BABA
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Alibaba Group Holding Limited American Depositary Shares each representing eight Ordinary shareStock · Consumer Discretionary
BABA SEC filings (2026)
CIK 1577552 · Services-Business Services, NEC (SIC 7389) · incorporated in K3
674 filings on EDGAR since 2014 · 13 annual, 0 quarterly, 352 current · financial statements · earnings
Latest 20-F
May 20, 2026
fiscal year to Mar 31, 2026
Latest 8-K
Oct 7, 2026
current report
Filings on file
674
since 2014, 58 insider forms
What happened, last 12 months#
Every earnings release with its print, every report with its quarter, the other 8-Ks by the headline of the press release they furnish or by their items, the proxy statements, and each day an insider bought or sold — newest first, each line opening the filing on EDGAR. The index by form and year follows.
October 2026
- Oct 78-K8-K · Report of a foreign private issuer
September 2026
- Sep 30Insider saleJiang Fang (Chief People Officer) sold 885,272 shares for $12.0M at $13.55
- Sep 298-K8-K · Report of a foreign private issuer
- Sep 25Insider saleXu Hong (Chief Financial Officer) sold 103,046 shares for $1.4M at $13.68
- Sep 25Insider saleYu Siying (General Counsel) sold 6,764 shares for $92K at $13.58
- Sep 25Insider saleJiang Fang (Chief People Officer) sold 4,889 shares for $66K at $13.57
- Sep 228-K8-K · Report of a foreign private issuer
- Sep 48-K8-K · Report of a foreign private issuer
August 2026
- Aug 268-K8-K · Report of a foreign private issuer
- Aug 268-K8-K · Report of a foreign private issuer
- Aug 25Insider buyTsai Joseph C (Director) bought 720,000 shares for $10.4M at $14.47
- Aug 24Insider buyTsai Joseph C (Director) bought 720,000 shares for $10.3M at $14.29
- Aug 24Insider buyWu Yongming (Chief Executive Officer · Director) bought 350,000 shares for $5.0M at $14.24
- Aug 248-K8-K · Report of a foreign private issuer
- Aug 248-K8-K · Report of a foreign private issuer
- Aug 208-K8-K · Report of a foreign private issuer
- Aug 148-K8-K · Report of a foreign private issuer
- Aug 78-K8-K · Report of a foreign private issuer
- Aug 68-K8-K · Report of a foreign private issuer
- Aug 68-K8-K · Report of a foreign private issuer
July 2026
- Jul 228-K8-K · Report of a foreign private issuer
- Jul 108-K8-K · Report of a foreign private issuer
- Jul 78-K8-K · Report of a foreign private issuer
- Jul 68-K8-K · Report of a foreign private issuer
June 2026
- Jun 29Insider saleEVANS J. MICHAEL (President · Director) sold 720,000 shares for $68.4M at $94.92–$95.59
- Jun 268-K8-K · Report of a foreign private issuer
- Jun 25Insider saleXu Hong (Chief Financial Officer) sold 175,054 shares for $2.1M at $12.15
- Jun 25Insider saleJiang Fan (FJ) (CEO of Business Group) sold 13,579 shares for $164K at $12.10
- Jun 25Insider saleYu Siying (General Counsel) sold 6,772 shares for $82K at $12.10
- Jun 25Insider saleJiang Fang (Chief People Officer) sold 4,898 shares for $59K at $12.09
- Jun 188-K8-K · Report of a foreign private issuer
- Jun 188-K8-K · Report of a foreign private issuer
- Jun 98-K8-K · Report of a foreign private issuer
- Jun 38-K8-K · Report of a foreign private issuer
- Jun 18-K8-K · Report of a foreign private issuer
May 2026
- May 288-K8-K · Report of a foreign private issuer
- May 228-K8-K · Report of a foreign private issuer
- May 20ReportAnnual report (foreign private issuer), FY2026 — revenue $144.29B (+4% y/y), net income $14.60B, EPS $6.20
- May 138-K8-K · Report of a foreign private issuer
- May 138-K8-K · Report of a foreign private issuer
- May 68-K8-K · Report of a foreign private issuer
April 2026
- Apr 298-K8-K · Report of a foreign private issuer
- Apr 278-K8-K · Report of a foreign private issuer
- Apr 248-K8-K · Report of a foreign private issuer
- Apr 88-K8-K · Report of a foreign private issuer
March 2026
- Mar 25Insider saleXu Hong (Chief Financial Officer) sold 54,450 shares for $875K at $16.07
- Mar 25Insider saleYu Siying (General Counsel) sold 21,472 shares for $345K at $16.06
- Mar 25Insider saleJiang Fang (Chief People Officer) sold 16,848 shares for $271K at $16.10
- Mar 238-K8-K · Report of a foreign private issuer
- Mar 198-K8-K · Report of a foreign private issuer
- Mar 68-K8-K · Report of a foreign private issuer
- Mar 38-K8-K · Report of a foreign private issuer
February 2026
- Feb 48-K8-K · Report of a foreign private issuer
January 2026
- Jan 78-K8-K · Report of a foreign private issuer
December 2025
- Dec 298-K8-K · Report of a foreign private issuer
- Dec 48-K8-K · Report of a foreign private issuer
- Dec 48-K8-K · Report of a foreign private issuer
- Dec 18-K8-K · Report of a foreign private issuer
November 2025
- Nov 258-K8-K · Report of a foreign private issuer
- Nov 128-K8-K · Report of a foreign private issuer
- Nov 68-K8-K · Report of a foreign private issuer
October 2025
- Oct 318-K8-K · Report of a foreign private issuer
Insider transactions#
What officers, directors and 10% holders reported on Forms 4 and 5 over the last 13 months, from the documents themselves: one insider’s trades of one kind on one day are one row, with the shares, the price range and the total as filed. Open-market buys and sells first; awards, exercises, tax withholding, gifts and employee-plan purchases are grouped below them.
