1, 20256-K | Report of a foreign private issuer |
| Sep 22, 20256-K | Report of a foreign private issuer |
| Sep 17, 20256-K | Report of a foreign private issuer |
| Sep 10, 20256-K | Report of a foreign private issuer |
| Sep 10, 20256-K | Report of a foreign private issuer |
| Sep 10, 20256-K | Report of a foreign private issuer |
| Sep 2, 20256-K | Report of a foreign private issuer |
| Sep 2, 20256-K | Report of a foreign private issuer |
| Sep 2, 20256-K | Report of a foreign private issuer |
| Aug 20, 20256-K | Report of a foreign private issuer |
| Aug 1, 20256-K | Report of a foreign private issuer |
| Jul 1, 20256-K | Report of a foreign private issuer |
| Jun 25, 20256-K | Report of a foreign private issuer |
| Jun 3, 20256-K | Report of a foreign private issuer |
| Jun 2, 20256-K | Report of a foreign private issuer |
| May 23, 20256-K | Report of a foreign private issuer |
| May 21, 20256-K | Report of a foreign private issuer |
| May 8, 20256-K | Report of a foreign private issuer |
| May 1, 20256-K | Report of a foreign private issuer |
| Apr 9, 20256-K | Report of a foreign private issuer |
| Apr 8, 202520-F | Annual report (foreign private issuer), FY2024 — revenue $9.14B (+16% y/y), net income −$3.11B, EPS −$1.53 |
| Apr 7, 20256-K | Report of a foreign private issuer |
| Apr 1, 20256-K | Report of a foreign private issuer |
| Mar 27, 20256-K | Report of a foreign private issuer |
| Mar 21, 20256-K | Report of a foreign private issuer |
| Mar 11, 20256-K | Report of a foreign private issuer |
| Mar 5, 20256-K | Report of a foreign private issuer |
| Feb 3, 20256-K | Report of a foreign private issuer |
| Jan 2, 20256-K | Report of a foreign private issuer |
2024 · 35 filings
| Filed | What it is |
|---|---|
| Dec 23, 20246-K | Report of a foreign private issuer |
| Dec 2, 20246-K | Report of a foreign private issuer |
| Nov 20, 20246-K | Report of a foreign private issuer |
| Nov 7, 20246-K | Report of a foreign private issuer |
| Nov 1, 20246-K | Report of a foreign private issuer |
| Oct 1, 20246-K | Report of a foreign private issuer |
| Sep 30, 20246-K | Report of a foreign private issuer |
| Sep 5, 20246-K | Report of a foreign private issuer |
| Sep 5, 20246-K | Report of a foreign private issuer |
| Sep 3, 20246-K | Report of a foreign private issuer |
| Aug 22, 20246-K | Report of a foreign private issuer |
| Aug 1, 20246-K | Report of a foreign private issuer |
| Jul 5, 20246-K | Report of a foreign private issuer |
| Jul 1, 20246-K | Report of a foreign private issuer |
| Jun 25, 20246-K | Report of a foreign private issuer |
| Jun 6, 20246-K | Report of a foreign private issuer |
| Jun 3, 20246-K | Report of a foreign private issuer |
| May 24, 20246-K | Report of a foreign private issuer |
| May 22, 20246-K | Report of a foreign private issuer |
| May 16, 20246-K | Report of a foreign private issuer |
| May 9, 20246-K | Report of a foreign private issuer |
| May 1, 20246-K | Report of a foreign private issuer |
| Apr 9, 20246-K | Report of a foreign private issuer |
| Apr 9, 202420-F | Annual report (foreign private issuer), FY2023 — revenue $7.86B (+7% y/y), net income −$2.93B, EPS −$1.76 |
| Apr 1, 20246-K | Report of a foreign private issuer |
| Mar 27, 20246-K | Report of a foreign private issuer |
| Mar 15, 202420-F/A | Annual report (foreign private issuer), amended |
| Mar 5, 20246-K | Report of a foreign private issuer |
| Mar 1, 20246-K | Report of a foreign private issuer |
| Feb 26, 20246-K | Report of a foreign private issuer |
| Feb 22, 20246-K | Report of a foreign private issuer |
| Feb 7, 20246-K | Report of a foreign private issuer |
| Feb 7, 20246-K | Report of a foreign private issuer |
| Feb 1, 20246-K | Report of a foreign private issuer |
| Jan 2, 20246-K | Report of a foreign private issuer |
2023 · 41 filings — 40 × 6-K, 1 × 20-F
2022 · 40 filings — 39 × 6-K, 1 × 20-F
2021 · 33 filings — 32 × 6-K, 1 × 20-F
2020 · 43 filings — 42 × 6-K, 1 × 20-F
2019 · 26 filings — 25 × 6-K, 1 × 20-F
2018 · 5 filings — 5 × 6-K
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 27 filings — 12 × 3, 7 × 4, 5 × 144 and 2 other forms
| Filed | What it is |
|---|---|
| Sep 14, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Sep 1, 20264 | Insider transaction (Form 4) |
| Sep 1, 2026144 | Notice of proposed sale (Form 144) |
| Sep 1, 2026144 | Notice of proposed sale (Form 144) |
| Jun 1, 20264 | Insider transaction (Form 4) |
| Jun 1, 20264 | Insider transaction (Form 4) |
| Jun 1, 20264 | Insider transaction (Form 4) |
| Jun 1, 2026144 | Notice of proposed sale (Form 144) |
| Jun 1, 2026144 | Notice of proposed sale (Form 144) |
| Jun 1, 2026144 | Notice of proposed sale (Form 144) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 18, 20263 | Initial insider holdings (Form 3) |
| Mar 10, 2026S-8 | Employee stock plan registration |
The newest 25 of 27 shown; the full year is on EDGAR.