Over the last 13 months insiders sold $85.8M in 12 sales and bought $25.7M in 3 purchases; 53 other transactions (awards, exercises, tax withholding, gifts and plan purchases).
| Date | Insider |
|---|---|
| Sep 30, 2026Form 4 | Jiang FangChief People OfficerSold · $12.0M · 885,272 sh |
| Sep 25, 2026Form 4 | Xu HongChief Financial OfficerSold · $1.4M · 103,046 sh |
| Sep 25, 2026Form 4 | Yu SiyingGeneral CounselSold · $92K · 6,764 sh |
| Sep 25, 2026Form 4 | Jiang FangChief People OfficerSold · $66K · 4,889 sh |
| Aug 25, 2026Form 4 | Tsai Joseph CDirectorBought · $10.4M · 720,000 sh |
| Aug 24, 2026Form 4 | Tsai Joseph CDirectorBought · $10.3M · 720,000 sh |
| Aug 24, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorBought · $5.0M · 350,000 sh |
| Jun 29, 2026Form 4 | EVANS J. MICHAELPresident · DirectorSold · $68.4M · 720,000 sh |
| Jun 25, 2026Form 4 | Xu HongChief Financial OfficerSold · $2.1M · 175,054 sh |
| Jun 25, 2026Form 4 | Jiang Fan (FJ)CEO of Business GroupSold · $164K · 13,579 sh |
| Jun 25, 2026Form 4 | Yu SiyingGeneral CounselSold · $82K · 6,772 sh |
| Jun 25, 2026Form 4 | Jiang FangChief People OfficerSold · $59K · 4,898 sh |
| Mar 25, 2026Form 4 | Xu HongChief Financial OfficerSold · $875K · 54,450 sh |
| Mar 25, 2026Form 4 | Yu SiyingGeneral CounselSold · $345K · 21,472 sh |
| Mar 25, 2026Form 4 | Jiang FangChief People OfficerSold · $271K · 16,848 sh |
Awards, exercises, withholding and plan purchases · 53 transactions
| Date | Insider |
|---|---|
| Oct 1, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorExercise or conversion · — · 41,334 sh |
| Oct 1, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorExercise or conversion · Restricted Share Units · $0 · 41,334 sh |
| Oct 1, 2026Form 4 | Tsai Joseph CDirectorExercise or conversion · — · 10,834 sh |
| Oct 1, 2026Form 4 | Tsai Joseph CDirectorExercise or conversion · Restricted Share Units · $0 · 10,834 sh |
| Sep 25, 2026Form 4 | Jiang Fan (FJ)CEO of Business GroupExercise or conversion · — · 670,162 sh |
| Sep 25, 2026Form 4 | Jiang Fan (FJ)CEO of Business GroupExercise or conversion · Restricted Share Units · $0 · 670,162 sh |
| Sep 25, 2026Form 4 | Xu HongChief Financial OfficerExercise or conversion · — · 229,000 sh |
| Sep 25, 2026Form 4 | Xu HongChief Financial OfficerExercise or conversion · Restricted Share Units · $0 · 229,000 sh |
| Sep 25, 2026Form 4 | Yu SiyingGeneral CounselExercise or conversion · — · 13,495 sh |
| Sep 25, 2026Form 4 | Yu SiyingGeneral CounselExercise or conversion · Restricted Share Units · $0 · 13,495 sh |
| Sep 25, 2026Form 4 | Jiang FangChief People OfficerExercise or conversion · — · 9,747 sh |
| Sep 25, 2026Form 4 | Jiang FangChief People OfficerExercise or conversion · Restricted Share Units · $0 · 9,747 sh |
| Sep 23, 2026Form 4 | YANG JERRYDirectorAward · $0 · 32,000 sh |
| Sep 23, 2026Form 4 | Ng Kong Ping AlbertDirectorAward · $0 · 32,000 sh |
| Sep 23, 2026Form 4 | Lee Irene Yun-LienDirectorAward · $0 · 32,000 sh |
| Sep 23, 2026Form 4 | Shan WeijianDirectorAward · $0 · 32,000 sh |
| Sep 23, 2026Form 4 | Martello Wan LingDirectorAward · $0 · 32,000 sh |
| Sep 23, 2026Form 4 | Misra KabirDirectorAward · $0 · 32,000 sh |
| Sep 23, 2026Form 4 | Wu Maggie WeiDirectorAward · $0 · 32,000 sh |
| Sep 10, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorExercise or conversion · — · 320,000 sh |
| Sep 10, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorExercise or conversion · Restricted Share Units · $0 · 320,000 sh |
| Jul 1, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorExercise or conversion · — · 41,333 sh |
| Jul 1, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorExercise or conversion · Restricted Share Units · $0 · 41,333 sh |
| Jul 1, 2026Form 4 | Tsai Joseph CDirectorExercise or conversion · — · 10,833 sh |
| Jul 1, 2026Form 4 | Tsai Joseph CDirectorExercise or conversion · Restricted Share Units · $0 · 10,833 sh |
| Jun 25, 2026Form 4 | Xu HongChief Financial OfficerExercise or conversion · — · 389,000 sh |
| Jun 25, 2026Form 4 | Xu HongChief Financial OfficerExercise or conversion · Restricted Share Units · $0 · 389,000 sh |
| Jun 25, 2026Form 4 | Jiang Fan (FJ)CEO of Business GroupExercise or conversion · — · 30,169 sh |
| Jun 25, 2026Form 4 | Jiang Fan (FJ)CEO of Business GroupExercise or conversion · Restricted Share Units · $0 · 30,169 sh |
| Jun 25, 2026Form 4 | Yu SiyingGeneral CounselExercise or conversion · — · 13,503 sh |
| Jun 25, 2026Form 4 | Yu SiyingGeneral CounselExercise or conversion · Restricted Share Units · $0 · 13,502 sh |
| Jun 25, 2026Form 4 | Jiang FangChief People OfficerExercise or conversion · — · 9,756 sh |
| Jun 25, 2026Form 4 | Jiang FangChief People OfficerExercise or conversion · Restricted Share Units · $0 · 9,756 sh |
| May 29, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorAward · Restricted Share Units · $0 · 448,000 sh |
| May 29, 2026Form 4 | Jiang Fan (FJ)CEO of Business GroupAward · Restricted Share Units · $0 · 248,000 sh |
| May 29, 2026Form 4 | Xu HongChief Financial OfficerAward · Restricted Share Units · $0 · 160,000 sh |
| May 29, 2026Form 4 | Yu SiyingGeneral CounselAward · Restricted Share Units · $0 · 120,000 sh |
| May 29, 2026Form 4 | Tsai Joseph CDirectorAward · Restricted Share Units · $0 · 120,000 sh |
| May 29, 2026Form 4 | Jiang FangChief People OfficerAward · Restricted Share Units · $0 · 60,000 sh |
| Apr 1, 2026Form 4 | EVANS J. MICHAELPresident · DirectorExercise or conversion · — · 748,000 sh |
| Apr 1, 2026Form 4 | EVANS J. MICHAELPresident · DirectorExercise or conversion · Restricted Share Units · $0 · 748,000 sh |
| Apr 1, 2026Form 4 | Wu Maggie WeiDirectorExercise or conversion · — · 40,808 sh |
| Apr 1, 2026Form 4 | Wu Maggie WeiDirectorExercise or conversion · Restricted Share Units · $0 · 40,808 sh |
| Apr 1, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorExercise or conversion · — · 13,333 sh |
| Apr 1, 2026Form 4 | Wu YongmingChief Executive Officer · DirectorExercise or conversion · Restricted Share Units · $0 · 13,333 sh |
| Apr 1, 2026Form 4 | Tsai Joseph CDirectorExercise or conversion · — · 3,333 sh |
| Apr 1, 2026Form 4 | Tsai Joseph CDirectorExercise or conversion · Restricted Share Units · $0 · 3,333 sh |
| Mar 25, 2026Form 4 | Xu HongChief Financial OfficerExercise or conversion · — · 121,000 sh |
| Mar 25, 2026Form 4 | Xu HongChief Financial OfficerExercise or conversion · Restricted Share Units · $0 · 121,000 sh |
| Mar 25, 2026Form 4 | Yu SiyingGeneral CounselExercise or conversion · — · 47,610 sh |
| Mar 25, 2026Form 4 | Yu SiyingGeneral CounselExercise or conversion · Restricted Share Units · $0 · 47,610 sh |
| Mar 25, 2026Form 4 | Jiang FangChief People OfficerExercise or conversion · — · 37,333 sh |
| Mar 25, 2026Form 4 | Jiang FangChief People OfficerExercise or conversion · Restricted Share Units · $0 · 37,333 sh |
Reports and proxy statements#
Annual reports (10-K, 20-F, 40-F), quarterly reports (10-Q), current reports (8-K, 6-K) and proxy statements, newest first. An 8-K that furnishes a press release is headed by the release’s headline, its items beneath; any other 8-K is described by its items. A form opens the press release where there is one, else the document on EDGAR, or the filing’s index where it furnishes other exhibits.