2025 · 9 filings — 3 × UPLOAD, 2 × 424B5, 2 × CORRESP and 1 other form
| Filed | What it is |
|---|---|
| Sep 11, 2025424B5 | Prospectus supplement |
| Sep 10, 2025424B5 | Prospectus supplement |
| May 21, 2025UPLOAD | Letter from the SEC staff |
| May 19, 2025CORRESP | Letter to the SEC |
| May 8, 2025UPLOAD | Letter from the SEC staff |
| Jan 31, 2025SC TO-I/A | Beneficial ownership |
| Jan 10, 2025CORRESP | Letter to the SEC |
| Jan 10, 2025SC TO-I/A | Beneficial ownership |
| Jan 2, 2025UPLOAD | Letter from the SEC staff |
2024 · 15 filings — 3 × SC 13G/A, 2 × CORRESP, 2 × SC 13D/A and 6 other forms
| Filed | What it is |
|---|---|
| Dec 26, 2024SC TO-I | Beneficial ownership |
| Jul 9, 2024S-8 | Employee stock plan registration |
| May 21, 2024424B3 | Prospectus |
| May 21, 2024F-3ASR | Registration and prospectus |
| May 16, 2024SC 13D/A | Active holder above 5% (Schedule 13D), amended |
| Apr 4, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Mar 20, 2024UPLOAD | Letter from the SEC staff |
| Feb 28, 2024SC 13D/A | Active holder above 5% (Schedule 13D), amended |
| Feb 20, 2024CORRESP | Letter to the SEC |
| Feb 5, 2024UPLOAD | Letter from the SEC staff |
| Feb 2, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Feb 1, 2024SC TO-I/A | Beneficial ownership |
| Jan 26, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Jan 18, 2024CORRESP | Letter to the SEC |
| Jan 3, 2024SC TO-I | Beneficial ownership |
2023 · 13 filings — 3 × CORRESP, 3 × SC 13D/A, 3 × UPLOAD and 3 other forms
Counted, not listed; the year is on EDGAR.
2022 · 9 filings — 2 × CORRESP, 2 × SC 13G/A, 2 × UPLOAD and 3 other forms
Counted, not listed; the year is on EDGAR.
2021 · 4 filings — 2 × SC 13G/A, 1 × 424B5, 1 × SC 13D/A
Counted, not listed; the year is on EDGAR.
2020 · 20 filings — 6 × 424B5, 5 × SC 13G/A, 2 × UPLOAD and 7 other forms
Counted, not listed; the year is on EDGAR.
2019 · 6 filings — 4 × SC 13G, 1 × S-8, 1 × SC 13G/A
Counted, not listed; the year is on EDGAR.
2018 · 38 filings — 6 × CORRESP, 6 × UPLOAD, 5 × F-1/A and 13 other forms
Counted, not listed; the year is on EDGAR.
About this data#
NIO Inc. American depositary shares each representing one (NIO) has 424 filings on EDGAR going back to 2018: 9 annual reports, 0 quarterly reports and 274 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 20-F, was filed on Apr 10, 2026 for the fiscal year ended Dec 31, 2025. The most recent 8-K, on Oct 2, 2026, covered a material event. Over the last 13 months insiders sold nothing and bought nothing on the open market; 19 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been NIO Inc. American depositary shares each representing one, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read NIO's latest 10-K?
- NIO's latest annual report, a 20-F, was filed on Apr 10, 2026 for the fiscal year ended Dec 31, 2025. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did NIO last file an 8-K?
- On Oct 2, 2026 it filed a current report. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02.
- Are NIO insiders buying or selling?
- Over the last 13 months insiders sold nothing and bought nothing on the open market; 19 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has NIO made?
- 424 filings are on EDGAR under the registrant records that have been NIO Inc. American depositary shares each representing one, going back to 2018; 24 of them are insider ownership forms (Forms 3, 4, 5 and 144).