2026 · 39 filings
| Filed | What it is |
|---|---|
| Oct 7, 20266-K | Report of a foreign private issuer |
| Sep 29, 20266-K | Report of a foreign private issuer |
| Sep 22, 20266-K | Report of a foreign private issuer |
| Sep 4, 20266-K | Report of a foreign private issuer |
| Aug 26, 20266-K | Report of a foreign private issuer |
| Aug 26, 20266-K | Report of a foreign private issuer |
| Aug 24, 20266-K | Report of a foreign private issuer |
| Aug 24, 20266-K | Report of a foreign private issuer |
| Aug 20, 20266-K | Report of a foreign private issuer |
| Aug 14, 20266-K | Report of a foreign private issuer |
| Aug 7, 20266-K | Report of a foreign private issuer |
| Aug 6, 20266-K | Report of a foreign private issuer |
| Aug 6, 20266-K | Report of a foreign private issuer |
| Jul 22, 20266-K | Report of a foreign private issuer |
| Jul 10, 20266-K | Report of a foreign private issuer |
| Jul 7, 20266-K | Report of a foreign private issuer |
| Jul 6, 20266-K | Report of a foreign private issuer |
| Jun 26, 20266-K | Report of a foreign private issuer |
| Jun 18, 20266-K | Report of a foreign private issuer |
| Jun 18, 20266-K | Report of a foreign private issuer |
| Jun 9, 20266-K | Report of a foreign private issuer |
| Jun 3, 20266-K | Report of a foreign private issuer |
| Jun 1, 20266-K | Report of a foreign private issuer |
| May 28, 20266-K | Report of a foreign private issuer |
| May 22, 20266-K | Report of a foreign private issuer |
| May 20, 202620-F | Annual report (foreign private issuer), FY2026 — revenue $144.29B (+4% y/y), net income $14.60B, EPS $6.20 |
| May 13, 20266-K | Report of a foreign private issuer |
| May 13, 20266-K | Report of a foreign private issuer |
| May 6, 20266-K | Report of a foreign private issuer |
| Apr 29, 20266-K | Report of a foreign private issuer |
| Apr 27, 20266-K | Report of a foreign private issuer |
| Apr 24, 20266-K | Report of a foreign private issuer |
| Apr 8, 20266-K | Report of a foreign private issuer |
| Mar 23, 20266-K | Report of a foreign private issuer |
| Mar 19, 20266-K | Report of a foreign private issuer |
| Mar 6, 20266-K | Report of a foreign private issuer |
| Mar 3, 20266-K | Report of a foreign private issuer |
| Feb 4, 20266-K | Report of a foreign private issuer |
| Jan 7, 20266-K | Report of a foreign private issuer |
2025 · 83 filings
| Filed | What it is |
|---|---|
| Dec 29, 20256-K | Report of a foreign private issuer |
| Dec 4, 20256-K | Report of a foreign private issuer |
| Dec 4, 20256-K | Report of a foreign private issuer |
| Dec 1, 20256-K | Report of a foreign private issuer |
| Nov 25, 20256-K | Report of a foreign private issuer |
| Nov 12, 20256-K | Report of a foreign private issuer |
| Nov 6, 20256-K | Report of a foreign private issuer |
| Oct 31, 20256-K | Report of a foreign private issuer |
| Oct 9, 20256-K | Report of a foreign private issuer |
| Oct 8, 20256-K | Report of a foreign private issuer |
| Oct 2, 20256-K | Report of a foreign private issuer |
| Sep 25, 20256-K | Report of a foreign private issuer |
| Sep 17, 20256-K | Report of a foreign private issuer |
| Sep 11, 20256-K | Report of a foreign private issuer |
| Sep 5, 20256-K | Report of a foreign private issuer |
| Sep 4, 20256-K | Report of a foreign private issuer |
| Sep 4, 20256-K | Report of a foreign private issuer |
| Aug 29, 20256-K | Report of a foreign private issuer |
| Aug 29, 20256-K | Report of a foreign private issuer |
| Aug 22, 20256-K | Report of a foreign private issuer |
| Aug 21, 20256-K | Report of a foreign private issuer |
| Aug 18, 20256-K | Report of a foreign private issuer |
| Aug 15, 20256-K | Report of a foreign private issuer |
| Aug 8, 20256-K | Report of a foreign private issuer |
| Aug 6, 20256-K | Report of a foreign private issuer |
| Aug 6, 20256-K | Report of a foreign private issuer |
| Aug 1, 20256-K | Report of a foreign private issuer |
| Jul 25, 20256-K | Report of a foreign private issuer |
| Jul 22, 20256-K | Report of a foreign private issuer |
| Jul 18, 20256-K | Report of a foreign private issuer |
| Jul 11, 20256-K | Report of a foreign private issuer |
| Jul 9, 20256-K | Report of a foreign private issuer |
| Jul 7, 20256-K | Report of a foreign private issuer |
| Jul 7, 20256-K | Report of a foreign private issuer |
| Jul 3, 20256-K | Report of a foreign private issuer |
| Jul 3, 20256-K | Report of a foreign private issuer |
| Jul 2, 20256-K | Report of a foreign private issuer |
| Jun 27, 20256-K | Report of a foreign private issuer |
| Jun 26, 20256-K | Report of a foreign private issuer |
| Jun 26, 202520-F | Annual report (foreign private issuer), FY2025 — revenue $138.09B (+5% y/y), net income $18.03B, EPS $7.43 |
| Jun 20, 20256-K | Report of a foreign private issuer |
| Jun 16, 20256-K | Report of a foreign private issuer |
| Jun 13, 20256-K | Report of a foreign private issuer |
| Jun 12, 20256-K | Report of a foreign private issuer |
| Jun 6, 20256-K | Report of a foreign private issuer |
| Jun 5, 20256-K | Report of a foreign private issuer |
| May 30, 20256-K | Report of a foreign private issuer |
| May 29, 20256-K | Report of a foreign private issuer |
| May 27, 20256-K | Report of a foreign private issuer |
| May 23, 20256-K | Report of a foreign private issuer |
| May 16, 20256-K | Report of a foreign private issuer |
| May 15, 20256-K | Report of a foreign private issuer |
| May 15, 20256-K | Report of a foreign private issuer |
| May 9, 20256-K | Report of a foreign private issuer |
| May 9, 20256-K | Report of a foreign private issuer |
| May 2, 20256-K | Report of a foreign private issuer |
| Apr 30, 20256-K | Report of a foreign private issuer |
| Apr 25, 20256-K | Report of a foreign private issuer |
| Apr 18, 20256-K | Report of a foreign private issuer |
| Apr 11, 20256-K | Report of a foreign private issuer |
| Apr 7, 20256-K | Report of a foreign private issuer |
| Apr 4, 20256-K | Report of a foreign private issuer |
| Apr 2, 20256-K | Report of a foreign private issuer |
| Mar 28, 20256-K | Report of a foreign private issuer |
| Mar 21, 20256-K | Report of a foreign private issuer |
| Mar 14, 20256-K | Report of a foreign private issuer |
| Mar 7, 20256-K | Report of a foreign private issuer |
| Mar 5, 20256-K | Report of a foreign private issuer |
| Feb 28, 20256-K | Report of a foreign private issuer |
| Feb 25, 20256-K | Report of a foreign private issuer |
| Feb 24, 20256-K | Report of a foreign private issuer |
| Feb 20, 20256-K | Report of a foreign private issuer |
| Feb 7, 20256-K | Report of a foreign private issuer |
| Feb 6, 20256-K | Report of a foreign private issuer |
| Feb 5, 20256-K | Report of a foreign private issuer |
| Jan 31, 20256-K | Report of a foreign private issuer |
| Jan 24, 20256-K | Report of a foreign private issuer |
| Jan 17, 20256-K | Report of a foreign private issuer |
| Jan 10, 20256-K | Report of a foreign private issuer |
| Jan 7, 20256-K | Report of a foreign private issuer |
| Jan 3, 20256-K | Report of a foreign private issuer |
| Jan 2, 20256-K | Report of a foreign private issuer |
| Jan 2, 20256-K | Report of a foreign private issuer |
2024 · 56 filings
| Filed | What it is |
|---|---|
| Dec 27, 20246-K | Report of a foreign private issuer |
| Dec 20, 20246-K | Report of a foreign private issuer |
| Dec 17, 20246-K | Report of a foreign private issuer |
| Dec 13, 20246-K | Report of a foreign private issuer |
| Dec 6, 20246-K | Report of a foreign private issuer |
| Dec 5, 20246-K | Report of a foreign private issuer |
| Nov 29, 20246-K | Report of a foreign private issuer |
| Nov 29, 20246-K | Report of a foreign private issuer |
| Nov 29, 20246-K | Report of a foreign private issuer |
| Nov 22, 20246-K | Report of a foreign private issuer |
| Nov 21, 20246-K | Report of a foreign private issuer |
| Nov 20, 20246-K | Report of a foreign private issuer |
| Nov 20, 20246-K | Report of a foreign private issuer |
| Nov 18, 20246-K | Report of a foreign private issuer |
| Nov 18, 20246-K | Report of a foreign private issuer |
| Nov 15, 20246-K | Report of a foreign private issuer |
| Nov 15, 20246-K | Report of a foreign private issuer |
| Nov 8, 20246-K | Report of a foreign private issuer |
| Nov 6, 20246-K | Report of a foreign private issuer |
| Nov 1, 20246-K | Report of a foreign private issuer |
| Nov 1, 20246-K | Report of a foreign private issuer |
| Oct 25, 20246-K | Report of a foreign private issuer |
| Oct 25, 20246-K | Report of a foreign private issuer |
| Oct 18, 20246-K | Report of a foreign private issuer |
| Oct 4, 20246-K | Report of a foreign private issuer |
| Oct 2, 20246-K | Report of a foreign private issuer |
| Sep 27, 20246-K | Report of a foreign private issuer |
| Sep 20, 20246-K | Report of a foreign private issuer |
| Sep 13, 20246-K | Report of a foreign private issuer |
| Sep 9, 20246-K | Report of a foreign private issuer |
| Sep 6, 20246-K | Report of a foreign private issuer |
| Sep 5, 20246-K | Report of a foreign private issuer |
| Aug 30, 20246-K | Report of a foreign private issuer |
| Aug 28, 20246-K | Report of a foreign private issuer |
| Aug 23, 20246-K | Report of a foreign private issuer |
| Aug 22, 20246-K | Report of a foreign private issuer |
| Aug 15, 20246-K | Report of a foreign private issuer |
| Aug 15, 20246-K | Report of a foreign private issuer |
| Aug 2, 20246-K | Report of a foreign private issuer |
| Jul 5, 20246-K | Report of a foreign private issuer |
| Jul 2, 20246-K | Report of a foreign private issuer |
| Jun 14, 20246-K | Report of a foreign private issuer |
| May 31, 20246-K | Report of a foreign private issuer |
| May 30, 20246-K | Report of a foreign private issuer |
| May 24, 20246-K | Report of a foreign private issuer |
| May 23, 20246-K | Report of a foreign private issuer |
| May 23, 20246-K | Report of a foreign private issuer |
| May 23, 202420-F | Annual report (foreign private issuer), FY2024 — revenue $131.38B (+4% y/y), net income $11.17B, EPS $4.37 |
| May 14, 20246-K | Report of a foreign private issuer |
| Apr 30, 20246-K | Report of a foreign private issuer |
| Apr 2, 20246-K | Report of a foreign private issuer |
| Mar 26, 20246-K | Report of a foreign private issuer |
| Feb 23, 202420-F/A | Annual report (foreign private issuer), amended |
| Feb 7, 20246-K | Report of a foreign private issuer |
| Jan 25, 20246-K | Report of a foreign private issuer |
| Jan 2, 20246-K | Report of a foreign private issuer |
2023 · 27 filings — 26 × 6-K, 1 × 20-F
2022 · 24 filings — 23 × 6-K, 1 × 20-F
2021 · 25 filings — 24 × 6-K, 1 × 20-F
2020 · 24 filings — 23 × 6-K, 1 × 20-F
2019 · 22 filings — 21 × 6-K, 1 × 20-F
2018 · 17 filings — 16 × 6-K, 1 × 20-F
2017 · 15 filings — 14 × 6-K, 1 × 20-F
2016 · 15 filings — 14 × 6-K, 1 × 20-F
Counted, not listed; the year is on EDGAR.
2015 · 15 filings — 14 × 6-K, 1 × 20-F
Counted, not listed; the year is on EDGAR.
2014 · 3 filings — 3 × 6-K
Counted, not listed; the year is on EDGAR.
Insider, ownership and other filings#
Insider ownership (Forms 3, 4, 5 and 144), beneficial ownership (Schedules 13D and 13G), registration and prospectus (S-1, S-3, S-8, 424B and related) and the rest, counted by year, with the newest 25 of each of the latest 3 years shown. A Form 4 is one insider’s transaction report; a 13G is a passive holder above five percent.
2026 · 60 filings — 38 × 4, 14 × 3, 3 × 13F-HR and 5 other forms
| Filed | What it is |
|---|---|
| Oct 13, 2026S-8 | Employee stock plan registration |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 5, 20264 | Insider transaction (Form 4) |
| Oct 2, 20264 | Insider transaction (Form 4) |
| Sep 29, 20264 | Insider transaction (Form 4) |
| Sep 29, 20264 | Insider transaction (Form 4) |
| Sep 29, 20264 | Insider transaction (Form 4) |
| Sep 29, 20264 | Insider transaction (Form 4) |
| Sep 25, 20264 | Insider transaction (Form 4) |
| Sep 25, 20264 | Insider transaction (Form 4) |
| Sep 25, 20264 | Insider transaction (Form 4) |
| Sep 25, 20264 | Insider transaction (Form 4) |
| Sep 25, 20264 | Insider transaction (Form 4) |
| Sep 25, 20264 | Insider transaction (Form 4) |
| Sep 25, 20264 | Insider transaction (Form 4) |
| Sep 22, 2026SCHEDULE 13D/A | Other filings |
| Sep 14, 20264 | Insider transaction (Form 4) |
| Aug 25, 20264 | Insider transaction (Form 4) |
| Aug 24, 20264 | Insider transaction (Form 4) |
| Aug 24, 20264 | Insider transaction (Form 4) |
| Aug 14, 202613F-HR | Other filings |
| Aug 14, 2026N-PX | Other filings |
| Jul 6, 20264 | Insider transaction (Form 4) |
| Jul 6, 20264 | Insider transaction (Form 4) |
| Jul 1, 20264 | Insider transaction (Form 4) |
The newest 25 of 60 shown; the full year is on EDGAR.
2025 · 16 filings — 4 × 13F-HR, 2 × S-8, 2 × SCHEDULE 13G/A and 8 other forms
| Filed | What it is |
|---|---|
| Nov 14, 202513F-HR | Other filings |
| Oct 31, 2025S-8 | Employee stock plan registration |
| Sep 4, 2025EFFECT | Other filings |
| Sep 4, 2025424B3 | Prospectus |
| Sep 2, 2025CORRESP | Letter to the SEC |
| Aug 14, 2025N-PX | Other filings |
| Aug 14, 202513F-HR | Other filings |
| Jul 28, 2025UPLOAD | Letter from the SEC staff |
| Jul 21, 2025F-4 | Registration and prospectus |
| May 23, 2025SD | Specialized disclosure (conflict minerals) |
| May 19, 2025S-8 | Employee stock plan registration |
| May 16, 2025144 | Notice of proposed sale (Form 144) |
| May 15, 202513F-HR | Other filings |
| May 15, 2025SCHEDULE 13G/A | Other filings |
| Feb 14, 202513F-HR | Other filings |
| Feb 14, 2025SCHEDULE 13G/A | Other filings |
2024 · 20 filings — 7 × SC 13G/A, 4 × 13F-HR, 3 × UPLOAD and 5 other forms
| Filed | What it is |
|---|---|
| Nov 18, 2024S-8 | Employee stock plan registration |
| Nov 14, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Nov 14, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Nov 14, 202413F-HR | Other filings |
| Nov 14, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Sep 11, 2024UPLOAD | Letter from the SEC staff |
| Sep 6, 2024CORRESP | Letter to the SEC |
| Aug 27, 2024UPLOAD | Letter from the SEC staff |
| Aug 14, 202413F-HR | Other filings |
| Aug 14, 2024N-PX | Other filings |
| May 31, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| May 28, 2024SD | Specialized disclosure (conflict minerals) |
| May 13, 202413F-HR | Other filings |
| Mar 25, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Mar 22, 2024SC 13D/A | Active holder above 5% (Schedule 13D), amended |
| Feb 29, 2024UPLOAD | Letter from the SEC staff |
| Feb 14, 202413F-HR | Other filings |
| Feb 14, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Jan 29, 2024SC 13G/A | Passive holder above 5% (Schedule 13G), amended |
| Jan 17, 2024CORRESP | Letter to the SEC |
2023 · 25 filings — 7 × CORRESP, 4 × 13F-HR, 4 × UPLOAD and 6 other forms
Counted, not listed; the year is on EDGAR.
2022 · 18 filings — 4 × 13F-HR, 4 × SC 13G/A, 3 × CORRESP and 6 other forms
Counted, not listed; the year is on EDGAR.
2021 · 13 filings — 4 × 13F-HR, 2 × SC 13G/A, 1 × 424B2 and 6 other forms
Counted, not listed; the year is on EDGAR.
2020 · 15 filings — 4 × 13F-HR, 3 × SC 13G/A, 1 × CORRESP and 7 other forms
Counted, not listed; the year is on EDGAR.
2019 · 28 filings — 5 × CORRESP, 4 × 13F-HR, 3 × 424B5 and 12 other forms
Counted, not listed; the year is on EDGAR.
2018 · 10 filings — 4 × 13F-HR, 3 × SC 13G/A, 1 × S-8 and 2 other forms
Counted, not listed; the year is on EDGAR.
2017 · 24 filings — 4 × 13F-HR, 4 × SC 13D/A, 3 × SC 13G/A and 11 other forms
Counted, not listed; the year is on EDGAR.
2016 · 16 filings — 4 × 13F-HR, 3 × SC 13G/A, 2 × SC 13D and 5 other forms
Counted, not listed; the year is on EDGAR.
2015 · 24 filings — 7 × CORRESP, 6 × SC 13G, 3 × UPLOAD and 7 other forms
Counted, not listed; the year is on EDGAR.
2014 · 40 filings — 15 × CORRESP, 9 × UPLOAD, 7 × F-1/A and 8 other forms
Counted, not listed; the year is on EDGAR.
About this data#
Alibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share (BABA) has 674 filings on EDGAR going back to 2014: 13 annual reports, 0 quarterly reports and 352 current reports, plus proxy statements, insider forms and ownership schedules. Its latest annual report, a 20-F, was filed on May 20, 2026 for the fiscal year ended Mar 31, 2026. The most recent 8-K, on Oct 7, 2026, covered a material event. Over the last 13 months insiders sold $85.8M in 12 sales and bought $25.7M in 3 purchases; 53 other transactions (awards, exercises, tax withholding, gifts and plan purchases). Not investment advice.
Every row is a filing EDGAR lists for the registrants that have been Alibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share, read from the SEC’s submissions index each morning; a filing accepted after that read appears the next day. Where a company changed its filing entity (a holding-company reorganisation, Google into Alphabet) the predecessor’s filings are shown for the years it filed as the company, derived from the filings themselves. Dates are the filing date; the period is the report’s own. The latest 3 years of reports are listed in full, the next years to 10 without their 8-Ks, and older years are counted; the other forms are counted too, with the newest 25 of each of the latest 3 years shown. Insider transactions are the Form 4 and Form 5 documents themselves, filed since January 2026, every number as the insider filed it: a day’s lots are summed, a blank price adds its shares and no dollars, and a purchase through an employee stock plan is a plan purchase, not insider buying. An 8-K’s headline is the first line of the press release it furnishes (Exhibit 99), read from the filing and shown word for word; where two independent readings of the exhibit do not agree, the 8-K is described by its items instead. The documents stay on sec.gov, public domain, and every link opens the SEC’s copy. ChartRow does not summarise or interpret filings.
FAQ#
- Where can I read BABA's latest 10-K?
- BABA's latest annual report, a 20-F, was filed on May 20, 2026 for the fiscal year ended Mar 31, 2026. It is linked above and opens on EDGAR, the SEC's own site, where every exhibit is also listed.
- When did BABA last file an 8-K?
- On Oct 7, 2026 it filed a current report. An 8-K reports a material event between quarterly reports; the one that furnishes the quarter's results is filed under Item 2.02.
- Are BABA insiders buying or selling?
- Over the last 13 months insiders sold $85.8M in 12 sales and bought $25.7M in 3 purchases; 53 other transactions (awards, exercises, tax withholding, gifts and plan purchases). The most recent sale: Jiang Fang (Chief People Officer) sold 885,272 shares on Sep 30, 2026 for $12.0M. Every figure is as the insider filed it on Form 4; a sale under a 10b5-1 plan was scheduled in advance.
- How many SEC filings has BABA made?
- 674 filings are on EDGAR under the registrant records that have been Alibaba Group Holding Limited American Depositary Shares each representing eight Ordinary share, going back to 2014; 58 of them are insider ownership forms (Forms 3, 4, 5 and 144).